Margaret M. Morrow

Invesco Van Kampen Capital Growth Fund- A -IRA — None

Vanguard Windsor Il Fund - IRA — Int/Div

BROKERAGE ACCOUNT #1 - INDIVIDUAL RETIREMENT ACCOUNT — Int/Div

Cash equivalent - Morgan Stanley

General Electric Company - common stock — Sold

Microsoft Corporation - common stock — Sold

Royal Dutch Shell PLC ADR - common stock — Sold

AT&T Inc. - common stock — Sold

Schlumberger Ltd. - common stock — Sold

Comcast Corp CL A Special New common stock — Sold

Eaton Corp. - common stock — Sold

Procter & Gamble - common stock — Buy (add'l)

Procter & Gamble - common stock — Sold

Monsanto Co. « common stock — Sold

VMware Inc. Class A - common stock — Buy

VMware Inc. Class A - common stock — Sold

Hartford Healthcare « common stock — Buy

Hartford Healthcare « common stock — Sold (part)

Kraft Foods Inc. - common stock — Sold

Vodafone Group PLC ADR - common stock — Sold

CVS Caremark Corp. - common stock — Sold (part)

CVS Caremark Corp. - common stock — Sold

Google Inc. - common stock — Sold

Coca-Cola Co. - common stock — Sold

Texas Instruments Inc. « common stock — Sold

Amazon.com Inc. « common stock — Sold (part)

Amazon.com Inc. « common stock — Sold

Charles Schwab Corp, - common stock — Sold

Chevron Corp. « common stock — Sold

Freeport McMoran Copper & Gold common stock — Sold

Weatherford Int'l. Ltd. - common stock — Sold

Broadcom Corp - common stock — Sold

Akamai Technologies Inc. « common stock — Sold

American Electric Power Co. - common stock — Sold

Anadarko Petroleum Corp. - common stock — Sold

Autodesk Inc. - common stock — Sold

Buwogen Idec Inc. - common stock — Sold (part)

Buwogen Idec Inc. - common stock — Sold

Blackrock Inc. « common stock — Sold

Cablevision Systems Corp. - common stock — Sold

Celgene Corp. - common stock — Sold

Covidien PLC New - common stock — Sold

Cree Research Inc. - common stock — Sold

Ebay Inc. - common stock — Sold

Facebook Inc. CL-A - common stock — Sold

Fluor Corp. - common stock — Sold

Allergan PLC SHS formerly known as Actavis « common stock — Sold — Note in Part VII

General Mills Inc. « common stock — Sold

HCP Incorporated - common stock — Sold

Health Care REIT Inc. - common stock — Sold

Home Depot Inc. - common stock — Sold

Johnson & Johnson - common stock — Sold

Red Hat - common stock — Sold

L-3 Communications Holdings Inc common stock — Sold

The Directv Group Class A - common stock — Sold (part)

The Directv Group Class A - common stock — Sold

Liberty Media Hldg. Capital Series A common stock — Sold

Liberty Media Hidg SR A Inter - common stock — Sold

Liberty Broadband Corp C RTS N/A common stock — Sold

Nasdag OMX Group Inc. « common stock — Sold

National Oilwell Varco Inc. - common stock — Sold

Pall Corporation - common stock — Sold (part)

Pall Corporation - common stock — Sold (part)

Pall Corporation - common stock — Sold

Pepsico Inc. - common stock — Sold

Qualcomm Inc. - common stock — Sold

Seagate Technology Holdings - common stock — Sold

Realty Income Corp. - common stock — Sold

Senior Hsg PPTY TR - common stock — Sold

TE Connectivity Lid. New - common stock — Sold

Target Corporation - common stock — Sold

Tyeo International Ltd. - common stock — Sold

Unitedhealth Group Inc. « common stock — Sold

Vertex Pharmaceuticals - common stock — Sold

Xilinx Inc. « common stock — Sold

Zoetis Inc. Class A - common stock — Sold

AMC Networks Inc. CL A - common stock — Sold

JP Morgan Chase BK N A Columbus Ohio DJIA Linked CD - — Matured

Hartford World Bond 1 « mutual fund — Sold (part)

