Jon Ormond Newman

Mutual funds (H):

Fluor — None — Sold

Walmart — Int/Div

Aspen — Sold

Sonova — Int/Div

Symrise — Int/Div

Sysmex — Int/Div

accounts and cash (H)

Bank of America Sarasota FL — Interest

Wells Fargo Bank — Interest

Morgan Stanley account (H):

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

Adient — Int/Div

Air Products — Int/Div

Cisco — Int/Div

Cummins — Int/Div

Devon Energy — Int/Div

Express Scripts — None

Johnson and Johnson — Int/Div

Johnson Control Int) — Int/Div

Merck — Int/Div

Microsoft — Int/Div

Minnesota Mining and Manufacturing — Int/Div

Roval Dutch Shell — Int/Div

Total Fina — Int/Div

Versum — Int/Div — Buy (add'l)

mutual funds and exchange-traded funds (HY): (see note Part VID

Calamos Growth & Income C Fund — Distribution

Dreyfus Premier Technology Fund — istmbution

Fed Max Cap Fund — Distribution

Invesco Balanced Risk Alloc, C Fund — Distribution

Janus Henderson Int'l Op. Fund (see note Part VIII} — Int/Div

Mainstay Large Cap Fund — Int/Div

Oppenheimer Mid Cap Revenue Fund — Int/Div

Oppenhemmer Roch AMT Free MU C Fund — Int/Div — Buy

Oppenheimer Small Cap Revenue Fund — Int/Div

Prudential Jennison Small Cap C1 C Fund — Distribution

Schwab 1000 Fund — Distribution

SPDR Barcap Short Term Hi Yield Fund — Int/Div

bonds (H):

Bay County FL. School Board '19 4.25 — Interest — Redeemed

Bound Brook NJ 2214.0 — Interest

Clark Cry Nev. 21 5.0 — Interest

CT Health & Ed. "195.0 — Interest

Dallas Tex ‘175.0 — Interest — Matured

Danbury CT."1925 — Interest

Davenport lowa '21 2.0 — Interest — Buy

Duncanville TX '180 — None

Harris Coty TX 22 30 — Interest — Buy

Hawai GO. "1840 — Interest

Jackson County '18 4.0 — Interest

Kenton Cnty KY 20 2.0 — Interest — Buy

LaPorte Ind — Interest

Lee County School Bd. "17 4.0 — Interest — Sold

Mich St Strat. 205.0 — Interest

Northern Mun, Pwr Agy Minn '17 5.0 — Interest — Matured

N.Y. Housing Develop. '18 2.25 — Interest

Oxford Mass G.O."192.0 — Interest

Palm Beach Cty FL "27 4.375 — Interest — Redeemed

Penn. Higher Ed — Interest

Penn Pub. School '18 5.0 — Interest — Redeemed

Phoenix Ariz'19 3.0 — Interest — Buy

Peoria IL Pub, Bldg. 21 0.0 — None — Buy

South Amboy NJ1'224.0 — Interest — Buy

Spokane Wash. 220 5.0 — Interest

Tampa Bay FL. Water '18 5.0 — Interest

West Wildwood, NJ 21 3.0 — None — Buy

Wells Fargo Account (H):

Wells Fargo Advisors, Sarasota FL Money Market Acct — Interest

stocks (H):

Aflac — Int/Div

AT&T — Int/Div

Amgen — Int/Div

Apple — Int/Div — Sold (part)

Berkshire Hathaway — None

Cisco (See note part VIII) — None — Sold

Cisco (See note part VIII) — Buy

Colgate-Palmolive — Int/Div

Dow Chemical — Int/Div

ExxonMobil — Int/Div

General Electric — Int/Div — Sold (part)

General Electric — Sold

General Mills — Int/Div

Home Depot — Int/Div

Nimois Tool Works — Int/Div

Intel — Int/Div

Johnson & Johnson — Int/Div

JP Morgan Chase — Int/Div

Kimberly-Clark — Int/Div

Merck — Int/Div

Mmnesota Mining & Manufacturing — Int/Div — Buy

Nextera EnergyNextera Energy — Int/Div

Phazer — Int/Div

Procter & Gamble — Int/Div

Raytheon — Int/Div — Buy

UGI Comp. — Int/Div — Sold

US Bancorp — Int/Div

Verizon — Int/Div — Buy (add'l)

Merrill Edge Account (H)

