Vincent Louis Briccetti

Rental property #1, South Salem, NY (1993, $62,458) — Rent

Chase Bank, various accounts — Interest

Fidelity Growth Company Fund — Int/Div

Fidelity NY Muni MM Fund — Int/Div

iShares S&P S00 Index — None — Buy

NMIS General NY MM Fund Class B — Interest

Nuveen New York Dividend Advantage Municipal 2 — Int/Div — Buy

Vanguard NY LT Tax-Exempt Fund Investor — Int/Div

IRA} — Int/Div

T Rowe Price Blue Chip Growth Fund — Sold

T Rowe Price Equity Income Fund — Sold

TT Rowe Price Mid-Cap Growth Fund — Sold

T Rowe Price Mid-Cap Value Fund — Sold

T Rowe Price Small-Cap Stock Fund — Sold

TT Rowe Price Spectrum International Fund — Sold

TT Rowe Price High Yield Fund — Sold

T Rowe Price Intemational Bond Fund

T Rowe Price New Income Fund

IRA #4 — Int/Div

T Rowe Price Blue Chip Growth Fund — Sold

T Rowe Price Equity Income Fund — Sold

T Rowe Price Spectrum International Fund — Sold

T Rowe Price New Income Fund — Sold

IRA #5 (Fidelity) — Int/Div

Aberdeen Asia Pac Income — Buy

Doubleline Total Return Bond — Buy

Fidelity Cash Reserves — Buy

Fidelity Floating Rate High Income — Buy

Fidelity Floating Rate High Income — Buy (add'l)

Fidelity Floating Rate High Income — Buy (add'l)

iShares Core MSC Emerging Markets — Buy

iShares MSCI EAFE Small Cap Index — Buy

iShares S&P S00 Index — Buy

Nuveen Build America — Buy

Nuveen Build America — Buy (add'l)

SPDR Barclays Capital Short Term High Yield Bond — Buy

T Rowe Price Emerging Markets Bond Fund

IRA #6 (Fidelity) — Int/Div

Fidelity Cash Reserves — Buy

Fidelity Floating Rate High Income — Buy

Fidelity Floating Rate High Income — Buy (add'l)

iShares Core MSCI Emerging Markets — Buy

iShares iBoxx $ Investment Grade Corporate Bond — Buy

iShares MSC EAFE Small Cap Index — Buy

Nuveen Build Amer Bd Fd — Buy

Payden High Income — Buy

Payden High Income — Buy (add'l)

401K) 22 — Int/Div

Vanguard 500 Index — Buy

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

Vanguard Small Capitalization Stock — Buy

Vanguard Small Capitalization Stock — Sold (part)

Vanguard Small Capitalization Stock — Sold (part)

Vanguard Total Bond Market Index Inv — Buy

Vanguard Total Bond Market Index Inv — Buy (add'l)

Vanguard Total Bond Market Index Inv — Buy (add'l)

Vanguard Total Bond Market Index Inv — Buy (add'l)

Vanguard Wellington Fund — Sold (part)

Vanguard Wellington Fund — Sold

Northwestern Mutual Whole Life Policy — Int/Div

Northwestern Variable Life Policy #1 — Int/Div

Northwestern MM

Northwestern Balanced

Northwestern Index S00 Stock

Northwestern Growth Stock

Northwestern Index 400 Stock

Northwestern Small Cap Growth Stock

Northwestern Russell Global Real Estate Securities

Northwestern Variable Life Policy 42 — Int/Div

Northwestern MM

Northwestern Balanced

Northwestern Index S00 Stock

Northwestern Growth Stock

Northwestern Index 400 Stock

Northwestern Small Cap Growth Stock

Northwestern Russell Global Real Estate Securities

Trust #1 — Int/Div

Afs Global Balanced Fund — Buy

Bank of America Corp — Buy

Deutsche Global High Income Fund

Deutsche NY Tax Free Income Fund

Croton Harmon NY Union Free School Tax Ex Muni Bond — Redeemed

GE Capital Corp InterNotes — Buy

Monroe Cty NY ARPT Auth Rev Tax Ex Muni Bond

NY Insured Municipal Income Trust Series No. 190

NY Insured Municipal Income Trust Series No. 160

NY Insured Municipal Income Trust Series No. ITI

Edward Jones MM

MetLife Investors Fixed Annuity

GE Capital Retail Bank Account

Goldman Sachs Bank USA Account

Director, Fordham Law Alumm Association

Liability — Dovenmuehle Mortgage Inc — Mortgage partially on rental property

Spouse's income — 2014 — Greenwich Anesthesiology Associates, P.C. - Salary

Part VII

= T Rowe Price Summit Cash Reserves reported on line 18 of the 2013 disclosure had a zero balance on Dec 31 2013 with no activity in 2014 and therefore is not

included on this report.

= T Rowe Price Summit Cash Reserves reported on line 34 of the 2013 disclosure had a zero balance on Dec 31 2013 with no activity m 2014 and therefore is not

cluded on this report.

- Lines 9-16: A portion of the assets in IRA #3 were transferred to IRA #5 (Fidelity) in kind and sold.

= T Rowe Price Emerging Markets Bond Fund reported on line 27 of the 2013 disclosure was transferred to IRA #5 (Fidelity) in kind and is currently held in IRA

#5 (line 37 of this report).

- Lines 19-23: All of the assets in IRA #4 were transferred to IRA #6 (Fidelity) in kind and sold.

- Line 82: The fund previously referred to as DWS Global High Income Plus Fund (Jme 59 on the 2013 report) had its name changed to Deutsche Global High

Income Fund.

- Line 83: The fund previously referred to as DWS NY Tax Free Income Fund (line 60 on the 2013 report) had its name changed to Deutsche NY Tax Free Income

Fund.