Pierre Nelson Leval
2015Annual
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What was filed
119
investments
3
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
1
spouse income
Named parties
- The American Law Institute
- Family members
- Museum of Modem Art
- American University
- University of Washington
- Stare St. Cultural Inst. Pension Plan - pension
As filed
Abbot Labs (common stock (self & spouse) — Int/Div
Abbvie Inc. (common stock) (self/spouse) — Int/Div
Exxon Mobil (common) — Int/Div
Life Technologies - Common — None — Sold
MRO — Int/Div
Daimler Chrysler (common) — Int/Div
FMC Money Mkt (self & spouse) (Dreyfus) — Interest
FMC Select Fund (common) (self & spouse) — Int/Div
FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
E. Rochester 5.00 4/20/27 — Interest
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Sold (part)
FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)
FMC Select Fund (common) self (see * in Part VIII) — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Buy (add'l)
FMC Select Fund (common)*(Spouse)(see * in Part VIII — None — Sold (part)
Lincoln St. Realty (limited partnership) — None
Hershey (commons) — Int/Div
Smith Bamey Liquid Res Fund (common) 1s) — Int/Div
Gen. American Inv. (common) (GAM) (s) — Int/Div
Chase Bank {(acccount) (8) — Interest
Chase Bank (acccount) (self) — None
Citibank account — None
Art Works — None
Chase bank account (trust) — None
Vanguard GNMA Fixed Income Fund (trust) — Interest
FHKCX — Int/Div
FEMKX — Int/Div
FUSVX — Int/Div
FLGEX — Int/Div
HGOCX — Int/Div
IHSAX — Int/Div
HNSCX — Int/Div
HIOCX — Int/Div
HCACX — Int/Div
IGNCX — None
VTRIX — Int/Div
FNYXX — Interest
VDIGX — Int/Div
Jacksonville 5.375 8/15/23 — Interest
Bd. Man. Guadalupe 5.375 8/15/27 — Interest
Detroit Mich Water 5.75 7/1/24 — Interest
Detroit Mich Sewer 5.250 7/1/24 — Interest — Buy
Detroit Water 5.75 7/1/26 — Interest
Guam Pwr Bond 5.0 10/1/26 — Interest
Guam Apt Bond 5.00 10/1/23 — Interest
Guam Pwr 5.00 10/1/23 — Interest
Monroe 5.75 bond 8/15/30 — Interest
Monroe 5.75 bond 2035 8/15/35 — Interest
E. Rochester 5.00 8/15/27 — Interest
Kentucky 6.0 bond 10/1/19 — Interest — Sold (part)
Michigan Hosp. bond 5.25 5/15/26 — Interest — Sold (part)
Mississippi Dev. 6.75 12/1/33 — Interest
Mississippi Hosp. bond 5.00 8/1/22 — Interest
NY Dorm 5.1 2/15/26 bond — Interest
NY Dorm 6.50 8/1530 — Interest
NY Dorm S.08/1/2023 — Interest
NYS Energy 5.5 bond 1/1/21 — Interest
NYS Energy 5.15 2016 See ** in Part VIII — None
NY Dorm 6258/15/34 — Interest
NY Dorm 5.0 10/1/26 — Interest
NY Dorm 5.0 7/1/24 — None — Buy
Pima 5.0 12/15/36 — Interest
PR S.37571725 — Interest
PRSST19 — Interest
PR HSG S125 12/1127 — Interest
Puerto Rico bond 4.95 7/1/26 — Interest
Puerto Rico Comm. 5.5 7/1/20 — None — Buy
Puerto Rico Pub Fin 6.00 8/1/26 — Interest — Buy
Virgin 1 bond 5.0 10/1/28 — Interest
Virgin Pub Fin bond 4.0 10/1/22 — Interest
Virgin Pub Fin 5.0 10/1/27 — Interest
Virgin Pub Fin 5.25 10/1/24 — Interest
Bd. Man. Guadalupe bond 5.375 8/15/27 spouse — Interest
Detroit Sewer 5.75 7/1/31 - spouse — Interest
Detroit 5.75 7/1/25 - spouse — Interest
Fontana CA 5.0 9/1/16 spouse — Interest — Buy
Fresno 5.75 6/1/26 - spouse — Interest
Guam Apt Bond 5.00 10/1/23 (spouse) — Interest
Guam Pwr Bond 5.00 10/1/23 (Spouse) — Interest
Monroe Cry 5.75 2035 (spouse) — Interest
Monroe Bond 5.75 8/15/30 (Spouse) — Interest
NY Dorm 5.1 2/15/26 bond - spouse — Interest
NY Dorm 6.25 8/15/34 spouse — Interest
NYS Dorm 5.0 10/1/26 « spouse — Interest
NYS Dorm 6.5 8/15/30 spouse (See *** in Part VIII — Interest
NY Dorm 4.8 2025 bond (spouse) — Interest — Redeemed
NYS Dorm 5.0 7/1/24 spouse — None — Buy
NYS Urban Bond 5.00 3/15/26 (Spouse) — Interest
Puerto Rico (spouse) 6.0% 7/1/18 Bond — Interest
Puerto Rico (spouse) 4.95% 7/1/26 Bond — Interest
Puerto Rico Pub Fin (spouse) 5.125 6/1/24 — Interest — Buy
RI Health 5.5 bond - 5/15/16 (spouse) — Interest — Sold (part)
Virgin 1 5.0% (spouse) 10/1/28 Bond — Interest
Virgin 1. 5.0% (spouse) 10/1/30 Bond — Interest
New Providence Assoc. LP fund self — None
JPMorgan Tax Free Bond VANTX self — Interest
Council member - Emeritus, The American Law Institute
Trustee, Executor, Family members
Member - Photography Committee, Museum of Modem Art
Reimbursement — American University — 11/12/15 — Washingon, D.C — Lecture — Travel
Reimbursement — University of Washington — 04/17/15 — Seattle, WA — Lectureteachmg — Travellodging
Spouse's income — Stare St. Cultural Inst. Pension Plan - pension
* The first line relating to this security reports in Column B the mcome received during the year from this security, and m Column C the year's end holdings.
Subsequent lines for the sume security report additional purchases and partial sales.
** This security was redeemed on 1/17/14 and should not have been included in Column C of the 2014 Report.
*** This security was inadvertantly omitted from the 2014 Report.
This amended report is filed in response to the Committee's letter dated August 4, 2016. 1) The answer to the Committee's first question is set forth under
"*" above. Line 8 shows in Column B, all dividends received from this security throughout the year and, in Column C, our year-end holdings. Column D in
Lines 9 - 37 shows the value of all additional purchases and partial sules and any gain received from partial sales. All required information is inlcuded. 2) The
Committee's second question notes that a security listed on my previous year's Report was not shown in my current Report, That security is now shown in Line 81
of this Amended Report, with a note at "**" above in this Part VIII, explaining that the security was erroneously included in my previous year’s Report. 1 did not
own the security at any time during 2015.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.