Memill Lynch direct deposit program — None

ETF and Mutual Funds (H)

AB Large Capital Growth Fund — Distribution — Buy

Ishares core S&P small cap etf fund — Int/Div

Ishares S&P small cap 600 growth fund — Int/Div

Janus Henderson Enterprise Fund — Int/Div — Buy

Powershares QQQ Trust Units Ser. Fund — Int/Div

Vanguard Mid-Cap Value Index Fund — Int/Div

stocks (H)

Apple Inc — Int/Div

Other (H):

172 Int. W. Heid. CT, Condo purchased RRR $115,000 — None

Thames & Hudson Rovalty Contract — Rovalty

AIG Fixed Annuity (IRA) — Interest

AIG Fixed Annuity (IRA) — Interest

Trust No. 1: (H)

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

Adient — Int/Div — Sold

Coming — Int/Div

Exxon Mobil — Int/Div

Honeywell — Int/Div

Insteel — Int/Div

Johnson Controls Intl — Int/Div

Koninklijke Phillips — Int/Div

Mallinckrodt — None — Sold

M & T Bank — Int/Div

Medtronic — Int/Div

Norfolk Southern — Int/Div

Pfizer — Int/Div

mutual funds (H):

Federated Municipal High Yield Advantage A Fund — Int/Div

bonds (H):

Bridgeport, CT '19 5.5 — Interest

CT StSpl Tux 203.9 — Interest

Miami-Dade County FL Sch. Bd. "174.0 — Interest — Matured

New York NY Prior Issues '17 5.0 — Interest — Matured

Penn. ST Higher ed. '18 5.0 — Interest

Washington State mtr fuel ‘20 5.0 — Interest

Trust No. 2: (H)

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

3M — Int/Div

Adobe Systems — None

Agilent — Int/Div

Amencan Express — Int/Div

Automatic Data Processing — Int/Div

Baxter Int'l — Int/Div

Becton Dickinson — Int/Div — Sold (part)

CDK Global — Int/Div — from Ime 141)

Cigna — Int/Div — Sold (part)

Dominion Resources — Int/Div

Edwards Life Resources — None

Emerson Electric — Int/Div

Express Scripts — None

General Mills — Int/Div

Home Depotd — Int/Div — Sold (part)

Intel — Int/Div

IBM — Int/Div

Keysight Technologies — None — Buy

McDonalds — Int/Div

Microsoft — Int/Div

Procter & Gamble — Int/Div

RPM Int'l — Int/Div — Sold (part)

Shire — Int/Div

Travelers — Int/Div

T Rowe Price — Int/Div

Weyerhauser — Int/Div

bonds (H):

Baltimore MD 225.0 — None — Buy

Brainard Minn "21 1.75 — None — Buy

Cape Coral FL '40 6.0 — Interest — Buy

Carbon Cnty PA "20 5.0 — Interest

Clark County Nev ‘17 3.0b — Interest — Matured

Cromwell CT 204.0 — Interest

CT Health & E417 5.0 — None — Matured

Delton Kellogg MY Sch '22 4.0 — Interest — Buy

Guilford CT 18 3.0 — Interest — Redeemed

FYIPPTYS Wash. Lease ‘18 5.0 — Interest

Harrison NJ 20 3.0B — Interest

Hartford County ‘18 3.5 — Interest — Redeemed

India St Fin ‘195.0 — Interest

Morgan Stanley Active AssetsTax Free Trust — Interest

New York City Turst for Cultural Reserve 2150b — Interest

New York ST Urban Dev '19 5.50 — Interest

N.Y. Dorm. Auth. '17 5.0 — Interest — Matured

Oklahoma '19 5.0 — Interest — Buy

Tampa FL'18 4.0B — Interest

Southington CT '18 3.5 — Interest — Redeemed

Vancouver Wash. '22 5.0 — None — Buy

Washington Health '23 5.25 — Interest

West Orange NY 22 2.0 — None — Buy

brokerage account No. 2 (H).

