John James McConnell jr

Brokerage Account #1

Wells Fargo Money Fund — Interest

3M Company — Int/Div — Sold

Abbott Laboratories — Int/Div — Sold

Altera Corporation — Int/Div

Amgen — None — Sold

Analog Devices — Int/Div — Sold

Apphed Materials — Int/Div — Sold

Bed Bath & Bevond — None — Sold

Cabelas — None — Sold

Cisco Systems — Int/Div — Sold

CME Group — Int/Div — Sold

LCoca-Cola — Int/Div — Sold

LColgate-Palmolive — Int/Div — Sold

Costco Wholesale — Int/Div — Sold

CVS Caremark — Int/Div — Sold

Dolby — None — Sold

Dolby — None — Sold

Elements Rogers Agri Tot Ret — None — Buy

Emerson Electric — Int/Div — Sold

ETFS Platinum Trust Shs Ben Int — None — Buy

ETFS Platinum Trust Shs Ben Int — None — Sold

Financial Select Sector — Int/Div — Sold

Freeport McMoran Copper & Gold — Int/Div — Donated

General Electric Company — Int/Div — Sold

Genzyme — None — with Ime 68)

Home Depot — Int/Div — Sold

Minots Tool Works — Int/Div — Sold

International Business Machines — Int/Div — Sold

Ishares Barclays TIPS Bond Fund — Int/Div — Buy

Ishares TR NASDAQ Biotech Index Fund — None — Sold

Ishares Trust DJ --US Aerospace & Defense Index Fund — Int/Div — Sold

Ishares Trust DJ - US Energy Sector — Int/Div — Sold

Ishares NYSE Composite Index — None — Buy

Ishares NYSE Composite Index — None — Buy (add'l)

Ishares NYSE Composite Index — Int/Div — Sold

Ishares Russell Microcap Index Fund — None — Buy

Ishares Russell Microcap Index Fund — None — Buy (add'l)

shares Russell Microcap Index Fund — Int/Div — Sold

shares Tr MSC Emerging Mkts Index Fd — None — Buy

Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy (add'l)

lshares Tr MSCI Emerging Mkts Index Fd — None — Buy (add'l)

Ishares Tr MSC Emerging Mkts Index Fd — Int/Div — Sold

Ishares Tr Russell 2000 Index Fd — None — Buy

Johnson & Johnson — Int/Div — Sold

Kyocera — Int/Div — Sold

Lowes — Int/Div — Sold

Metabolix — None — Sold

Microsoft — Int/Div — Sold

Mosaic — Int/Div — Donated

Novartis AG Sponsored ADR — Int/Div — Sold

Panasonic — Int/Div — Sold

Pepsico — Int/Div — Sold

Powershares Exchange FD TR Golden Dragon Halter — None — Sold

Powershares DB Agriculture Fund — None — Buy

Powershares DB Agriculture Fund — None — Buy (add'l)

Powershares DB Agriculture Fund — None — Sold

Powershares DB Base Metals Funds — None — Buy

Powershares DB Base Metals Funds — None — Sold

Powershares Private Equity Portfolio — None — Sold

Proshares Trust ETF Short 20+ Treasury — None — Buy

Proshares Trust ETF Short 20+ Treasury — None — Buy (add'l)

Proshares Trust ETF Short 20+ Treasury — None — Sold

Oualcomm — Int/Div

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — None — Buy (add'l)

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — Int/Div — Sold

Sanofi Ris — None — Buy

Sanofi Ris — None — Sold

Schlumberger — Int/Div — Donated

Schwab Charles — Int/Div — Sold

Shanda Interactive Entertamment — None — Sold

Sony — Int/Div — Sold

SPDR Barclays Capital 1-3 Month T-Bill — Int/Div — Buy

SPDR Gold Trust Gold Shares — None — Sold (part)

SPDR S&P Midcap 400 Trust Series N — None — Buy

SPDR S&P S00 Trust — None — Buy

SPDR Ser Tr S&P 600 Small Cap — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Buy (add'l)

