Michael M. Baylson

TDA JOINT

Nokia Comp. — Int/Div — Sold

Broadwind Energy Inc. (X) — None — Sold

Citigroup Inc — None

Juniper Pharmeceuticals Inc — None

Entercom Communications Corp. — None — Sold

FireEye Inc — None — Buy (add'l)

iShares MSC Brazil Ind — None — Sold

Opko Health Inc — None — Buy (add'l)

Pennsylvania Real Estate Invst — Int/Div — Sold (part)

Progenics Pharmaceuticals — Int/Div

Prologics — Int/Div — Sold

Qualcomm Commumcations — Int/Div

RAIT Fmancial Trust — Int/Div — Sold

Remtech — None

Resource Capital Corp — Int/Div — Sold

Safeguard Scientifics Inc — None

WFIT

International Business Machines — Int/Div

Verizon Communications — Int/Div

Wells Fargo Bank Deposit Sweeps — None

WFBNA Colleteral Acct

CMF Money Market Portfolio — None

AT&T Comp. — Int/Div

Bank of America — Int/Div

BP Plc Sponsored ADR — Int/Div

ConocoPhillips — Int/Div

Exelon Corp. — Int/Div

Fidelity National Information Services — Int/Div

FNF Group — Int/Div

General Electric Co — Int/Div — Sold (part)

LP. Morgan Chase & Co. — Int/Div

NCR Corp — None

Phillips 66 — Int/Div

Teradata — None

Wells Fargo Company — Int/Div

Western Digital Corp. Del — Int/Div

Franklin Mutual Ser Fund Inc — Int/Div

PIMCO Fundamental IndexPlus AR — Int/Div

Second IRA RO

Lebenthal Lisanti Small Cap Gr — Int/Div — Sold (part)

Lebenthal Lisanti Small Cap Gr — Sold (part)

Morgan Stunley AIP Multi-Strategy — Int/Div

Baron Growth — Int/Div — Sold (part)

BlackRock Low Duration — Int/Div — Sold (part)

BlackRock Low Duration — Sold (part)

DFA Emerging Markets Core Equity — Int/Div — Buy (add'l)

DFA Global Real Estate Securities — Int/Div

DFA International Large Cap Gr — None — Buy

DFA Int'l Small Cap Value — Int/Div — Sold (part)

DFA Int'l Small Cap Value — Sold (part)

DFA Int'l Small Cap Value — Sold (part)

DFA Intl Value — Int/Div — Sold (part)

DFA One Year Fixed Income — Int/Div

DFA Short Term Govt — Int/Div — Sold (part)

DFA Short Term Govt — Sold (part)

DFA US Large Cap Value — Int/Div — Sold (part)

DFA US Large Cap Value — Sold (part)

DFA US Micro Cap — Int/Div — Sold (part)

DFA US Small Cap Value — Int/Div — Sold (part)

Dodge and Cox Stock — Int/Div — Sold (part)

E.LL Global Property INST — Int/Div

First Eagle Overseas — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value — Int/Div

Hotchkis & Wiley Mid Cap Value — Int/Div — Sold (part)

Ivy Mid Cap Growth — Int/Div

Janus Fund — Int/Div

Janus Overseas — Int/Div — Sold

Maingate MLP Fund — Int/Div — Sold (part)

Maingate MLP Fund — Sold (part)

Mainstay Marketfield — None

Metropolitan West Total Return Bond — Int/Div — Sold (part)

Metropolitan West Total Return Bond — Sold (part)

Morgan Stanley Emergmg Mkis — Int/Div — Buy (add'l)

Morgan Stanley Intl Eqty Fund — Int/Div — Sold (part)

Rovee Opportunity Invt — Int/Div

RS Global Natural Resources FD — None

Schwab Advisor Cash Reserves — Int/Div

Thomburg Intl Value — None — Sold

Westcore Intl Small Cap Fund — Int/Div

Waestcore Mid-Cap Value — Int/Div — Sold (part)

Westcore MIDCO Growth — Int/Div — Sold (part)

William Blair Intl Growth — Int/Div — Buy (add'l)

William Blair Intl Growth — Sold (part)

William Blair Intl Growth — Sold (part)

