William J. Lafferty

Ally Bank — Interest — Open — Part VII

Barclays Bank — Interest

BTC Life Path 2020 F (1) — Int/Div — Part VII

BTC Life Path 2020 F (2) — Int/Div — Sold (part)

BTC US Equity Market (1) — Int/Div — Part VII

BTC US Equity Market (2) — Int/Div

Cap Group Int'l Equity — Int/Div — Sold

Cap Group International Equity! Equity — Int/Div — Sold

CBS Corp., Common Stock — Int/Div

Charles Schwab Bank, Deposit Account (1) — Interest

Charles Schwab Bank Deposit Account (2) — Interest

Dreyfus Appreciation Fund (IRA) CS — Int/Div

Dreyfus Growth & Income Mutual Fund — Int/Div

FR Fixed Income ( Foundation Health) — Int/Div — Sold (part) — Part VII

FR Fixed Income ( Permanente) — Int/Div

Howard Rice Investment Fund 01 (no control) — None

Howard Rice Investment Fund 02 (no control) — None

Howard Rice Investment Fund 03 (no control) — None

Howard Rice Investment Fund 04 (no control) — None

Howard Rice Investment Fund 05 (no control) — None

Howard Rice Investment Fund 06 (no control) — None

Howard Rice Investment Fund 07 (no control) — None

Howard Rice Investment Fund 08 (no control) — None

Howard Rice Investment Fund 09 (no control) — Distribution — Sold (part) — Part VII

KP Interest Income Fund — Int/Div

NT International Fd (1) — Int/Div — Buy — Part VII

NT International Fd (2) — Int/Div — Buy

Real Property, Orinda, CA — None

Rental Property. Alameda, CA — Reat

Rental Property, Ventura, CA (1/3 interest- shared with two sisters) — Reat

Schwab Intellectual Portfolio Account — Int/Div — Buy — Part VII

Schwab, Money Market Fund SWMMX — Int/Div — Buy

Schwab (S&P S00 Index). SWPPX — Int/Div

Schwab, SWBDX (IRA) — Int/Div — Sold

Schwab, Vanguard Total Intl Stock Market Index Fund, VGTSX (IRA) — Int/Div

Schwab, Vanguard Total Stock Market Index Fund, VISMX (IRA) — Int/Div

TPML Int'l Foreign Fund A3 (1) — Int/Div — Sold — Part VII

TPML Int'l Foreign Fund A3 (2) — Int/Div — Sold

Vanguard PrimeCap Fund ADM (1) — Int/Div — Buy (add'l) — Part VII

Vanguard PrimeCap Fund ADM (2) — Int/Div

Vanguard Stable Income Fund — Int/Div

Vanguard Total Bond Mkt 1x Tr — Int/Div

Vanguard Total Bond Mkt Ix 1st Plus — Int/Div

Vanguard Wellington Fund, Inv. (1) — Int/Div — Part VII

Vanguard Wellington Fund, Inv. (2) — Int/Div

Vanguard 1st Tt St. Mkt Inx 1st Plus — Int/Div

Vanguard Ist Tt St. Mkt Inx 1st Plus — Int/Div

3M Company (MMM) — Int/Div — Sold (part)

AES Corporation (AES) — Int/Div

Accelerate Diagnostics, Inc. (AXDX) — None

Adidas Salomon AG ADR (ADDYY) — None — Buy

Alibaba Group Hidg Ltd Spon ADR (BABA} — None — Buy

Allergan ple. (AGN) — Int/Div — Sold (part)

Alphabet Inc. Class A (GOOGL) — None

Alphabet Inc. Class C (GOOG) — None — Buy (add'l)

Alphabet Inc. Class C (GOOG) — Sold (part)

Altria Group Inc (MO) — Int/Div

Amazon.com Inc. (AMZN) — None — Buy

Amgen Inc. (AMGN) — Int/Div — Buy (add'l)

Amgen Inc. (AMGN) — Sold (part)

Amplify Snack Brands (BETR) — Int/Div — Buy (add'l)

Amplify Snack Brands (BETR) — Sold

Apple Inc. (AAPL) — Int/Div

Archer Daniels Midland (ADM) — Int/Div

Athena Health (ATHN) — Int/Div — Buy (add'l)