Texas Instruments — Int/Div — Sold

Trinity Industries — Int/Div — Sold

United Natural Foods — None — Sold

United Parcel Service — Int/Div — Sold

Vanguard Inflation Protected Securities Fund — None — Buy

Vanguard Inflation Protected Securities Fund — Int/Div — Buy (add'l)

Vanguard Intl Eqty Index FDS FTSE All World Ex US — None — Buy

Vanguard Intl Eqty Index FDS FTSE All World Ex US — None — Buy (add'l)

Vanguard Intl Eqty Index FDS FTSE All World Ex US — Int/Div — Sold

Vanguard Mid Cap ETF — None — Buy

Vanguard Mid Cap ETF — None — Buy (add'l)

Vanguard Mid Cap ETF — None — Buy (add'l)

Vanguard Mid Cup ETF — Int/Div — Sold

Vanguard MSCI EAFE — None — Buy

Vanguard MSC] EAFE — None — Buy (add'l)

Vanguard MSC EAFE — None — Buy (add'l)

Vanguard MSCI EAFE — Int/Div — Sold

Vanguard Russell 2000 Growth — None — Buy

Vanguard Russell 2000 Growth — None — Buy (add'l)

Vanguard Russell 2000 Growth — Int/Div — Sold

Vanguard Russell 2000 Value — None — Buy

Vanguard Russell 2000 Value — None — Buy (add'l)

Vanguard Russell 2000 Value — None — Buy (add'l)

Vanguard Russell 2000 Value — Distribution — Sold

Vanguard S&P 500 — None — Buy

Vanguard S&P 500 — None — Buy (add'l)

Vanguard S&P 500 — Int/Div — Buy (add'l)

Vanguard Total Stock Market — None — Buy

Vanguard Total Stock Market — Int/Div — Buy (add'l)

Vanguard Total World Stock Index Fund — None — Buy

Vodafone Group — Int/Div — Sold

Whole Foods Market — Int/Div — Sold

Williams Companies — Int/Div — Sold

Williams Sonoma — Int/Div — Sold

Xilinx — Int/Div

Brokerage Account #2

Wells Fargo Money Fund — Interest

Rhode Island HSG & MTG Fin Corp Bond — Interest — Sold

Rhode Island HSG & MTG Fin Corp Bond — Interest — Sold

Trust #1

Wells Fargo Money Fund — Interest

Altera — Int/Div

Amgen — None — Sold

Analog Devices — Int/Div — Sold

Apphied Materials — Int/Div — Sold

Cisco Systems — Int/Div — Sold

CME Group — Int/Div — Sold

Loca-Cola — Int/Div — Sold

Costco Wholesale — Int/Div — Sold

CVS Caremark — Int/Div — Sold

Dolby Laboratones — None — Sold

Dolby Laboratones — None — Sold

Emerson Electric — Int/Div — Sold

ETFS Platinum Trust Shs Ben Int — None — Buy

ETFS Platinum Trust Shs Ben Int — None — Sold

General Electric — Int/Div — Sold

Minois Tool Works — Int/Div — Sold

lshares Barclays Tips Bond Fund — Int/Div — Buy

Ishares Barclays Tips Bond Fund — None — Sold

Ishares NYSE Composite Index — Int/Div — Buy

Ishares NYSE Composite Index — None — Buy (add'l)

Ishares NYSE Composite Index — None — Sold

Ishares Tr Nasdaq Biotech — None — Sold

Ishares Tr Russell 2000 — Int/Div — Sold

Ishares Russell Microcap Index Fund — None — Buy

lIshares Russell Microcap Index Fund — None — Buy (add'l)

Ishares Russell Microcap Index Fund — Int/Div — Sold

Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy

Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy (add'l)

Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy (add'l)

Ishares Tr MSCI Emerging Mkts Index Fd — Int/Div — Sold

Johnson & Johnson — Int/Div — Sold

Kyocera — Int/Div — Sold

Lowe's — Int/Div — Sold

Mosaic — None — Sold (part)

