Pierre Nelson Leval

2015Annual

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What was filed

  • 119

    investments

  • 3

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • The American Law Institute
  • Family members
  • Museum of Modem Art
  • American University
  • University of Washington
  • Stare St. Cultural Inst. Pension Plan - pension

As filed

Abbot Labs (common stock (self & spouse) — Int/Div

Abbvie Inc. (common stock) (self/spouse) — Int/Div

Exxon Mobil (common) — Int/Div

Life Technologies - Common — None — Sold

MRO — Int/Div

Daimler Chrysler (common) — Int/Div

FMC Money Mkt (self & spouse) (Dreyfus) — Interest

FMC Select Fund (common) (self & spouse) — Int/Div

FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

E. Rochester 5.00 4/20/27 — Interest

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)

FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)

FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)

FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Sold (part)

Lincoln St. Realty (limited partnership) — None

Hershey (commons) — Int/Div

Smith Bamey Liquid Res Fund (common) 1s) — Int/Div

Gen. American Inv. (common) (GAM) (s) — Int/Div

Chase Bank {(acccount) (8) — Interest

Chase Bank (acccount) (self) — None

Citibank account — None

Art Works — None

Chase bank account (trust) — None

Vanguard GNMA Fixed Income Fund (trust) — Interest

FHKCX — Int/Div

FEMKX — Int/Div

FUSVX — Int/Div

FLGEX — Int/Div

HGOCX — Int/Div

IHSAX — Int/Div

HNSCX — Int/Div

HIOCX — Int/Div

HCACX — Int/Div

IGNCX — None

VTRIX — Int/Div

FNYXX — Interest

VDIGX — Int/Div

Jacksonville 5.375 8/15/23 — Interest

Bd. Man. Guadalupe 5.375 8/15/27 — Interest

Detroit Mich Water 5.75 7/1/24 — Interest

Detroit Mich Sewer 5.250 7/1/24 — Interest — Buy

Detroit Water 5.75 7/1/26 — Interest

Guam Pwr Bond 5.0 10/1/26 — Interest

Guam Apt Bond 5.00 10/1/23 — Interest

Guam Pwr 5.00 10/1/23 — Interest

Monroe 5.75 bond 8/15/30 — Interest

Monroe 5.75 bond 2035 8/15/35 — Interest

E. Rochester 5.00 8/15/27 — Interest

Kentucky 6.0 bond 10/1/19 — Interest — Sold (part)

Michigan Hosp. bond 5.25 5/15/26 — Interest — Sold (part)

Mississippi Dev. 6.75 12/1/33 — Interest

Mississippi Hosp. bond 5.00 8/1/22 — Interest

NY Dorm 5.1 2/15/26 bond — Interest

NY Dorm 6.50 8/1530 — Interest

NY Dorm S.08/1/2023 — Interest

NYS Energy 5.5 bond 1/1/21 — Interest

NYS Energy 5.15 2016 See ** in Part VIII — None

NY Dorm 6258/15/34 — Interest

NY Dorm 5.0 10/1/26 — Interest

NY Dorm 5.0 7/1/24 — None — Buy

Pima 5.0 12/15/36 — Interest

PR S.37571725 — Interest

PRSST19 — Interest

PR HSG S125 12/1127 — Interest

Puerto Rico bond 4.95 7/1/26 — Interest

Puerto Rico Comm. 5.5 7/1/20 — None — Buy

Puerto Rico Pub Fin 6.00 8/1/26 — Interest — Buy

Virgin 1 bond 5.0 10/1/28 — Interest

Virgin Pub Fin bond 4.0 10/1/22 — Interest

Virgin Pub Fin 5.0 10/1/27 — Interest

Virgin Pub Fin 5.25 10/1/24 — Interest

Bd. Man. Guadalupe bond 5.375 8/15/27 spouse — Interest

Detroit Sewer 5.75 7/1/31 - spouse — Interest

Detroit 5.75 7/1/25 - spouse — Interest

Fontana CA 5.0 9/1/16 spouse — Interest — Buy

Fresno 5.75 6/1/26 - spouse — Interest

Guam Apt Bond 5.00 10/1/23 (spouse) — Interest

Guam Pwr Bond 5.00 10/1/23 (Spouse) — Interest

Monroe Cry 5.75 2035 (spouse) — Interest

Monroe Bond 5.75 8/15/30 (Spouse) — Interest

NY Dorm 5.1 2/15/26 bond - spouse — Interest

NY Dorm 6.25 8/15/34 spouse — Interest

NYS Dorm 5.0 10/1/26 « spouse — Interest

NYS Dorm 6.5 8/15/30 spouse (See *** in Part VIII — Interest

NY Dorm 4.8 2025 bond (spouse) — Interest — Redeemed

NYS Dorm 5.0 7/1/24 spouse — None — Buy

NYS Urban Bond 5.00 3/15/26 (Spouse) — Interest

Puerto Rico (spouse) 6.0% 7/1/18 Bond — Interest

Puerto Rico (spouse) 4.95% 7/1/26 Bond — Interest

Puerto Rico Pub Fin (spouse) 5.125 6/1/24 — Interest — Buy

RI Health 5.5 bond - 5/15/16 (spouse) — Interest — Sold (part)

Virgin 1 5.0% (spouse) 10/1/28 Bond — Interest

Virgin 1. 5.0% (spouse) 10/1/30 Bond — Interest

New Providence Assoc. LP fund self — None

JPMorgan Tax Free Bond VANTX self — Interest

Council member - Emeritus, The American Law Institute

Trustee, Executor, Family members

Member - Photography Committee, Museum of Modem Art

Reimbursement — American University — 11/12/15 — Washingon, D.C — Lecture — Travel

Reimbursement — University of Washington — 04/17/15 — Seattle, WA — Lectureteachmg — Travellodging

Spouse's income — Stare St. Cultural Inst. Pension Plan - pension

* The first line relating to this security reports in Column B the mcome received during the year from this security, and m Column C the year's end holdings.

Subsequent lines for the sume security report additional purchases and partial sales.

** This security was redeemed on 1/17/14 and should not have been included in Column C of the 2014 Report.

*** This security was inadvertantly omitted from the 2014 Report.

This amended report is filed in response to the Committee's letter dated August 4, 2016. 1) The answer to the Committee's first question is set forth under

"*" above. Line 8 shows in Column B, all dividends received from this security throughout the year and, in Column C, our year-end holdings. Column D in

Lines 9 - 37 shows the value of all additional purchases and partial sules and any gain received from partial sales. All required information is inlcuded. 2) The

Committee's second question notes that a security listed on my previous year's Report was not shown in my current Report, That security is now shown in Line 81

of this Amended Report, with a note at "**" above in this Part VIII, explaining that the security was erroneously included in my previous year’s Report. 1 did not

own the security at any time during 2015.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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