Mongan Stanley, New Haven, CT Money Market Acct. — Interest

stocks (H):

Abbott Labs — Int/Div

Abbvie — Int/Div — Sold (part)

Air Products — Int/Div

Alphabet Inc — None

American Express — Int/Div

Anheuser Busch — Int/Div — Buy (add'l)

Apple — Int/Div

ASML Holding — Int/Div

Automatic Data Processing — Int/Div

Blackrock — Int/Div

CDN Pacific RY — Int/Div

Celgene — None — Sold

Chevron — Int/Div — Sold (part)

Chubb — Int/Div — Buy (add'l)

Coca-cola — Int/Div — Sold (part)

Comcast — Int/Div — Buy (add'l)

Conoco — Int/Div — Sold (part)

Constellation Brands — Int/Div — Buy (add'l)

Estee Lauder — Int/Div

Exxon Mobil — Int/Div — Sold (part)

Facebook — None — Buy (add'l)

Gilead Science — None — Sold

Intercontinental Exchange Group — Int/Div

Intuitive Surgical — None — Buy (add'l)

JP Morgan Chase — Int/Div

McDonalds — Int/Div

Microsoft — Int/Div — Buy (add'l)

Microsoft — Buy (add'l)

Nestle — Int/Div

Nike — Int/Div

Novartis — Int/Div

Novo-Nordisk — Int/Div

xcudental Petroleum — Int/Div — Sold

Oracle — Int/Div

Pepsico — Int/Div

Phillip Moms — Int/Div

Praxair — Int/Div

Procter & Gamble — Int/Div

Roche Holding — Int/Div — Buy (add'l)

State St. Corp — Int/Div — Buy (add'l)

Target — Int/Div — Sold

Texas Instruments — Int/Div

Total — Int/Div

Twenty-first Century Fox — Int/Div — Sold (part)

Umon Pacific — Int/Div — Buy (add'l)

United Health — Int/Div — Buy (add'l)

United Technologies — Int/Div

Verisign — None — Sold

Visa — Int/Div — Buy (add'l)

Walgreen — Int/Div

Walt Disney — Int/Div — Buy (add'l)

Wells Fargo — Int/Div — Buy (add'l)

Xilinx — Int/Div — Sold

exchange traded and closed end funds (H):

Alerian MLP Exchange Traded Fund — Distribution — Buy (add'l)

Alerian MLP Exchange Traded Fund — Buy (add'l)

PowerShares Russell Midcap Pure Growth Fund — Int/Div

PowerShares Russell Midcap Pure Value Fund — Int/Div

SPDR Dow Jones Wilshire Int'l Real Est Fund — Int/Div — Buy (add'l)

SPDR Nuveen Barclays Mun. Fund (see Part VII — Int/Div — Buy (add'l)

SPDR Nuveen Barclays Mun. Fund (see Part VII — Buy (add'l)

Vanguard TTL World Stk Index Fund — Int/Div

mutual funds (H):

Brandes Emergins Markets Fund — Int/Div

Cohen & Steers Realty Fund — Int/Div — Buy (add'l)

Cohen & Steers Realty Fund — Buy (add'l)

Davis NY Venture Fund — Int/Div — Buy (add'l)

Davis NY Venture Fund — Buy (add'l)

Franklin Conv. Sec. Adv. Fund — Int/Div — Buy (add'l)

Invesco Premier Tx Exempt Inst. Fund — Int/Div

Invesco Small Cap Value Fund — Int/Div — Buy (add'l)

JP Morgan Dynamic Sm Cp Gr Sel Fund — Distribution

Legg Mason WA Emerg. Mkt. Debt Fund — Int/Div — Buy (add'l)

Legg Mason WA Emerg. Mkt. Debt Fund — Buy (add'l)

Mamstay Large Cap Grw Fund — istnibution — Buy (add'l)

Mainstay Marketfield Fund — None

Nuveen limited term muni bond Fund — Int/Div — Buy (add'l)

Nuveen limited term muni bond Fund — Buy (add'l)

Oppenheimer Int'l Bond Y Fund — Int/Div — Buy (add'l)

Oppenheimer Int'l Bond Y Fund — Buy (add'l)

Prudential Jennison Mid Cap GW Z Fund — Int/Div

Trust No. 3: (H)

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

IM Co. — Int/Div

Air Products — Int/Div

Apuche — Int/Div — Sold

Apple — Int/Div

Danaher — Int/Div

Fortive — Int/Div

Johnson & Johnson — Int/Div

Versum — Int/Div

bonds (H):

Bay County FL School '18 3.5 — Interest

CT Higher Ed. "17 3.85 — Interest — Sold (part)

CT Higher Ed. "17 3.85 — Sold (part)

CT Higher Ed. "17 3.85 — Redeemed

Griswold '18 3.0 — Interest

Junesville Wis. Sch. ‘194.125 — Interest

NJ. Transp. ‘17 5.0 — Interest — Matured

Okla. Water Resources '19 5.0 — Interest

San Buenaventura CA water '17 4.0 — Interest — Matured

Southington CT'18 3.5 — Interest — Redeemed

brokerage account No. 2 (H).

