Nancy Friedman Atlas

2011Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

321
investments
7
positions
1
gifts
0
agreements
0
debts
4
reimbursements
0
income
0
spouse income

Named parties

VICTORY (Houston Amencan Cancer Society)
Trust
Trust 2
Trust 3
Trust 4
Trust §
American Bar Association Section of Litigation
(Section V Note )
New York University
American Bar Association, SOL
University of Texas

As filed

Aberdeen Chile Fund (CH) — Int/Div — Buy

Aberdeen Chile Fund (CH) — Sold

BBVA Compass Bank, Houston, TX — None — Open

Amencan Public Education Inc — None — Buy

Ancestry.com Inc (ACOM) — None — Buy

Ancestry.com Inc (ACOM) — Buy (add'l)

Ancestry.com Inc (ACOM) — Sold (part)

Ancestry.com Inc (ACOM) — Sold

AXA Equitable Universal Life Insurance — None

BAIDU Inc. ADR (BIDU) — None — Buy

BBVA Compass Bank, Houston, TX — Interest

Berkshire Hathaway Inc. Del CL B (BRK.B) — None — Buy

Blind Squirrel Partners LLC — Rovalty — Buy

Blind Squirrel Partners LLC — Buy (add'l)

Cisco Systems Inc. (CSCO) — Int/Div — Buy

Cisco Systems Inc. (CSCO) — Buy (add'l)

Dawson Geophysical Co. (DWSN) — None — Buy

Dawson Geophysical Co. (DWSN) — Sold (part)

Dawson Geophysical Co. (DWSN) — Buy

Dawson Geophysical Co. (DWSN) — Sold

Diamond Castle Partner IV. L.P. (FN 1) — Int/Div

Diamond Castle Partner IV, Offshore Fund, LP — None

Dreyfus 100% U.S. Treasury Money Market Fund — Interest — Closed

Dreyfus Appreciation Fund (FN 8) — Int/Div

Enterprise Products Partners LP (EPD) — Int/Div — Buy

Enterprise Products Partners LP (EPD) — Buy (add'l)

Exxon Mobil Corp. (XOM) — Int/Div — Buy

Google Inc. CL A (GOOG) — None — Buy

IRA: Baker Hughes Inc. (BHI) — Int/Div — Buy

IRA: Baker Hughes Inc. (BHI) Option — Sold

IRA: Berkshire Hathaway Inc. (BAM) — None — Buy

IRA: Berkshire Hathaway Inc. (BAM) — Buy (add'l)

IRA: Berkshire Hathaway Inc. (BAM) Option — Sold

IRA: Brookfield Asset Management Inc (BAM) — Int/Div — Buy

IRA: Brookfield Asset Management Inc (BAM) — Buy (add'l)

IRA: Cisco Systems Inc. (CSCO) — Int/Div — Buy

IRA: Cisco Systems Inc. (CSCO) — Buy (add'l)

IRA: Cisco Systems Inc. (CSCO) — Sold (part)

IRA: Cisco Systems Inc. (CSCO) Option — Sold

IRA: Cisco Systems Inc. (CSCO) Option {Y)

IRA: Cisco Systems Inc. (CSCO) Option — Sold

IRA: Cisco Systems Inc. (CSCO) Option {yY)

IRA: Cisco Systems Inc. (CSCO) Option — Sold

IRA: Dawson Geophysical Co (DWSN) — None — Buy

IRA: Dawson Geophysical Co (DWSN) — Buy (add'l)

IRA: Dawson Geophysical Co (DWSN) — Sold (part)

IRA: Dawson Geophysical Co (DWSN) — Sold

IRA: Excelon Corp. (EXC) — Int/Div — Buy

IRA: Excelon Corp. (EXC) Option — Sold

IRA: Exxon Mobil Corp. (XOM) — Int/Div — Buy

IRA: Exxon Mobil Corp. (XOM) — Buy

IRA: Exxon Mobil Corp. (XOM) Option — Sold

IRA: Exxon Mobil Corp. (XOM) Option (Y)

IRA: Exxon Mobil Corp. (XOM) Option — Buy

IRA: Exxon Mobil Corp. {(XOM) Option (Y)

IRA: Exxon Mobil Corp. (XOM) Option — Sold

IRA: Guggenheim Build America BDS — Int/Div — Buy

IRA: Guggenheim Build America BDS — Buy (add'l)

