Lewis A. Kaplan

CITIBANK (cash) — Interest

JP MORGAN CHASE (cash) — Interest

NATIONAL UNION BANK — Interest

NY LIFE INS. (whole life policies) — Int/Div

BROKERAGE ACCOUNT #1 (H)

JPM TAX FREE MMKT INST SWEEP FD {cash (Y)

NY ST REF-SER C 649791-JB-7 AA~ AAI — Interest — Sold

PORT WA NY UN FREE SCH DIST REF T3558 1-LU-2 NR /AA2 — Interest

NORTH SHORE NY CENTRL SCH DIST 662323-HJ-6 NR AAI — Interest

FALCONER NEW YORK CENTRAL SCHOOL 306117.CL-4 AA /A2 — Interest

PEMBROKE NEW YORK CENTRAL SCHOOL 706427-BY-6 AA- /NR — Interest

WESTCHESTER CNTY NY SER B OS5TI6L-ZS6 AAA /AAL — Interest

PLAINVIEW OLD BETHPAGE NY CENTRL SCH 726715-HX-6 AAA /NR — Interest

NASSAU CNTY NY INTERIM FIN AUTH 631663-NN-7 AAA NR — Interest

SHENENDEHOWA NY CENTRL SCH DIST REF 823194.F2.6 AA /NR — Interest

ISLAND TREES NY UNION FREE 464568-GK-4 NR /AA2 — Interest

SARATOGA SPRINGS NY REF-PUB IMPT 803531-TR-3 AA+ /NR — Interest

ALBANY NY LTD TAX 012429-AE-6 — None — Buy

NY CITY NY TRNSTIONAL FIN AUTH REV FUTURE 6497 1W-FV-7T AAA JAA — Interest

NY ST DORM AUTH ST PERSNL INC TAX 64990F-3R-6 AAA JAA — Interest

HUDSON YDS INFRASTRUCTURE CORP NY 2ND INDENT (44420R-AM-2) — Interest

NY ST DORM AUTH SALES TAX REV 64990A-DR-3 AAA /AAL — Interest — Sold

SALES TAX ASSET RECEIVABLE CORP NY 794665-FM-6 AAA JAA — Interest

ARLINGTON NY CENTRAL SCH DIST REF UNLTD TAX (04171 7-NR-6) — Interest

SOUTHAMPTON NY UN FREE SCHOOL REF UNLIMITED TAX (841(98-DS-2) — Interest

MET TRANSPRTN AUTH REV GREEN BDS REF SER C (59261 A-PX.9) — Interest

UTIL DEBT SECURITIZATION AUTH NY REF RESTR SER A (91802R-CK-}) — Interest

ORCHARD PK NY CENTRL SCH DIST £70904.96.9 — None — Buy

MT VERNON NY CITY CENTRL SCH DIST 62360624 — None — Buy

RIVERHEAD NY PUB IMPT-SER A LTD T68738-X0-4 — None — Buy

THREE VLG NY CENTRL SCH DIST RRSTH6-NW- — None — Buy

BROKERAGE ACCOUNT #2 (H)