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

AIA Group — None — Sold (part)

AIA Group — Sold

Air Liquide — None — Sold (part)

Air Liquide — Sold

Alfa Laval — Int/Div — Sold (part)

Alfa Laval — Sold

Allianz — Int/Div — Sold (part)

RITES — Sold

Amencan Express — Int/Div — Sold (part)

Amnaly Capital Momgt — Int/Div

Aspen — None — Sold (part)

Atlas Copeo — Int/Div — Sold (part)

Atlas Copeo — Sold (part)

Atlas Copeo — Sold

Baidu — None — Sold (part)

Baidu — Sold

Banco Bilbao — Int/Div — Sold (part)

Banco Bilbao — Sold

Bayer — Int/Div — Sold (part)

Bayer — Sold

Bayerische Motore Werke — Int/Div — Sold (part)

Bayerische Motore Werke — Sold

BBA Aviation — Int/Div — Sold

Bunge — Int/Div — Sold

Canadian National Ry — Int/Div — Sold (part)

Canadian National Ry — Sold

Charles Schwab — Int/Div — Sold

Checkpoint — None — Buy (add'l)

Checkpoint — Sold

Cisco — Int/Div

Conoco Philips — Int/Div — Buy (add'l)

CSL Lud, — Int/Div — Sold (part)

CSL Lud, — Sold

CVS Health — Int/Div — Buy (add'l)

CVS Health — Buy (add'l)

Dassault Systems — Int/Div — Sold (part)

RE¥S — Sold

DBS Group — Int/Div — Sold (part)

DBS Group — Sold

Diamond Offshore Drilling — None — Buy (add'l)

Diamond Offshore Drilling — Buy (add'l)

Diamond Offshore Drilling — Buy (add'l)

Ebay — None — Sold (part)

Exelon — Int/Div — Buy (add'l)

Express Scripts — Int/Div — Sold

Exxon Mobil — Int/Div

Fanuc Ltd. — Int/Div — Sold (part)

Fanuc Ltd. — Sold (part)

Adb6 — Sold

Franklin Resiources — Int/Div

Fresemus Medical Care — None — Sold (part)

Fresemus Medical Care — Sold

Fuchs Petrolub — Int/Div — Sold (part)

Fuchs Petrolub — Sold

Glaxo Smith Kline — Int/Div

Gnfols SA — None — Sold (part)

Gnfols SA — Sold

Grupo Financiero — Int/Div — Buy

Grupo Financiero — Buy (add'l)

Grupo Financiero — Sold

Grupo Televisa — None — Sold (part)

Grupo Televisa — Sold

Honda — Int/Div

Icici Bank — None — Sold (part)

Icici Bank — Sold

HSBC Holdings — Int/Div — Sold (part)

HSBC Holdings — Sold

tau Unibanco — None — Sold (part)

tau Unibanco — Sold

tau Unibanco — Int/Div — Sold (part)

tau Unibanco — Sold

Johnson & Johnson — Int/Div — Sold (part)

Kroger — Int/Div — Buy

Kubota — Int/Div — Sold (part)

Kubota — Sold

Linde AG — None — Sold (part)

Linde AG — Sold

L'Oreal — Int/Div — Sold (part)

L'Oreal — Sold

LVMH Moet — Int/Div — Sold (part)

LVMH Moet — Sold

Lowes — Int/Div — Buy

ARO. — Buy (add'l)

Mack Cali Realty — Int/Div

McKesson — Int/Div — Buy (add'l)

Medtronic — Int/Div

Microsoft — Int/Div — Sold (part)

Microsoft — Sold (part)

Mitsubishi — Int/Div — Sold (part)

Mitsubishi — Sold

Monotaro — Int/Div — Sold (part)

Monotaro — Sold

Naspers Ltd — None — Sold (part)

Naspers Ltd — Sold

Nestle — Int/Div — Sold (part)

Nestle — Sold

Park24 — Int/Div — Sold (part)

Park24 — Sold

Pepsico — Int/Div — Sold (part)

