Jack Bertrand Weinstein

Smith Bamey cash — Interest — Sold

Smith Barmey ms active assets — Interest — Sold

NYSTwy auth local hwy - 04/01/21 — Interest — Sold

Harborfields cent sch dis-ny-6/1/18 — Interest — Sold

Buffalo NY mun wir fin auth-7/1/22 — Interest — Sold

NYS dorm auth lease-7/1/28 — Interest

Eastport south manor cent sch-6/15/21 — Interest — Sold

NYS enviro facs corp-6/15/14 — Interest — Sold

NYS dorm auth rev-2/1/18 — Interest — Sold

Triborough brdg & unl auth-11/15/18 — Interest

Duchess Cnty NY ind] dev agy-7/1/20 — Interest — Sold

NY NY genl oblig ser-g 8/1/20 — Interest — Sold

East Islip NY un free sch dist 6/15/21 — Interest — Sold

NY NYC gen oblig ser a - 8/1/21 — Interest

NY NY genl oblig ser - 1/3/22 — Interest — Sold

NY NYC mun wer fin auth-6/15/22 — Interest — Sold

Long Island Power Authority - 12/1/22 — Interest — Sold

NYS envir facs corp - 6/15/23 — Interest

NYS mun bond bank agy - 12/1/23 — Interest — Sold

NY NY genl oblig ser-1 3/1/24 — Interest — Sold

NYS enviro facs corp - 6/15/24 — Interest

NY NYC genl oblig ser-b - 8/1/24 — Interest — Sold

NYS enviro facs corp = 10/15/24 — Interest — Sold

NY NY Genl Obl ser 10/1/25 — Interest — Sold

Metropolitan transn auth ny-ser oid 11/15/25 — Interest — Sold

Metropolitan transn auth ny-ser a 11/15/25 — Interest — Sold

NYS Twy Auth Gen rey-g 1/1/26 — Interest

NYS twy auth st pers income 3/15/26 — Interest

NYS Dorm auth-7/1/26 — Interest — Sold

Triborough brdg & tunl auth - 1/1/27 — Interest — Sold

NY NYC tfa rev future tax - 11/1/27 — Interest — Sold

Metropolitan transn auth ny = 11/15/28 — Interest

Capital One Bank « CD matures 1/23/13 — Interest — Sold

Paragon coml Bk - CD matures 4/8/15 — Interest — Sold

Goldman Sachs BK — Interest — Buy

Goldman Sachs BK — Interest — Sold

NYS Dorm Auth - Yeshiva univ due 11/131 — Interest — Buy

NYS Dorm Auth - Yeshiva univ due 11/1/31 — Interest — Sold

Morgan Stunley Bank NA — Interest — Sold

Wells Fargo back deposit sweep — Interest — Buy

NYS twy auth local hghwy 4/1/21 — Interest — Sold

Harborfields Cent Sch Dist NY &/1/18 — Interest — Sold

Buffalo NY Mun Wir Fin Auth wir 7/1/22 — Interest — Sold

NYS dorm auth lease rev 7/1/25 — Interest

Eastport South Manor Cent Sch Dist 6/15/21 — Interest — Sold

Smithtown NY cent sch dist 8/1/18 — Interest

NYS dorm auth rev uid long 11/1/15 — Interest

Tarrvtown NY Union Free Sch Dist 1/15/17 — Interest

Schenectady NYC sch dis 6/15/20 — Interest — Sold

Dutchess Cnty NY indi dev agy 7/1/20 — Interest

NY NY genl oblig ser-g 8/1/20 — Interest — Sold

NYS environmental facs 12/15/20 — Interest

East Islip NY un free sch dist ser-a 6/15/21 — Interest — Sold

NY NYC genl oblig ser a 8/1/21 — Interest

Rockland Co NY various purposes 8/15/21 — Interest

Buffalo NY fiscal stability 9/1/21 — Interest

Brookhaven NY open space 11/1/21 — Interest

NY NY genl oblig ser-1 3/1/22 — Interest

Suffolk co ny pub impt serial ser-a 5/15/22 — Interest

Florida St Brd Ed Pub - 6/1/22 — Interest

NY NYC Mun wir fin auth 6/15/22 — Interest — Sold

NY NYC mun wir fin auth 6/15/22 — Interest

Metropolitan Trans auth ny ser-a 11/15/22 — Interest

Long Island power auth ny 12/1/22 — Interest

Freeport NY genl oblig ser-a 1/15/23 — Interest

NYS envir facs corp st clean 6/15/23 — Interest

NYS dorm auth Rochester ser-a 7/1/23 — Interest

NY NYC genl oblig ser-n 8/1/23 — Interest

NYS muni bond bank agy 12/1/23 — Interest

Metropolitan trans au ny sve 1/1/24 — Interest

NY NY genl oblig ser-1 3/1/24 — Interest

NYS enviro facs corp st 6/15/24 — Interest

NYS dorm au memorial sloan 7/1/24 — Interest

NY NYC genl oblig ser-b 8/1/24 — Interest

NYS enviro facs corp 10/15/24 — Interest — Sold

NYS enviro facs 6/15/25 — Interest

NY genl oblig 10/1/25 — Interest

Metropolitan transn auth ny ser-a 11/15/25 — Interest

Metropolitan transn auth ny ser-oid 11/15/25 — Interest

NYS twy auth gen rev ser-g 1/1/26 — Interest