Athena Health (ATHN) — Sold

Australia & NZ Bank (ANZBY) — Int/Div — Sold (part)

Automatic Data Processing Inc. (ADP) — Int/Div

BHP Billiton Limited (BHP) — Int/Div — Buy (add'l)

BHP Billiton Limited (BHP) — Sold (part)

Bristol-Myers Squibb Co — Int/Div — Buy

CDK Global, Inc. (CDK) — Int/Div

CVS Health Corporation (CVS) — Int/Div

Celgene Corp. (CELG) — None — Buy (add'l)

Chevron Corp (CVX) — Int/Div — Buy (add'l)

Chevron Corp (CVX) — Sold (part)

Chipotle Mexican Grill (CMG) — None

Chubb Limited (CB) — Int/Div

Church & Dwight Co. (CHD) — Int/Div — Buy (add'l)

Church & Dwight Co. (CHD) — Sold (part)

Coca-Cola Company (KO) — Int/Div

Columbia Large Cap Core (NMIMX) — Int/Div

Costco Wholesale Corp (COST) — Int/Div

Cree Inc. (CREE) — None — Buy (add'l)

Cree Inc. (CREE) — Sold (part)

Cross Timbers Rovalty (CRT) — Int/Div

John Deere (DE) — Int/Div — Sold

DFA International Equity (DFIEX) — Int/Div — Buy (add'l)

DFA US Large Cap (DFLVX) — Int/Div — Buy (add'l)

Emerson Electric Co. (EMR) — Int/Div — Buy (add'l)

Emerson Electric Co. (EMR) — Sold (part)

Energy Transfer Equity (ETE) — Int/Div — Sold (part)

Energy Transfer Partners (ETP) — Int/Div

Engility Holdings, Inc. (EGL) — None

Exxon Mobil Corporation (XOM) — Int/Div

Fidelity National Info Sev (FIS) — Int/Div

Generac Holdings Inc. (GNRC) — None — Sold (part)

General Electric Company (GE) — Int/Div — Buy (add'l)

Gentex Corporation (GNTX) — Int/Div — Buy (add'l)

Gentex Corporation (GNTX) — Sold (part)

Honeywell Intl Inc (HON) — Int/Div — Sold (part)

Hortonworks. Inc. (HDP) — None — Buy

Hudson Pacific Properties, Inc (HPP) — Int/Div

Numina Inc (ILMN) — None — Buy (add'l)

Numina Inc (ILMN) — Sold (part)

Intel Corporation (INTC) — Int/Div — Sold (part)

International Flavors& Frag. (IFF) — Int/Div — Sold (part)

Intuit Inc. (INTU) — Int/Div — Sold (part)

JM Smucker Co. (SIM) — Int/Div — Buy (add'l)

Johnson & Johnson (JNJ) — Int/Div — Buy (add'l)

Juno Therapeutics, Inc. (JUNO) — None — Buy (add'l)

Juno Therapeutics, Inc. (JUNO) — Sold (part)

Kinder Morgan Inc ¢I P (KMI) — Int/Div — Sold (part)

Lockheed Martin Corp. (LMT) — Int/Div — Buy

Lowes Companies Inc. (LOW) — Int/Div — Buy (add'l)

MPLX LP (MPLX) — Int/Div — Sold (part)

Martin Marietta Materials Inc (MLM) — Int/Div

Microsoft Corporation {MSFT) — Int/Div — Buy (add'l)

Microsoft Corporation {MSFT) — Sold (part)

Mondelez Intemational Inc. (IMDLZ) — Int/Div

Myriad Genetics (MYGN) — Int/Div — Sold

National Grid PLC Spon ADR (NGG) — Int/Div — Buy (add'l)

National Grid PLC Spon ADR (NGG) — Sold (part)

Neogen Corporation NEOG) — None — Buy

Neogen Corporation NEOG) — Sold (part)

NextEra Energy, Inc. (NEE) — Int/Div — Buy

Nokia Corp (NOK) — Int/Div

Norfolk Southem Corp. (NSC) — Int/Div

Novartis AG (NVS) — Int/Div — Sold (part)