PNC Funancial — Int/Div — Sold (part)

PPG — Int/Div

Procter & Gamble — Int/Div — Sold (part)

Qualcomm — None

Roche — Int/Div — Sold (part)

Roche — Sold

Roval Dutch Shell — Int/Div — Sold (part)

Roval Dutch Shell — Sold

SAP Ag — None — Sold (part)

SAP Ag — Buy (add'l)

SAP Ag — Sold

Sasol — Int/Div — Sold (part)

Sasol — Sold

Schlumberger — Int/Div — Sold (part)

Schlumberger — Sold

Schlumberger — Buy

Shire — Int/Div — Sold (part)

Shire — Sold

Sonova — None — Sold (part)

Sonova — Sold

Suntrust — Int/Div — Sold (part)

Suntrust — Buy (add'l)

Suntrust — Buy (add'l)

Symnise — None — Sold (part)

Symnise — Sold

Sysmex — Int/Div — Sold (part)

Sysmex — Sold

Taiwan Semiconductor — Int/Div — Sold (part)

Taiwan Semiconductor — Sold (part)

Target — Int/Div — Buy (add'l)

Target — Buy (add'l)

Tenaris — None — Sold

Torchmark — Int/Div

Traveelers — Int/Div — Buy

Turkiye Garantu Bankasi — Int/Div — Sold (part)

Turkiye Garantu Bankasi — Sold

US Bancorp — Int/Div — Sold (part)

Unilever NV NY — Int/Div — Sold (part)

Unilever NV NY — Sold

United Parcel — Int/Div — Buy

Vernzon — Int/Div — Buy (add'l)

Wal-Mart — Int/Div — Sold (part)

Wal-Mart — Sold (part)

Wells Fargo — Int/Div — Sold (part)

Wells Fargo — Buy (add'l)

Whole Foods Markets — Int/Div — Sold

WPP PLC — None — Sold (part)

WPP PLC — Sold

Exchange Traded & Closed End Funds H)

Deutsche X-Trackers MSC Fund — Int/Div — Buy

Deutsche X-Trackers MSC Fund — Buy (add'l)

IShares MSC Small Cap Fund — None

Ishares JP Morgan EM bond Fund — Int/Div — Buy

Mutual Funds (H):

Amernixcan Inf] Lnkd Fund — Int/Div — Buy

Brandes Int'l small cap equity! Fund — Int/Div

CRM Small Cap Value Inst. Fund — None — Sold

Franklin Fed. Intm. Trm, Tx. Fr. Adv Fund — None

Gabelli Equity Fund — Int/Div

Invesco Premier Fund — Int/Div

Lord Abbett Conv. Fund — Int/Div

Lord Abbett Emerg. Mkts, Currr. Fund — Int/Div — Buy (add'l)

Lord Abbett Emerg. Mkts, Currr. Fund — Sold

Nuance Mid Cap Value Fund — Int/Div — Buy

Nuveen Ltd. Term Mun. Bond Fund — Int/Div

Oppenheimer Int'l Bond Fund — Int/Div

Pimco Real Return Fd — None — Sold

Thornburg Int'l Fund — None — Sold

Tweedy Browne Fund — Int/Div

Trust No. 4: (H)

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust — Int

stocks (H):

Apple — Int/Div

Automatic Data Processing — Int/Div

CDK Global — Int/Div

Danaher — Int/Div

Ecolab — Int/Div

Exxon Mobil — Int/Div — Sold

Fortive — Int/Div

Nike Class B — Int/Div

United Technologies — Int/Div

bonds (H):

Kentucky St Prop '19 4.0 — Interest

NL St Transp. '17 5.75 — Interest — Matured

Southington CT '18 35 — Interest — Sold (part)

U.S. Treasury '189.0 — Interest

brokerage account No. 2 (H)

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

AIA Group — Int/Div

Air Liquide — Int/Div — Buy (add'l)

Alfa Laval — Int/Div

Allergan — Int/Div

Allianz — Int/Div

AMC — None

Anadarko Petroleum — Int/Div

Anasys — None

Aspen Pharmacare — Int/Div — Buy

AspenTechnology — None — Sold (part)

Atlas Copco — Int/Div — Sold (part)

Autodesk — None

Baidu — None — Sold (part)

Banco Bilbao — Int/Div

Bank of the Ozacks — Int/Div

Bayer — Int/Div

Bavenische Motoren Werke — Int/Div — Sold (part)

