James L. Garrity jr

Citibank, NA Savings, Checking, Money Market — Interest

Uniform Trans. to Minors Accout — Int/Div

529 Plan Account -« JP Morgan 529 College Age-Based Portfolio C — Int/Div

Shearman & Sterlng HR 10 — Tax Qualified Defined Contribution Plan — None

Morgan Lewis Bockius LLP - Defined Contribution Plan — Int/Div

Shearman & Sterling 401(k) — Int/Div

Berkshire Hathaway Inc. Series B New BRK/B — None

Dow Chemical Company — Int/Div

IShares Silver Tr ET SLV — None

IShares ET US Preferred — Int/Div

IShares ET Int'l Select Dividend — Int/Div

IShares MSC Brazil ET Capped — Int/Div

IShares Select ET Dividend — Int/Div

Market Vectors JR Gold Miners — Int/Div

Microsoft Corp — Int/Div

Mondelez Int'l Inc — Int/Div

Philip Morris International Inc — Int/Div

SPDR Dow Jones Indl ET Average ETF TR — Int/Div

SPDR Gold Trust ET — None

Dunkin Brands Grp Inc — Int/Div

SPDR S&P Midcap 400 ET Trust Series N — Int/Div

SPDR S&P SOO Trust ET SPY — Int/Div

Puerto Rico Commonwealth Infrastructure Fin Auth — Interest

New York NY Issues See 64966K Preref S000 Due 1/1722 — Interest

Mt Vemson NY City School Distr G/O — Interest

Dutchess Co. NY Indl Dev Agy Civic FAC Bard Coll — Interest

Hempstead Town NY LOC Dev Corp Adephi Univ — Interest

Poughkeepsie City NY Pub Impt Ser A Due 61/19 — Interest

New York State Dorm Auth REVS Non ST Supported Debt 2009 Due 7/1/19 — Interest

Newburgh NY Pub Impt Ser B G/O Due 91/19 — Interest

Oyster Bay NY G/O Ltd CPN 3.250% Due 81720 — Interest

NYS MTG AGY REV NY ST HIGH ED FIN AUTH Due 11/1720 — Interest

General Brown Cent Sch Distr NY Brownville & Dexter GO — Interest

NYS Dorm Auth Revs Non St Supported Debt 2000 Due 1071/1 — Interest

Yonkers NY Sch Ser D G/O Lid 2.750% — Interest

Metro Trans Auth NY Rev Trans CPN S.0000% due 11/15/21 — Interest

NYS Urban Dev Corp CPN 5.000% due vin — Interest

Orangetown NY Pub Imp Ser CPN 2.000% due 2/1/22 — Interest

Rockland Co NY NY Var Purp Ser CPN 4.2500 due 6/1/22 — Interest

Tobacco Settlement Fing Corp NY Rev Asset BKD CPN 5.000% due 6/1/22 — Interest

Rockland Co NY VAR Purp Ser CPN 4.000% Due 10/15/22 — Interest

Puerto Rico Pub Bldgs Auth CPN 5.250% due 70/3 — Interest

New York NY Subser J CPN 5.000% due £1524 — None

Oyster Bay NY G/O Lud CPN 3.250% due R124 — Interest

Ramapo NY Pub lmpt Ser A G/O CPN 3.625% due 5/1528 — None

Metro Trans Auth NY Rev Trans Ser D CPN 5.000% due 11/1525 — Interest

New York NY City Transitional FN Fiscal 2003 Due 7/1537 — Interest

Metr Trans Auth NY Rev Transn Ser A CPN 5.000% Due 11/15/37 — Interest

Hudson Yards NY Infra Corp SR B/E CPN S.000% due 2/15/47 — Interest

Barlclay BAn PLC Step Up CPNMedium Term Note CPN 4.500% Due 79/20 — Interest

First Eagle FDS Inc Global FD CL 1 SGIX — Int/Div

First Eagle SOCGEN Global FD CL ( FESGX Held in Margin — Int/Div

IVY FDS Inc Asset Strategy FD CL — Int/Div

JP Morgan Equity Income Fund CL A — Int/Div

Pioneer Fundemental Growth FD — Int/Div

Wells Fargo Advantage FDS - Asset Allocation FD Class C — Int/Div

Cohen & Steers Select PFD & Income FD Ine — Int/Div

Nuveen NY AMT FRE Municipal Income Fund NRK — Int/Div

American Fin GRP 7% PFD Maturity 93S — Interest

Barclays Bank PLC 8.125% Non cum Perp PFD — Int/Div

Deutsche Bank 7.60% PFD contingent Cap m — Int/Div

Royal BK Scotland 7.25% PERPNon-Cum PFD — Int/Div

American Funds — Washinngton Mutual Investors Fund — Int/Div

Mass Mutual Variable Universal Life/MML Small Cap Growth Equity Fund — Int/Div

Officer, Lincoln Hall Boys' Haven

Officer, Lincoln Hall Foundation

Agreement — 2011 — Shearman & Sterling Employee Pension Plan -- Defined Benefit Pension Plan

Agreement — 2013 — Morgan Lewis & Bockius LLP « Cash Balance Plan

Income — 2013 — Morgan Lewis & Bockius LLP — Partnership Distribution — $1,115.749.00

Income — 2014 — Morgan Lewis & Bockius LLP - Partnership Distribution — SSI1S.113.00

Income — 2015 — Morgan Lewis & Bockius LLP — Partnership Distribution — $239,486.00

Part | -- Estate identified in Part | does not hold any reportable assets.

Part VII = Shearman & Sterling HR 10 == The reports that | recieve on this account do not provide a break down of the income attributable to the assets in the

fund. Tatempted to get that information but was unable to obtain it. Twas advised that over the course of the reporting period, the fund lost value, That said, 1

understand that for purposes of this report, there is a distinction between income and value. Again, 1 was not able to obtain the information.

Part VII, line 2 - Uniform Transfers to Minors Account -- Assets - Investco Global Core Equity Fund ClassA; Eaton Vance Tax Managed Growth Fund 1.1 Class

A and Wells Fargo Advantage FDS -- Asset Allocation FD - Class C

Part VIL, line 6 -- Shearman & Sterling 401(K) -- Plan is not self directed. Assets in TRowe Stable Value Fund & Vanguard Wellington Fund.