Mark A. Moreno

2015Annual

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Pull out the substance of this filing.

What was filed

  • 121

    investments

  • 3

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 2

    spouse income

Named parties

  • Moreno, Lee & Bachand, P.C
  • Neltom Addon Civic & Recreational Association
  • Echiptic LLC
  • Soccer Offical
  • Avera St. Mary's « Nurse
  • Avera Medical Group Pierre - Nurse

As filed

Common Stock - Moreno, Lee & Bachand P.C. — None

Am. Century Equity, Inc. (RBC) — Int/Div

AMG Yackman (RBC) — Int/Div

Fairhome (RBC) — None — Sold

Am. Funds Fundamental Investors (RBC) — Int/Div

Am. Funds Growth Fund America (RBC) — Int/Div

Prime Cap Odyssey — Int/Div — Buy

T. Rowe Price Health Sciences (RBC) — Int/Div

T. Rowe Price Media & Telecommunications (RBC) — Int/Div

T. Rowe Price Mid-Cap Value (RBC) — Int/Div

T. Rowe Price New Horizons (RBC) — Int/Div

Vanguard Dividend Growth (RBC) — Int/Div

Vanguard Growth Index (RBC) — Int/Div — Buy

Am. Funds Cap. World Growth & Inc (RBC) — Int/Div

Dodge & Cox Intemational Stock (RBC) — Int/Div

Am. Funds New Perspective (RBC) — Int/Div

Oakmark International (RBC) — Int/Div

Harbor Bond (RBC) — Int/Div

AMG GW&K Core Bond (RBC) — Int/Div

TCW Total Return Bond (RBC) — Int/Div

Am. Funds Cap. Inc. Bldr. (RBC) — Int/Div

FPA Crescent (RBC) — Int/Div

Janus Balanced (RBC) — Int/Div — Buy

Oakmark Eq. & Inc. (RBC) — Int/Div

T. Rowe Price Cap. Apprec. (RBC) — Int/Div — Buy (add'l)

T. Rowe Price Personal Strategy (RBC) — Int/Div

T. Rowe Price Retirement 2030 (RBC) — Int/Div

Vanguard Wellesley Inc. (RBC) — Int/Div — Buy (add'l)

