Srikanth Srinivasan
2016Annual
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What was filed
149
investments
4
positions
0
gifts
1
agreements
0
debts
2
reimbursements
1
income
0
spouse income
Named parties
- Georgetown University Law Center
- Edward Coke Appellate Ton of Court
- Trust #]
- Amencan Law Institute
- South Asian Bar Association of New York
- American Bar Association
- Georgetown University Law Center - Teaching Income
As filed
Brinker Destinations IRA
Fidelity Spartan 500 Index (FUSVX) — Int/Div — Buy (add'l)
Fidelity Spartan 500 Index (FUSVX) — Sold (part)
Aston/River Road Independent Value (ARIVX) — None — Sold
Aston/River Road Independent Value (ARIVX) — Sold (part)
Avenue Credit Strategies Investor (ACSAX) — Int/Div — Buy (add'l)
Avenue Credit Strategies Investor (ACSAX) — Sold (part)
Avenue Credit Strategies Investor (ACSAX) — Sold (part)
Avenue Credit Strategies Investor (ACSAX) — Sold (part)
Baron Emerging Markets (BEXFX) — Int/Div — Buy (add'l)
Baron Emerging Markets (BEXFX) — Buy (add'l)
Baron Emerging Markets (BEXFX) — Sold (part)
Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)
Columbia Dividend Opportunity (INUTX) — Sold (part)
Columbia Dividend Opportunity (INUTX) — Sold (part)
Columba Select Large Cap Growth (ELGAX) — Int/Div — Sold (part)
Columba Select Large Cap Growth (ELGAX) — Sold (part)
Delaware Value (DDVAX) — Int/Div — Buy (add'l)
Delaware Value (DDVAX) — Sold (part)
Delaware Value (DDVAX) — Sold (part)
Doubleline Low Duration {(DELNX) — Int/Div — Buy
Doubleline Total Return Bond (DLTNX) — Int/Div — Sold (part)
Doubleline Total Return Bond (DLTNX) — Sold (part)
Drevius Bond Market Index (DBMIX) — Int/Div — Buy (add'l)
Drevius Bond Market Index (DBMIX) — Buy (add'l)
Drevius Bond Market Index (DBMIX) — Sold (part)
Drevius Bond Market Index (DBMIX) — Sold (part)
Dnehaus Event Driven (DEVDX) — Int/Div — Buy (add'l)
Dnehaus Event Driven (DEVDX) — Sold (part)
Dnehaus Active Income (LCMAX) — Int/Div — Sold (part)
Driehaus Micro Cap (DMCRX) — None — Buy (add'l)
Driehaus Micro Cap (DMCRX) — Sold (part)
Forward EM Corporate Debt (FFXRX) — None — Sold
Forward EM Corporate Debt (FFXRX) — Sold (part)
MFS International Value (MGIAX) — Int/Div — Sold (part)
MFS International Value (MGIAX) — Sold (part)
MFS International Value (MGIAX) — Sold (part)
TT. Rowe Price Growth Stock (TRSAX) — Int/Div — Buy (add'l)
TT. Rowe Price Growth Stock (TRSAX) — Sold (part)
TT. Rowe Price Growth Stock (TRSAX) — Sold (part)
RS Global Natural Resources (RSNRX) — None — Buy (add'l)
RS Global Natural Resources (RSNRX) — Buy (add'l)
RS Global Natural Resources (RSNRX) — Buy (add'l)
RS Global Natural Resources (RSNRX) — Sold (part)
Rudgeworth Mid Cap Value (SMVTX) — Int/Div — Sold (part)
Rivernorth Core Opportunity (RNCOX) — Int/Div — Sold (part)
Rivernorth Core Opportunity (RNCOX) — Sold (part)
Riverpark Strategic Income (RSIVX) — Int/Div — Sold (part)
Riverpark Strategic Income (RSIVX) — Sold (part)
S10. — Sold (part)
Riverpark Short Term Hi Yield (RPHYX) — Int/Div — Buy
T. Rowe Price Intl Stock (PAITX) — Int/Div — Sold (part)
TCW Relative Value Dividend Apprec (TGIGX) — Int/Div — Sold (part)
