Lewis Thornton Babcock
2015Annual
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Pull out the substance of this filing.
What was filed
45
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income
Named parties
- Self-employed artist
As filed
Double Eagle Petroleum Mining Co (Com. ) kna Escalera Resources — None
Prime Energy Corp (Com) fka KRM Petrleum Corp — None
jhi, Inc. (Com — None
Colorado Public Employees Retirement Association — None
Brokeridge Account #1 (IRA)
a) AIM Charter Fund C/A n/k/a American Funds — Int/Div — Sold (part)
b) Hartford Fund C1 B — Int/Div — Sold (part)
Brokendge Account £2 (IRA)
a) AIM Charter Fund C/B n/k/a American Fund — Int/Div — Sold (part)
Brokerage Account #2
a) AIM Equity Fund Class A n/k/a Invesco Charter Funds — Int/Div
Brokendge Account #3
a) Citibank n/k/a BDP, MMFs — Interest
BAT&T Inc — Int/Div — Buy
i) Phizer. Inc — Int/Div — Buy
d) Alcate10Lucent ADR — None
Viacom B (Com) — Int/Div
NGNMA (12/86) — Interest
g) LSI Corp
h) Comcast Corp (Com) — Int/Div
i) AIM Premier Equity Fund Class Aakalnvesco Van Kapen n/k/a Am Funds — Int/Div
j) Capital World Growth & Income B (CWGIx) — Int/Div
AIM Invesco Growth Fund VAFAX — Int/Div
AIM Invesco Diversified Div Fund NKA — Int/Div
AIM Invesco Free Bond Fund nka Invesco Municipal Income — Int/Div
Vahic (IRA) nka AIG Retirement — Interest — Sold (part)
Waddell & Reed Tot. Ret. Fund (IRA) — Int/Div — Sold (part)
US. Consolidated Federal Credit Union nka ENT
ab — Interest
b) Account #1 — Interest
UShancorp Account #1 — Interest
UShancorp Account #2 — Interest
Lot Riverside County, Calif (Line 20, 2000 Report) — None
333 Intin Sec 15, TWP 10S, Rng. 14E SBBAM, Imperial, CA — Reat
Brokenidge Account #1 (IRA)
a) Capital World Growth Income B — Int/Div — Sold (part)
b) Capital Income Building Fund B — Int/Div — Sold (part)
Brokendge Account #3
American Funds ICA — Int/Div
Legg Mason Value Trust, Inc. n/k/a Clearbridge — Sold
Brokenidge Account #3 CBS — Int/Div
a)Apple Inc — Int/Div — Buy
b) Bristol Myers — Int/Div — Buy
Venzon — Int/Div — Buy
d) Alenan (AMPL) — Int/Div — Buy
Spouse's income — 2015 — Self-employed artist
VIL Investments and Trusts
Line Number 19 LSI, Corp - this was acquired on 3/13/01 for $439.77 and was sold 5/6/14 for $129.57 - all reports prior to this date should be amended to show
this information
Line Number 40 Amend 2015 to reflect sale August 2014
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.