Andrew David Hurwitz

2016Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 314

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

As filed

RITS — Buy

US. Bank (Checking/Savings) — Interest

PIMCOSHORT TERM Pp — Int/Div — Sold

Real Estate Limited Partnership (Avondale Acres) Avondale AZ — Distribution

H) Trust £1 ComProp 664 — Int/Div

MORGAN STANLEY BANK NA — Int/Div

ACTIVE BEAR — Int/Div — Buy

BARON REAL ESTATE INST — Int/Div

COLUMBIA SELECT LG CP GROWTH by A — Int/Div — Sold (part)

DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy (add'l)

DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)

FIRST EAGLE GOLD — Int/Div — Buy

FIRST TRUST DORSEY WRIGHT FD — Int/Div — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Sold

GUGGENHEIM S7P 500 PURE VALE — Int/Div — Sold

HENDERSON EUROPEAN FOCUS — Int/Div — Buy

HENDERSON EUROPEAN FOCUS — Sold (part)

HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold

ISHSARES CURR HEDGED MSC EMU — Int/Div — Sold

ISHARES MORTGAGE REAL ESTATE — Int/Div — Buy

ISHARES MSCI JAPAN ETF — Int/Div — Sold

ISHARES MSCTJAPAN MIN VOL — Int/Div — Buy

ISHARES MSC1 USA MIN VOL ETF — Int/Div — Buy (add'l)

MATTHEWS ASIAN JAPAN INV — Int/Div — Sold (part)

METROPOLITANWEST TOT RETBD — Int/Div — Sold (part)

NORHERN AZ TAX EXEMPT FUND — Int/Div — Buy

OAKMARK — Int/Div — Sold

PIMCO INCOME P — Int/Div — Sold (part)

PIMCO INCOME P — Sold (part)

PIMCOINTLSTOCKPLUS ARSTRP — Int/Div — Sold

PIMCO SHORT TERM P — Int/Div — Sold

SUNAMERICA NEW FOC DIV STRA — Int — Buy

TOUCHSTONE SANDS CAP SEL GR — Int/Div — Buy

TOUCHSTONE SANDS CAP SEL GR — Sold

TROWE PRICE DVRSFD SM CP GR — Int/Div — Sold

TROWE PRICEMID CAP GR ADV — Int/Div — Sold

VANGUARD GROWTH ETF — Int/Div — Buy

WELLS FARGO MUNI — Int/Div — Buy

WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Buy

H) TRUST #2 A S&S 663" — hy

MORGAN STANLEY BANK NA — Int/Div

ACTIVE BEAR ETF — Int — Buy

BARON REAL ESTATE INST — Int/Div — Sold (part)

COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Zz — Int/Div — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Zz — Sold (part)

DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy (add'l)

DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)

FIRST EAGLE GOLD — Int/Div — Buy

FIRST TRUST DORSEY WRIGHT FD — Int./hv — Sold

GUGGENHEIM S&P PURE VALE (X) — Int/Div — Sold

HENDERSON EUROPEAN FOCUS — Int/Div — Buy

HENDERSON EUROPEAN FOCUS — Sold (part)

HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold

LSHSARES CLRR HEDGED MSC EMU — Int/Div — Sold

JSHARES MORTGAGE REAL ESTATE — Int/Div — Buy

ISHARES MSC JAPAN ETF — hy — Sold

JSHARES MSCHIAPAN MIN VOL — Int/Div — Buy

ISHARES MSC1 USA MIN VOL ETF — Int/Div — Buy (add'l)

MATIHEWS ASIAN JAPAN — Int — Sold (part)

METROPOLITANWEST TOT RET BD — Int/Div — Sold (part)

NORTHERN AZ TAX EXEMPT FUND — Int/Div — Buy

PIMCO INCOME P — Int/Div — Sold (part)

PIMCO INCOME P — Sold (part)

PIMCOINTLSTOCKPLUS ARSTR P — hy — Sold

SUNAMERICA NEW FOC DIV STRA A — Int/Div — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Sold

