Sidney Allen Fitzwater

American Funds-Wash. Mut. Invs. Fund-A — Int/Div

UBS Bank USA Deposit Acct — Interest

IM Corp. Common Stock — Int/Div

LP. Morgan Chase & Co. Common Stock — Int/Div

Trust #2 (Nos. 5-10) (H)

UBS RMA Gov't Money Mkt. Fund (See Part VIII) — Int/Div

Lord Abbett Income Fund-Class A — Int/Div

Lord Abbett Intermediate Tax Free Fund- Class A — Int/Div

Lord Abbett Short Duration Income Fund- Class A — Int/Div

Thornburg Limited Term Municipal Fund: Class A — Int/Div

Calamos Growth and Income Fund — Int/Div

Lord Abbett Fundamental Equity — Int/Div

MFS Total Return Bond Fund — Int/Div

Lord Abbett Income Fund-Class A — Int/Div

Lord Abbett Intermediate Tax Free Fund: Class A — Int/Div

Lord Abbett Short Duration Income Fund- Class A — Int/Div

Thomburg Limited Term Municipal Fund: Class A — Int/Div

Lincoln Nat'l Corp. Secure Line — Interest

IRA #1 (Nos. 19-24) (H)

Royce Premier Fund (See Part VIII) — Int/Div — Sold (part)

Blackrock Strategic Income A (See Part vin — Int/Div — Sold (part)

Blackrock Global Allocation Fund Inc. A (See Part VID — Int/Div — Sold (part)

First Eagle Global Fund Class A — Int/Div — Sold (part)

FT-Franklin Income (See Part VIII) — Int/Div — Sold (part)

Aberdeen Asia-Pacific Income Fund — Int/Div

Ameren Corporation Common Stock — Int/Div

Consolidated Edison. Inc. Common Stock — Int/Div

Dommion Resources. Inc. Common Stock — Int/Div

Dreyfus Strategic Municipals Inc. (Closed: End Fund) — Int/Div

Duke Energy Corp. Common Stock — Int/Div

Entergy Corp. Common Stock — Int/Div

Exelon Corp. Common Stock — Int/Div

ExxonMobil Corp. Common Stock — Int/Div

Firstenergy Corp. Common Stock — Int/Div

NextEra Energy, Inc. Common Stock — Int/Div

Hawaiian Electric Industries Inc. Common Stock — Int/Div

Express Scripts Holding Co. Common Stock — None

Merck & Co. Inc. Common Stock — Int/Div

Monsanto Co. New Common Stock — Int/Div

Nuveen Quality Municipal Income Fund (See Part VID — Int/Div

Nuveen Dividend Advantage Munic. Fd 2 (See Part VID — None — with line 42)

Nuveen Municipal Credit Income Fund {See Part VIII) — Int/Div

Nuveen AMT-Free Quality Municipal Income Fund (See Part VIII — Int/Div

Nuveen Municipal Advantage Fund Inc.(See Part VIII — None — with line 42)

Nuveen Municipal Value Fund Inc — Int/Div

Nuveen Premium Inc. Mun. Fund Inc. (See Part VIII) — None — with line 40)

Nuveen Premium Inc. Mun. Fund 2 Inc (See Part VIII — None — with line 43)

Nuveen Select Maturities Municipal Fund — Int/Div

Pepco Holdings Inc. Common Stock (See Part VIII) — None — with line 32)

Pepsico, Inc. Common Stock — Int/Div

Phizer Inc. Common Stock — Int/Div

Spectra Energy Corp. Common Stock — Int/Div

TECO Energy Inc. Common Stock (See Part vin — Int/Div — Sold

Invesco Van Kampen Municipal Opportunity Trust — Int/Div

Westar Energy Inc. Common Stock — Int/Div

Xcel Energy Inc. Common Stock — Int/Div

Nuveen Series 519 Tax Exempt Unit Trust Ww)

Nuveen Investment Quality Municipal Fund, Ing. (See Part VIID — None — with line 400)

TIAA-CREF Savings and Investment Plan (Annuity) — None

TIAA-CREF (IRA) Managed Allocation Fund 1 R — None — Sold (part)

USAA Tax Exempt Long-Term Bond Fund — Int/Div

Blackrock Strategic Income A — Int/Div

Emerson Electric Co. Common Stock — Int/Div

Roval Dutch Shell PLC Common Stock — Int/Div

WEC Energy Group Inc. Common Stock — Int/Div

Minn. Life Ins. Co. Eclipse Protector Indexed Univ. Life Policy (X) — None

Reimbursement — Duke University School of Law — October 6-7, 2016 — San Diego, California — Speak at Class-Action Settlement Conference — Airfare, hotel, transportation, and food

Spouse's income — 2016 — me - salary