Patricia A. Sullivan

Nektar Therapeutics (NKTR)

Fidelity Cash Reserves

Mutual Account (401-K) — Int/Div

Suble Value Fund (Invesco)

Income & Growth Portfolio

MM S&P S00 Index Fd (Nthm Tr)

Sel MCG Il Fd (TRP/Fromtier)

AmerFunds EuroPacific Gr Fund

Sel Blue Chip Growth Fnd (TRP)

MFS Value Fund

National Financial Services (IRA) — Int/Div

Law Firm Capital Account — Interest

TD Bank North Account/CD — Interest

Bank of America Account {(401-K) — Int/Div

Growth FD America R6

Dodge & Cox Stk Fd

Columbia LgCap Value

Fid Diversifd Intl

BAC Com Stk Fund

WA Core Bond

Stable Value Fund

TRP Inst LgCap Grth

Black Rock Eq Divd

MFS Intl Grth

Lifepath Retirement Q

Memill Lynch Account (IRA) — Int

Columbia International (CISAX)

Columbia Mid Cap Growth (CBSTX)

Fidelity Adviser Interm (FF 1BRX)

Fidelity Adviser Equity (FAEGX)

Fidelity Adviser Equity (FEIRX)

Fidelity ADV High income (FAHYX)

Fidelity Advoser Growth (FAGOX)

Bank of America Common Stock (BAC) — Int/Div

Banco Santander American Depository Receipts — Int/Div

LPL Finanical Account

Banco Santander American Depository Receipts — Int/Div

MFS Investment Management (Education Funds)

MFS Growth Allocation Fund A IMAGWX) — Int/Div

MFS Growth Allocation Fund B (IMBGWX) — Int/Div

US Treasury EE Bonds — Interest

Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div

Mmnesota Vanable Group Umversal Life Insurance Policy — Int/Div

Janus Aspen Forty

FID VIP Value

Ivy VIP Value

FID VIP Equity Income

Janus Aspen OVES SS

Membership in pmm—" Associates LLC — None

BNY Mellon HSA Account — Interest

Sovereign Account — Interest

Sovereign Money Market Account — Interest

Schwab Account (IRA) — Int/Div

Schwab Govt Money Fund

Schwab Money Market

Federated US Govt Sec 2-5 Yrs

Fidelity Floating Rate HI INCM

First EAgle High Yield FD A

Flexshares ETF 1Boxx 3Yr TRGT

lnvesco Conv Securities FD CL

Lord Abbett Short Duration

Pimco 0-5 High Yield Corp B

Putmam Absolute Return 300 FD

SCHUSTIPS ETF

Fidelity ADV Emerging Mkts Inc

SPDR INTL Government TIPS ETF

Templeton Global Bond Fund

First Eagle US Value Fund CL

Goldman Sachs Small Mid Cap

Heartland Value Plus

Powershares S&P ETF S00 Low VO

Putnam Capital Spectrum FD CL

Royce Special Equity FD Invest

Schwab S&P 500 Select Shs

First Eagle Overseas

Ishares MSCI ETF Emerging Mkts

Powershares ETF S&P

SCHW Intl SCAP ETF

SPDR DJ Wilshire Intl Real Est

SPDR DJ Wilshare REIT

Schwab Account

Schwab Govt Money Fund — Int/Div

Partner, Edwards Wildman Palmer LLP

Adjunct Faculty (PT), Roger Williams School of Law

Member, Advisory Board of Roger Williams School of Law

Manager and Member, Associates LLC

Director, Rhode Island Bar Foundation

Director, Rhode Island Chapter of Federal Bar Association

Member, Rhode Island Unauthorized Practice of Law Committee

Director and Officer, Barrington Land Conservation Trust, Inc

Member, Advisory Board of Hasbro Children’s Hospital

Member, Board of Govemors of Emma Pendleton Bradley Hospital

Corporator, Women's and Infants’ Hospital

Agreement — 2011 — Edward Wildman Palmer LLP Partnership Agreement

Agreement — 2005 — Edwards Angell Palmer & Dodge Parmership Agreement

Income — 2012 — Self employed attorney — $292.433.00

Income — 2012 — Self employed attorney (termmal share under Partnership Agreement) — SS54.013.00

Income — 2012 — Self employed attorney (deferred income under Defined Benefit Agreement) — $585,476, 73

Income — 2012 — Roger Wilhams School of Law - Teaching — S1.500.00

Income — 2001 — Self employed attorney — $305,301.00

Income — 2011 — Roger Williams School of Law - Teaching — S1.500.00

Income — 2010 — Self employed attorney — $478.301.00

Income — 2010 — Delta Dental of Rhode Island, Inc. (board fees) — SS5.000 00

Spouse's income — 2013 — Citizens Bank (pension)

Spouse's income — 2013 — Bank of America (pension

Spouse's income — 2012 — Citizens Bank (pension)

Spouse's income — 2012 — Bank of America (pension

Spouse's income — 2011 — Citizens Bank (pension)

Part I: 1 resigned from the positions on Lines 1-2, 8-12 prior to entering service. | have not been active in the position listed on Line 3 since entering service.

Please see letter regarding position listed on Line 6.

Part 11: 1 terminated my participation in all of the agreements listed in Part 11 prior to entering service.

Part I11-A: Line | is a good faith estimate because the final tax report for 2012 has not yet been recerved.

Part 111-A: Line reflects income that was not paid to me, but was paid directly to the law firm under the terms of the Partnership Agreement. | resigned from this

position in April 2010.