TROWE PRICE DVRSFD SM CP GR — Int/Div — Sold

T ROWE PRICE MID CAP GR ADV — Int/Div — Sold (part)

VANGUARD GROWTH ETF — Int/Div — Buy

SWELLS FARGO MUNI BOND INST — Int/Div — Buy

WISDOMTREE EUROPE HEDGED ELOQITY — Int/Div — Buy

H) Trust #3 S S&S 662° — Int/Div

MORGAN STANLEY BANK NA — Int/Div

ACTIVE BEAR ETF — Int/Div — Buy

BARON REAL ESTATE INST (X) — Int/Div

COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH yA — Int/Div — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH yA — Sold (part)

DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy (add'l)

DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)

FIRST EAGLE GOLD — Int/Div — Buy

FIRST TRUST DORSEY WRIGHT FD — Int/Div — Sold

GUGGENHEIM S7P S00 PURE VALE — Int/Div — Sold

HENDERSON EUROPEAN FOCUS — Int/Div — Buy

HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold

JISHSARES CLRR HEDGED MSC EMU — Int/Div — Sold

SHARES MORTGAGE REAL ESTATE — Int/Div — Buy

ISHARES MSC1 JAPAN ETF — Int — Sold

ISHARES MSCIHJAPAN MIN VOL — Int/Div — Buy

SHARES MSCT USA MIN VOL ETF — Int/Div — Buy (add'l)

MATTHEWS ASIAN JAPAN — Int/Div — Sold (part)

METROPOLITANWEST TOT RETBD 1 — Int/Div — Sold (part)

METROPOLITANWEST TOT RETBD 1 — Sold (part)

NORTHERN AZ TAX EXEMPT FUND — Int/Div — Buy

OAKMARK I — Int/Div — Sold

PIMCO INCOME — Int/Div — Sold (part)

PIMCO INCOME — Sold (part)

PIMCO INTL STOCKPLLUS ARSTR — Int/Div — Sold

PIMCO SHORT TERM P — Int/Div — Sold

SUNAMERICA NEW FOC DIV STRA A — Int/Div — Buy

TOUCHSTONE SANDS CAP SEL GR — Int/Div — Buy

TOUCHSTONE SANDS CAP SEL GR — Buy (add'l)

TOUCHSTONE SANDS CAP SEL GR — Sold

T ROWE PRICE DVRSFD SM CP GR — Int/Div — Sold

T ROWE PRICE MID CAP GR ADV — Int./y

VANGUARD GROWTH ETF — Int/Div — Buy

WELLS FARGO MUNI BOND — Int/Div — Buy

WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Buy

H)IRA 21 A RO 665 — Int/Div

MORGAN STANLEY BANK NA — Inv

ACTIVE BEAR ETF — Int/Div — Buy

ACTIVE BEAR ETF — Buy (add'l)

COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)

COHEN & STEERS PREF SEC&INC — Buy (add'l)

COHEN & STEERS PREF SEC&INC — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH yA — hy — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH yA — Sold (part)

COLUMBIA SELECT LG CP GROWTH yA — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy

DOUBLELINE SHILLER ENH CAPE — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE — Sold (part)

DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)

DOUBLELINE TOTAL RETURN — Buy (add'l)

DOUBLELINE TOTAL RETURN — Sold (part)

FIRST EAGLE GOLD — Int/Div — Buy

FIRST EAGLE GOLD — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Int — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Sold

FIRST TRUST MORTGAGE INCOME — Int/Div — Buy

GUGGENHEIM S&P 500 PURE VALE — Int/Div — Sold

HENDERSON EUROPEAN FOCUS — Int — Buy

HENDERSON EUROPEAN FOCUS — Sold (part)

HENDERSON EUROPEAN FOCUS — Buy (add'l)

HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold

SHARES MORTGAGE REAL ESTATE — Int/Div — Buy

ISHARES MSCI JAPAN ETF — Int/Div — Sold

ISHARES MSC1 JAPAN MIN VOL ETF — Int/Div — Buy

ISHARES MSC1 JAPAN MIN VOL ETF — Sold (part)

