John Zihun Lee

What was filed

133
investments
0
positions
0
gifts
0
agreements
2
debts
0
reimbursements
0
income
1
spouse income

Named parties

Zeiss
Capital One
Ditech Mortgage Corp.
Self-employed physician

As filed

Rental Property #1, Barrington, IL (2007 £745,000) — None — Sold — Zeiss

LPL Fimancial IRA #1 (H)

Am. Beacon Bridgeway Large Cap Fund — Int/Div

Am. Beacon High Yield Fund — Int/Div

Am. Beacon Sm Cap Value Fund — Int/Div

Am. Century Mid Cap Value Fund — Int/Div

Am. Century Real Estate Fund — Sold

Artisan Mid Cap Fund — Int/Div

Calamos Mkt Neautral Income Fund — Int/Div — Buy

Clearbridge Aggressive Growth Fund — Sold

Clearbridge Large Cap Growth Fund — Int/Div — Buy

Entrust Permal Mut. Fund — Sold

JP Morgan Prime Money Mkt Acct — Interest

Janus Venture Fund — Int/Div

Oakmark Mutual Fund — Int/Div — Buy

Oakmark International Fund — Int/Div

Oakmark Select Fund — Sold

Oppenheimer Dev. Mkts Fund — Int/Div

Prudential Total Return Bond Fund — Int/Div

Vanguard Growth ETF — Int/Div — Buy

LPL Financial IRA £2 (H)

Vanguard Intermed. Term Invest. Grade Bond Fund — Int/Div — Sold (part)

Vanguard Intermed. Term Invest. Grade Bond Fund — Sold (part)

Vanguard International Value Mut. Fund — Int/Div

Vanguard Total Stock Market Mut. Fund — Int/Div

Goldman Sachs Bank USA Cash Acct — Int/Div

Trust 1 (H)

Am, Beacon Sm Cap Value Fund — Int/Div — Sold

Am. Beacon Birdgeway Lg Cap Fund — Int/Div — Sold

Am Century Mid Cap Value Fund — Int/Div — Sold

Clearbridge Aggressive Growth Fund — Int/Div — Sold

Clearbridge Small Cap Mut Fund — Int/Div — Sold

Entrust Permal Mut Fund — Int/Div — Sold

Henderson Inter'l Opportunities Fund — Int/Div — Sold

iShares Core S&P 500 ETF Fund — Int/Div — Sold

Janus Enterprise Mut Fund — Int/Div — Sold

Oppenheimer Developing Mkt Fund — Int/Div — Sold

Prudential Total Return Bond Fund — Int/Div — Sold (part)

Prudential Total Return Bond Fund — Sold

Rudgeworth Float. Rate High Inc Fund — Int/Div — Sold (part)

Rudgeworth Float. Rate High Inc Fund — Sold

Vanguard Growth ETF Fund — Int/Div — Sold

Goldman Sachs Bank USA Cash Acct — Int/Div — Sold

T. Rowe Price Ret. 2035 Mut, Fund — Int/Div — Buy

T. Rowe Price Ret. 2035 Mut, Fund — Buy (add'l)

LPL Financial IRA #3 (H)

Am. Beacon Bridgeway Large Cap Fund — Int/Div — Buy

Am. Beacon Sm Cap Value Fund — Int/Div — Buy

Am. Century Mid Cap Value Fund — Int/Div — Buy

Calamos Mkt Neautral Income Fund — Int/Div — Buy

Clearbridge Aggressive Growth Fund — Int/Div — Buy

Clearbridge Aggressive Growth Fund — Sold

Clearbridge International Growth Fund — Int/Div — Buy

Clearbridge Large Cap Growth — Int/Div — Buy

Clearbridge Small Cap Fund — Int/Div — Buy

Entrust Permal Mut. Fund — Int/Div — Buy

Entrust Permal Mut. Fund — Sold

Henderson International Opp. Fund — Int/Div — Buy

Henderson International Opp. Fund — Sold

iShares Core S&P SOO ETF — Int/Div — Buy

Junus Enterprise Fund — Int/Div — Buy

Oppenheimer Developing Mkt Fund — Int/Div — Buy

PGIM Total Return Bond Fund — Int/Div — Buy

PGIM Short Duration High Yield Fund — Int/Div — Buy

Virtus SEIX Floating Rate High Inc Fund — Int/Div — Buy

Virtus SEIX Floating Rate High Inc Fund — Sold

Vanguard Growth Fund — Int/Div — Buy

Money Market Fund — Int/Div — Buy

Am. Century Equity Income Mut. Fund — Int/Div — Buy

Am. Century Mid Cap Value Fund — Int/Div — Sold

Am. Century Value Investor Mut. Fund — Int/Div — Sold

Deutsche Managed Muni. Bond Mut. Fund — Int/Div — Sold

DWS Intermediate Tax-Free Mut. Fund — Int/Div — Buy

Janus Enterprise Mut. Fund — Int/Div

Janus Venture Mut. Fund — Int/Div

Oakmark Fund Mutual Fund — Int/Div

Oakmark Intemational Mut, Fund — Int/Div — Sold

Goldman Sachs Bank USA Cash Acct — Interest

Looms Sayles Growth Mut. Fund — Int/Div

Oppenheimer Dev. Markets Mut, Fund — Int/Div

Vanguard FTSE Dev. Mkts Fund — Int/Div — Buy

WisdomTree US Mid Cap Dividend Fund — Int/Div — Buy

Bright Directions College Savings 15-16 Portfolio — None — Buy (add'l)

Bright Directions College Savings 15-16 Portfolio — Buy (add'l)

Bright Directions College Savings Baird Short-Term Bond Fund — None

Bright Directions 529 College Savings MFS Value Fund — None — Buy (add'l)

Bright Directions 529 College Savings MFS Value Fund — Buy (add'l)

Bright Directions College Savings Northem Bond Fund — None

Bright Directions College Savings Oppenheimer Int'l Growth Fund — None

Bright Directions College Savings T Rowe Price Large Cap Growth Fund — None

Bright Directions College Savings T Rowe Price Real Estate Fund — None

Bright Directions College Savings T Rowe Price Balanced Portfolio — None — Buy

Bright Directions College Savings T Rowe Price Balanced Portfolio — Buy (add'l)

Apple (AAPL) — Int/Div

Revolution Lighting (RVLT) — None

Johnson & Johnson (JNJ) — Int/Div — Buy

Johnson & Johnson (JNJ) — Buy (add'l)

Schwab One Interest Account — Interest

JP Morgan Chase Bank Accounts — Interest

Liability — Capital One — Mortgage on Rental Property #1, Barrington, IL

Liability — Ditech Mortgage Corp. — Mortgage on Rental Property #1, Barrington, IL

Spouse's income — 2018 — Self-employed physician

In Part VIL, line 75, my 2016 report listed "Bright Directions College Savings BlackRock Cash Fund” as bemg sold in part on 07/28/16. This entry should have

listed "Bright Directions College Savings BlackRock Cash Fund” as being sold in its entirety on 07/28/16, with a Value Code of "M" and a Gain Code of "A."