Angel Oak Multi Strat Inc - mutual fund

Ishares Russell 1000 ETF - mutual fund — Sold

Ishares Russell 2000 Value ETF - mutual fund — Buy

Ishares Russell 1000 Value ETF - mutual fund — Buy

Prudential High Yield Z - mutual fund — Sold (part)

Prudential High Yield Z - mutual fund — Sold

Deutsche X Trackers MSC JAP - mutual fund — Buy

Deutsche X Trackers MSC JAP - mutual fund — Sold (part)

Deutsche X Trackers MSC JAP - mutual fund — Sold (part)

Deutsche X Trackers MSC JAP - mutual fund — Sold

Williams Co.. Inc. « common stock — Sold

Managers Bond Fund - mutual fund

Blackrock Global L/S Credit - mutual fund — Sold (part)

Merck & Co. - common stock — Sold

Nucor Corp. - common stock — Sold

Sandisk Corp. « common stock — Sold

Yum Brands Inc. « common stock — Sold

TCW Total Return - mutual fund

Verizon Communications - common stock — Sold

Virtus Multi-Sector S/T Bond - mutual fund

Bank Deposit Sweep Program

Lake Tahoe Calif Uni Sch Dist Go BDS muni bond C2LTH — Interest — Sold — personal account

Orchard Calif. Sch Dist G.O. Ref BDS muni bond (SCBS) — Interest — Sold — personal account

San Ysidro Calif. Sch Dist CTFS Partin muni bond EU) — Interest — Sold — personal account

Wells Fargo Bank - Account — Open — personal account

Apple Inc. « common stock — Sold

Bristol Myers Squibb Co. - common stock — Sold

Dolby Class A - common stock — Sold

EMC Corp. Mass - common stock — Sold

Glaxosmithkline PLC ADS - common stock — Buy (add'l)

Glaxosmithkline PLC ADS - common stock — Sold

Immunogen Inc. - common stock — Sold

Isis Pharmaceuticals Inc. - common stock — Sold

Legg Mason BW Global Opp Bd Fl mutual fund

John Hancock FDS Str Inc. Opp - mutual fund — Sold (part)

Mc Donalds Corp. - common stock — Sold

Towers Watson & Co CL A - common stock — Sold

UBS Plus Based on the Value of a Basket of Equities - common stock

Twenty First Century Fox CL A « common stock — Sold

Precision Castparts Corp. = common stock — Sold

Tekla Healthcare Opp Fund - common stock

Regeneron Pharm - common stock — Sold

Philip Morris International Inc. - common stock — Sold

PPL Corporation - common stock — Sold

Thornburg Int'l Growth - mutual fund — Buy

Thornburg Int'l Growth - mutual fund — Sold (part)

Thermo Fisher Scientific Inc. - common stock — Sold

Ventas. Inc. - common stock — Sold

Visa Inc. - common stock — Sold (part)

Visa Inc. - common stock — Sold

Walt Disney Co. Holding Co. - common stock — Sold

Anheuser Busch Inbey SA Spon - common stock — Sold

Blackrock Strategic Inc Opp A Prospectus « mutual fund — Sold (part)

Blackrock Strategic Inc Opp A Prospectus « mutual fund — Sold

Virtus Multi Sector Fixed Inc A - mutual fund

CME Group - common stock — Sold

United Parcel Service Inc. Class B common stock — Sold

Skybridge Multi-Advisor Hedge fund mutual fund

Nuveen Preferred Sec 1 - mutual fund — Sold (part)

Nuveen Preferred Sec 1 - mutual fund — Sold (part)

Wisdomtree Trust Japn Hedge EQ - mutual fund — Sold

Altria Group Inc. - common stock — Sold (part)

Altria Group Inc. - common stock — Sold

BCE Inc. (New) - common stock — Buy (add'l)

BCE Inc. (New) - common stock — Sold

BP PLC Ads - common stock — Buy (add'l)