TCW Relative Value Dividend Apprec (TGIGX) — Sold (part)
TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)
TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)
Touchstone Focused (TFOAX) — Int/Div — Sold (part)
Touchstone Focused (TFOAX) — Buy (add'l)
Touchstone Small Cap Value (TVOAX) — Int/Div — Buy
Touchstone Small Cap Value (TVOAX) — Buy (add'l)
Wasatch Intemational Opportunities (WAIOX) — None — Buy (add'l)
Wasatch Intemational Opportunities (WAIOX) — Sold (part)
Wasatch Frontier Emerging Small Cos (WAFMX) — None — Sold (part)
Wasatch Frontier Emerging Small Cos (WAFMX) — Sold (part)
Fidelity Cash Reserves (FDRXX) — Int/Div
Legg Mason BW Absolute Return Opportunities (LROAX) — None — Sold (part)
Legg Mason BW Absolute Return Opportunities (LROAX) — Sold
Listed Private Equity (LPEFX) — None — Sold (part)
Listed Private Equity (LPEFX) — Sold (part)
Listed Private Equity (LPEFX) — Sold (part)
Listed Private Equity (LPEFX) — Sold
Undiscovered Manager Behavioral Value (UBVAX) — None — Sold (part)
Undiscovered Manager Behavioral Value (UBVAX) — Sold
JP Morgan Strategic Income (JSOAX) — Int/Div — Buy
Trust #1 - Brinker Destinations Brokerage Account
Fidelity Spartan 500 Index (FUSVX) — Int/Div — Buy (add'l)
Fidelity Intermediate Muni Income (FLTMX) — Int/Div — Buy (add'l)
Fidelity Intermediate Muni Income (FLTMX) — Buy (add'l)
Aston/River Road Independent Value (ARIVX) — None — Sold
Aston/River Road Independent Value (ARIVX) — Buy (add'l)
Avenue Credit Strategies (ACSAX) — Int/Div — Buy (add'l)
Avenue Credit Strategies (ACSAX) — Sold (part)
Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)
Columbia Dividend Opportunity (INUTX) — Sold (part)
Columbia Select Large Cap Growth (ELGAX) — Int/Div — Sold (part)
Delaware Value (DDVAX) — Int/Div — Sold (part)
Doubleline Total Return Bond (DLTNX) — Int/Div — Sold (part)
Doubleline Total Return Bond (DLTNX) — Sold (part)
Dnehaus Active Income (LCMAX) — Int/Div — Sold (part)
Listed Private Equity (LPEFX) — None — Sold
Listed Private Equity (LPEFX) — Sold (part)
MFS International Value (MGIAX) — Int/Div — Sold (part)
MFS International Value (MGIAX) — Sold (part)
Northern Interm Tax Exempt (NOITX) — Int/Div — Sold (part)
Northern Interm Tax Exempt (NOITX) — Buy (add'l)
T. Rowe Price Growth Stock Advisor {TRSAX) — Int/Div — Buy (add'l)
T. Rowe Price Growth Stock Advisor {TRSAX) — Sold (part)
T. Rowe Price Growth Stock Advisor {TRSAX) — Sold (part)
RS Global Natural Resources (RSNRX) — None — Buy (add'l)
RS Global Natural Resources (RSNRX) — Buy (add'l)
RS Global Natural Resources (RSNRX) — Buy (add'l)
Ridgeworth Mid Cap Value Equity (SMVTX) — Int/Div — Sold (part)
Rivernorth Core Opportunity (RNCOX) — Int/Div — Sold (part)
T. Rowe Price Intl Stock Advisor (PAITX) — Int/Div
TCW Relative Value Dividend Apprec (TGIGX) — Int/Div — Sold (part)
TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)
TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)
Touchstone Focused (TFOAX) — Int/Div
Wasatch Intemational Opportunities (WAIOX) — None — Buy (add'l)
Wasatch Intemational Opportunities (WAIOX) — Sold (part)
Wasatch Frontier Emerging Small Cos (WAFMX) — None — Sold (part)
