Lewis Thornton Babcock

2015Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 45

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Self-employed artist

As filed

Double Eagle Petroleum Mining Co (Com. ) kna Escalera Resources — None

Prime Energy Corp (Com) fka KRM Petrleum Corp — None

jhi, Inc. (Com — None

Colorado Public Employees Retirement Association — None

Brokeridge Account #1 (IRA)

a) AIM Charter Fund C/A n/k/a American Funds — Int/Div — Sold (part)

b) Hartford Fund C1 B — Int/Div — Sold (part)

Brokendge Account £2 (IRA)

a) AIM Charter Fund C/B n/k/a American Fund — Int/Div — Sold (part)

Brokerage Account #2

a) AIM Equity Fund Class A n/k/a Invesco Charter Funds — Int/Div

Brokendge Account #3

a) Citibank n/k/a BDP, MMFs — Interest

BAT&T Inc — Int/Div — Buy

i) Phizer. Inc — Int/Div — Buy

d) Alcate10Lucent ADR — None

Viacom B (Com) — Int/Div

NGNMA (12/86) — Interest

g) LSI Corp

h) Comcast Corp (Com) — Int/Div

i) AIM Premier Equity Fund Class Aakalnvesco Van Kapen n/k/a Am Funds — Int/Div

j) Capital World Growth & Income B (CWGIx) — Int/Div

AIM Invesco Growth Fund VAFAX — Int/Div

AIM Invesco Diversified Div Fund NKA — Int/Div

AIM Invesco Free Bond Fund nka Invesco Municipal Income — Int/Div

Vahic (IRA) nka AIG Retirement — Interest — Sold (part)

Waddell & Reed Tot. Ret. Fund (IRA) — Int/Div — Sold (part)

US. Consolidated Federal Credit Union nka ENT

ab — Interest

b) Account #1 — Interest

UShancorp Account #1 — Interest

UShancorp Account #2 — Interest

Lot Riverside County, Calif (Line 20, 2000 Report) — None

333 Intin Sec 15, TWP 10S, Rng. 14E SBBAM, Imperial, CA — Reat

Brokenidge Account #1 (IRA)

a) Capital World Growth Income B — Int/Div — Sold (part)

b) Capital Income Building Fund B — Int/Div — Sold (part)

Brokendge Account #3

American Funds ICA — Int/Div

Legg Mason Value Trust, Inc. n/k/a Clearbridge — Sold

Brokenidge Account #3 CBS — Int/Div

a)Apple Inc — Int/Div — Buy

b) Bristol Myers — Int/Div — Buy

Venzon — Int/Div — Buy

d) Alenan (AMPL) — Int/Div — Buy

Spouse's income — 2015 — Self-employed artist

VIL Investments and Trusts

Line Number 19 LSI, Corp - this was acquired on 3/13/01 for $439.77 and was sold 5/6/14 for $129.57 - all reports prior to this date should be amended to show

this information

Line Number 40 Amend 2015 to reflect sale August 2014

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.

Lewis Thornton Babcock | Frix