BP PLC Ads - common stock — Sold

Sanofi ADR - common stock — Buy

Sanofi ADR - common stock — Sold

Linked in Corp A - common stock — Sold

Citrix Systems Inc. « common stock — Sold

Conocophillips - common stock — Sold

Dommion Res Inc. (New) - common stock — Sold

W. W. Grainger, Inc. - common stock — Sold

Duke Energy Corp. Holding Co. - common stock — Sold

Kimberly Clark Corp. - common stock — Sold

Halvard Health Inc. « common stock — Sold

FMC Technologies Inc. - common stock — Sold

Natl Grid Transco PLC ADS - common stock — Buy (add'l)

Natl Grid Transco PLC ADS - common stock — Sold

Nuance Communications Ine. - common stock — Sold

Reynolds American Inc. « common stock — Sold

Southern Co. - common stock — Sold

Total Fina EIf SA - common stock — Sold

Unilever PLC (New) ADS - common stock — Sold

Columbia Select LG CP Growth Z mutual fund — Sold (part)

Columbia Income Opport A = mutual fund

Invesco Developing Markets A - mutual fund — Sold

Royce Premier Service - mutual fund — Sold (part)

Royce Premier Service - mutual fund — Sold

Thornburg Int'l Value - mutual fund — Buy (add'l)

Thornburg Int'l Value - mutual fund — Sold (part)

Thornburg Int'l Value - mutual fund — Sold

Thomburg Strategic Inc. - mutual fund

Virtus Insight Emerging Markets 1 - mutual fund — Sold

Nike Inc. B - common stock — Sold

Cameron Intnl Corp - common stock — Sold

Duff & Phelps Global Equity - common stock

DWS Rreef GLB Infrastre S (TOLSX) mutual fund

Gateway Fund Y (GTEYX) - mutual fund — Sold

Invesco Balanced - Risk Alloc ¥ (ABRYX) - mutual fund — Sold (part)

Managers Fremont Global Fund (MMAFX) « mutual fund — Sold (part)

MFS Diverse Target Return (DVRIX) mutual fund — Sold

Nuveen Global Infrastructur (FGIYX) mutual fund — Sold

Nuveen Total Return Bond FDI - mutual fund

Deutsche Xtrackers MSCI EAF - mutual fund — Buy

SPDR S&P Dividend - mutual fund — Buy

SPDR S&P Dividend - mutual fund — Buy (add'l)

Hartford Int'l Value - mutual fund — Buy

Lord Abbett Calibrtd DIV GW F - mutual fund — Buy

Lord Abbett Calibrtd DIV GW F - mutual fund — Sold (part)

Lord Abbett Calibrtd DIV GW F - mutual fund — Sold

Nuveen Santa Barbara DIV GR - mutual fund — Buy

Federated Int'l Strat Div IS « mutual fund — Buy

Goldman Sachs Rismg Div GW - mutual fund — Buy

JP Morgan Equity Inc. SEL - nutual fund — Buy

Clearbridge Tactical Div Inc. - mutual fund — Buy

Clearbridge Tactical Div Inc. - mutual fund — Sold (part)

Clearbridge Tactical Div Inc. - mutual fund — Sold

Neuberger Berman EQ Inc INS - mutual fund — Buy

Blackrock Global Div Port Inst - mutual fund — Buy

Forward Int'l Dividend ADV - mutual fund — Buy

Hartford Equity Inc - mutual fund — Buy

Highland LS Eq A aka PYXIS Long/Short Equity A - mutual fund — Sold

Highland Lg Sht Healthcare A - mutual fund — Sold (part)

Highland Lg Sht Healthcare A - mutual fund — Sold

Virtus Dynamic Alphasector (VIMNX) mutual fund — Sold

Hartford Floating RT HI Inc - mutual fund — Buy (add'l)