IRA: Guggenheim Build America BDS — Sold (part)

IRA: Intel Corp. (INTC) Option — Sold

IRA: Intel Corp. (INTC — Int/Div — Buy

IRA: John Hancock PFD Income 11-Closed End Fund (HPF) — Int/Div — Buy

IRA: John Hancock PFD Income 11-Closed End Fund (HPF) — Buy (add'l)

IRA: Johnson & Johnson (JNJ) — Int/Div — Buy

IRA: Johnson & Johnson (JNJ) — Buy (add'l)

IRA: Johnson & Johnson (JNJ) Option — Sold

IRA: Johnson Controls Inc. (JCI) — Int/Div — Buy

IRA: Matthews Intl FDS-Asia Dividend FD (IMAPIX) — Int/Div — Buy

IFA: MFA Financial Inc. REITS (MFA) — Int/Div — Buy

IFA: MFA Financial Inc. REITS (MFA) — Buy (add'l)

IRA: Microsoft Corp. (MSFT) — Int/Div — Buy

IRA: Microsoft Corp. (MSFT) — Buy (add'l)

IRA: Microsoft Corp. (MSFT) Option — Sold

IRA: National Oilwell Varco Inc. (NOV) — Int/Div — Buy

IRA: National Oilwell Varco Inc. (NOV) — Buy

IRA: National Retail Properties Inc. (NNN) — Int/Div — Buy

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Sold (part)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Sold (part)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: National Retail Properties Inc. (NNN) — Sold (part)

IRA: National Retail Properties Inc. (NNN) — Buy (add'l)

IRA: Pepsico Inc. (PEP) — Int/Div — Buy

IRA: Pepsico Inc. (PEP) — Buy

IRA: Pepsico Inc. (PEP) Option — Sold

IRA: Pepsico Inc. (PEP) Option (Y)

IRA: Proctor Gamble Co. (PG) — Int/Div — Buy

IRA: Proctor Gamble Co. (PG) — Buy (add'l)

IRA: Redwood Trust (RWT) — Int/Div — Buy

IRA: Redwood Trust (RWT) — Buy (add'l)

IRA Rollover: Vanguard Treasury Money Market Fund — Interest

IRA: Taiwan Semiconductor (TSM) — Int/Div — Buy

IRA: Taiwan Semiconductor (TSM) — Buy (add'l)

IRA: Taiwan Semiconductor (TSM) — Buy

IRA: TD Ameritrade Money Market Acct — Interest — Buy

IRA: TD Ameritrade Money Market Acct — Buy (add'l)

IRA: Thor Industries Inc — None — Buy

IRA: Thor Industries Inc — Buy (add'l)

IRA: Thor Industries Inc — Sold (part)

IRA: Thor Industries Inc — Sold

IRA: United Parcel Service (LPS) — Int/Div — Buy

IRA: United Parcel Service (LPS) — Buy

IRA: United Parcel Service (UPS) Option — Sold

IRA: United Parcel Service (UPS) Option y)

IRA: Vanguard 500 Index Fund — Int/Div — Buy

IRA: Vanguard Small Cap Index Fund (was IRA: Vanguard Small — Int/Div — Buy

IRA: Vanguard Treasury Money Market Fund — Interest

IRA: Vodaphone Group PLC ADR (VOD) — Int/Div — Buy

IRA: Vodaphone Group PLC ADR (VOD) — Buy

IRA: Vodaphone Group PLC ADR (VOD) — Sold (part)

IRA: Vodaphone Group PLC ADR (VOD) Option — Sold

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Int/Div — Buy

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Buy (add'l)

IRA: Western Asset Emerging Markets Debt Fund Inc. (EDS) — Sold (part)

IRA: XILINX Inc. (XLNX) — Int/Div — Buy

IRA: XILINX Inc. (XLNX) Option — Sold

shares MSCI Singapore (EWS) — Int/Div — Buy

shares MSCI Singapore (EWS) — Buy (add'l)

ITT Hartford Annuity — None

Johnson Controls Inc. (JCI) — Int/Div — Buy

Kinder Morgan Inc — Int/Div — Buy

Magellan Midstream Partners (MMP) — Int/Div — Buy

Magellan Midstream Partners (MMP) — Buy (add'l)