JPM TAX FREE MMKT INST SWEEP FD (cash) — Interest

WESTCHESTER CNTY NY LIMITED O57I6L-YW-8 AAA JAA — Interest — Redeemed

SACHEM NY CENTRL SCH DIST OF HOLBROOK 785721-TR-2 AA /NR — Interest — Redeemed

ARLINGTON NEW YORK CENTRAL SCHOOL (41717-LD9 AA- NR — Interest

PORT WA NY UN FREE SCH DIST REF T3588 1-LU-2 NR /AA2 — Interest

COLD SPRING HBR NY CENTRL SCH DIST REF 192867-FM-6 AAA /NR — Interest

PEMBROKE NEW YORK CENTRAL SCHOOL 706427-BY-6 AA-/NR — Interest

EDGEMONT NY UN FREE SCH DIST OF GREENBLRGH 280101-DP-8 NR /AA2 — Interest

ISLIP NY REF 464722-6W-2 AA+ JAAN — Interest

NY ST DORM AUTH SALES TAX REV H64990A-BA-2 AAA JAAL — Interest

NORTH SHORE NY CENTRL SCH DIST 662323.HL-1 NR /AAI — Interest

SHENENDEHOWA NY CENTRL SCH DIST REF 823194.F2.6 AA /NR — Interest

PITTSFORD NY CENTRL SCH DIST 725635-EJ<1 NR JAA) — Interest

SARATOGA SPRINGS NY REF-PUB IMPT 803531-TR-3 AA+ /NR — Interest

ALBANY NY LTD TAX 4.0% (012429 AE6 AA) — None — Buy

NY CITY NY TRNSTIONAL FIN AUTH REV 6497 1W-FV-7 AAA JAA — Interest

NY ST REF SER C UNLTD TAX (649791 MET) — Interest

NY CITY NY TRNSTIONAL FIN AUTH BLDG AID REV 64972H-VC-3 AA /AA2 — Interest

NY ST DORM AUTH REVS NON ST 649907-24-7T NR /AAA — Interest

UTIL DEBT SECURITIZATION AUTH NY (91802R-BX-6) — None — Buy

ELMSFORD NY UN FREE SCH DIST (29001 1-BC-8 NA) /AA2 — None — Buy

ONONDAGA CNTY NY 682745-TH-1 AA + AA2 — Interest

UTIL DEBT SECURITIZATION AUTH NY 91802R-BZ-1 AAA AAA — Interest

PORT CHESTER NY REF-PUBLIC IMPT- SER 731760-UUS-9 NR /AA3 — Interest

HUDSON YDS INFRASTRUCTURE CORP NY IND INDENT (44420R-AM-2) — Interest

NY ST URBAN DEV CORP REF PERS INCOME TAX SER A (650035.79.9) — Interest

BROKERAGE ACCOUNT #3 (H)

JPM TAX FREE MMKT INST SWEEP FD (cash) — Interest

OZARK MISSOURI REORG SCHOOL DISTRICT 692634.C7-9 AA+ NR — Interest — Redeemed

ROSLYN NY UN FREE SCH DIST T7R190-FY-9 NR JAA — Interest — Redeemed

NY ST ENVRNMNTL FACS CORP REV H649RSH-IV-) AAA AAA — Interest — Redeemed

HALFMOON NY REF-PUB IMPT 405729- LR-3 AA /NR — Interest

HILTON NY CENTRL SCH DIST 432884 MJ AA- NR — Interest

FALCONER NEW YORK CENTRAL SCHOOL 306117-CL-4 AA /A2 — Interest

SHENENDEHOWA NY CENTRL SCH DIST REF 823194.F7.6 AA 'NR — Interest

NY CITY NY TR FOR CULTURAL RES 649717-RK-3 AA /AA2 — Interest

EAST ISLIP NY UNION FREE SCH DIST 273173-KC-7 AA /NR — Interest

PITTSFORD NY CENTRL SCH DIST 725635-EJ<1 NR JAA — Interest

NY ST DORM AUTH REVS NON ST 649907-A7-7 AA /NR — Interest

NEW HYDE PARK & GARDEN CITY PARK NY 645541 .CY-7TNR /AA2 — Interest

HAVERSTRAW-STONY POINT NY CENTRL SCH 419578-RM-3 NR/AA2 — Interest

PINE BUSH NY CENTRL SCH DIST T722477-L0O-7 NR /AA3 — Interest

NY ST UNLIMITED TAX A 649791-HH-6 AA+ JAAN — Interest

CLARKSTOWN NY CENTRL SCH DIST 182324-UU-5 NR /AA2 — Interest

NY ST DORM AUTH REVS NON ST 649907-Z3.9 NR /AAA — Interest

NY ST DORM AUTH ST PERSNL INC TAX 64990F-YE-1 AAA /AAL — Interest

PORT AUTH OF NY & NJ NY CONSOL ONE 731358W.-RR-7 AA- AA} — Interest

UTIL DEBT SECURITIZATION AUTH NY 91802R-BZ-1 AAA /AAA — Interest

HUDSON YDS INFRASTRUCTURE CORP NY IND INDENT (44420R-AM2) — Interest

DUTCHESS CNTY NY PUB IMPT SER B 12670397K 5) — None — Buy

CLARKSTOWN NY PUB IMPT (182306-20-2) — None — Buy

WESTCHESTER CNTY NY SER A (957360L)-41).5) — None — Buy

IRA #1 (H)

JPM CHASE (cash) — Interest

AMER CENTURY EQUITY (TWEIX) INCOME-INV — Int/Div — Sold (part)

IPM EQUITY INCOME FD 4812C0-49-8 (HLIEX) — Int/Div — Sold (part)

JPM LARGE CAP GROWTH FD (SEEGX) — Int/Div — Sold (part)