Hartford Floating RT HI Inc - mutual fund — Sold

Discovery Communications Ser A common stock — Buy

Discovery Communications Ser A common stock — Sold

JP Morgan Value Advantage SEL - mutual fund — Buy

Fundvantage TR Polen GRW Inst - mutual fund — Buy

AMG Yacktman Focused SVC - mutual fund — Buy

AMG Yacktman Focused SVC - mutual fund — Sold

Clearbridge Aggressive Gwth - mutual fund — Buy

Templeton GLB Total Return Ady mutual fund — Buy

Prudential SH Dur HI Yd Inc Z - mutual fund — Buy

Omega Healthcare INV Inc - common stock — Buy

Omega Healthcare INV Inc - common stock — Sold

American Express Co - common stock — Buy

American Express Co - common stock — Sold

First Trust Dorsey Wright - common stock — Buy

First Trust Dorsey Wright - common stock — Sold

Ishares MSC Japan ETF - mutual fund — Buy

Ishares MSC Japan ETF - mutual fund — Sold

Ishares Core US Value ETF - mutual fund — Buy

Ishares Core US Growth ETF - mutual fund — Buy

Morgan Stanley - Inherited IRA Account — Distribution — Sold (part)

Morgan Stanley - Inherited IRA Account — Distribution — Sold (part)

JPM Trigger Jump on the Euro Stoxx $0 Index - common stock — Buy

Locorr Market Trend - mutual fund — Buy

Locorr Market Trend - mutual fund — Sold (part)

Deutsche X-Trackers MSC JAP - mutual fund — Buy

Deutsche X-Trackers MSC JAP - mutual fund — Sold (part)

Deutsche X-Trackers MSC JAP - mutual fund — Sold (part)

BROKERAGE ACCOUNT #2 (TRUST #1) — Int/Div

Cash equivalent - Morgan Stanley

Eaton Corp. - common stock

Aviva Plc Adr - common stock

General Electric Inc. = common stock

Pepsico Inc. « common stock

Roval Dutch Shell PLC « common stock — Sold (part)

AMC Networks Inc CL A - common stock

Allianceber Muni - mutual fund

American Express Co. « common stock — Buy

AT&T - common stock

Schlumberger Lid. - common stock

Procter & Gamble - common stock

Monsanto Company - common stock

Kraft Foods - common stock

Target Corporation « common stock — Sold

Vodafone Group PLC ADR - common stock — Buy (add'l)

bad) — Sold (part)

CVS Caremark Corporation - common stock — Sold (part)

Health Care REIT - common stock

Coca Cola Company - common stock

General Mills - common stock

Alphabet Inc. « common stock — Sold (part) — Note m Part VII

HCP Inc. - common stock

Qualcomm Inc. « common stock — Sold

Schwab Charles Corporation - common stock

Amazon.com Inc. - common stock — Sold (part)

Amazon.com Inc. - common stock — Sold (part)

Amazon.com Inc. - common stock — Sold (part)

Aetna Inc (New) (C1) - common stock — Buy

Anadarko Petroleum Corporation common stock — Sold (part)

BP PLC Ads - common stock — Buy (add'l)

BP PLC Ads - common stock — Sold (part)

Cablevision Systems Corporation common stock — Sold

Celgene Corporation - common stock

Chevron Corporation - common stock

Covidien Lid. - common stock — Sold

Freeport McMoran Copper & Gold common stock

Microsoft Corporation - common stock

NASDAQ OMX Group, Inc. « common stock

Texas Instruments Inc. « common stock

Weatherford International Ltd. - common stock

Xilinx Inc. « common

Yum Brands Inc. - common

Fluor Corp. - common stock

Akamai Technologies Inc. - common stock

Autodesk Delaware - common stock

Biogen Idec Inc. - common stock — Sold (part)

W. W. Grainger Inc, - common stock

Blackrock Inc. - common stock

Broadcom Corp. - common stock

Comcast Corp. CL A Special New common stock (CMCSK)

Williams Co. Inc. = common stock — Sold

Cree Research Inc. - common stock

Discovery Communications Ser A common stock — Buy

Dolby Class A common stock (formerly Dolby Labs Inc.)