Novo-Nordisk A/S (NVO) — Int/Div — Buy (add'l)

Opko Health Inc. (OPK) — None — Sold (part)

Oracle Corporation (ORCL) — Int/Div — Buy (add'l)

Philip Morris Intl (PM) — Int/Div — Sold (part)

Phillips 66 (PSX) — Int/Div

Pioneer Natural Resources (PXD) — None — Buy

Potash Corp. Saskatch (POT) — Int/Div — Buy (add'l)

Principal Financial Group (PFG) — Int/Div

Qualcomm Inc. (QCOM) — Int/Div — Buy (add'l)

Qualcomm Inc. (QCOM) — Sold (part)

Roche Holdings Lid (RHHBY) — Int/Div — Buy (add'l)

Schwab Money Mkt Fund (SWMXX) — Interest

Schwab US Treasury MMF (SWUXX) — Interest — Part VII

Schwab Value Advantage MMF (SWVXX) — Interest

SPDR Gold Shares ETF (GLD) — None

Sabine Rovalty Trust (SBR) — Int/Div — Buy (add'l)

Sabine Rovalty Trust (SBR) — Sold (part)

Seattle Genetics, Inc. (SGEN) — None

South32 Limited (SOLHY) — Int/Div — Sold (part)

Suncor (SU) — None — Sold

Super Micro Computer (SMC) — None — Sold

T Rowe Price Group Inc (TROW) — Int/Div

Taiwan Semiconductor (TSM) — Int/Div — Buy (add'l)

Taiwan Semiconductor (TSM) — Sold (part)

Tencent Hldgs Ltd ADR (TCEHY) — None — Buy

The Kraft Heinz Company (KHC) — Int/Div

Ultra Petroleum Corp (LPL) — None — Sold (part)

Union Pacific Corp. (UNP) — Int/Div — Sold (part)

United Technologies Corp. (UTX) — Int/Div — Sold (part)

Vanguard Growth ETF (VUG) — Int/Div

Vanguard Total Mkt ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Mkt ETF (VTI) — Sold (part)

Vanguard Total Stk Mkt Index Fd (VISMX) — Int/Div

W.R. Berkley Corp. (WRB) — Int/Div — Buy (add'l)

W.W. Grainger Inc. (GWW) — Int/Div — Buy (add'l)

W.W. Grainger Inc. (GWW) — Sold (part)

Walt Disney Company (DIS) — Int/Div — Buy

Walter Energy (WLTGQ) — None — Sold

Williams Partners LP. (WPZ) — Int/Div — Sold (part)

Wright Medical Group N.V. (WMG) — None

XPO Logistics, Inc. (XPO) — None — Buy (add'l)

XPO Logistics, Inc. (XPO) — Sold (part)

Xilinx Inc. (XLNX) — Int/Div — Sold (part)

US Treas Bill (912796KS7) — Interest — Sold — Part VII

US Treas Bill due 3/30/17 — Interest — Buy

US Treas Bill due 3/30/17 — Sold

US Treas Bill due 9/14/17 — Interest — Buy

US Treas Bill due 9/14/17 — Sold

US Treas Bill due 6/22/17 — Interest — Buy

US Treas Bill due 6/22/17 — Sold

US Treas Bill due 12/28/17 — Interest — Buy

US Treas Bill due 12/28/17 — Sold (part)

US Treas Bill due 12/28/17 — Sold

US Treas Bill due 4/13/17 — Interest — Buy

US Treas Bill due 4/13/17 — Sold

US Treas Bill due 5/11/17 — Interest — Buy

US Treas Bill due 5/11/17 — Sold

US Treas Bill due 8/31/17 — Interest — Buy

US Treas Bill due 8/31/17 — Sold

US Treas Bill due 7/15/17 — Interest — Buy

US Treas Bill due 7/15/17 — Buy

US Treas Bill due 7/15/17 — Buy

US Treas Bill due 7/15/17 — Sold

Trustee, Trust No. (Assets Listed in Part VII)

Partner, vanous Howard Rice Investment Funds, Howard Rice Investment Funds, 01-09

Agreement — 3/1/98 — Filer and Howard Rice et al,

Agreement — 1/198 — Family Trust

Spouse's income — 2017 — The Permanente Medical Group--Salary on a Part-Time Basis

1. In Part VIL, line 1, the Ally Bank account was created via a transfer of funds from our Charles Schwab Deposit Account listed on line 10.