JPM US EQUITY FD (JUESX) — Int/Div — Sold (part)

JPM VALUE ADVANTAGE FD (JVASX) — Int/Div — Sold (part)

JPM STRATEGIC INCOME OPPORTUNITIES FD (JSOSX) — Int/Div

JPM CORE BOND FD (PGBOX) — Int/Div

JPM SHORT DURATION BOND FD (HLLVX) — Int/Div

JPM UNCONSTRAINED DEBT FD USISX) — Int/Div

IPM MANAGED INCOME FD (JMGIX) — Int/Div

IRA £2 (H)

JPM CHASE (cash) — Interest

AMER CENTURY EQUITY INCOME: INV (TWEIX) — Int/Div

JPM EQUITY INCOME FD (HLIEX) — Int/Div

JPM LARGE CAP GROWTH FD (SEEGX) — Int/Div

JPM US EQUITY FD (JUESX) — Int/Div

JPM VALUE ADVANTAGE FD - SEL FUND 1399 4812A2-59.5 JVASX) — Int/Div

IPM STRATEGIC INCOME OPPORTUNITIES FD (JSOSX) — Int/Div

JPM CORE BOND FD (PGBOX) — Int/Div

JPM SHORT DURATION BOND FD (HLLVX) — Int/Div

JPM UNCONSTRAINED DEBT FD USISX) — Int/Div

IRA #3 (H)

JPM CHASE (cash) (X) — Int/Div

JPM EQUITY INCOME FD (HLIEX) — Int/Div

JPM CORE BOND FD (PGBOX) — Int/Div

JPM UNCONSTRAINED DEBT FD USISX) — Int/Div

TRUST £1 (H)

JPM TAX FREE MMKT INST SWEEP FD (cash) — Interest

NM ST UNIV RGTS IMPT R PREDERED REF & IMPT SER A (647421.CT-1) — Interest — Redeemed

NM ST RGTS IMPT R UNREFDED - REF & IMPT SER A (647421.CU-8) — Interest — Redeemed

HEWLETT WOODMERE NY UN FREE SCH DIST 428246-FVA NR /AAL — Interest — Redeemed

RIVERHEAD NY 768738-LUB4) AA- AAS — Interest — Redeemed

NASSAU CNTY NY INTERIM FIN AUTH 631663-NV-9 AAA NR — Interest

ERIE CNTY NY INDL DEV AGY SCHFAC REV 29509P-KD4) AA /AA2 — Interest

CLARKSTOWN NY REF-VAR PURP {182306-X7.0) — Interest — Buy

CITY OF NEW YORK N'Y 64966H-ED-8 AA JAA2 — Interest — Redeemed

SCHENECTADY CNTY NY VAR PURP (S06415.V2.8) — None — Buy

ROCKVILLE CENTRE NY (774132-W3-4; AAA /NR — Interest

EDGEMONT NY UN FREE SCH DIST OF GREENBURGH 280101-DR-4 NR /AA2 — Interest

NY ST BRDG AUTH 649807-CB-8 AA. AA3 — Interest

BROOKHAVEN NY REF 113152-US-9 AA+/AA2 — Interest

NY ST DORM AUTH ST PERSNL INC TAX 64990F-NF-0 AAA ‘AA — Interest

NASSAU CNTY NY SWR & STORM WTR FIN 631660-BY-5 AAA 'AA3 — None

ORANGE CNTY NY REF-VAR PURP- SER A 684575.30M.3 AA AAD — Interest

NY CITY NY TRNSTIONAL FIN AUTH BLDG 64972H-XJ-6 AA /AA2 — Interest

PORT AUTH OF NY & NJ NY SER 179 TIZSEW-Q0O-0 AA-/AAL — Interest

THREE VLG NY CENTRL SCH DIST REF 885766-NT-8 NR /AA2 — Interest

CHEEKTOWAGA NY VAR PURP LTD TAX (162879-P3-8) — Interest

UTIL DEBT SECURITIZATION AUTH NY (91802R-BG-3) — None — Buy

NY ST DORM AUTH SALES TAX REV (64990A-FY-T) — None — Buy

Spouse's income — 2018 — Pension and retirement plan pmits-pension plans for benefit of retirees of Random House, Inc

Spouse's income — 2018 — Newspaper Guild NY - NY Times pension

Part 1, line 2: This trust contains no reportable assets.

Part VII, line 29: See 2017, line 34

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.