Mosaic — Int/Div — Sold

Novartis — Int/Div — Sold

Pepsico — Int/Div — Sold

Powershares DB Agriculture Fund — None — Buy

Powershares DB Agriculture Fund — None — Buy (add'l)

Powershares DB Agriculture Fund — None — Sold

Powershares DB Base Metals Fund — None — Buy

Powershares DB Base Metals Fund — None — Sold

Proshares Trust Short 20+ Yr Treasury — None — Buy

Proshares Trust Short 20+ Yr Treasury — None — Buy (add'l)

Proshares Trust Short 20+ Yr Treasury — None — Sold

Powershares Exchange FD TR Golden Dragon Halter — None — Sold

Powershares Global ETF TR Global Clean Energy — None — Sold

Powershares Private Equity Portfolio — None — Sold

Qualcomm — Int/Div

Rydex ETF Tr S&P 500 Equal Wid Index — None — Buy

Rydex ETF Tr S&P 500 Equal Wid Index — None — Buy (add'l)

Rydex ETF Tr S&P 500 Equal Wid Index — Int/Div — Sold

Schlumberger — None — Sold (part)

Schlumberger — Int/Div — Sold

Schwab Charles — Int/Div — Sold

Shanda Interactive Entertainment — None — Sold

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Buy

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Buy (add'l)

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Sold

SPDR Gold Trust — None — Buy

SPDR Gold Trust — None — Sold

SPDR Ser Tr S&P 600 Small Cap — None — Buy

SPDR Ser Tr S&P 600 Small Cap — None — Buy (add'l)

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Sold

United Natural Foods Inc — None — Donated

United Parcel Service — Int/Div — Sold

Vanguard Inflation Protected Securities Fund — None — Buy

Vanguard Inflation Protected Securities Fund — None — Buy (add'l)

Vanguard Inflation Protected Securities Fund — Int/Div — Sold

Vanguard Intl Eqty ETF Index Fds FTSE — None — Buy

Vanguard Intl Eqty ETF Index Fds FTSE — None — Buy (add'l)

Vanguard Intl Eqty ETF Index Fds FTSE — None — Sold

Vanguard Mid Cap ETF — None — Buy

Vanguard Mid Cap ETF — None — Buy (add'l)

Vanguard Mid Cap ETF — None — Buy (add'l)

Vanguard Mid Cap ETF — None — Sold

Vanguard MSC! EAFE ETF — None — Buy

Vanguard MSC] EAFE ETF — None — Buy (add'l)

Vanguard MSC1 EAFE ETF — None — Buy (add'l)

Vanguard MSCI1 EAFE ETF — None — Sold

Vanguard Russell 2000 Growth ETF — None — Buy

Vanguard Russell 2000 Growth ETF — None — Buy (add'l)

Vanguard Russell 2000 Growth ETF — None — Sold (part)

Vanguard Russell 2000 Growth ETF — None — Sold

Vanguard Russell 2000 Value ETF — None — Buy

Vanguard Russell 2000 Value ETF — None — Buy (add'l)

Vanguard Russell 2000 Value ETF — None — Buy (add'l)

Vanguard Russell 2000 Value ETF — None — Sold (part)

Vanguard Russell 2000 Value ETF — None — Sold

Vanguard S&P 500 ETF — None — Buy

Vanguard S&P 500 ETF — None — Buy (add'l)

Vanguard S&P 500 ETF — None — Buy (add'l)

Vanguard S&P 500 ETF — Int/Div — Sold

Vanguard Total Stock Market Er — None — Buy

Vanguard Total Stock Market E1v — None — Buy (add'l)