RBC Money Mkt — Interest

SD Retirement System (SDRS) (State of Sn — Interest

Thnft Sav. Acct. (Amer. Funds Investment Co. of Amer.) — Int/Div

SD Retirement System (SDRS) (State of Sy — Interest

SD Retirement System Supp. Retirement Plan (State of SD) — Interest

Common Stock (Amern Strategic Inc. Port HD wk/a Div. RA Inc. Fund — Int/Div

Mutual Fund Stock (Amer. Funds Fundamental Investors) — Int/Div

Mutual Fund Stock (Amer. Funds Growth Fund of America) — Int/Div

Mutual Fund Stock {Amer. Funds Fundamental Investors) — Int/Div

Mutual Fund Stock (Vanguard 500 Index) — Int/Div

Retirement Plan (Catholic Health Initiatives (CHIN — Interest

IRA (500 Index Fund - Vanguard) — Int/Div

IRA (500 Index Fund - Vanguard) — Int/Div

Mutual Fund Stock (Vanguard 500 Index) — Int/Div

Money Market Accounts (Ameriprise) — Int/Div

IRA (Columbia Seligman Communications Fund - Ameriprise) — Int/Div

Mutual Fund Stock (Amer. Funds Growth Fund of America) — Int/Div

Roth IRA (Oakmark Equity & Income Fund « Ameriprise) — Int/Div

Mutual Fund Stock (Oakmark Equity & Income) — Int/Div

Roth IRA (Oukmark Equity & Inc. Fund Ameriprise) — Int/Div

Mutual Fund Stock (Managers Pimco Bond) wkia AMG GW&K Core Bond — Int/Div

Mutual Fund Stock (T. Rowe Price Mid Cap. Value) — Int/Div

Mutual Fund Stock (T. Rowe Price Mid Cap. Value) — Int/Div

Mutual Fund Stock (Dodge & Cox Stock) — Int/Div

Mutual Fund Stock (Dodge & Cox Balanced) — Int/Div

Mutual Fund Stock (Dodge & Cox Income) — Int/Div

Roth IRA (Stock Fund - Dodge & Cox) — Int/Div

Roth IRA (Balanced Fund - Dodge & Cox) — Int/Div

Roth IRA (Stock Fund - Dodge & Cox) — Int/Div

Roth IRA (Balanced Fund - Dodge & Cox) — Int/Div

Roth IRA (Columbia Seligman Communications Fund-Ameriprise) — Int/Div

General Electric Stock — Int/Div

IBM Stock — Int/Div

Mutual Fund Stock (Oakmark Global) — Int/Div

Mutual Fund Stock (T Rowe Price Cap. Apprec.) — Int/Div — Buy (add'l)

Mutual Fund Stock (Selected American) — None — Sold

Mutual Fund Stock (T Rowe Price Media & Telecom) — Int/Div

Mutual Fund Stock (T Rowe Price Spectrum Growth) — None — Sold

Mutual Fund Stock (Amer. Funds Cap. Wid Gr & Ine.) — Int/Div

Roth IRA (Harbor Bond Fund - Ameriprise) — Int/Div

Roth IRA (Oakmark Global Fund Ameriprise) — Int/Div

Roth IRA (T Rowe Price Cap Apprec Fund « Ameriprise) — Int/Div

Roth IRA (Harbor Bond Fund - Ameriprise) — Int/Div

Roth IRA (T Rowe Price Cap Apprec Fund « Ameriprise) — Int/Div

Mutual Fund Stock (Oakmark Global) — Int/Div

Mutual Fund Stock (T Rowe Price Cap Apprec) — Int/Div

Pepsico Stock — Int/Div

Mutual Fund Stock (Dodge & Cox Intl Stock) — Int/Div

Mutual Fund Stock (Oakmark Equity & Income) — Int/Div — Sold (part)

