Joan N. Ericksen

2014Annual

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Pull out the substance of this filing.

What was filed

  • 64

    investments

  • 3

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 5

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Federal Bar Association, Mmnesota Chapter
  • NCBE, Multistate Bar Drafting Committee
  • Friends of the Children Foundation
  • ACI Patent Conference
  • FBA National Council Mid } Yeur Meeting
  • NCBE
  • The American Antitrust : Institute

As filed

Mmmnesota State Retirement System Judges’ Retirement Plan — Int/Div

Fidelity Adv 529 Plan Portfolio 2019C (no control) — Int/Div

Amenprise Money Market — Interest

Columbia Acorn International (LAIAX) — Int/Div

Columbia Acorn International (LAIAX) — Buy

Columbia Acorn International (LAIAX) — Buy (add'l)

Columbia Acorn International (LAIAX) — Buy (add'l)

Columbia Acorn International (LAIAX) — Buy (add'l)

Columbia Acorn International (LAIAX) — Buy (add'l)

Columbia Acorn International (LAIAX) — Buy (add'l)

Columbia Acorn International (LAIAX) — Buy (add'l)

Columbia Acorn International (LAIAX) — Sold (part)

Columbia Floating Rate Bond Fund ({RFRAX) — Int/Div

Columbia Floating Rate Bond Fund (RFRAX) — Buy

Columbia Floating Rate Bond Fund (RFRAX) — Sold

Columbia Floating Rate Bond Fund (RFRAX) — Sold

Columbia Floating Rate Bond Fund (RFRAX) — Sold (part)

Credit Suisse Commodity Retum Strategy ({CRSAX) — None

Eagle Small Cap Growth (HRSCX) — None

Eagle Small Cap Growth (HRSCX) — Buy

Eagle Small Cap Growth (HRSCX) — Buy (add'l)

Eagle Small Cap Growth (HRSCX) — Buy (add'l)

Eagle Small Cap Growth (HRSCX) — Buy (add'l)

Eagle Small Cap Growth (HRSCX) — Buy (add'l)

Eagle Small Cap Growth (HRSCX) — Buy (add'l)

Invesco Global Real Estate (AGREX) — Int/Div

Merger Fund (MERFX) — Int/Div

Merger Fund (MERFX) — Buy

Merger Fund (MERFX) — Sold

Merger Fund (MERFX) — Sold

Oppenheimer International Bond A {OIBAX) — Int/Div

Oppenheimer International Bond A {OIBAX) — Sold

Oppenheimer International Bond A {OIBAX) — Buy

Oppenheimer Developing Markets A {ODMAX) — Int/Div

Oppenheimer SteelPath MLP Select 40 IMLPFX) — Int/Div

Pimco Foreign Bond (PFUAX) — Int/Div

Pimeo Foreign Bond (PFUAX) — Buy

Pimco Foreign Bond (PFUAX) — Sold (part)

Prudential Global Real Estate (PURAX) — Int/Div

Prudential Global Real Estate (PURAX) — Buy

Schwab Intemational Equity ETF (SCHF) — Int/Div

Schwab Intemational Equity ETF (SCHF) — Buy

Undiscovered Managers Behavioral Value (UBVAX) — Int

Undiscovered Managers Behavioral Value {(UBVAX) — Buy

Undiscovered Managers Behavioral Value (UBVAX) — Buy (add'l)

Undiscovered Managers Behavioral Value (UBVAX) — Sold

Vanguard FTSE Developed Markets ETF (VEA) — Int/Div

Vanguard FTSE Developed Markets ETF (VEA) — Buy

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)

Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)

Vanguard Mid-Cap Value ETF (VOE) — Int

Vanguard Mid-Cap Value ETF (VOE) — Buy

Vanguard Mid-Cap Growth ETF (VOT) — Int/Div

Vanguard Mid-Cap Growth ETF (VOT) — Buy

Vanguard Mid-Cap Growth ETF (VOT) — Buy (add'l)

Vanguard Mid-Cap Growth ETF (VOT) — Sold

Vanguard Growth ETr (VUG) — Int/Div

Vanguard Growth ETF (VUG) — Buy

Vanguard Value ETF (VTV) — Int/Div

Vanguard Value ETF (VTV) — Buy

Wells Fargo Short Term High Yield (SSTHX) — Int/Div

Wells Fargo Short Term High Yield (SSTHX) — Buy

Wells Fargo Short Term High Yield (SSTHX) — Sold

President, Federal Bar Association, Mmnesota Chapter

Committee Member, NCBE, Multistate Bar Drafting Committee

Board of Directors, Friends of the Children Foundation

Agreement — 2002 — Minnesota State Judge Retirement Plan - Former Employer - No Control

Reimbursement — ACI Patent Conference — March 23-25, 2014 — Chicago, IL — Speaker — Transportation, Meals, Lodging

Reimbursement — FBA National Council Mid } Yeur Meeting — March 28-29, 2014 — Arlington, VA — President, MN Chapter of FBA — Transportation, Meals, Lodging

Reimbursement — NCBE — May 23-26, 2014 — Sun Francisco, CA — Evidence Drafting Committee — Transportation, Meals, Lodging

Reimbursement — The American Antitrust : Institute — August 13-16, 2014 — Palo Alto, CA — Judges’ Seminar — Transportation, Meals, Lodging

Reimbursement — NCBE — November 21-24, 2014 — Napa, CA — Evidence Drafting Committee — Transportation, Meals, Lodging

Note: Mutual fund PNVAX was sold in 2013. Total position less than $7,000. Realized gains less than $1,000,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Joan N. Ericksen | Frix