Susan K. Gauvey
2013Final
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Pull out the substance of this filing.
What was filed
58
investments
5
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
6
spouse income
Named parties
- Free State Legal Project, Inc. non-profit
- The Tuerk House Inc. non-profit
- Enoch Pratt Free Library, non-profit
- Historical Society for the United States District Court for the District of Maryland, non-profit
- Job Opportunities Task Force, non-profit
- Maryland State Retirement Pension
- Johns Hopkms Lmiversity: academic physician
- Johns Hopkins University Press, Baltimore, MD: royalties for writing
- King Saud Umiversaty: Teaching
- Michigan State University: Teaching
- Harvard University: Teaching
- Wolters Kluwer Health, Inc: Royalties for writing
As filed
Capital Realty, Inc. (real estate ltd partnership) — Interest — Distributed
Johns Hopkins Fed. Credit Union interest bearing accounts — Interest
Pepsico, Inc. common stock — Int/Div
Proctor & Gamble common stock — Int/Div — Buy (add'l)
Smuckers IM Co — Int/Div
Prudential Stable Value Guaranteed Income Fund NQ Def Comp — None
Fidelity Equity Income Fund 403(b) plan — Int/Div
Spartan US Equity Index Fund 403(b) plan — Int/Div
Fidelity Cash Reserve 403(b) plan — Int/Div — Sold
Fidelity US Government Reserve 403(b) plan — Int/Div
TIAA Traditional Acct 403(b) — Interest
USAA Subscribers Savings Account — Int/Div
PNC Savings Accounts — Interest
American Express Bank Savings Account — Interest
PNC Fmancual Services Group (X) — Int/Div
American Funds American Mutual Fund CI Fel — Int/Div — Sold (part)
American Funds Bond Fund of America C1 F«1 — Int/Div — Buy (add'l)
American Funds Bond Fund of America C1 F«1 — Sold (part)
American Funds Bond Fund of America C1 F«1 — Sold
American Funds Capital World Growth & Income Fund C1 F1 — Int/Div — Sold (part)
American Funds Growth Fund of America Fund CIF) — Int/Div — Sold (part)
American Funds Growth Fund of America Fund CIF) — Sold (part)
American Funds Growth Fund of America Fund CIF) — Sold (part)
Columbia Acorn Fund C12 — Int/Div
Columbia Dividend Income Fund C1 Z — Int/Div — Sold (part)
Columbia Dividend Income Fund C1 Z — Sold (part)
Franklin Templeton Hard Currency Fund C1 A — None — Buy (add'l)
Franklin Templeton Hard Currency Fund C1 A — Buy (add'l)
Franklin Templeton Hard Currency Fund C1 A — Buy (add'l)
Oppenheimer Developing Markets Fund C1 A — Int/Div
Oppenheimer Global Fund Cl A — Int/Div — Sold (part)
Pimco Foreign Bond (Unhedged) Fund C1 D — Int/Div — Buy (add'l)
Pimco Foreign Bond (Unhedged) Fund C1 D — Buy (add'l)
Pimco Foreign Bond (Unhedged) Fund C1 D — Sold (part)
Pimco Foreign Bond (Unhedged) Fund C1 D — Sold
Pimco Total Retum Fund C1 D — Int/Div — Buy (add'l)
Pimco Total Retum Fund C1 D — Buy (add'l)
Pimco Total Retum Fund C1 D — Buy (add'l)
Pimco Total Retum Fund C1 D — Buy (add'l)
Pimco Total Retum Fund C1 D — Buy (add'l)
Prudential Jennison Natural Resources A — None
First TN Ntwk (Bank Sweep) (Y)
Bank of China (Bank Sweep) (Y)
Goldman Sachs Bank {Bank Sweep) (Y)
Bank of the West {Bank Sweep) (Y)
East West Bank (Bank Sweep) (Y)
NY Community (Bank Sweep) (Y)
Franklin Templeton Global Total Return A — Int/Div — Buy
Franklin Templeton Global Total Return A — Buy (add'l)
Franklin Templeton Global Total Return A — Buy (add'l)
Franklin Templeton Global Total Return A — Buy (add'l)
Franklin Templeton Global Total Return A — Buy (add'l)
Franklin Templeton Global Total Return A — Buy (add'l)
Pimco Low Duration Fund C1 — Int/Div — Buy
Pimco Low Duration Fund C1 — Buy (add'l)
Pimco Low Duration Fund C1 — Sold (part)
Commonwealth Financial Network (Bank sweep) (See Part VIII — Interest — Open
Fidelity Diversified Intemational Fund — None — Buy
Director, Free State Legal Project, Inc. non-profit
Director, The Tuerk House Inc. non-profit
Director, Enoch Pratt Free Library, non-profit
Director, Historical Society for the United States District Court for the District of Maryland, non-profit
Director, Job Opportunities Task Force, non-profit
Income — 2013/2014 — Maryland State Retirement Pension — $6278.00
Spouse's income — 2013 — Johns Hopkms Lmiversity: academic physician
Spouse's income — 2013/2014 — Johns Hopkins University Press, Baltimore, MD: royalties for writing
Spouse's income — 2014 — King Saud Umiversaty: Teaching
Spouse's income — 2013 — Michigan State University: Teaching
Spouse's income — 2013 — Harvard University: Teaching
Spouse's income — 2013/2014 — Wolters Kluwer Health, Inc: Royalties for writing
Part VII:
On the prior year report, 4 master money market bank sweep account was listed using the six (6) individual participating banks. On the current year report, there
would be twenty (20) participating banks if listed individually. Based on the mstructions for bank accounts, none would qualify for disclosure due to income
and value criteria. However, the master account would qualify by itself. Based on that fact, we called an examiner on July 10, 2014, and she agreed with our
conclusion. The assets in question are items 49; 51; 52; 53; 54; and 55, and are coded with a parenthetical (Y) to remove them. The new asset is listed as item $8,
Commonwealth Financial Network, and correctly discloses my interest.
In Part VIL, Investments and Trusts, Lines 6; 27; and 42, reflect securities that have no income. These securities do not produce any income taxable or otherwise.
Part VII, Line 15, PNC Financial Services Group: This security was coded with a parenthetical Y on Line 18 on the 2012 Annual Report because the income and
end of year value dropped below the reporting requirement, On the current year report, we coded this security with a parenthetical X to call attention to the fact
that it is now & reportable trunsaction because the end of period value
is now over $1,000.00.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.