NYS twy auth st pers income 3/15/26 — Interest

NYS dorm auth pers income 12/15/26 — Interest

Triborough brdg & tnl auth ny 1/1/27 — Interest

NY Dorm auth rev due 2/15/27 — Interest — Buy

NYC genl oblig fisca ser-g 8/1/27 — Interest

NY NYC tfa rev futu re tax 11/1/27 — Interest

Metropolitan trans auth ny trans 11/15/27 — Interest

NYC muni wir fin auth 6/15/28 — Interest

NYS dorm auth revs 7/1/28 — Interest

Metropolitan trans auth ny dedicated 11/1528 — Interest

Port Auth NY & NJ due 1/15/31 — Interest — Buy

NYS Dorm auth due 11/1/31 — Interest — Buy

NYS Dorm auth due 11/1/31 — Interest — Buy

Paragon coml bk raleigh ne - CD 4/8/15 — Interest

Morgan Stanley Bank NA — Interest

Wells Fargo Bank deposit sweep — Interest — Buy

AT&T Inc — Int/Div — Sold

AT&T Inc — Int/Div — Buy

Atlas Pipeline partners — Interest — Buy

Buckeye partners Ip — Int/Div — Sold

Buckeye partners Ip — Int/Div — Buy

Chevron Corp — Int/Div — Sold

HJ Heinz Co — Int/Div — Sold

Clean Harbors ing — Interest — Buy

NY Community bancorp — Int/Div

Sunoco Logistics partner — Interest — Buy

Sysco Corporation — Interest — Buy

Western Gas partners LP — Interest — Buy

Proctor & Gamble — Int/Div — Sold

Smucker JM co com new — Int/Div — Sold

Verizon Communication — Int/Div — Sold

Caterpillar finl 2/17/14 — Interest

BP Capital market plc 5/8/14 — Interest

Sunoco Inc 1V15/14 — Interest

Morgan Stanley 1/26/15 — Interest

JP Morgan Chase & Co 1IV1/15 — Interest

Barclays bunk plc 9/22/16 — Interest

Goldman Sachs group mc 1/15/17 — Interest

JP Morgan Chase & Co 6/27/17 — Interest

General Electric cap corp 9/15/17 — Interest

Walt Disney Co 12/15/17 — Interest

Target corp 1/15/18 — Interest

Verizon Communications 2/15/18 — Interest

Archer Daniels 3/15/18 — Interest

Berkshire Hathaway fin 5/15/18 — Interest

Viacom Inc cbs 5/15/18 — Interest

Metlife Inc 8/15/18 — Interest

Vanderbilt University 4/1/19 — Interest

Credit Suisse 1/14/20 — Interest

15nc] step up callable notes 6/11/25 — Interest

Tenn Valley Auth 11/1/17 — Interest

Tenn Valley Auth 12/15/17 — Interest — Sold

Baltimore MD taxable due 1001526 — Interest — Buy

The National Republic Bank of Chicago 69/11 — Interest — Sold

Kev Bank National assn Ohio cd 8/14/12 — Interest

Discover Bank Greenwood cd 4/29/13 — Interest

Goldman Sachs Bank 10v22/13 — Interest

Paragon com bank raleigh ne 4/8/15 — Interest

Doral bk catano 5/21/15 — Interest

Goldman Sachs bank 1/14/19 — Interest

American Express Bank 3/18/19 — Interest

cit bank salt lake city 4/15/19 — Interest

GE capital financial inc 5/28/19 — Interest

hsbc bank usa 7/31/19 — Interest

Toyota finl sves bk hend 10/23/19 — Interest

hometrust bank clvde nc 8/26/21 — Interest

Lloyd TSB bank due 1/21/21 — Interest — Buy

Virtus opportunities TR premium — Interest — Buy

Sandridge Mississippian tr — Interest — Buy

Sandridge Mississippian tr — Interest — Sold

Morgan Stanley Bank — Interest — Sold

Wells Fargo bank deposit sweep — Interest — Buy

Sunoco nc - 10/15/14 — Interest

Kevbank natl assn - 3/3/16 — Interest

Baltimore MD Taxable due 10/15/26 — Interest — Buy

jp morgan/Washington mutual 1/30/12 — Interest

Capital One Bank 1/23/13 — Interest

Paragon Coml Bk Raleigh NC 4/8/15 — Interest

Goldman Sachs Bank 3/25/19 — Interest — Sold

cit bank salt lake city 4/15/19 — Interest

Bank hapoalim bm fid - 6/15/20 — Interest — Sold

Gift — Morgan Stanley Smith Barney — Cafe - Westen — $100,000.00

Gift — Morgan Stanley Smith Bamey — Gif - Weinstein — $100,000.00

Gift — Morgan Stanley Smith Bamey — Gif « Weinstein — $100,000.00

Agreement — 1998 — New York State Retirement Plans

Agreement — 2000 — New York State Savings Plan Schooling (2)

Income — 2011 — Book Rovalties - Foundation Press — $3675.00

Income — 2011 — Teachers Ins & Annuity Pensions — $12,523.00

Income — 2011 — Judicial Retiree & Survivors — SI58.851.00

"SEE ATTACHED certificate of accountant who prepared listing for item VII, dated April 30, 2012