Judith G. Dein

Menmill Lynch Cash/Money Account (BIF MA Mun Money) — Interest — Closed

Municipal Bond:Massachusetts ST WPA TR REV SER A OID — Interest — Redeemed

Agilent Technologies Inc. stock — None

Memill Lynch UGMA Cash Account — Interest — Closed

Blackrock Global Allocation A — Int/Div

FIA Card Services NA RASP — Interest — Closed

FIA Card Services NA RASP — Interest — Closed

Memill Lynch CMA Account — Interest — Closed

Columbia Short Term Bond Fund — Int/Div

SBC Communications Inc — Int/Div

Bank of America account — Interest

Bank of America account — Interest

Vodafone Airtouch PLC — Int/Div

Blackrock Cap. App. A — Int/Div — Sold

Columbia Marsico Focused Equities FD C — Int/Div — Sold

Columbia Marsico Focused Equities FD C — Int/Div — Sold

ML S&P S00 MITTS — Interest

Baron Growth Fund — Int/Div

TRowe Mid Cap Fund — Int/Div

MainStay S&P S00 Index Fund (Class!) — Int/Div

Israel Bonds — Int/Div

Blackrock Global Dynamic Equity Class A — Int/Div — Sold

Columbia Marsico Focused C1 — Interest

Main Stay MAP Fund C1 — Int/Div

AT&T stock — Int/Div

Mass. STCONS LN — Interest

BA RI NA RASP — Interest — Closed

Wells Fargo&Co Ser, J 8% perpetual — Int/Div

Blackrock Global Allocation FD Inc A — Int/Div

ML & Co Factor Model SRN — None — Sold

Loomis Sayles Invest Gr Bond Fund — Int/Div — Sold (part)

Loomis Sayles Invest Gr Bond Fund — Buy (add'l)

BANA CPCD SPX SV 895.10 S&P S00 — Int/Div — Redeemed

BANA INDU SV 8473.49 MPCD DJIA — Int/Div

Needham Bank Acct & CD — Interest

FIA Card Services NA RASP — Interest

Consumer Discretionary Mut. Fund — Interest

Health Care Select SPDR Mut. Fund — Interest

ISHARES IBOXX $ Invest. Grade Corp Bond Fund — Interest

ISHARES Barclays MBS BON Fund — Interest

Sector SPDR Consumers STPL — Interest

Sector SPDR Energy — Interest

Sector SPDR Industrial — Interest

SPDR Barclay Capital Intemational — Interest

Vanguard Information — Interest

Vanguard Short Term Bond — Interest

Phoenix Concierge Acct — Interest

Capital Income Builder Fund Class C-Am Funds M/F — Interest

First Eagle Global Fund Class A M/F — Int/Div

Franklin Income Fund Class C M/F — Int/Div

IVA Worldwide Fund Class C M/F — Int/Div

Income Fund of Am. Class C-Am. Funds M/ F — Interest

Neuberger Berman Equity Inc. Fund Class C MF — Interest

Nuveen Limited Term Mun Bond Fund Class C M/F — Interest

PIMCO All Asset Fund Class C M/F — Interest

Thomburg Ltd Term Mun. Fund Class C M/ F — Interest

Western Asset Managed Municipals Fund Class 1{X) — Int/Div — Buy — notes m part VIII

Western Asset Managed Municipals Fund Class 1{X) — Sold (part)

Vanguard Dividend Appreciation ETF(X) — Int/Div — Buy

Vanguard Dividend Appreciation ETF(X) — Buy (add'l)

Vanguard Dividend Appreciation ETF(X) — Buy (add'l)

Vanguard REIT ETF(X) — Int/Div — Buy

Vanguard REIT ETF(X) — Buy (add'l)

Vanguard REIT ETF(X) — Buy (add'l)

Vanguard Russell 1000 Value ETF (X) — Int/Div — Buy

Vanguard Russell 1000 Value ETF (X) — Buy (add'l)

Vanguard Russell 1000 Value ETF (X) — Buy (add'l)

Vanguard Russell 1000 Value ETF (X) — Buy (add'l)

Vanguard Russell 1000 Value ETF (X) — Int/Div — Buy — note wm part VII

Vanguard Russell 1000 Value ETF (X) — Buy (add'l)

Vanguard Russell 1000 Value ETF (X) — Buy (add'l)

Pioneer Fundamental Growth Fund(X) — Int/Div — Buy

Pioneer Fundamental Growth Fund(X) — Buy (add'l)

Pioneer Fundamental Growth Fund(X) — Sold

Pioneer Fundamental Growth fund (X0 — Int/Div — Buy

Pioneer Fundamental Growth fund (X0 — Buy (add'l)

Pioneer Fundamental Growth fund (X0 — Sold

Blackrock Equity Dividend Fund (X) — Int/Div — Buy

Blackrock Equity Dividend Fund (X) — Buy (add'l)

Blackrock Equity Dividend Fund (X) — Buy (add'l)

Blackrock Equity Dividend Fund (X) — Int/Div — Buy

Blackrock Equity Dividend Fund (X) — Buy (add'l)