BBA Aviation — Int/Div

Berkley W.R — Int/Div

Biogen — None

Bioveratiy — None — Buy

Broadcom — Int/Div

Bunge Ltd — Int/Div — Sold

Canadian Nat. Rya — Int/Div

Carlisle — Int/Div

CDW — Int/Div

Check Pomt — Int/Div — Buy (add'l)

Cheese Cake Factory — Int/Div — Buy

Citrix — None

Comcast — Int/Div

Cooper Co. — Int/Div

Copart — Int/Div — Buy

Copart — Buy (add'l)

Core Labs — Int/Div

Core Labs — Buy (add'l)

Cotiviti — Int/Div — Buy

Cotiviti — Buy (add'l)

Cotiviti — Buy (add'l)

Cree — None

Cree — Int/Div — Sold (part)

Dassault — Int/Div — Sold (part)

DBS — Int/Div

Discovery Communications — None

Discovery Communications — Buy (add'l)

Dolby — Int/Div

DnliQuip — Int/Div

Equifax — Int/Div — Sold

Expeditors Intl — Int/Div

Factset Research — Int/Div — Sold

Fanuc — Int/Div

Fastenal — Int/Div — Sold

Fluor — Int/Div

Fluor — Buy (add'l)

Freeport McMoran — None

Fresenius — Int/Div

Fuchs Petrolub — Int/Div

Gnfols S.A — Int/Div

Grupo Financiero — Int/Div — Buy

Grupo Financiero — Buy (add'l)

Grupo Televisa — Int/Div — Sold

HDFC Bank — Int/Div — Buy

HSBC Holdings — Int/Div

Icict — Int/Div

Immunogen — None

Infineon Technologies — None — Buy

Infineon Technologies — Buy (add'l)

loms Pharmaceuticals — None

tau Unibancoa — Int/Div

Jack Henry — Int/Div — Sold (part)

JGLC — Int/Div

Johnson Controls Intl — Int/Div

Kubota — Int/Div — Buy

L'Oreal — Int/Div — Sold (part)

L3 Comm — Int/Div

Landstar — Int/Div

Lennox Int'l — Int/Div — Buy

Liberty Broadband — None

Liberty Inteructive Co. Inter — None

Liberty Media — None — Sold (part)

Linde AG — Int/Div — Sold

Lions Gate — None — Buy

Logmein — Int/Div — Buy

LVMH Moet — Int/Div

Manhattan Assoc — None — Buy (add'l)

Medtronics — Int/Div

Mitsubishi — Int/Div

Monotaro — Int/Div

Monotype — Int/Div — Sold

MSC Inc Com — Int/Div — Buy (add'l)

Naspers Ltd. — Int/Div

National Oilwell — Int/Div

Nestle — Int/Div

Nordson — Int/Div

NOW Inc — None

Nuance Comm — None

Nucor — Int/Div

Park24 — Int/Div

Pentair — Int/Div

Pool Comp. — None — Buy

Primerica — Int/Div

RBC Bearngs — None

Roche — Int/Div — Sold (part)

Royal Dutch Shell — Int/Div

SAP AG — Int/Div — Buy (add'l)

SAP AG — Sold (part)

Sasol — Int/Div

Schlumberger — Int/Div

Seagate Tech — Int/Div

Shire — Int/Div — Buy (add'l)

Shire — Buy (add'l)

Signature Bank — None — Buy (add'l)

Snap-on — Int/Div — Buy (add'l)

Taiwan Semiconductor — Int/Div

TE Connectivity — Int/Div

Tenaris — Int/Div — Sold (part)

Teradyne — Int/Div — Buy

Tripadvisor — None — Sold

Turkiye Garanti — Int/Div

Twitter — None — Buy (add'l)

Unilever — Int/Div

United Health — Int/Div — Sold (part)

Vertex — None

Wabco Holdings — None

Watsco — Int/Div — Sold

Weatherford nt'l — None

Weibo — None — Buy

Western Digital Corp. — Int/Div

Western Digital Corp. — Int/Div — Sold (part)

Western Digital Corp. — Sold (part)

Wynn Resorts — Int/Div

Exchange Traded Closed End Funds (H):

Ishares MSC EAFE Value Fund — Int/Div

Ishares Russell 3000 Fund — Int/Div

Alliance Bernstein Global Bond Advisor Fund — Int/Div — Buy (add'l)