Ebay Inc. - common stock

Facebook Inc. CL-A « common — Sold (part)

Home Depot Inc. - common stock

Johnson & Johnson « common stock

Rockwell Collins Inc. - common stock — Buy

L-3 Communications Hldgs Inc. - common stock

The Directv Group Class A - common stock — Sold (part)

The Directv Group Class A - common stock — Sold

Liberty Media Corp. Hldg Capital Series A « common stock

National Oilwell Varco Inc. - commen stock — Sold (part)

Twitter. Inc. - common stock

Pall Corporation - common stock — Sold (part)

Pall Corporation - common stock — Sold (part)

Pall Corporation - common stock — Sold

Seagate Technology Hidgs. - common stock

TE Connectivity Ltd. New - common stock — Sold (part)

Tyco International Ltd. - common stock

Unitedhealth Group Inc. - common stock — Sold (part)

Zoetis Inc. Class A - common stock

Vertex Pharmaceuticals - common stock — Sold (part)

Nuance Communications Inc. - common stock

VMware - common stock — Buy

Kinder Morgan Incorp. - common stock — Buy (add'l)

Kinder Morgan Incorp. - common stock — Sold

Sanofi ADR - common stock — Buy

Merck & Co. Inc. - common stock

Nucor Corporation = common stock

Sandisk Corporation - common stock

Verizon Communications - common stock

Realty Income Corp. « common stock

Anheuser Busch Inbev SA Spon - common stock

Allianz Se Ads - common stock

American Electric Power Co. - common stock

Apple Inc. « common stock

Blackrock National Mum A - mutual fund — Buy (add'l)

Blackrock National Mum A - mutual fund — Sold (part)

Ecolab Inc. « common stock — Buy

AB Muni Income CA ADV - mutual fund — Buy

RETH — Sold (part)

RETH — Sold (part)

Amer Cent CA Hi Yd Muni Inv - mutual fund — Buy (add'l)

Ishares Russell 1000 ETF - mutual fund

Bristol Myers Squibb Co. - common stock

Citrix Systems Inc. « common stock

Clearbridge Energy MLP FD Inc common stock

EMC Corp Mass - common stock — Sold

FMC Technologies - common stock — Sold

Goldman Sachs MLP Energy Ren - mutual fund — Sold (part)

Goldman Sachs MLP Energy Ren - mutual fund — Sold

Exxon Mobil Corp. - common stock — Buy

The ADT Corporation - common stock

Adobe Systems - common stock — Buy

Glaxosmithkline PLC ADS - common stock — Buy (add'l)

Immunogen Inc. - common stock

loms Pharmaceutical Inc. - common stock — Sold (part) — Note in Part VII

Kayne and Midstream/Energy Fund Inc common stock

Mc Donalds Corp. - common stock

Ms. Blackstone Re Debt Il on LP — Buy (add'l)

Ms. Blackstone Re Debt Il on LP — Buy (add'l)

MFS Muni High Income A - mutual fund — Buy (add'l)

Nuveen Sh Dur Hi Yid Muni BD mutual fund — Buy (add'l)

Nuveen Hi Yid Muni Bond - mutual fund — Buy (add'l)

Philip Morris Int'l Inc. - common stock

JP Morgan CA Tax Free Bond A - mutual fund — Buy (add'l)

JP Morgan CA Tax Free Bond A - mutual fund — Sold (part)

Bluckstone EP 11 Onshore - mutual fund

Linked in Corp A - common stock

PPL Corporation - common stock

Travelers Companies Inc. COM « common stock

Thermo Fisher Scientific Inc. - common stock

Ventas Inc. - common stock

Visa Inc. Class A - common stock — Sold (part)

Visa Inc. Class A - common stock — Sold (part)

Walt Disney Co. Holding Co. - common stock — Sold (part)

Altria Group Inc. - common stock — Sold (part)

BCE Inc. (New) - common stock — Buy (add'l)

Blackrock CA Muni Bd - mutual fund — Buy (add'l)

Blackrock CA Muni Bd - mutual fund — Sold (part)