Matthews Intl FDS-Asia Dividend FD IMAPIX) — Int/Div — Buy

MetLife Investors Group Inc — None

Mylan Inc. (MYL) — None — Buy

National Retail Properties Inc. (NNN) — None — Buy

National Retail Properties Inc. (NNN) — Sold

Nexus Resources LLC -Preferred — Rovalty

Nuveen Municipal Value Fund Inc. (NUV) — Int/Div — Buy

Nuveen Municipal Value Fund Inc. (NUV) — Sold

Real Property, Travis County, TX — Rent

Redwood Trust (RWT) — Int/Div — Buy

Redwood Trust (RWT) — Buy (add'l)

Roth IRA (was IRA): Vanguard Treasury Money Market Fund — None

Roth IRA (was IRA): Vanguard Small Cap Index Fund — Int/Div

Roth IRA Rollover: Vanguard S00 Index Fund — Int/Div

St. Clair, Patricia & Kellee — Interest

Tarwan Semiconductor (TSM) — Int/Div — Buy

TD Ameritrade Money Market Acct — Interest — Buy

TPG Partners V. LP. (FN 2) — Int/Div

mum 401(K): General Investments Fund (FNL) — None — Sold (part)

mum 401(K): General Investments Fund (FNL) — Buy

mum 401(K): General Investments Fund (FNL) — Sold (part)

mum 401(K): General Investments Fund (FNL) — Sold

pon 401K) PIMCO Total Ret-Inst — None — Buy

pon 401K) PIMCO Total Ret-Inst — Buy (add'l)

mm 401K) Vanguard Infl-Prot Secs — None — Buy

mm 401K) Vanguard Infl-Prot Secs — Buy (add'l)

mm 401K) Vanguard Institutional Index — None — Buy

mm 401K) Vanguard Institutional Index — Buy (add'l)

mm 401(K) Vanguard Total Intemational Stock Index — None — Buy

mm 401(K) Vanguard Total Intemational Stock Index — Buy (add'l)

mm 401(K): JPM Prime Money Market — None — Closed

pm Capital Account — Interest — Distnbuted

pn Pension Plan (FN 4) — None

gm 401(K) Vanguard Mid Cap Index — None — Buy

gm 401(K) Vanguard Mid Cap Index — Buy (add'l)

Vanguard 500 Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Sold

Vanguard Emerging Markets Stock Index Fund — None — Buy

Vanguard Emerging Markets Stock Index Fund — Sold

Vanguard European Stock Index Fund — None — Sold

Vanguard Extended Market Index Fund — Int/Div — Sold

Vanguard Federal Money Market Fund — Interest

Vanguard Pacific Stock Index Fund — None — Sold

Vanguard Prime Money Market Fund — Interest — Buy

Vanguard Small Cap Index Fund — None — Buy

Vanguard Small Cap Index Fund — Sold

Vanguard Treasury Money Market Fund — Interest

Wegoma Berkshire VII, L.P. (FN 5) — Int/Div

WG&M Capital Account — Interest — Distnbuted

WG&M Capital Account — Distnbuted

WG&M Partners’ Target Pension Plan (FN on — None — Sold

TRLST — Int/Div

Dreyfus Appreciation Fund (FN 8)

TRUST 2 — Int/Div

BBVA Compass Bank, Houston, TX Acct. #4 — Interest

MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares Tr IBOXX § yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares TR Momingstar Global Upstream Nat. Res, Ind — Int/Div — Buy

MFB Northern Funds Fixed Income Fund — Interest — Buy

MFB Northern Funds Fixed Income Fund — Sold

MFB Northern Funds High Yield Municipal Fund — Interest — Buy

MFB Northern Funds High Yield Municipal Fund — Sold (part)

MFB Northern Funds High Yield Municipal Fund — prt)

MFB Northern Funds Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Sold (part)

MFB Northern Funds Multi-Manager Global Real Estate Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Large Cap Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Large Cap Fund — Buy (add'l)

MFB Northern Funds Mun Money Mkt Fund — Interest — Buy

MFB Northern Funds Short Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)

MFB Northern Funds Short Inter Tax Exempt Fund — Sold

MFB Northern Funds Small Cap Core Fund — Int/Div — Buy

MFB Northern High Yield Fixed Income Fund — Interest — Buy

MFB Northern High Yield Fixed Income Fund — Sold

MFB Northern High Yield Fixed Income Fund — Buy

MFB Northern High Yield Fixed Income Fund — Buy (add'l)

