Srikanth Srinivasan

2016Annual

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Pull out the substance of this filing.

What was filed

  • 149

    investments

  • 4

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Georgetown University Law Center
  • Edward Coke Appellate Ton of Court
  • Trust #]
  • Amencan Law Institute
  • South Asian Bar Association of New York
  • American Bar Association
  • Georgetown University Law Center - Teaching Income

As filed

Brinker Destinations IRA

Fidelity Spartan 500 Index (FUSVX) — Int/Div — Buy (add'l)

Fidelity Spartan 500 Index (FUSVX) — Sold (part)

Aston/River Road Independent Value (ARIVX) — None — Sold

Aston/River Road Independent Value (ARIVX) — Sold (part)

Avenue Credit Strategies Investor (ACSAX) — Int/Div — Buy (add'l)

Avenue Credit Strategies Investor (ACSAX) — Sold (part)

Avenue Credit Strategies Investor (ACSAX) — Sold (part)

Avenue Credit Strategies Investor (ACSAX) — Sold (part)

Baron Emerging Markets (BEXFX) — Int/Div — Buy (add'l)

Baron Emerging Markets (BEXFX) — Buy (add'l)

Baron Emerging Markets (BEXFX) — Sold (part)

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columba Select Large Cap Growth (ELGAX) — Int/Div — Sold (part)

Columba Select Large Cap Growth (ELGAX) — Sold (part)

Delaware Value (DDVAX) — Int/Div — Buy (add'l)

Delaware Value (DDVAX) — Sold (part)

Delaware Value (DDVAX) — Sold (part)

Doubleline Low Duration {(DELNX) — Int/Div — Buy

Doubleline Total Return Bond (DLTNX) — Int/Div — Sold (part)

Doubleline Total Return Bond (DLTNX) — Sold (part)

Drevius Bond Market Index (DBMIX) — Int/Div — Buy (add'l)

Drevius Bond Market Index (DBMIX) — Buy (add'l)

Drevius Bond Market Index (DBMIX) — Sold (part)

Drevius Bond Market Index (DBMIX) — Sold (part)

Dnehaus Event Driven (DEVDX) — Int/Div — Buy (add'l)

Dnehaus Event Driven (DEVDX) — Sold (part)

Dnehaus Active Income (LCMAX) — Int/Div — Sold (part)

Driehaus Micro Cap (DMCRX) — None — Buy (add'l)

Driehaus Micro Cap (DMCRX) — Sold (part)

Forward EM Corporate Debt (FFXRX) — None — Sold

Forward EM Corporate Debt (FFXRX) — Sold (part)

MFS International Value (MGIAX) — Int/Div — Sold (part)

MFS International Value (MGIAX) — Sold (part)

MFS International Value (MGIAX) — Sold (part)

TT. Rowe Price Growth Stock (TRSAX) — Int/Div — Buy (add'l)

TT. Rowe Price Growth Stock (TRSAX) — Sold (part)

TT. Rowe Price Growth Stock (TRSAX) — Sold (part)

RS Global Natural Resources (RSNRX) — None — Buy (add'l)

RS Global Natural Resources (RSNRX) — Buy (add'l)

RS Global Natural Resources (RSNRX) — Buy (add'l)

RS Global Natural Resources (RSNRX) — Sold (part)

Rudgeworth Mid Cap Value (SMVTX) — Int/Div — Sold (part)

Rivernorth Core Opportunity (RNCOX) — Int/Div — Sold (part)

Rivernorth Core Opportunity (RNCOX) — Sold (part)

Riverpark Strategic Income (RSIVX) — Int/Div — Sold (part)

Riverpark Strategic Income (RSIVX) — Sold (part)

S10. — Sold (part)

Riverpark Short Term Hi Yield (RPHYX) — Int/Div — Buy

T. Rowe Price Intl Stock (PAITX) — Int/Div — Sold (part)

TCW Relative Value Dividend Apprec (TGIGX) — Int/Div — Sold (part)

TCW Relative Value Dividend Apprec (TGIGX) — Sold (part)

TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)

TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)

Touchstone Focused (TFOAX) — Int/Div — Sold (part)

Touchstone Focused (TFOAX) — Buy (add'l)

Touchstone Small Cap Value (TVOAX) — Int/Div — Buy

Touchstone Small Cap Value (TVOAX) — Buy (add'l)

Wasatch Intemational Opportunities (WAIOX) — None — Buy (add'l)

Wasatch Intemational Opportunities (WAIOX) — Sold (part)

Wasatch Frontier Emerging Small Cos (WAFMX) — None — Sold (part)

Wasatch Frontier Emerging Small Cos (WAFMX) — Sold (part)

Fidelity Cash Reserves (FDRXX) — Int/Div

Legg Mason BW Absolute Return Opportunities (LROAX) — None — Sold (part)

Legg Mason BW Absolute Return Opportunities (LROAX) — Sold

Listed Private Equity (LPEFX) — None — Sold (part)

Listed Private Equity (LPEFX) — Sold (part)

Listed Private Equity (LPEFX) — Sold (part)

Listed Private Equity (LPEFX) — Sold

Undiscovered Manager Behavioral Value (UBVAX) — None — Sold (part)

Undiscovered Manager Behavioral Value (UBVAX) — Sold

JP Morgan Strategic Income (JSOAX) — Int/Div — Buy

Trust #1 - Brinker Destinations Brokerage Account

Fidelity Spartan 500 Index (FUSVX) — Int/Div — Buy (add'l)

Fidelity Intermediate Muni Income (FLTMX) — Int/Div — Buy (add'l)

Fidelity Intermediate Muni Income (FLTMX) — Buy (add'l)

Aston/River Road Independent Value (ARIVX) — None — Sold

Aston/River Road Independent Value (ARIVX) — Buy (add'l)