ISHARES MSC1 JAPAN MIN VOL ETF — Buy (add'l)

ISHARES MSCI USA MIN VOL ETF — Int/Div — Buy

ISHARES MSCI USA MIN VOL ETF — Buy (add'l)

1443, — Sold (part)

JOHN HANCOCK SEAPORT — Int/Div — Sold

MATTHEWS ASIAN JAPAN — Int/Div — Sold (part)

MATTHEWS ASIAN JAPAN — Buy (add'l)

MATTHEWS ASIAN JAPAN — Sold

METROPOLITAN WEST TOT RETBD — Int/Div — Sold (part)

METROPOLITAN WEST TOT RETBD — Buy (add'l)

METROPOLITAN WEST TOT RETBD — Sold (part)

OAKMARK — Int/Div — Sold

PIMCO INCOME — Int/Div — Sold (part)

PIMCO INCOME — Buy (add'l)

PIMCO INTL STOCKPLUS AR STR — Int/Div — Sold

PIMCO SHORT TERM P — Int/Div — Sold (part)

PIMCO SHORT TERM P — Buy (add'l)

PIMCO SHORT TERM P — Sold (part)

SUNAMERICA NEW FOC DIV STRA A — Int/Div — Sold (part)

SUNAMERICA NEW FOC DIV STRA A — Buy (add'l)

SUNAMERICA NEW FOC DIV STRA A — Sold (part)

T ROWE PRICE DVRSFD SM CP GR — Int/Div — Sold

T ROWE PRICE MID CAP GR ADV — Int/Div — Sold (part)

T ROWE PRICE MID CAP GR ADV — Sold (part)

T ROWE PRICE MID CAP GR ADV — Sold (part)

TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)

VANGUARD INFLAT PROT SEC FUND — Int/Div — Buy

WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY — Buy (add'l)

WISDOMTREE TRUST JAPN HEDGE EQ — Int/Div — Buy

H) IRA #2 A Annty 451 — Int

John Hancock Venture Annuity Lifestyle Moderate Fund — Int/Div

H) IRA 23S S08 — hy

MORGAN STANLEY BANK NA — Int/Div

ACTIVE BEAR ETF — Int/Div — Buy

COHEN & STEERS PREF SEC&INC — Int/Div — Buy (add'l)

COHEN & STEERS PREF SEC&INC — Buy (add'l)

COHEN & STEERS PREF SEC&INC — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Va — Int/Div — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Va — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Va — Buy (add'l)

DOUBLELINESHILLER ENH CAPE — Int/Div — Buy

DOUBLELINESHILLER ENH CAPE — Buy (add'l)

DOUBLELINESHILLER ENH CAPE — Sold (part)

DOUBLELINE TOTAL RETURN — Int/Div — Sold (part)

DOUBLELINE TOTAL RETURN — Buy (add'l)

DOUBLELINE TOTAL RETURN — Sold (part)

FIRST EAGLE GOLD — Int/Div — Buy

FIRST EAGLE GOLD — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Int/Div — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Buy (add'l)

FIRST TRUST DORSEY WRIGHT FD — Sold

FIRST TRUST MORTGAGE INCOME FTF — Int/Div — Buy

GUGGENHEIM S&P 500 PURE VALE — Int/Div — Sold

HENDERSON EUROPEAN FOCUS — Int/Div — Buy

HENDERSON EUROPEAN FOCUS — Sold (part)

HENDERSON EUROPEAN FOCUS — Buy (add'l)

HIGHLAND GLOBAL ALLOCATION — hy — Sold

ISHARES MSC USA MIN VOL — Int/Div — Buy

ISHARES MSC USA MIN VOL — Buy (add'l)

ISHARES MSC USA MIN VOL — Sold (part)

ISHARES MORTGAGE REAL ESTATE — Int/Div — Buy

ISHARES MSC JAPAN ETF — Ine — Sold

ISHARES MSC JAPAN MIN VOL — Int/Div — Buy

ISHARES MSC JAPAN MIN VOL — Buy (add'l)