MFB Northern Multi-Manager Intl Equity Fund — Int/Div — Buy

MFB Northern Multi-Manager Intl Equity Fund — Buy (add'l)

MFB Northern Multi-Manager Intl Equity Fund — Sold (part)

MFB Northern Multi-Manager Small Cap Fund — Int/Div — Buy

MFB Northern Multi-Manager Mid Cap Fund — Int/Div — Buy

MFB Northern Short Intermediate US Govt — Interest — Buy

MFB Northern Short Intermediate US Govt — Sold

MFC Ishares Tr Barclays TIPS BD Fund — Interest — Buy

MFC Ishares Tr Barclays TIPS BD Fund — Sold

MFC Spdr Gold Tr Gold Shs — Int/Div — Buy

MFC Spdr Gold Tr Gold Shs — Buy (add'l)

MFC Spdr Gold Tr Gold Shs — Sold (part)

MFO Pimco FDS PAC Invt Mgmt Ser Commodity Real Return Strat — Int/Div — Buy

MFO Pimco FDS PAC Invt Mgmt Ser Commodity Real Return Strat — Sold (part)

Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy

Vanguard Emerging Markets Stock Index Fund — Sold

Vanguard European Stock Index Fund — Int/Div — Sold

Vanguard Extended Market Index Fund — Int/Div — Sold

Vanguard Federal Money Market Fund — Interest — Closed

Vanguard Mid-Cap Index Fund — Int/Div — Sold

Vanguard Small-Cap Index Fund — Int/Div — Buy

Vanguard Small-Cap Index Fund — Sold (part)

Vanguard S00 Index Fund:Vanguard Index Trust S00 Portfolio — Int/Div — Buy

Vanguard S00 Index Fund:Vanguard Index Trust S00 Portfolio — Sold

TRLST3 — Int/Div

BBVA Compass Bank, Houston, TX Acct. “us — None

MFB Northern Funds Fixed Income Fund — Interest — Buy

MFB Northern Funds Fixed Income Fund — Sold

MFB Northern Funds High Yield Municipal Fund — Interest — Buy

MFB Northern Funds High Yield Municipal Fund — Sold (part)

MFB Northern Funds Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Inter Tax Exempt Fund — Buy (add'l)

pak) — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Buy (add'l)

MFB Northern Funds Multi-Manager Emerging Mkts Equity Fund — Sold (part)

MFB Northern Funds Multi-Manager Global Real Estate Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Large CAP Fund — Int/Div — Buy

MFB Northern Funds Multi-Manager Large CAP Fund — a

MFB Northern Funds Short Inter Tax Exempt Fund — Interest — Buy

MFB Northern Funds Short Inter Tax Exempt Fund — Sold (part)

MFB Northern Funds Short Inter Tax Exempt Fund — Sold

MFB Northern Funds Small Cap Core Fund — Int/Div — Buy

MFB Northern High Yield Fixed Income Fund — Interest — Buy

MFB Northern High Yield Fixed Income Fund — Sold

MFB Northern High Yield Fixed Income Fund — Buy

MFB Northern High Yield Fixed Income Fund — Buy (add'l)

MFB Northern Multi-Manager Int] Equity Fund — Int/Div — Buy

MFB Northern Multi-Manager Int] Equity Fund — Buy (add'l)

MFB Northern Multi-Manager Int] Equity Fund — Sold (part)

MFB Northern Multi-Manager Mid Cap Fund — Int/Div — Buy

MFB Northern Multi-Manager Small Cap Fund — Int/Div — Buy

MFB Northern Short Intermediate US Govt — Interest — Buy

MFB Northern Short Intermediate US Govt — Sold

MFC Flexshares Tr IBOXX 3 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares Tr IBOXX 5 yr Target Duration TIPS Index Fd — Interest — Buy

MFC Flexshares TR Momingstar Global Upstream Nat. Res. Ind — Int/Div — Buy

MFC Ishares Tr Barclays TIPS BD Fund — Interest — Buy

MFC Ishares Tr Barclays TIPS BD Fund — Sold

MFC Spdr Gold Tr Gold Shs — Int/Div — Buy

MFC Spdr Gold Tr Gold Shs — Sold (part)