Avenue Credit Strategies (ACSAX) — Int/Div — Buy (add'l)

Avenue Credit Strategies (ACSAX) — Sold (part)

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Int/Div — Sold (part)

Delaware Value (DDVAX) — Int/Div — Sold (part)

Doubleline Total Return Bond (DLTNX) — Int/Div — Sold (part)

Doubleline Total Return Bond (DLTNX) — Sold (part)

Dnehaus Active Income (LCMAX) — Int/Div — Sold (part)

Listed Private Equity (LPEFX) — None — Sold

Listed Private Equity (LPEFX) — Sold (part)

MFS International Value (MGIAX) — Int/Div — Sold (part)

MFS International Value (MGIAX) — Sold (part)

Northern Interm Tax Exempt (NOITX) — Int/Div — Sold (part)

Northern Interm Tax Exempt (NOITX) — Buy (add'l)

T. Rowe Price Growth Stock Advisor {TRSAX) — Int/Div — Buy (add'l)

T. Rowe Price Growth Stock Advisor {TRSAX) — Sold (part)

T. Rowe Price Growth Stock Advisor {TRSAX) — Sold (part)

RS Global Natural Resources (RSNRX) — None — Buy (add'l)

RS Global Natural Resources (RSNRX) — Buy (add'l)

RS Global Natural Resources (RSNRX) — Buy (add'l)

Ridgeworth Mid Cap Value Equity (SMVTX) — Int/Div — Sold (part)

Rivernorth Core Opportunity (RNCOX) — Int/Div — Sold (part)

T. Rowe Price Intl Stock Advisor (PAITX) — Int/Div

TCW Relative Value Dividend Apprec (TGIGX) — Int/Div — Sold (part)

TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)

TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)

Touchstone Focused (TFOAX) — Int/Div

Wasatch Intemational Opportunities (WAIOX) — None — Buy (add'l)

Wasatch Intemational Opportunities (WAIOX) — Sold (part)

Wasatch Frontier Emerging Small Cos (WAFMX) — None — Sold (part)

Fidelity Cash Reserves (FCASH) — Int/Div

Riverpark Strategic Income (RSIVX) — Int/Div — Sold (part)

Riverpark Strategic Income (RSIVX) — Sold (part)

Riverpark Strategic Income (RSIVX) — Sold (part)

Baron Emerging Markets (BEXFX) — Int/Div — Buy (add'l)

Baron Emerging Markets (BEXFX) — Buy (add'l)

Dnehaus Event Driven (DEVDX) — Int/Div — Buy (add'l)

Legg Mason BW Absolute Return Opportunities (LROAX) — None — Sold

Undiscovered Manager Behavioral Value {(UBVAX) — None — Sold

Driehaus Micro Cap Growth (DMCRX) — None — Buy (add'l)

Touchstone Small Cap Value (TVOAX) — Int/Div — Buy

Touchstone Small Cap Value (TVOAX) — Buy (add'l)

Doubleline Low Duration (DELNX) — Int/Div — Buy

JP Morgan Strategic Income (JSOAX) — Int/Div — Buy

Riverpark Short Term Hi Yield (RPHY X) — Int/Div — Buy

American Funds Roth IRA

American Funds AMCAP A (AMCPX) — Int/Div

American Funds New World A (NEWFX) — Int/Div

American Funds Small Cap World A (SMCWX) — Int/Div

American Funds Capital World Growth & Income A ICWGIX) — Int/Div

American Funds Washington Mutual A (AWSHX) — Int/Div

American Funds Income Fund of America A(AMECX) — Int/Div

Wells Fargo Checking Account — Interest

Citibank Checking Account (X) — Interest

American Funds College Savings Plan (529) #1

College 2021 Fund 529A — Int/Div

College 2024 Fund 529A — Int/Div

American Funds College Savings Plan (529) 2

College 2021 Fund 529A — Int/Div

College 2024 Fund 529A — Int/Div

Mass Mutual Vanable Life Insurance Policy

Mass Mutual VUL Guard Guaranteed Account — Interest

Deutsche Small Cap Index — None

Mass Mutual VUL Guard Small Cap Equity — None

American Funds Brokerage Account

American Funds Bond Fund of America A (ABNDX) (XD — Int/Div

American Funds Fundamental Investors A (ANCFX)(X) — Int/Div

American Funds Tax Exempt Bond Fund of America A (AFTEX) (X) — Int/Div

Adpmunct Professor of Law, Georgetown University Law Center

President, Edward Coke Appellate Ton of Court

Trustee/Grantor, Trust #]

Adviser, Amencan Law Institute

Agreement — 2016 — Georgetown University Law Center - Teaching m 2017

Reimbursement — South Asian Bar Association of New York — September 21-22, 2016 — New York, NY — Keynote speaker at SABANY Annual Gala — Transportation, meals, hotel

Reimbursement — American Bar Association — panelist at NAPABA National Convention

Income — 2016 — Georgetown University Law Center - Teaching Income — S5.000.00

Part VII (Investments & Trusts):

1) In last year's report, the ticker symbol for Fidelity Cash Reserves in Trust #1 was inadvertently listed as FDRXX instead of FCASH.

2) Two of the three funds in the American Funds Brokerage Account -- American Funds Fundamental Investors A (ANCFX) and American Funds Tax Exempt

Bond Fund of America A (AFTEX) -- were madvertently omitted from the calendar year 2014 and calendar year 2015 reports due to a misunderstanding as

to which funds in the account are reportable. {The American Funds Brokerage Account was listed as "Brokerage Account #2" in calendar year 2013.) The

information and codes listed for each fund in this year's report were the same in calendar year 2014 and calendar year 2015.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Srikanth Srinivasan | Frix