Guido Calabresi

US Bancorp (common)

Mass Mutual (whole life) Insurance — Int/Div

New York Life (whole life) Insurance — Int/Div

AIG Sun America (whole life) Insurance — None

Graduate Club Assocation Bond — Interest

Bank of America checking account — Interest

Bank of America IMMA account — Interest

Banca CR. Firenze — Interest

Memill Lynch Bank & Trust USA - cash — Interest

I Shares T S&P 500 (mutual fund) @ Merrill Lynch — Int/Div — Donated

American Growth Fund Mutual Fund Merrill Lynch — Int/Div

Trust £1, income beneficiary — Int/Div

First Am. Tax Free Oblig Fund (cash equiv.)

Nuveen Symphony Mid Cap Core Fund (mutual fund)

Nuveen International Select Fund (mutual fund) — Sold

Cambiar Intemational Equity Fund (mutual fund) — Buy

General Mills (common)

American Funds: Investment Co. of America (mutual fund)

Trust #2, mcome beneficiary — Int/Div

First Am. Tax Free Oblig. Fund (cash equiv.)

American Funds: Investment Co. of America (mutual fund)

Minnesota Mining & Mfg. (common)

Nuveen Symphony Mid Cap Core (mutual fund)

Nuveen Small-Cap Select Fund (mutual fund) — Buy

Nuveen International Select Fund (mutual fund) — Sold

Cambiar Intemational Equity Fund (mutual fund) — Buy

Trust #3, income beneficiary — Int/Div

Darden Restaurants (common)

Exxon (common)

General Mills (common)

IBM (common)

JP Morgan (common)

AT&T Inc. (common)

American Funds: Invesment Co. of America (mutual fund)

Memill Lynch Bank & Trust USA - cash

Am. Growth Fund ( mutual fund)

Am. Euro Pacific Growth Fund (mutual fund)

Trust #4, income beneficiary — Int/Div

Merrill Lynch Bank USA - CMA Money Fund (cash equiv.)

Shares T S&P 500 (mutual fund)

Bank of America (common)

Trust #5, income beneficiary — Int/Div

Bank of America (common)

Morgan Stanley Emerging Market Fd (mutual fund)

Bank of America checking account - Cash

Guido Calabresi Retirement. TIAA-CREF — Int/Div

Trust #6, income beneficiary — Int/Div

Yale Equity Fund (mutual fund) (fka Grantham, Mavo, Van Oterloo)

Yale Fixed Inc Fund (mutual fund) (fka Grantham, Mavo, Van Ouerloo)

American Funds: Investment Co, of America (mutual fund) — Int/Div

Citigroup Inc. (common) @ Merrill Lynch — Int/Div

ROTH IRA#1, SPDR Russell 3000 ETF ({THRK) — Int

ROTH IRA#2, SPDR Russell 1000 ETF {ONEK) — Int/Div

ROTH IRA#3, SPDR Russell Sm Cap Completeness ETF (RSCO) — Int/Div

Sterling Professor Emeritus, Professorial Lecturer, Yale Law School, 11/01/1995 - present

Honorary Trustee - Unpad, Carolyn Foundation, MN, 01/01/1996 - present

Member, Scientific Committee- Unpaid, Centro Nazionale Prevenzione e Difesa Sociale, 1988 « present

Member - Unpand, Intemational University College, Turin Board, 2007 - present

Agreement — Right to be Professonal Lecturer, Yale University, upon retirement (See Attachments A and B)

Agreement — Right to use accumulated (approximately $500) research and travel fund, Yale University, even after retirement

Reimbursement — College, University of Turin, Italy

Reimbursement — Yale Umiversity Law School — 02/03/14, 02/5/14, 0206/14 — New Haven, CT — Academic meeting — Travel

Reimbursement — Washington University of St Louis — 02726/14-0228/14 — St, Louis, MO — Lectures — Travel, food, lodging

Reimbursement — Mercer University Law } School — 03/27/14-03/28/14 — Macon, GA — Lectures — Travel, food, lodging

Reimbursement — Yale University Law School — 40914-04104 — New Haven, CT — Academic meeting — Travel

Reimbursement — Bngham Young University — 424/140426/14 — Salt Lake City, UT — Commencement address — Travel, food, lodging

Reimbursement — Yale University Law School — 4/29/14 — New York, NY — Academic meeting — Travel and Food

Reimbursement — SISDIC (Italian Society of Civil Law) — OSO8/ 1405/00/14 — Naples, Italy — Lectures — Travel, food, lodging

Reimbursement — Aspen Italy — O0509/14-05/11/14 — Venice, Italy — Lectures — Travel, food, lodging

Reimbursement — Rotary Club, Firenze East — 10/11/14-10/13/14 — Florence, Italy — Columbus prize, lecture — Travel, food, lodging

Income — 2014 — Yale Umiversity - part-time teaching — $195. 887.50

Income — 2014 — Yale University Press - royalties for previously written book — $272.74

Income — 2004 — W.W. Norton & Co. - royalties for previously written book — SI88.53

Income — 2014 — Author's Registry - copyright payments for previously written books, cte — SI61.39

Income — 2014 — Harvard Umversity Press - rovalties for previously written book — S161.37

Income — 2014 — Washington University of St. Louis - part-time teaching — $5,000.00

Income — 2014 — Mercer Umiversity Law School - part-time teaching — $2,500.00

Part 1. POSITIONS

Line 4- Assets of the Carolyn Foundation are not listed because my position as Trustee is "Honarary” only. | have no functional responsibilities with regard to the

foundation.

Part VII INVESTMENTS AND TRUSTS

1 have not included my personal residence in Connecticut and some of its adjacent land; an apartment and carctuker’s apartment and an olive grove in Italy held for

vacation trips and not for mvestment or the production of mcome and a fishing camp in Maine held for vacation trips and not for investment or the production of

income. All of the above items, except for the olive grove, were given on December 14, 2012 to J Trusts, JN . Esquire, Trustee.

Trusts #3, #4, and #5 in Part VIT (Assets #26, #38, and #42) and the retirement accounts described in Part VII (Assets #52, #53, and #54) did not distribute any

income to me or to an immediate JI member. Income was camed and not distributed. Assets #52, #53 und #54: Since the reports that | received did not

distinguish between realized and unrealized gains, | have included all gains in my income figure. Asset #46 distributed income in an unknown amount during 2014

us part of a retirement distribution taken.

Trust #6 (Asset #47) in Part VIT is a Charitable Remainder Unitrust established in 1995 by a JI member and me. The JI member and 1 are 5.5% income

beneficiaries during our lives or 20 years, whichever is longer. The trustee is instructed to invest the money in widely diversified mutual or money market funds.

In June 2014 | received $161,637.53 from the United States Government. This was the result of a settlement of the amount due to federal judges for back pay as a

result of a lawsuit dating back to 2006. 1 do not know how much of this was back salary, back retirement annuity or interest.