Stephen Rogers Bough

529 Plan - Grant (H)

Invested Portf Balanced PTF A — Int/Div

Ivy Fund Asset Strategy E — Int/Div

Ivy Fund Real Estate Securities E — Int/Div — Buy

Ivy Science & Tech E — Int/Div

Ivy Global Nat Resources E — Int/Div — Sold

Roth IRA - Stephen (H)

Ivy Asset Strategy A — Int/Div

lIvy Euro Opp A — Int/Div

Ivy Fund - Cundill Global Value A — Int/Div

Ivy Fund - Dividend Opp A — Int/Div

Ivy Fund - High Income A — Int/Div

Ivy Fund - Small Cap Value Fund A — Int/Div

Ivy Global Income Alloc A — Int/Div

Ivy Global Real Estate A — Int/Div — Buy

Ivy Managed Inter Opp A — Int/Div

Ivy Mid Cap Growth A — Int/Div

WW & R Adv Core Invest A — Int/Div

W&RAdv Sci & Tech A — Int/Div

Ivy Energy A — Int/Div — Sold

W&R Ady Global Bond A — Int/Div — Sold

Simple 401K - Stephen (H)

Ivy Fund Dividend Opp A — Int/Div — Buy (add'l)

Ivy Fund High Income A — Int/Div

Ivy Global Income Alloc A — Int/Div — Buy (add'l)

Ivy Global Nat Resource A — Int/Div — Buy (add'l)

WW &R Adv Core Invest A — Int/Div

JTN TOD - Andrea & Stephen (H)

Ivy Fund Real Estate Sec A — Int/Div — Buy

Ivy Fund Small Cap Value A — Int/Div

Ivy Global Income Alloc A — Int/Div

Ivy Managed Intem Opp A — Int/Div

WW & R Adv Asset Strat A — Int/Div — Sold (part)

WW &R Adv Asset Strat A — Int/Div — Sold

WW &R Adv Core Invest A — Int/Div

WW &R Adv Global Bond A — Int/Div

W & R Advisors Dividend Opp A — Int/Div

WW & R Advisors Sci & Tech — Int/Div

529 Plan - Ashley (H)

Invest Portf Balanced PTF A — Int/Div

Ivy Fund Asset Strategy E — Int/Div

Ivy Fund Intern Balanced E — Int/Div

Ivy Mid Cap Growth E — Int/Div

Exclusive K - Andrea (H)

Ivy Fund Dividend Opp A — Int/Div

Ivy Fund Small Cap Value A — Int/Div

WW &R Adv Core Invest A — Int/Div

WW & R Advisors New Concepts A — Int/Div

Roth IRA - Andrea (H)

W&R Ady Continent] Inc A — Int/Div

WW & R Adv High Income A — Int/Div

WW & R Advisors New Concepts A — Int/Div

WW & R Advisors Science & Tech A — Int/Div

WW & R Advisors Small Cap A — Int/Div

UTMA - Ashley (H)

Ivy Euro Opp A — Int/Div

Ivy Small Cap Value A — Int/Div

Ivy Global Nat Resource A — Int/Div

Individual TOD - Stephen (H)

Ivy Real Estate Sec A — Int/Div — Buy

Ivy Global Income Alloc A — Int/Div — Buy

W&R Adv Core Invest A — Int/Div — Buy

W & R High Income A — Int/Div — Buy

WW &R Adv Science & Tech A — Int/Div — Buy

W & R Adv Asset Strategy A — Int/Div — Sold

Ivy Global Bond A — Int/Div — Sold

Rental House - Gregory - Kansas City MO — Rent

Rental House - Rymeg - Belton MO — Rent

Rental House - Holmes - Kansas City MO — Rent

Missouri Bank & Trust — Interest

Vanguard Prime Money Mkt Fund — Int/Div

American Funds AMCAP Fund — Int/Div

American Funds Capital World Bond — Int/Div

Amencan Funds Euro Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds New Perspective — Int/Div

Lewis Rice Profit Sharing BOK Financial — Int/Div

Lewis Rice 401K BOK Fmancial — Int/Div

Vice President, Federal Bar Association - Western District of Massour: and District of Kansas

Board member, UMKC Law Foundation

Agreement — 2014 — Blake Heath purchased the assets of The Law Offices of Stephen R. Bough with a written agreement for 25% of the contingent fee at the end of the litigation.

Liability — Dept. of Education - Direct Loan MOHELA — Student Loan

Income — referenced in Part IL. The agreement is a fixed percentage of the contingent fee.

Spouse's income — 2015 — Lewis Rice & Fingersh, salary