Towers Watson & Co. CL A - common stock — Sold

Precision Castparts Corp. = common stock — Sold

Conocophillips - common stock — Sold

Dominion Res Inc. (New) - common stock

Duke Energy Corp Holding Co. - common stock

Kimberly Clark Corp. « common stock

Western Digital Corporation - common stock — Buy

National Grid Transco PLC ADS common stock — Buy (add'l)

Reynolds Amenican Ing. - common stock — Sold (part)

Twenty-First Century Fox CLA - common stock

Unilever PLC (New) ADS - common stock

Total Fina EIf SA - common stock — Sold

Southern Co. - common stock

Columbia Select LG CP Growth 2 mutual fund — Sold (part)

Invesco High Yield Muni Y - mutual fund — Buy (add'l)

Managers AMG GW&K Muni Bd SV mutual fund — Buy (add'l)

Managers AMG GW&K Muni Bd SV mutual fund — Sold (part)

Omega Healthcare Inv Inc. - common stock — Buy

Prudential Muni Hi Inc Z - mutual fund — Buy (add'l)

Nationwide HM CA ITM Tax FR Bd mutual fund — Buy (add'l)

Nationwide HM CA ITM Tax FR Bd mutual fund — Sold (part)

Nationwide HM CA ITM Tax FR Bd mutual fund — Sold (part)

Invesco Developing Markets A - mutual fund — Sold

Red Hat - common stock

Regeneron Pharm - common stock

Rovee Premier Service - mutual fund — Sold

Goldman Sachs MLP Inc. Oppty Fd mutual fund — Sold (part)

Goldman Sachs MLP Inc. Oppty Fd mutual fund — Sold

Thormburg Int'l Value A - mutual fund — Sold

Senior Hsg PPTY TR SBI - common stock — Sold (part)

Virtus Insight Emergmg Markets - mutual fund — Sold

CME Group Inc. « common stock

Thormburg Int'l Growth - mutual fund — Buy

Wisdomtree Trust Japn Hedge EQ - mutual fund — Sold

United Parcel Service Inc. Class B common stock

Columbia Income Opport A « mutual fund

Metropolitan West HI YLD Bd M - mutual fund

Vanguard SM CAP VALUE ETF - mutual fund — Buy

Vanguard FTSE Developed Mkts - mutual fund — Buy

Vanguard FTSE Emerging Markets mutual fund — Buy

Nike Inc. B « common stock — Sold (part)

Cameron International Corp. - common stock

DWS Rreef GIb Infrastre S « mutual fund

Gateway Fund Y - mutual fund — Sold

Highland Lg Sht Healthcare A - mutual fund — Sold (part)

Highland Long Short Equity A - mutual fund

Invesco Balanced Risk Alloc - mutual fund — Sold

Managers Amg FQ Glb Ess Inst - mutual fund

MFS Diverse Target Return 1 - mutual fund — Sold

Nuveen Global Infrastructur - mutual fund

Eaton Vance Senior Income TR - closed end fund

Virtus Dynamic Alphasector 1 - mutual fund — Sold (part)

Deutsche X-Trackers MSC JAP - mutual fund — Buy

Deutsche X-Trackers MSC JAP - mutual fund — Sold (part)

Deutsche X-Trackers MSC JAP - mutual fund — Sold (part)

Locorr Market Trend - mutual fund — Buy

Hartford Healthcare - mutual fund — Buy

Hartford Healthcare - mutual fund — Sold

First Trust Dorsey Wright FO - mutual fund — Buy

Ishares MSC Japan ETF « mutual fund — Buy

Center Coast MLP Focus - mutual fund — Buy

Hartford Int'l Value - mutual fund — Buy

Hartford Int'l Value - mutual fund — Sold

Ishares Russell 2000 Value ETF - mutual fund — Buy

Ishares Russell 2000 Value ETF - mutual fund — Sold

First Trust Hith Care Alpha ETF - mutual fund — Buy

Ishares Russell 1000 GRW ETF - mutual fund — Buy

Advent Claymore Convertible SE - closed end fund

Advent Claymore CV Secs & Incm closed end fund

Advent/Claymore Enhned Grw - closed end fund

Alliancebernstein Inc. FD - closed end fund — Sold (part)