JOHN HANCOCK SEAPORT) — Int/Div — Sold

MATIHEWS ASIAN JAPAN — Sold (part)

MATIHEWS ASIAN JAPAN — Buy (add'l)

MATIHEWS ASIAN JAPAN — Sold

METROPOLITAN WEST TOT RET BD — Int/Div — Sold (part)

METROPOLITAN WEST TOT RET BD — Buy (add'l)

METROPOLITAN WEST TOT RET BD — Sold (part)

OAKMARK — Int/Div — Sold

PIMCO INCOME — Int/Div — Sold (part)

PIMCO INCOME — Buy (add'l)

PIMCO INTL STOCKPLUS ARSTR — Int/Div — Sold

PIMCO SHORT TERM P — Int/Div — Sold (part)

PIMCO SHORT TERM P — Buy (add'l)

PIMCO SHORT TERM P — Sold (part)

SUNAMERICA NEW FOC DIV STRA A — Int/Div — Sold (part)

SUNAMERICA NEW FOC DIV STRA A — Buy (add'l)

SUNAMERICA NEW FOC DIV STRA A — Sold (part)

T ROWE PRICE DVRSFD SM CP GR — Int/Div — Sold

T ROWE PRICE MID CAP GR ADV — Int/Div — Sold (part)

T ROWE PRICE MID CAP GR ADV — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)

VANGUARD INFLAT PROT SEC FUND — Int/Div — Buy

WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY — Buy (add'l)

WISDOMTREE TRUST JAPN HEDGE — Int/Div — Buy

HY IRA #4 A Inh S09 — Int/Div

MORGAN STANLEY BANK NA — Int/Div

ACTIVE BEAR ETF — Int/Div — Buy

ACTIVE BEAR ETF — Sold (part)

COHEN & STEERS PREF SEC & INC (X] — Ine — Buy (add'l)

COHEN & STEERS PREF SEC & INC (X] — Sold (part)

COHEN & STEERS PREF SEC & INC (X] — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Zz — Int/Div — Buy (add'l)

COLUMBIA SELECT LG CP GROWTH Zz — Sold (part)

COLUMBIA SELECT LG CP GROWTH Zz — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE — Int/Div — Buy

DOUBLELINE SHILLER ENH CAPE — Buy (add'l)

DOUBLELINE SHILLER ENH CAPE — Sold (part)

DOUBLELINE TOTAL RETURN — hy — Sold (part)

DOUBLELINE TOTAL RETURN — Sold (part)

DOUBLELINE TOTAL RETURN — Sold (part)

FIRST EAGLE GOLD — Int/Div — Buy

FIRST EAGLE GOLD — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Ine — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Sold (part)

FIRST TRUST DORSEY WRIGHT FD — Sold

FIRST TRUST MORTGAGE INCOME — Int/Div — Buy

GUGGENHEIM S&P S00 PURE VALE — Int/Div — Sold

HENDERSON EUROPEAN FOCUS — Int/Div — Buy

HENDERSON EUROPEAN FOCUS — Sold (part)

HENDERSON EUROPEAN FOCUS — Buy (add'l)

HIGHLAND GLOBAL ALLOCATION — Int/Div — Sold

ISHARES MSCI JAPAN ETF — Int/Div — Sold

ISHARES MSCIHJAPAN MIN VOL — Int/Div — Buy

ISHARES MSCIHJAPAN MIN VOL — Sold (part)

ISHARES MSCI MIN VOL USA — Int/Div — Buy

ISHARES MSCI MIN VOL USA — Sold (part)

ISHARES MSCI MIN VOL USA — Sold (part)

ISHARES MORTGAGE REAL ESTATE — Int./y — Buy

JOHN HANCOCK SEAPORT — Int/Div — Sold

MATTHEWS ASIAN JAPAN INV — Int/Div — Sold (part)

MATTHEWS ASIAN JAPAN INV — Buy (add'l)

