Robert David Sack

JPMorgan Chase Accounts — Interest

Oppenheimer Advantage Mumicipal Liquidity Fund — Int/Div

Opp Boeing Co, Common Stock — Int/Div

Opp Rochester AMT-Free NY NUMI Fund CL A — Int/Div — Sold

Opp Blackrock NY Muni Inc Qlty TR Tax Free Com — Interest — Sold

Opp Invesco Invi Grade NY Muns Tax Free Com — Interest

MAINSTAY DEFINED TERM MN OPP FD TAX FREE COM — Int/Div — Buy

NUVEEN INTER DURATION MN TMFD TAX FREE COM — Int/Div — Buy

Opp New York NY City Mun Wir Fin NY 3.625% Due 6/15/25 — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Guardian Life Insurance Policy — Int/Div

Massachusetts Mutual Life Insurance Policy — Interest

Morgan Stanley Money Market Fund — Int/Div

Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 — Interest

MS NYS Power Auth Rev Ref Ser-C 4% due 11/1520 — Interest

MS New York Genl Oblig Ref Ser-C due 4/15/13 — Interest — Matured

MS NYC Genl Oblig Ser-1 4% Due 2/1/22 — Interest

MS FOCUS GROWTHFD A — Interest

MSIF Small Co Growth A (formerly PTF H) — Int/Div

MS FRANKLINNY TX FR A — Int/Div

MS Invesco Gobal Core Equity A — Int/Div

MS Invesco Small Cap Value A — Int/Div

MS OPPENHEIMER AMT-FREE NY MUN A — Int/Div

JPMorgan Federal Money Market Fund Morgan — Int/Div

AMERIPRISE INSURED MONEY MARKET ACCTS — Int/Div

ADV-BLACKROCK INFLATION PROTECTED BOND INVESTOR CL A — Int/Div — Sold

ADV-BLACKROCK EQUITY DIVIDEND CLA — Int/Div — Buy (add'l)

ADV-COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div

ADV-COLUMBIA INCOME OPPCL A — Int/Div

ADV-EATON VANCE AMT FREE MUNICIPAL — Int/Div

ADV-FIDELITY ADVISOR FLOATING RATEHIGH INCCL A — Int/Div

ADV-GOLDMAN SACHS HIGH YIELD MUNICIPALCL A — Int/Div — Sold

ADV-OPPENHEIMER AMT FREE NY MUNICIPALCL A — Int/Div

ADV-PIONEER AMT FREE MUNICIPAL CLA — Int/Div

ADV-TAX EXEMPT BOND AMERICA CLA — Int/Div

ADV-VIRTUS TAX EXEMPT BONC CL A — Int/Div

ONE-INVESCO MUNICIPAL INCOME CL A (PKA INV VK MUNI INC) — Int/Div

ONE-BLACKROCK EQUITY DIVIDEND CLA — Int/Div — Sold (part)

ONE-BLACKROCK FLOATING RATE INCOME ISVESTOR CL A — Int/Div — Buy

ONE-COLUMBIA DIVIDEND OPPORTUNITY CL A — Int/Div

ONE-EATON VANCE FLTG RATE & HIGH INCOME CL A — Int/Div — Buy

ONE-EATON VANCE AMT FREE MUNICIPAL INCOME CL A — Int/Div — Sold

ONE-FIDELITY ADVISOR NEW INSIGHTS CL A — None — Sold (part)

ONE-GABELLI EQUITY INCOME CL A — Int/Div — Sold (part)

ONE-GABELLI EQUITY INCOME CL A — Sold (part)

ONE-IVY ASSET STRATEGY CL A — None — Sold

ONE-MFS MUNICIPAL LIMITED MATURITY CL A — Int/Div

ONE-OPPENHEIMER INTL BONDCL A — Int/Div — Sold

ONE-OPPENHEIMER GOLD & SPECIAL MINTERALS CL A — None — Sold (part)

