John M. Rogers

USAA Aggressive Growth Fund (IRA) — Int/Div

TIAA retirement account — Interest

CREF retirement account — None

US Savings Bonds Series EE — Interest

ING Fidelity VIP MidCap Portfolio SRV — None — Sold

Morgan Stanley Smith Bamey bank deposit account — Interest

USAA Subscriber's Savings Account — None

Central Bank Checking Account — Interest

First Federal Bank CD £1 (62) — Interest — Sold

First Federal Bank CD #2 (43) — Interest — Sold

ING VP Intermediate Bond Port - — None — Sold

ING VP Strategic Alloc Growth Port-1 — None — Sold

Amencan Balanced Fund R- 3 (ING fam) — None — Sold

ING Van Kempen Comstock Port « Init — None — Sold

Growth Fund of America R-3 (ING fam) — None — Sold

EuroPacific Growth Fund R-3 — None — Sold

First Federal Bank CD #3 (61) — Interest — Sold

First Federal Bank CD #4 (85) — Interest — Sold

Wanger USA Mut Fd — None — Sold

Neuberger Berman Genesis Fd NBGEX — Int/Div

Blackrock Eg Div Fd cl A MDDVX — Int/Div

Touchstone Sands Cap Sel (PTSGX) — Int/Div

Lazard Emerging Mkts Port Fd LZEMX — Int/Div

PIMCO Commodity Real Return Strat Fd D PCRDX — Int/Div

Nuveen Tradewinds Intl Val. Fd cl A NAIGX — Int/Div — Buy (add'l)

PIMCO Total Return Fd ¢l. D PTIDX — Int/Div

PIMCO Foreign Bond Fd cl A PFLAX — Int/Div

TCW Sm Cap Growth Fd cl N TGSNX — Int/Div

Cohen & Steers Realty Shs, Fd. CSRSX — Int/Div

Lazard Intl Strat Eq LISOX — Int/Div — Buy

Goldman Sachs Tr Bric Fd cl. A GBRAX — Int/Div — Sold

Western Asset Money Mkt Fd. cl. A — Int/Div

PIMCO Real Return Fd D PRRDX — Int/Div

First Federal Bank CD 25 ((32) — Interest — Sold

First Federal Bank Money Market Acct (16) — Interest — Sold

USAA Bank CD #1 (519) — Interest — Buy

USAA Bank CD #2 (521) — Interest — Buy

USAA Bank CD #2 (521) — Sold

USAA Precious Metals Fund (USAGX) — Int/Div

USAA World Growth Fund (USAWX) — Int/Div

USAA Intemational Fund (USIFX) — Int/Div

USAA Soi & Tec Fund (LUSSCX) — Int/Div

Living Trust #1 (x) (beneficial interest) — Distribution

PNC bk checking acct (formerly RBC Centura)

Vanguard Trgt Retire 2050 Fnd Inv (Birtley 401k plan) — Int/Div — Buy

Shroder Emerg Mkt SEMVX — Int/Div — Buy

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Agreement — 07/31/01 — Publishing agreement with Aspen Publishers and two co-authors for an administrative law casebook with 15% royalty for the authors,

Reimbursement — Case Western Reserve Law School — April 6-7, 2013 — Cleveland, OH — Moot Court — Travel, meals, lodging

Reimbursement — China Foreign Affairs } University — November 3-9, 2013 — Bei jing, China — Three lectures — Meals, lodging

Income — 2013 — Aspen Publishing Co., Book Royalties — $2. 708.00)

Spouse's income — 2013 — World Trade Center Kentucky

Spouse's income — 2013 — Chinese Cultural & Education Center of Lexington

Spouse's income — 2013 — Birtley Industnal Equipment Co.

Spouse's income — 2013 — Umversity of Kentucky