MATTHEWS ASIAN JAPAN INV — Sold

METROPOLITANWEST TOT RETBD 1 — Int/Div — Sold (part)

METROPOLITANWEST TOT RETBD 1 — Sold (part)

METROPOLITANWEST TOT RETBD 1 — Sold (part)

OAKMARK — Int/Div — Sold

PIMCO INCOME — Int/Div — Sold (part)

PIMCO INCOME — Sold (part)

PIMCO INCOME — Sold (part)

PIMCO SHORT TERM P — Int/Div — Sold (part)

PIMCO SHORT TERM P — Sold (part)

PIMCO SHORT TERM P — Sold (part)

PIMCO INTL STOCKPLUS ARSTR — Int/Div — Sold

SUNAMERICA NEW FOC DIV STRA A — Int/Div — Sold (part)

SUNAMERICA NEW FOC DIV STRA A — Buy (add'l)

SUNAMERICA NEW FOC DIV STRA A — Sold (part)

T ROWE PRICE DVRSFD SM CP GR — Ine — Sold

T ROWE PRICE MID CAP GR ADV — Int./y — Sold (part)

T ROWE PRICE MID CAP GR ADV — Sold (part)

TOLCHSTONE SANDS CAP SEL GR — Int/Div — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)

TOLCHSTONE SANDS CAP SEL GR — Buy (add'l)

VANGUARD INFLAT PROT SEC — Int/Div — Buy

WISDOMTREE EUROPE HEDGED EQUITY — Int/Div — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY — Sold (part)

WISDOMTREE EUROPE HEDGED EQUITY — Buy (add'l)

WISDOMTREE TRUST JAPN HEDGE EQUIT — Int/Div — Buy (add'l)

H)52941 mm 697 — Int/Div

MORGAN STANLEY BANK NA — Int/Div

AMERICAN AMCAP 529A — Int/Div — Buy

RTIY) — Buy

RTIY) — Buy

AMERICAN MUTUAL 529A — Int/Div — Buy

AMERICAN MUTUAL 529A — Buy

H) 529 42 pom 699 — Int/Div

MORGAN STANLEY BANK NA — Int/Div

AMERICAN AMCAP 529A — Int/Div — Buy

AMERICAN AMCAP 529A — Buy

AMERICAN AMCAP 529A — Buy

AMERICAN MUTUAL 529A — Int/Div — Buy

AMERICAN MUTUAL 529A — Buy

AMERICAN MUTUAL 529A — Buy

Agreement — 2013 — Arizona Elected Officials Retirement System: no control

Trust #2

“GUGGENHEIM S&P PURE VALE (X) is marked (X) because it was inadvertently indicated on the prior report as sold when in fact it was only partially sold. It

was actually still owned at the beginning of the 2016.

Trust #3

Baron Real Estate is marked (X) because it was inadvertently indicated on the prior report as sold when in fact it was only partially sold. It was actually still owned

at the beginning of the 2016 and was owned at the end of year with no transcations during the 2016.

IRA #3

RS Select Growth has a (Y) because it was owned at the beginning of the year but the sale was not reportable and none was owned at the end of year

IRA #4

Cohen & Steers Pref Sec & Inc has an (X) because it was purchased this year in multiple transactions that were less than $1,000 each but it was owned at the end

of year and the value was greater than $1,000,

First Dorsey Wright Fd has a (Y) because it was on the prior year report but it was sold in multiple transactions that were less than $1,000 cach.

Putnam Equity Spectrum has a (Y) because it was on the prior yeur report but it was sold in multiple transactions that were less than $1,000 each.

T Rowe Price Dvrsfd Sm Cp Gr has a (Y) because it was owned at the begining of the year but it was sold m multiple transactions that were less than $1,000

euch,

WisdomTree Europe Hedged Equity has a (Y) because it was on the prior year report but it has fallen to less than $1,000.

WisdomTree Trust Japn Hedge Equity has a (Y) because it was on the prior year report but it has fallen to less than $1,000,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Andrew David Hurwitz | Frix