2. In Part VII, lines 3 and 4, we list these similarly named assets separately because they are held, separately, as different assets in different accounts managed by

different but affiliated former employers of Filer's spouse. The same holds true for the assets listed in lines 5-6, 14-15, 26-27, 37-38, 39-40, and 44-45.

3. In Part VIL, lines 5 and 6, see "2" above and explanation therein.

4. In Part VII, Jines 14 and 15, see "2" above and explanation therein,

5. In Part VII, line 24, my former law firm, Howard Rice et al. (since merged with Amold & Porter), sometimes received additional or alternative compensation

from clients in the form of equity interests in the client. At the end of cach calendar year the firm would form a partnership to hold the equity interests so acquired

during that year for the benefit of the equity holders in the law firm, and the various partnership entities listed in lines 16-24 of Part VII represent the Howard Rice

partnerships in which I held an equity interest when I left the form to become a Bankruptcy Judge. In general, I have assigned a nominal value to my interests

in these partmerships because, absent a liquidity event, they have little value per se. In the full of 2017, one of the companies in which the firm had an equity

terest that was held in the Howard Rice Investment Fund "09 had a liquidity event, and Amold & Porter received a distribution from the entity in the form of

cash that was then distributed to the holders of equity interests in the Howard Rice Investment Fund '09. 1 received a check in the approximate amount of $1440

on December 30, 2017. This event notwithstanding, the assets remaining in the “09 Fund, as well as the assets remaining in all of the Howard Rice Investment

Funds, remain illiquid, and therefore, in my mind, of uncertain but likely minuscule value, and I have not altered the year-end amount values for any of these

investments,

6. In Part VII, lines 26 and 27, see "2" above and explanation therein.

7. In Part VII, Tine 31, the "Schwab Intellectual Portfolio Account” is an asset that represents a lump sum retirement benefit for Filer's spouse, from a former

employer, to which Spouse's rights first vested as of her retirement date of January 2, 2018.

8. In Part VIL, lines 37 and 38, see "2" above and explanation therein.

9. In Part VII, lines 39 and 40, see "2" above and explanation therein,

10. In Part VIL lines 44 and 45, see "2" above and explanation therein.

11. In Part VIL, re the asset reported at line 142 of this report, "Schwab US Treasury MMF (SWUXX)", this asset was not listed on my 2016 Report, and that was

inadvertent error on my part. As background: in addition to the US Treasury Bills that our financial advisor/manager maintains for us as a cash asset, they also

maintain this Schwab account that in turn holds as its assets US Treasury Bills; which is a somewhat indirect cash asset. The purpose of this account is to have a

place to place funds, usually for a short time, in between other transactions. For example, our financial manager may determine to sell 100 shares of Amazon from

our stock holdings, but not have another purchase in mind when they do so-so, the money generated from the sale of those Amazon shares goes into this Schwab

US Treasury etc. account, usually for a short time, until our financial manager decides to purchase X number of shares of another security, So this account is

an "asset" in a purely transitory way, but we didn't really consider this as an "asset" as much a as sort of proxy for other assets, and didn't report it separately in

2016. As it happens, there was actually not much in the account as of 12/31/16 (a few thousand dollars 1 believe), but it should have been reported, and 1 regret

the error. As it further happens, there was a lot more in this account as of 12/31/17, (1 have no idea why, 1 am not involved in trading decisions, other than to tell

our advisor/manager them that there are some types of assets which | cannot hold--for judicial “conflicts” reasons), so it more easily caught our attention this time

around.

12. Tn Part VII, re the assets listed at lines 173-192 of this report, these assets are listed in this Report in greater detail than they had been listed previously.

Previously, 1 had reported the direct investments in Treasury Bills as a cash- like asset, and they were reported on an aggregate, end of the year basis. In this

Report, and on a go-forward basis, | will list them as separate assets (1.¢., cach Treasury Bill will be reported as a separate asset and transaction.