Alliance Bernstein GL High CEF - closed end fund — Buy

Allianz NF) David INT - closed end fund — Buy

Allianzgi Conv & Inc FD - closed end fund — Buy

Allianzgi Diversified Income - closed end fund — Buy

Alpine Global Premier PPTY FD - closed end fund

Alpine Total Dynamic Dividend - closed end fund

Apollo Tactical Income Fnd Inc. - closed end fund — Buy

Ares Dynamic Credit Alloc FD - closed end fund

Blackrock Corp HGH Yd FD Inc. - closed end fund

Blackrock Debt Strat FD Inc. - closed end fund

Blackrock ENH Cap & FD Inc. - closed end fund

Blackrock Enhanced Equity Div - closed end fund

Blackrock Flt Rte Inc. Strat FD - closed end fund

Blackrock GLBL OPP EQTR - closed end fund

Blackrock Income Trust Inc. - closed end fund

Blackrock Intl Grwth & Inc TR - closed end fund

Blackrock Multi-Sector Inc. TR N/R closed end fund

Blackrock Mun Inc. Qual TR - closed end fund

Blackrock Muni Inter Dura - closed end fund — Buy

Blackrock Munihldngs Q LTY II - closed end fund

Blackrock Muniboldings Investm - closed end fund

Blackrock Res & Comm Strat TR - closed end fund

Blackrock UTIL & INFRA N/R - closed end fund

Blackstone GSO Lg SH CR Inc. B - closed end fund

Bluckstone/GSO Strat Credit FD N/R closed end fund

Brookfield Mtge Opp Inc. FD - closed end fund

Brookfield Global Incom - closed end fund — Buy

Brookfield Total Return Fund - closed end fund — Buy

Calamos CV & HI Incm FD - closed end fund

Calamos Cony Oppty & Incm FD - closed end fund — Buy

Calamos Global Dynamic CEF - closed end fund

CBRE Clarion GL Real Estate - closed end fund

Cohen & Steers Infrastructure FD - closed end fund

Cohen & Steers Lid, Dur. PFD & Inc closed end fund

Cohen & Steers Reit & PFD Incm - closed end fund

Cohen & Steers Select PFD&INC - closed end fund — Buy

Doubleline Income Solutions FD - closed end fund

Duff & Phelps GLB Util Inc. FD - closed end fund

Eaton Vance Ltd Duration FD - closed end fund

Eaton Vance Nat'l Muni Opp TR - closed end fund

Eaton Vance Risk Mugd closed end fund

Eaton Vance Shrt Dur Div Inc. - closed end fund

Eaton Vance Tux Ady GLBL Div -closed end fund

Eaton Vance Tax Advantaged - closed end fund

Eaton Vance Tax Advigd GIBL - closed end fund

Eaton Vance Tax MG CEF - closed end fund

Eaton Vance Tax Mgd DIV EQU FD closed end fund — Sold (part)