William Blair Intl Small Cap Growth — Int/Div

William Blair Large Cap Growth — Int/Div — Sold (part)

William Blair Mid Cap Growth — Int/Div — Sold (part)

William Blair Small Cap Growth — Int/Div

First IRA RO

Lebenthal Lisanti Small Cap Growth — Int/Div — Sold (part)

Lebenthal Lisanti Small Cap Growth — Sold (part)

Morgan Stunley AIP Multi-Strategy — Int/Div

Baron Growth — Int/Div

BlackRock Low Duration Bond — Int/Div — Sold (part)

DFA Emerging Markets Core Equity — Int/Div — Buy (add'l)

DFA Global Real Estate Securities — Int/Div

DFA Intl Large Cap GR — None — Buy

DFA Int'l Small Cap Value — Int/Div — Sold (part)

DFA Int'l Small Cap Value — Sold (part)

DFA Int'l Value — Int/Div — Sold (part)

DFA One Year Fixed Income — Int/Div

DFA Short Term Govt — Int/Div — Sold (part)

DFA US Large Cap Value — Int/Div — Sold (part)

DFA US Micro Cap — Int/Div — Sold (part)

DFA US Small Cap Value — Int/Div

Dodge and Cox Stock — Int/Div — Sold (part)

E.LI Global Property INST — Int/Div

First Eagle Overseas — Int/Div — Sold

Hotchkis & Wiley Large Cap Value — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value — Int/Div

Ivy Mid Cap Growth — Int/Div

Janus Fund — Int/Div

Janus Overseas — Int/Div — Sold

Maingate MLP Fund — Int/Div — Sold (part)

Mainstay Marketfield — None

Metropolitan West Total Return Bond — Int/Div — Sold (part)

Metropolitan West Total Return Bond — Sold (part)

Morgan Stanley Emerging Mkts — Int/Div — Buy (add'l)

Morgan Stanley Intl Eqty Fund — Int/Div

Royce Opportunity Invi — Int/Div

RS Global Natural Resources FD — None — Buy (add'l)

Schwab Advisor Cash Reserves — Int/Div

Thomburg Intl Value — None — Sold

Westcore Intl Small Cap Fund — Int/Div

Westcore Mid-Cap Value — Int/Div — Sold (part)

Westcore MIDCO Growth — Int/Div — Sold (part)

William Blair Intl Growth — Int/Div — Buy (add'l)

William Blair Intl Growth — Sold (part)

William Blair Intl Small Cap Growth — Int/Div — Sold (part)

William Blair Large Cap Growth — Int/Div — Sold (part)

William Blair Mid Cap Growth — Int/Div — Sold (part)

William Blair Small Cap Growth — Int/Div

Second SEP IRA

DFA Global 60/40 — Int/Div

Jomt Account

Schwab Advisor Premium Cash Reserve — Int/Div

Greenspan-Baylson Partnership — Int/Div

139, — Distribution

LLR Equity Partners Parallel 111, LP — Int/Div

141 — istnbution

Planet Data Acq. — None

Advanced Reproductive Care — None

Keystone Property Fund HIA, LP — Int/Div

145 — Distribution

Keystone Tristate Opp. Fund, LP — Int/Div

147 — istmbution

KPG Curtis Investors, LP — Distribution

KPGFW - 1 - PA Ventures. LP — Int/Div

150 — Distribution

Versa Capital Fund 11, LP — Int/Div

Melior Pharmaceuticals — None

Allied Biosciences Services — None

Prostagene — None — Buy

Baumrin et al Parmership — None

Reimbursement — sponsored by International Law Institute — gals pa at

Reimbursement — 10/28/2015 — the AO, FIC, USSC, or JPMDL Funded by Court

Income — 2015 — Penn Law School - Professor — S10.000.00

Spouse's income — 2015 — Self-Employed Physician (Spouse)

(1) Row 2: Alcatel Lucent now owned by Nokia Corp, was sold before year end.

(2) Row §: Columbia Laboratories, Inc has changed its name to Juniper Pharmeceuticals, Inc,

(3) Row 41: Lebenthal Lisanti Small Cap Growth formerly known as Adam's Harkness Small Cap Growth

(4) Row 91: Lebenthal Lisanti Small Cap Growth formerly known as Adam's Harkness Small Cap Growth.