Vanguard Total Stock Market ETF — Int/Div — Sold

Vodafone Group — Int/Div — Sold

Williams Companies — Int/Div — Sold

Xilinx — Int/Div

Trust #2

Wells Fargo Money Fund — Interest

3M Company — Int/Div — Sold

Abbott Laboratones — Int/Div — Sold

Altera Corporation — Distribution

Amgen — None — Sold

Analog Devices — Int/Div — Sold

Apphed Materials — Int/Div — Sold

Bed Bath & Bevond — None — Sold

Cisco Systems — Int/Div — Sold

CME Group — Int/Div — Sold

Coca-Cola — Int/Div — Sold

Costco Wholesale — Int/Div — Sold

LVS Caremark — Int/Div — Sold

Dolby — None — Sold

Dolby — None — Sold

Elements Rogers Agri Tot Ret ETN — None — Buy

Emerson Electric — Int/Div — Sold

ETFS Platinum Trust Shs Ben Int ETF — None — Buy

ETFS Platinum Trust Shs Ben Int ETF — None — Sold

Financial Select Sector — Int/Div — Sold

General Electric Company — Int/Div — Sold

Home Depot — Int/Div — Sold

Illinois Tool Works — Int/Div — Sold

Intermational Business Machines — Int/Div — Sold

Ishares Tr Russell 2000 — Int/Div — Sold

shares Tr Russell 2000 — None — Buy

Ishares TR NASDAQ Biotech Index Fund — None — Sold

Ishares Trust DJ --US Aerospace & Defense Index Fund — Int/Div — Sold

Ishares Trust DJ -- US Energy Sector — Int/Div — Sold

Ishares DJ US Broker Dealers Index Fd — Int/Div — Buy

shares DJ US Broker Dealers Index Fd — None — Sold

Ishares Russell MicroCap Index Fund — None — Buy

Ishares Russell MicroCap Index Fund — None — Buy (add'l)

Ishares Russell MicroCap Index Fund — Int/Div — Sold

Ishares NYSE Composite Index — None — Buy

Ishares NYSE Composite Index — None — Buy (add'l)

Ishares NYSE Composite Index — Int/Div — Sold

Ishares Tr MSCI Emerging Mkts Index Fund — None — Buy

Ishares Tr MSCI Emerging Mkts Index Fund — None — Buy (add'l)

Ishares Tr MSCI Emerging Mkts Index Fund — None — a

Ishares Tr MSCI Emerging Mkts Index Fund — Int/Div — Sold

Ishares Barclays TIPS Bond Fund — Int/Div — Buy

Kyocera — Int/Div — Sold

Lowes — Int/Div — Sold

Microsoft — Int/Div — Sold

Novartis AG Sponsored ADR — Int/Div — Sold

Overseas Shiphldg Gr Inc — None — Buy

Overseas Shiphldg Gr Inc — Int/Div — Sold

Pepsico — Int/Div — Sold

Powershares Exchange FD TR Golden Dragon Halter — None — Sold

Powershares Global ETF TR Global Clean Energy — None — Sold

Powershares Private Equity Portfolio — None — Sold

PowerShares DB ETF Agriculture Fd — None — Buy

PowerShares DB ETF Agriculture Fd — None — Buy (add'l)

PowerShares DB ETF Agriculture Fd — None — Sold

Powershares DB Base Metals Funds — None — Buy

Powershares DB Base Metals Funds — None — Sold

Proshares Trust Short 20+ Yr Treasury — None — Buy

Proshares Trust Short 20+ Yr Treasury — None — Buy (add'l)

Proshares Trust Short 20+ Yr Treasury — None — Sold

Qualcomm — Int/Div

Rydex ETF Tr S&P 500 Equal Weighted — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted — None — Buy (add'l)

Rydex ETF Tr S&P 500 Equal Weighted — Int/Div — Sold

Schlumberger — Int/Div — Sold

Schwab Charles — Int/Div — Sold

SPDR Gold Trust Gold Shares — None — Buy (add'l)

SPDR S&P MidCap 400 — None — Buy

SPDR S&P 500 Trust ETF — None — Buy

SPDR Ser Tr S&P 600 Small Cap ETF — None — Buy

SPDR Ser Tr S&P 600 Small Cap ETF — Int/Div — Buy (add'l)

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Buy

SPDR Barclays Capital 1-3 Month T-Bill FTF — None — Buy (add'l)