First Trust High Inc. Long/Shor N/R closed end fund

Flaherty & Crumrine Dynamic PF - closed end fund

Global High Income DLR FND INC closed end fund

John Hancock Premium DIV FD - closed end fund

New Am High Income FD Inc New closed end fund

Nexpoint Credits Strategies FD - closed end fund

Nuveen AMT FREE Muni Inc FD - closed end fund

Nuveen Credit Strat Inc FD - closed end fund

Nuveen Div Adv Muni FD 2 - closed end fund

Nuveen Div Adv Muni FD - closed end fund

Nuveen Divid Adv Muni FD 3 - closed end fund

Nuveen Divid Ady Muni Inc FD - closed end fund

Nuveen Float Rate lncm Fund - closed end fund

Nuveen Global High Income - closed end fund

Nuveen Inter Dur Muni Term Fund - closed end fund — Buy

Nuveen Mum Advantage Fund Inc - closed end fund

Nuveen Muni Market Opp FD Inc mutual fund

Nuveen Muni Oppty IND Inc - closed end fund

Nuveen Nasdaq 100 Dynamic OVC closed end fund

Nuveen Perf Plus Mun FD - closed end fund

Nuveen PFD Income Opp FD - closed end fund

Nuveen Pre Inc Muni FD 2 Inc - closed end fund

Nuveen Premier Municipal In FD - closed end fund

Nuveen Premium Inc Mun FD Inc - closed end fund

Nuveen QLTY Income Muni Fnd - closed end fund — Buy

Nuveen Qual Muni Fund Inc - closed end fund

Nuveen Qual PFD Inc FD - closed end fund

Nuveen Real Asst Incme Grw FND closed end und

Nuveen Select Qual Mun Fd Inc - closed end fund — Buy

Nuveen S&P S00 Buy-Write Inc. - closed end fund

Nuveen Senior Income Fund - closed end fund

Nuveen Short Duratin CR OPP FD N/A closed end fund

Nuveen Tax-Advantaged Div CEF - closed end fund

Pimeo Dynamic Credit Inc. FD - closed end fund — Buy

Prudential SHRT Dur High Y1 FD - closed end fund

Putnam Managed Muni Income TR closed end fund

Putmam Mum Opty TR - closed end fund

TCW Strategic Income FD Inc - closed end fund

Voya Global Equity Dividend - closed end fund

Voya Infrastructure Industri - closed end fund — Buy

Voya Risk Managed Nat Res FD - closed end fund

Wells Fargo ADV GLB DIV OPP FD closed end fund

Wells Fargo Advantage Income - closed end fund

Wells Fargo Advantage Multi - closed end fund

Western Asset Emerg Mkis FD - closed end fund

Western Asset GBL PTNRS Inc FD closed end fund

Western Asset Global High FD - closed end fund

Western Asset High Inc FD 11 - closed end fund — Buy

Western Asset Mkts FD 11 Inc. - closed end fund

Western Asset Mngd High Inc FD - closed end fund

Western Asset WLDWD Income FD closed end fund

SH).

Real Property, Nantucket County Massachusetts

FAMILY ADMINISTRATIVE ACCOUNT (TRUST #2) — Int/Div — Open

S$Hd

Edison International « common stock — Sold

Exelon Corp. - common stock — Sold

Marathon Oil Corp. - common stock — Sold

Marathon Petroluem Corp - common stock — Sold

Umited States Steel Corp. « common stock — Sold

$70.

Calaveras Uni Sch Dist Calif. G O - muni bond (4EJ5) — Interest — Redeemed

California St G O Bds Ser. 2008 - muni boad (AZS0) — Interest — Redeemed

Trustee, Bryn Mawr College - Board of Trustees - (See Note in Part VIII)

Trustee, Brokerage Account #2 (Trust 41) (Part VIL Page 18, Line 254)

Trustee, Family Administrative Account {Trust #2) (Part VIII, Page 37, Line 564)

Reimbursement — Bryn Mawr College — February 5-7 — Bryn Mawr, PA — Board of Trustees Mecting — Meals

Reimbursement — Houghton Hepburn Medal Presentation

Reimbursement — Bryn Mawr College — April 23-25 — Bryn Mawr, PA — Board of Trustees Meeting — Meals

Income — 2015 — Defined Benefit Pension Payment from State of California — S$138.470.64

PART | - POSITIONS

Page |, line 1: Tam a member of the Board of Trustees. There ire no assets to report,

PART VII - INVESTMENTS AND TRUSTS:

BROKERAGE ACCOUNT #1 -- INDIVIDUAL

Page 6, line 50: On February 18, 2015 Actavis PLC changed its name to Allergan PLC SHS

BROKERAGE ACCOUNT #2 -- (TRUST #1)

Page 20, line 276: On October §, 2015, Google Inc. changed its name to Alphabet Inc.

Page 25, line 364: On December 22, 2015 Isis Pharmaceutical Ine. changed its name to Tonis Pharmaceutical, Inc.