Brandes Emerging Markets Fund — Int/Div

Columbia Acorn Fund — Int/Div — Buy (add'l)

Franklin Federated Intermediate-Term Tax Free Fund — None — Buy

Invesco Premier Tax Exempt — Int/Div — Buy (add'l)

Lateef Fund — None — Sold (part)

Lateef Fund — Buy (add'l)

Lord Abbett Conv. Funda — Int/Div

Lord Abbett Emer. Mkts. Fund — Int/Div — Buy (add'l)

Pimeo Real Return Fund — Int/Div — Buy (add'l)

TCW Total Return Bond Fund — Int/Div — Buy (add'l)

IRA consisting of Stocks and Corporate (H): Bonds:

brokerage account No. (H)

Citibank Bank Deposit — Interest

corporate bonds (H):

municipal bonds (H):

brokerage account No. 2 (H)

Morgan Stnley, New Haven, CT liquid asset fund — Interest

stocks (H):

Abbvie — Int/Div

Aetna — Int/Div — Sold

AIA Group — None — Sold

Air Ligude — None — Sold

Alfa Laval — None — Sold

Allianz — None — Sold

Allstate — Int/Div — Buy

Amencan Electric Power — Int/Div

Amenixan Express — Int/Div

Ameriprise Financial — Int/Div

Anthem — Int/Div — Buy

Apache — Int/Div — Buy (add'l)

Apache — Buy (add'l)

Apache — Sold

Apple — Int/Div

Aspen — None — Sold

AT&T — Int/Div — Buy (add'l)

Atlas Copco — None — Sold (part)

Atlas Copco — Sold

Baidu — None — Sold

Banco Bilbao — None — Sold

Bank of America — Int/Div — Buy

Bayer — None — Sold

Bayerische Motoren Werke — None — Sold

BBA Aviation — None — Sold

BBAT — Int/Div — Buy

Bunge — None — Sold

CA Inc — None — Sold

Canadian National Ry — None — Sold

Camival — Distribution — Buy

Camival — None — Sold

Celanese — None — Sold

Check Pont — None — Buy (add'l)

Check Pont — Sold

Chevron — Int/Div

Cisco — Int/Div

Citizens Financial — Int/Div — Buy

Conoco Pillips — Int/Div — Buy

Conoco Pillips — None — Sold

Dassault Systems — None — Sold

DBS Group — None — Sold

Dr. Pepper Snapple Group — Int/Div — Buy

Eastman Chemical — Int/Div — Buy

Eaton — Int/Div

Entergy — Int/Div

Everest Re Group — Int/Div — Buy

Everest Re Group — Sold (part)

Everest Re Group — Sold

Exxon Mobil — Int/Div

Fanuc — None — Sold (part)

Fanuc — Sold

Fifth Third Bank — Int/Div — Sold

Fresenius — None — Sold

Fuchs Petrolub — None — Sold

General Dynamics — Int/Div

General Motors — Int/Div

Gnfols S.A — None — Sold

Grupo Financiero — None — Buy

Grupo Financiero — Buy (add'l)

Grupo Financiero — Sold

Grupo Tekevisa — None — Sold

Hartford Fin. Serv — None — Sold

Honeywell — Int/Div

HP Inc — Int/Div — Buy

T08. — Buy (add'l)

HSBC Holdings — None — Sold

HSBC Holdings — None — Sold

Icict Bank — None — Sold

Ingredion — Int/Div — Buy

Intel — Int/Div

International Paper — Int/Div

International Paper — None — Sold

International Paper — None — Sold

Johnson & Johnson — Int/Div

JP Morgan Chase — Int/Div

Kansas City Southern — Int/Div — Buy

Kubota — None — Sold

Lam Research — Distribution — Buy

L'Oreal — None — Sold

Linde AG — None — Sold

LVMH Moet — None — Sold

Mattel — None — Sold

Medtronic — Int/Div — Buy

Medtronic — Buy (add'l)

Metlife — Int/Div

Mitsubishi — None — Sold

Monotaro — None — Sold

Morgan Stanley — istmbution — Buy

Nabors — None — Sold

Naspers — None — Sold

Nestle — None — Sold

Oracle — Int/Div

Park24 — None — Sold

Pfizer — Int/Div — Sold (part)

PNC Financial — None — Sold

Procter & Gamble — Int/Div — Sold (part)

