Susan K. Gauvey

2013Final

Ask Donna

Pull out the substance of this filing.

What was filed

  • 58

    investments

  • 5

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 6

    spouse income

Named parties

  • Free State Legal Project, Inc. non-profit
  • The Tuerk House Inc. non-profit
  • Enoch Pratt Free Library, non-profit
  • Historical Society for the United States District Court for the District of Maryland, non-profit
  • Job Opportunities Task Force, non-profit
  • Maryland State Retirement Pension
  • Johns Hopkms Lmiversity: academic physician
  • Johns Hopkins University Press, Baltimore, MD: royalties for writing
  • King Saud Umiversaty: Teaching
  • Michigan State University: Teaching
  • Harvard University: Teaching
  • Wolters Kluwer Health, Inc: Royalties for writing

As filed

Capital Realty, Inc. (real estate ltd partnership) — Interest — Distributed

Johns Hopkins Fed. Credit Union interest bearing accounts — Interest

Pepsico, Inc. common stock — Int/Div

Proctor & Gamble common stock — Int/Div — Buy (add'l)

Smuckers IM Co — Int/Div

Prudential Stable Value Guaranteed Income Fund NQ Def Comp — None

Fidelity Equity Income Fund 403(b) plan — Int/Div

Spartan US Equity Index Fund 403(b) plan — Int/Div

Fidelity Cash Reserve 403(b) plan — Int/Div — Sold

Fidelity US Government Reserve 403(b) plan — Int/Div

TIAA Traditional Acct 403(b) — Interest

USAA Subscribers Savings Account — Int/Div

PNC Savings Accounts — Interest

American Express Bank Savings Account — Interest

PNC Fmancual Services Group (X) — Int/Div

American Funds American Mutual Fund CI Fel — Int/Div — Sold (part)

American Funds Bond Fund of America C1 F«1 — Int/Div — Buy (add'l)

American Funds Bond Fund of America C1 F«1 — Sold (part)

American Funds Bond Fund of America C1 F«1 — Sold

American Funds Capital World Growth & Income Fund C1 F1 — Int/Div — Sold (part)

American Funds Growth Fund of America Fund CIF) — Int/Div — Sold (part)

American Funds Growth Fund of America Fund CIF) — Sold (part)

American Funds Growth Fund of America Fund CIF) — Sold (part)

Columbia Acorn Fund C12 — Int/Div

Columbia Dividend Income Fund C1 Z — Int/Div — Sold (part)

Columbia Dividend Income Fund C1 Z — Sold (part)

Franklin Templeton Hard Currency Fund C1 A — None — Buy (add'l)

Franklin Templeton Hard Currency Fund C1 A — Buy (add'l)

Franklin Templeton Hard Currency Fund C1 A — Buy (add'l)

Oppenheimer Developing Markets Fund C1 A — Int/Div

Oppenheimer Global Fund Cl A — Int/Div — Sold (part)

Pimco Foreign Bond (Unhedged) Fund C1 D — Int/Div — Buy (add'l)

Pimco Foreign Bond (Unhedged) Fund C1 D — Buy (add'l)

Pimco Foreign Bond (Unhedged) Fund C1 D — Sold (part)

Pimco Foreign Bond (Unhedged) Fund C1 D — Sold

Pimco Total Retum Fund C1 D — Int/Div — Buy (add'l)

Pimco Total Retum Fund C1 D — Buy (add'l)

Pimco Total Retum Fund C1 D — Buy (add'l)

Pimco Total Retum Fund C1 D — Buy (add'l)

Pimco Total Retum Fund C1 D — Buy (add'l)

Prudential Jennison Natural Resources A — None

First TN Ntwk (Bank Sweep) (Y)

Bank of China (Bank Sweep) (Y)

Goldman Sachs Bank {Bank Sweep) (Y)

Bank of the West {Bank Sweep) (Y)

East West Bank (Bank Sweep) (Y)

NY Community (Bank Sweep) (Y)

Franklin Templeton Global Total Return A — Int/Div — Buy

Franklin Templeton Global Total Return A — Buy (add'l)

Franklin Templeton Global Total Return A — Buy (add'l)

Franklin Templeton Global Total Return A — Buy (add'l)

Franklin Templeton Global Total Return A — Buy (add'l)

Franklin Templeton Global Total Return A — Buy (add'l)

Pimco Low Duration Fund C1 — Int/Div — Buy

Pimco Low Duration Fund C1 — Buy (add'l)

Pimco Low Duration Fund C1 — Sold (part)

Commonwealth Financial Network (Bank sweep) (See Part VIII — Interest — Open

Fidelity Diversified Intemational Fund — None — Buy

Director, Free State Legal Project, Inc. non-profit

Director, The Tuerk House Inc. non-profit

Director, Enoch Pratt Free Library, non-profit

Director, Historical Society for the United States District Court for the District of Maryland, non-profit

Director, Job Opportunities Task Force, non-profit

Income — 2013/2014 — Maryland State Retirement Pension — $6278.00

Spouse's income — 2013 — Johns Hopkms Lmiversity: academic physician

Spouse's income — 2013/2014 — Johns Hopkins University Press, Baltimore, MD: royalties for writing

Spouse's income — 2014 — King Saud Umiversaty: Teaching

Spouse's income — 2013 — Michigan State University: Teaching

Spouse's income — 2013 — Harvard University: Teaching

Spouse's income — 2013/2014 — Wolters Kluwer Health, Inc: Royalties for writing

Part VII:

On the prior year report, 4 master money market bank sweep account was listed using the six (6) individual participating banks. On the current year report, there

would be twenty (20) participating banks if listed individually. Based on the mstructions for bank accounts, none would qualify for disclosure due to income

and value criteria. However, the master account would qualify by itself. Based on that fact, we called an examiner on July 10, 2014, and she agreed with our

conclusion. The assets in question are items 49; 51; 52; 53; 54; and 55, and are coded with a parenthetical (Y) to remove them. The new asset is listed as item $8,

Commonwealth Financial Network, and correctly discloses my interest.

In Part VIL, Investments and Trusts, Lines 6; 27; and 42, reflect securities that have no income. These securities do not produce any income taxable or otherwise.

Part VII, Line 15, PNC Financial Services Group: This security was coded with a parenthetical Y on Line 18 on the 2012 Annual Report because the income and

end of year value dropped below the reporting requirement, On the current year report, we coded this security with a parenthetical X to call attention to the fact

that it is now & reportable trunsaction because the end of period value

is now over $1,000.00.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.