James Paul Oetken

Cablevision Systems Corporation — Int/Div — Sold

American Funds Investment Co. of America — Int/Div

Invesco Prime Interest Trust Fund (Inv Van Kam Sr Loan Fund) — Int/Div

Vanguard 500 Index Fund — Int/Div

ABM AMRO Income Plus Fund — Int/Div

EB Diversified Stock Fund — None

Target Small Cap Value Portfolio Fund Class T(TASVX) — Int/Div

Vanguard Institutional Index Fund Institutional Plus Shares — Int/Div

IP Morgan USA New York 529 Fund Class B (formerly Columbia Acom) — None

Citibank N.A. cash accounts — Interest

Fieldpoint Private Bank and Trust cash account — None — Closed

UBS Bank USA cash account — Interest

FFTW Income Plus Fund — Int/Div

Hartford Midcap HLS 1A — Int/Div

MFS Inst Int] Equity — Int/Div

Amencan Century Equity Growth Fund — Int/Div — Sold (part)

JP Morgan Mid Cap Value Fund — Int/Div

TransAmerica Multi Manager Altemative Strategies — Int/Div — Sold

Columbia Thermostat Fund — Int/Div — Sold (part)

Delaware Dividend Income — Int/Div

American Advisors Healthcare Opportunties Porfolio Fund — Int/Div — Sold

First Trust Healthcare Select Portfolio Fund — Int/Div — Sold

American Advisors Brand Favorites Portfolio Fund — Int/Div — Sold

First Trust Cybersecurity Portfolio Fund — Int/Div — Sold

Nuveen Large Cap Dividend Portfolio Fund — Int/Div — Sold

Guggenheim Cash Flow UIT — Int/Div — Buy

Reimbursement — Yale Law School — April 11,2016 — New Haven, CT — MOL court competion — meals, lodging

Reimbursement — University of lowa College of Law — March 34 2016 — lowa City, [A — moot court competition — meals, lodgimg, transportation

Spouse's income — 2016 — Self-employed makeup artist