Mutual Fund Stock (Vanguard Wellington) — Int/Div

Mutual Fund Stock (TCW) — Int/Div

Mutual Fund Stock (Fidelity Govt. Inc.) — Int/Div

Mutual Fund Stock (Vanguard Intermediate- Term Treas.) — Int/Div

Mutual Fund Stock {Harbor Bond) — Int/Div

Mutual Fund Stock (FPA Crescent) — Int/Div

Mutual Fund Stock (Columbia Seligman Communications) — Int/Div

Mutual Fund Stock (Vanguard Wellesley ne.) — Int/Div

Mutual Fund Stock (Vanguard Dividend Growth) — Int/Div

Mutual Fund Stock (Vanguard GNMA) — Int/Div

Mutual Fund Stock (FPA Crescent) — Int/Div

Roth IRA (Harbor Bond Fund - Ameriprise) — Int/Div

Roth IRA (Harbor Bond Fund - Ameriprise) — Int/Div

Common Stock (ALPS Comp.) — None

Roth IRA (Vanguard GNMA - Vanguard) — Int/Div

Modem Woodman (Adjustable Life Insurance) — Interest

Mutual Fund Stock (AMG Yacktman) — Int/Div

Mutual Fund Stock (Amer. Funds New Perspective) — Int/Div

CHI Retirement Sav.(403(b)) Plan ) (Fidelity Contrafund - Fidelity) — Int/Div

CHI Retirement Sav. (403(b) Plan) (Am Funds EuroPacific - Fidelity) — None

CHI Retirement Sav. (403(b) Plan) (Vanguard Ext. Mkt. Idx. - Fidelity) — None

CHI Retirement Sav. (403(b) Plan) (Pimco Total Return - Fidelity) — Int/Div

Roth IRA (Vanguard Wellesley Ameriprise) — Int/Div

Roth IRA (Vanguard Wellesley Ameriprise) — Int/Div

Mutual Fund Stock (T. Rowe Price Health Sciences) — Int/Div

Avera Retirem't Sav (403(b)) Plan) (FID Freedom 2025 - Fidelity) — Int/Div — Buy

Ecliptic LLC — Distribution

Cash Balance Retirement Plan (Avera) — Interest

Mutual Fund Stock (T. Rowe Price Capital Apprec.) — Int/Div

Mutual Fund Stock (T. Rowe Price New Horizons) — Int/Div

Mutual Fund Stock (T. Rowe Price Health Sciences) — Int/Div

Mutual Fund Stock (Berwyn Income) — Int/Div

Mutual Fund Stock (Berwyn Income) — Int/Div

IRA (T. Rowe Price Capital Apprec Ameriprise) — Int/Div

IRA (T. Rowe Price Capital Apprec Ameriprise) — Int/Div

IRA (Berwyn Income - Ameriprise) — Int/Div

IRA (Berwyn Income - Ameriprise) — Int/Div

Mutual Fund Stock (Value Line Asset Allocation) — Int/Div — Buy

Mutual Fund Stock {Vanguard Long Term Investment) — Int/Div — Buy

Mutual Fund Stock (Permanent Portfolio) — None — Sold

Mutual Fund Stock (Dodge & Cox Intl.) — Int/Div

Mutual Fund Stock (AMG BW&K Core Bond) — Int/Div

BankWest Bank Accounts — Interest

Wells Fargo Bank Accounts — Interest

Sharcholder and President, Moreno, Lee & Bachand, P.C

Dwector and Presadent, Neltom Addon Civic & Recreational Association

Member, Echiptic LLC

Income — 2015 — Moreno, Lee & Bachand, P.C — $107.635.00

Income — 20158 — Soccer Offical — SIRY.0

Spouse's income — 2015 — Avera St. Mary's « Nurse

Spouse's income — 2015 — Avera Medical Group Pierre - Nurse

Part VII, pages 4-5, lines 3-29 - These entries make up and replace what was the profit sharing plan and trust named in line 2 of the initial 2015 and prior years

reports and is now the qualified retirement plan of my law firm.

Part VII, page 6, line 43 - The two money market accounts listed in lines 17 and 18 of the 2014 report hive been combined in this report.

The mutual fund referred to in Part VII, page 6, line 50 of the 2014 report has been deleted because it is the same as the fund already disclosed in line 64 of this

report (a mutual fund that was sold during the reporting period).

The mutual fund named in Part VII, page 7, line 64 of the 2014 report should have been deleted from that report because all, and not part, of that fund was sold on

822/14.

The mutual fund named in Part VIL, page 8, line 78 of the 2014 report has now been removed because it is duplicative of the fund mentioned in line 84 of this

report (line 66 of the prior year's report).

Part VIL, page 9, line 92 - This Roth IRA was erroneously referred to as mutual fund stock in line 74 of last year's report.

Part VIL, pages 9-10, lines 96-99, 103 - Amended lines 69 and 73 of the original 2015 report.

Part VII, page 9, lines 100-01 (lines 83 and 84 of the 2014 report) - The Roth IRAs identified have been supplemented to reflect that they are both with

Ameriprise.

Part VII, page 10, line 117 - This mutual fund, which was sold during the reporting year, should have been included in earlier reports and is different from the fund

listed in line 56 of last year's report.

Part VII, page 10, line 118 - This mutual fund was inadvertently left out of prior reports and should have been included in them.

Part VIL, page 10, line 119 - This mutual fund too was missed in earlier reports and has been added to this one.

Part VII, page 11, lines 120-21 - These bank accounts should have likewise been disclosed previously because their values exceeded the required amount at the end

of the reporting period.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Mark A. Moreno | Frix