S10. — Sold

ONE-OPPENHEIMER SENIOR FLOATING RATECL A — Int/Div — Buy

ONE-OPPENHEIMER ROCHESTER LTD TERM MUNCL A — Int/Div

ONE-OPPENHEIMER DEVELOPING MARKETS CL A — None — Sold

ONE-PERMANENT PORTFOLIO — Int/Div

ONE-ROCHESTER LTD TERM NY MUNICL A — Int/Div

ONE-TAX EXEMPT BOND AMERICA CLA — Int/Div

ONE-VAN ECK GLOBAL HARD ASSETS CLA — None — Sold

ONE-BLACKROCK MUNIHOLDINGS NY QUALITY FUND INC — Int/Div — Sold

ONE-NUVEEN NY AMT FREE MUNICIPAL INCOME FUND — Int/Div — Sold

AFI Flexible Savings Certificate gm — Interest — Open

AFI Flexible Savings Certificate — Interest — Open

RiverSource Retirement Advisor 4 Advantage VA-Annuity — Int/Div

Amenprise IRA (AH) — Int/Div

Columbus Circle LCG. IRA (X)

Lazard IA, IRA (X) — Buy (add'l)

Altu LCC. IRA (X) — Buy (add'l)

Munder MCC IRA — Buy (add'l)

Flexible Savings Certificate, IRA — Open

Fred Alger Large Cap Growth IRA (Y)

Franklin Intermediate Fixed Income IRA — Sold (part)

Franklin Intermediate Fixed Income IRA — Sold

Spectrum Hybrid Preferred IRA — Sold

Renaissance International Equity IRA (Y)

Alliancebernstein Large Cap Core IRA (Y)

Director, William F, Kerby and Robert S. Potter Fund

Lecturer mn Law, Columbia Law School

Member, Columbia Board of Visitors, Columbia Law School

Agreement — 1998 — Gibson, Dunn & Crutcher LLP Retirement Agreement, Gibson Dunn & Crutcher LLP and Robert DD. Sack; Terms $6,000 per month/life, no increase, decrease or cap

Agreement — 2010 — Practising Law Institute and Robert D. Sack, publication of 4th edition of treatise on defamation kaw; royalty 15% of net receipts

Liability — Citibank Aadvantage — Credit Card

Liability — Cimbank Aadvantage — Credit Card

Liability — Chase Visa — Credit Card

Reimbursement — University of Pennsylvania Law School — 3/202013 — Philadelphia, PA — Guest Lecturer — Travel and Meals

Reimbursement — University of Chicago Law School — 4/2/2013.-4/4/2013 — Chicago, IL — Guest Lecturer — Travel, Hotel and Meals

Income — 2013 — Practising Law Institute Book Royalties — S14.824.00

Income — 2013 — Lecturer in Law, Columbia Law School — S15.000.00

Spouse's income — 2013 — Thomson Reuters Rovalties (formerly West Services Inc.)

A pending claim against Worldcom is currently in litigation (02 Civ. 3288 (DLC)). The worth of that claim cannot be determined at this time.

A pending claim against American International Group, Inc. is currently in litigation (04 Civ, 8141 (DAB) (AJP). The worth of that claim cannot be determined at

this time.

Regarding line 65 which was merged with line 70, line 66 which was merged with line 74, and line 67 which was merged with line 75, Ameriprise Managed

Accounts Division provides the following explanation for those corporate changes: Ameriprise Managed Accounts Division researches all the portfolio managers

on its platform, and if someone is not performing to their expectations, they may be dropped from the platform, or, they may choose to no longer work on the

platform for personal reasons. Ameriprise Managed Accounts Division then searches for a manager, or assigns an existing manager, whose strategy overlaps as

much as possible the departing manager's strategy. This is done to minimize the tumover in the account. During 2013, this happened with 3 portfolios: Fred

Alger (line 70), Renaissance Intemational (line 74), and Alliancebernstem (line 75). Lines 65, 66, and 67 reflect the names of the new managers of funds listed

on lines 70, 74 and 75.