MFO Pimco Funds PAC Inve Mgmt Ser Commodity Real Return Str — Int/Div — Buy

MFO Pimco Funds PAC Inve Mgmt Ser Commodity Real Return Str — Sold (part)

MFB Northern Funds Mun Money Mkt Fund — Interest — Buy

Vanguard 500 Index Fund — Int/Div — Buy

Vanguard 500 Index Fund — Sold

Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy

Vanguard Emerging Markets Stock Index Fund — Sold

Vanguard European Stock Index Fund — Int/Div — Sold

Vanguard Federal Money Market Fund — Interest — Closed

Vanguard Mid-Cap Index Fund — Int/Div — Sold

Vanguard Small-Cap Index Fund — Int/Div — Buy

Vanguard Small-Cap Index Fund — Sold (part)

TRUST 4(FN6) — None

BBVA Compass Bank, Houston, TX Acct. Wh — None

Pacific Life Ins. Co. (was "Mercury Equity Index Fund™) — None

TRLSTS — Int/Div

American General Life Ins. Co. (Universal Life Ins.) — None

Lincoln National (formerly Jefferson Pilot Life Ins. Co.) — None

Vanguard Index Trust 500 Portfolio — Int/Div

Associate Member, VICTORY (Houston Amencan Cancer Society)

Co-Trustee, Trust

Co-Trustee, Trust 2

Co-Trustee, Trust 3

Co-Trustee, Trust 4

Co-Trustee, Trust §

Task Force Co-Chair, American Bar Association Section of Litigation

Gift — (Section V Note ) — See Section VII — $00.00

Reimbursement — New York University — 03/31-04/01/11 — New York, NY — Admitted Students Program — transportanon, lodging, meals

Reimbursement — American Bar Association, SOL — 09/22-09/24201 1 — Philadelphia, PA — Fall Leadership Meeting — trunsportation, lodging

Reimbursement — University of Texas — 092602011 — Austin, TX — Society Program — transportation

Reimbursement — American Bar Association, SOL — 10/13. 10/1471 — New York, NY — Class Action Institute Meeting — transportation, lodging

Section V Notes:

(1) A few times cach yeur, friends invite IE and me to sit with them at tables they have purchased at charity events. We occasionally invite friends to do

the sume, i.e, pin us at tables we have purchased for charity events. Since my confirmation, each time a friend has invited us to sit at his/her table, Jn

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of the event at which we sat at their table.

Section VII Notes:

(1) Diamond Castle Partner IV, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category J

on 9/29/11,

(2) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category J on 2/4,

2/22, and 59/11.

(3) Although I Teft the employ of IE in 2006, he continues to participate in the SE Retirement Plans A and

B. These are individual account defined contribution plans qualified under LR.C. Section 401(a). The contributions by the firm were fixed during [7000000

employment by the firm. Retirement Plan A has a sulary reduction LR.C. Section 401(k) feature. The Trustee of the Plan is JPMorgan Chase Bank, NA,

Houston, Texas, [000000 has no investment discretion with respect to the investments of this defined contribution plan, except for the after-tax contribution

component as to which he has the liminted discretion to choose any of a number of funds that are available. These funds are managed by outside investment

advisors, I cannot determine how much of the change in total market value since last year was duc to interest and/or dividends or the amount of capital gains on

sale of shares in the fund. JP Morgan Chase informed [7 that they cannot provide me with this information.

(4) Annual payment (beginning 1/15/15) of & fixed amount times years of service starting 1/1/95. Present value was provided by [0 former law firm,

(5) Wegoma Berkshire VII, LP, is a private equity fund that makes periodic capital calls. In response to capital calls, we invested an amount within category K on

2/23 and category J on 6/13, 8/22, 10/7, and 12/14/11.

(6) For the item in line 55, Pacific Life Insurance Co. says that it cannot provide the income for any year, Company representatives state that because | hold

an interest in an index fund in which the cash value of an insurance policy has been invested, and not an individual taxable investment, there are no individual

dividends or realized gains to report; all thut is reported are gains or losses to the policy cash value. In addition, the company states, under applicable government

regulations, an insurance policy is considered an asset, not an investment.

(7) The WG&M Partners’ Target Pension Plan was inadvertently omitted from the F.D.R. for 2009 and 2010.

(8) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust | is automatically swept into and invested in the Dreyfus

Appreciation Fund held in my personal account.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.