Public Service Enterprise — Int/Div

Quest Diagnostics — Int/Div

Reinsurance Corp. of America — Int/Div — Buy

Roche — None — Sold

Roval Dutch Shell — Int/Div — Sold (part)

Ryder Systems — None — Sold

Sanofi — None — Buy

Sanofi — Sold

Sanofi — None — Buy (add'l)

Sanofi — Sold

Sasol — None — Sold

Schlumberger — Int/Div — Buy (add'l)

Schlumberger — Buy (add'l)

Shire — None — Sold

Sonova — None — Sold

Suntrust — Int/Div — Buy

Symnise — None — Sold

Sysmex — None — Sold

Taiwan Semiconductors — None — Sold

Tenaris — None — Sold (part)

T60). — Sold

Travelers — None — Sold (part)

Travelers — Sold

Turkiye — None — Sold

Unilever PLC — None — Sold

United Technologies — Int/Div

U.S. Bancorp — Int/Div

Verizon — Int/Div — Buy (add'l)

VF Comp — Int/Div — Buy

Wells Fargo — Int/Div — Sold

Wells Fargo — None — Sold

Exchange Traded and Closed End Funds (Hy

Deutsche X-Trackers MSC Fund — Int/Div — Buy

Ishares Barclays 7-10 Year Treasury Fund — Int/Div — Buy (add'l)

Ishares Barclays 7-10 Year Treasury Fund — Buy (add'l)

Ishares MSC1 EAFE Index Fund — Int/Div — Buy (add'l)

Ishares Russell 1000 Index Fund — Int/Div

Ishares Russell 1000 Value Fund — Int/Div

Ishares Russell 3000 Fund — Int/Div

Ishares Russell mid-cap Fund — Int/Div

Ishares TIPS Bond Fund — Int/Div — Buy (add'l)

Ishares TIPS Bond Fund — Buy (add'l)

SPDR DJ Wilshire Int'l Real Estate — Int/Div — Buy (add'l)

SPDR DJ Wilshire Int'l Real Estate — Buy (add'l)

Vanguard Utilities Fund — Int/Div

Mutual Funds (H):

Cohen & Steers Pref, Sec. & Inc. — Int/Div — Buy (add'l)

Cohen & Steers Pref, Sec. & Inc. — Buy (add'l)

Guggenheim Total Return BD 1 Fund — Int/Div — Buy

Invesco AIM ATST Premier Fund — Int/Div — Buy (add'l)

Invesco AIM ATST Premier Fund — Buy (add'l)

Legg Mason Western Asset Emerging Markets Fund — Int/Div — Buy (add'l)

Legg Mason Western Asset Emerging Markets Fund — Buy (add'l)

Mamstay Marketfield Fund — None

Oppenheimer Int'l Fund — istnbution — Buy (add'l)

Oppenheimer Int'l Fund — Buy (add'l)

Pimco Total Return Fund — None — Sold

Corporator, Institute of Living

Elector, Hartford Atheneum

Life Regent, University of Hartford

Trustee, No. Famly Trust (assets listed in Part VIL, ines 109-132

Gift — Yale Umversity — three mghts lodging, lunches, and dimmers at Global Constitutional semma — $900.00

Reimbursement — Yale Umversity — Sept. 16-19, 2017 — New Haven, CT — attend Global Constitutional Seminar — breakfasts and parking three days

Reimbursement — Robert H. Jackson Center — Aug. 13. 16,2017 — Jamestown, NY — deliver Robert H, Jackson Lecture at Chautauqua — round trip airfare New York City to Buffalo, NY

Income — 10020017 — William S. Hein & Co. royalty — $509.00

that reason is reflected on this 2017 report,

Part VII:

global: all entries have been listed alphabetically within separately numbered brokerage accounts and, within each account, grouped within categories labeled

"stocks," "exchange traded and closed end funds,” "mutual funds," and "bonds" as permitted according to advice received from committee staff.

Line 21: The caption of the header was been altered to be more accurate,

Line 26: This fund was incompletely named on the 2016 form. The full name now appears.

Line 70: This line has yellow collorinh for columns C(1) and (2) because the first transaction for this stock was “sold”, However, the same stock was later bought

#s the next line shows. 1 have been instructed by staff to list the column C values oppposite the line with the name of the stock in this situation.

Line 511: This stock was misspelled as "Carlale” on the 2016 form.