Blackrock Equity Dividend Fund (X) — Buy (add'l)

First Eagle Global Fund (X) — Int/Div — Buy

First Eagle Global Fund (X) — Buy (add'l)

First Eagle Global Fund (X) — Buy (add'l)

Loomis Sayles Strategic Income Fund (X) — Int/Div — Buy

Loomis Sayles Strategic Income Fund (X) — Buy (add'l)

Loomis Sayles Strategic Income Fund (X) — Buy (add'l)

Loomis Sayles Strategic Income Fund (X) — Int/Div — Buy

Loomis Sayles Strategic Income Fund (X) — Buy (add'l)

Loomis Sayles Strategic Income Fund (X) — Buy (add'l)

Muainstay High Yield Corp. Bond fund (X) — Int/Div — Buy

Muainstay High Yield Corp. Bond fund (X) — Buy (add'l)

Muainstay High Yield Corp. Bond fund (X) — Buy (add'l)

Mainstay High Yield Corp. Bond fund (X) — Int/Div — Buy

Mainstay High Yield Corp. Bond fund (X) — Buy (add'l)

Mainstay High Yield Corp. Bond fund (X) — Buy (add'l)

MFS Emergmg Markets Debt Fund (X) — Int/Div — Buy

MFS Emergmg Markets Debt Fund (X) — Buy (add'l)

MFS Emergmg Markets Debt Fund (X) — Buy (add'l)

MFS Emerging Markets Debt Fund (X) — Int/Div — Buy

MFS Emerging Markets Debt Fund (X) — Buy (add'l)

MFS Emerging Markets Debt Fund (X) — Buy (add'l)

Nuveen Diversified Commodity Fund (X) — Int/Div — Buy

Nuveen Diversified Commodity Fund (X) — Buy (add'l)

Nuveen Diversified Commodity Fund (X) — Buy (add'l)

Nuveen Energy MLP Total Retum (X) — Int/Div — Buy

Nuveen Energy MLP Total Retum (X) — Buy (add'l)

Nuveen Energy MLP Total Retum (X) — Buy (add'l)

PIMCO Real Return Fund (X) — Int/Div — Buy

PIMCO Real Return Fund (X) — Buy (add'l)

PIMCO Real Return Fund (X) — Buy (add'l)

PIMCO Real Return Fund (X) — Int/Div — Buy

PIMCO Real Return Fund (X) — Buy (add'l)

PIMCO Real Return Fund (X) — Buy (add'l)

PIMCO Total Return Fund (X) — Int/Div — Buy

PIMCO Total Return Fund (X) — Buy (add'l)

PIMCO Total Return Fund (X) — Buy (add'l)

PIMCO Total Return Fund (X) — Int/Div — Buy

PIMCO Total Return Fund (X) — Buy (add'l)

PIMCO Total Return Fund (X) — Buy (add'l)

TCW Total Return Bond Fund (X) — Int/Div — Buy

TCW Total Return Bond Fund (X) — Buy (add'l)

TCW Total Return Bond Fund (X) — Buy (add'l)

TCW Total Return Bond Fund (X) — Int/Div — Buy

TCW Total Return Bond Fund (X) — Buy (add'l)

TCW Total Return Bond Fund (X) — Buy (add'l)

Templeton Global Bond Fund (X) — Int/Div — Buy

Templeton Global Bond Fund (X) — Buy (add'l)

Templeton Global Bond Fund (X) — Buy (add'l)

Templeton Global Bond Fund (X) — Int/Div — Buy

Templeton Global Bond Fund (X) — Buy (add'l)

Templeton Global Bond Fund (X) — Buy (add'l)

Royce Pennsylvania Mutual Fund (X) — Int/Div — Buy

Royce Pennsylvania Mutual Fund (X) — Buy (add'l)

Royce Pennsylvania Mutual Fund (X) — Buy (add'l)

Franklin Growth Fund (X) — Int/Div — Buy

Franklin Growth Fund (X) — Int/Div — Buy

Vanguard Russel 1000 Growth ETF — Int/Div — Buy

Vanguard Russel 1000 Growth ETF — Buy (add'l)

Vanguard Russel 1000 Growth ETF — Buy (add'l)

Calamos Growth & Income Fund Class MF — Interest — Buy

Clearbridge Equity Income Fund Class C M/ — Interest — Buy

Thomburg Investment Income Builder Fund Class C M/F — Interest — Buy

Thomburg Limited Term Municipal Fund Class A MF — Interest

Capital Income Builder Fund Class F1 American Funds NL — Interest

UBS Bunk USA Dep. Acct — Interest — Open

Fellow, Massachusetts Bar Foundation

Trustee, Umon College, Schenectady, NY

Spouse's income — 2012 — Goulston & Storrs « lawver

Where there were a number of transactions relating to the sume asset (e.g. a number of buys) | listed the total yearly income in the first line and listed the additional

transactions in subsequent lines

Where there are "buys™ of the sume asset listed twice it is because they were purchased in different accounts. 1 listed the total yearly income in the first line for

each account.