Fidelity Cash Reserves (FCASH) — Int/Div
Riverpark Strategic Income (RSIVX) — Int/Div — Sold (part)
Riverpark Strategic Income (RSIVX) — Sold (part)
Riverpark Strategic Income (RSIVX) — Sold (part)
Baron Emerging Markets (BEXFX) — Int/Div — Buy (add'l)
Baron Emerging Markets (BEXFX) — Buy (add'l)
Dnehaus Event Driven (DEVDX) — Int/Div — Buy (add'l)
Legg Mason BW Absolute Return Opportunities (LROAX) — None — Sold
Undiscovered Manager Behavioral Value {(UBVAX) — None — Sold
Driehaus Micro Cap Growth (DMCRX) — None — Buy (add'l)
Touchstone Small Cap Value (TVOAX) — Int/Div — Buy
Touchstone Small Cap Value (TVOAX) — Buy (add'l)
Doubleline Low Duration (DELNX) — Int/Div — Buy
JP Morgan Strategic Income (JSOAX) — Int/Div — Buy
Riverpark Short Term Hi Yield (RPHY X) — Int/Div — Buy
American Funds Roth IRA
American Funds AMCAP A (AMCPX) — Int/Div
American Funds New World A (NEWFX) — Int/Div
American Funds Small Cap World A (SMCWX) — Int/Div
American Funds Capital World Growth & Income A ICWGIX) — Int/Div
American Funds Washington Mutual A (AWSHX) — Int/Div
American Funds Income Fund of America A(AMECX) — Int/Div
Wells Fargo Checking Account — Interest
Citibank Checking Account (X) — Interest
American Funds College Savings Plan (529) #1
College 2021 Fund 529A — Int/Div
College 2024 Fund 529A — Int/Div
American Funds College Savings Plan (529) 2
College 2021 Fund 529A — Int/Div
College 2024 Fund 529A — Int/Div
Mass Mutual Vanable Life Insurance Policy
Mass Mutual VUL Guard Guaranteed Account — Interest
Deutsche Small Cap Index — None
Mass Mutual VUL Guard Small Cap Equity — None
American Funds Brokerage Account
American Funds Bond Fund of America A (ABNDX) (XD — Int/Div
American Funds Fundamental Investors A (ANCFX)(X) — Int/Div
American Funds Tax Exempt Bond Fund of America A (AFTEX) (X) — Int/Div
Adpmunct Professor of Law, Georgetown University Law Center
President, Edward Coke Appellate Ton of Court
Trustee/Grantor, Trust #]
Adviser, Amencan Law Institute
Agreement — 2016 — Georgetown University Law Center - Teaching m 2017
Reimbursement — South Asian Bar Association of New York — September 21-22, 2016 — New York, NY — Keynote speaker at SABANY Annual Gala — Transportation, meals, hotel
Reimbursement — American Bar Association — panelist at NAPABA National Convention
Income — 2016 — Georgetown University Law Center - Teaching Income — S5.000.00
Part VII (Investments & Trusts):
1) In last year's report, the ticker symbol for Fidelity Cash Reserves in Trust #1 was inadvertently listed as FDRXX instead of FCASH.
2) Two of the three funds in the American Funds Brokerage Account -- American Funds Fundamental Investors A (ANCFX) and American Funds Tax Exempt
Bond Fund of America A (AFTEX) -- were madvertently omitted from the calendar year 2014 and calendar year 2015 reports due to a misunderstanding as
to which funds in the account are reportable. {The American Funds Brokerage Account was listed as "Brokerage Account #2" in calendar year 2013.) The
information and codes listed for each fund in this year's report were the same in calendar year 2014 and calendar year 2015.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.