Graham Calder Mullen

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Bamey Money Market Fund (See explanation) — Int/Div

Smith Bamey Money Market Fund (See explanation) — Int/Div

Central Fund - Canada — Int/Div

Intel Corp — Int/Div

Merck & Co — Int/Div

Proctor & Gamble — Int/Div

General Electric — Int/Div

Chart Indus — None

TEVA Pharmaceuticals (See SELF- INITIATED AMENDMENT. Line 148) — Int/Div

IRA {See explanation) — Int/Div

Loomis Sayles Funds IT Strategic Inc Fund — Sold (part)

Oppenheimer Int'l Bond Fund — Sold (part)

Oppenheimer Int'l Small Co Fund — Sold (part)

Oppenheimer Int'l Small Co Fund — Sold (part)

Satuit Cap Micro Cap Fund — Sold (part)

Satuit Cap Micro Cap Fund — Sold (part)

Satuit Cap Micro Cap Fund — Sold (part)

Oppenheimer Gold & Sp. Minerals — Sold (part)

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Sold (part)

Permanent Portfolio Fd

Blackrock Global Allocation — Sold (part)

Columbia Select Large Cap Growth Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd

First Eagle Fds Global Fd — Sold (part)

First Eagle Fds Global Fd — Sold (part)

First Eagle Fds Global Fd — Sold (part)

Yacktman Fd — Sold (part)

S10.

Pimco Fds - Total Return Fd — Sold (part)

Pimco AllAsset AllAuthonity — Buy (add'l)

Royce Premier Fd — Sold (part)

Templeton Fds - TR Global Bd Advisor — Sold (part)

MFS - Int'l New Discovery Fd — Sold (part)

JP Morgan Core Bond FD Select

Neuberger Berman Income New Strategic Fd — Sold (part)

Hondo Mmerals Corp — None

ISORAY — None

Valero Energy — Int/Div — Sold

Mosaic — Int/Div — Sold (part)

GDX Goldmmers ETF — Int/Div — Sold

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

Whole Life XXX113 — Int/Div

NML Whole Life XXXI88 — Int/Div

NML Whole Life XXX510 — Int/Div

NML Whole Life XXX698 — Int/Div

NML Extraord. Life 403 — Int/Div

NML Adjustable Comp XXX 100 — Int/Div

NML 65 Life 913 — Int/Div

NML 65 Life 473 — Int/Div

NML Whole Life 437 — Int/Div

NML Whole Life 800 — None

Select SPDR Energy — Int/Div

Prudent Bear Fund — None

Eldorado Gold — Int/Div — Sold

Click Software Tech. — None

Chart Indus — None — Sold (part)

Nanoviricides — None

Neural Stem Inc — None

International Stem Cell Corp — None

Galectin Therapeutics — None

Brigus Gold — None

Inovio Pharmaceuticals — None

Argentex Mining — None

CenturyLink Inc — Int/Div — Sold

Mast Therapeutics — None

Alliance Grain Traders — None

Clearbridge Energy (EMO) — Int/Div

First Trust Cloud Computing — Int/Div — Sold

Star Scientific — None — Sold

Star Scientific — Buy

Parkway Properties, formerly Thomas PPTY GRP. (See explanation, ) — None

SELF-INITIATED AMENDMENT, line 146 (See explanation)

Star Scientifc — None — Sold (part)

SELF-INITIATED AMENDMENT, line 149 (See explanation)

TEVA Pharmaceuticals — Int/Div — Buy

Homorary Lite Member, Duke Umiversity Law School Board of Visitors

Member HOA Board, Royal Crest Home Owners

Explanation of line items contained in Part VIL.

Lines 3 and 5 - Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 21 - The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. This income is aggregated and not reported for each separate fund.

Line 141 - Parkway Properties was mitially purchased as Thomas PPTY Group. Thomas PPTY Group was acquired by Parker Property on 12/20/2013.

SELF-INITIATED AMENDMENTS TO THE 2012 REPORT.

Line 146 « Star Scientific was listed as "Sold" in 2012. However, it should have been listed as Sold (part).

Line 149 - TEVA Pharmaceuticals was inadvertently omitted in 2012.