Texas Instruments — Int/Div — Sold

Trinity Industries — Int/Div — Sold

United Natural Foods — None — Sold

United Parcel Service — Int/Div — Sold

Vanguard Inflation Protected Securities Fund — None — Buy

Vanguard Inflation Protected Securities Fund — Int/Div — Buy (add'l)

Vanguard Intl Eqty Index Fds All World Ex LS — None — Buy

Vanguard Intl Eqty Index Fds All World Ex LS — None — Buy (add'l)

Vanguard Intl Eqty Index Fds All World Ex US — Int/Div — Sold

Vanguard Mid Cap ETF — None — Buy

Vanguard Mid Cap ETF — None — Buy (add'l)

Vanguard Mid Cap ETF — None — Buy (add'l)

Vanguard Mid Cap ETF — Int/Div — Sold

Vanguard MSCI EAFE ETF — None — Buy

Vanguard MSC EAFE ETF — None — Buy (add'l)

Vanguard MSCI EAFE ETF — None — Buy (add'l)

Vanguard MSC1 EAFE ETF — Int/Div — Sold

Vanguard Russell 2000 Growth ETF — None — Buy

Vanguard Russell 2000 Growth ETF — None — Buy (add'l)

Vanguard Russell 2000 Growth ETF — Int/Div — Sold

Vanguard Russell 2000 Value ETF — None — Buy

Vanguard Russell 2000 Value ETF — None — Buy (add'l)

Vanguard Russell 2000 Value ETF — None — Buy (add'l)

Vanguard Russell 2000 Value ETF — Int/Div — Sold

Vanguard S&P 500 ETF — None — Buy

Vanguard S&P 500 ETF — None — Buy (add'l)

Vanguard S&P 500 ETF — Int/Div — Buy (add'l)

Vanguard Total Stock Market 500 ETF — None — Buy

Vanguard Total Stock Market 500 ETF — Int/Div — Buy (add'l)

Vanguard Total World ETF Stock Index Fd — None — Buy

Vertex Pharmaceuticals — None — Buy

Vertex Pharmaceuticals — None — Sold

Vodafone Group — None — Sold

Whole Foods Market — Int/Div — Sold

Williams Companies — Int/Div — Sold

Williams Sonoma — Int/Div — Sold

Xilinx — Int/Div

Citizens Bank Accounts — None

IRA #1

Wells Fargo Money Fund — Interest

Powershares QQQ Trust — Int/Div — Sold

ETFS Platinum Trust Shs Ben Int ETF — None — Buy

Ishares Barclays TIPS Bond Fund — Int/Div — Buy

shares NYSE Composite Index — None — Buy

shares NYSE Composite Index — Int/Div — Buy (add'l)

Ishares Russell Microcap Index Fund — None — Buy

Ishares Russell Microcap Index Fund — Int/Div — Buy (add'l)

Ishares Tr MSC Emerging Mkts Index Fd — None — Buy

lshares Tr MSC Emerging Mkts Index Fd — None — Buy (add'l)

Ishares Tr MSC Emerging Mkts Index Fd — Int/Div — Buy (add'l)

Powershares DB Agriculture Fund ETF — None — Buy

Powershares DB Agriculture Fund ETF — None — Buy (add'l)

Powershares DB Base Metals Fund ETF — None — Buy

Proshres Trust Short 20+ Yr Treasury — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — Int/Div — Buy (add'l)

SPDR Barclays Capital 1-3 Month t-Bill ETF — None — Buy

SPDR Gold Trust — None — Buy

SPDR Ser Tr S&P 600 Small Cap — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Buy (add'l)

Vanguard Intl Eqty Index Fds FF ISE All World Ex US — None — Buy

Vanguard Int Eqty Index Fds ¥13E All World Ex US — Int/Div — Buy (add'l)

Vanguard Mid Cap — None — Buy

Vanguard Mid Cap — None — Buy (add'l)

Vanguard Mid Cap — Int/Div — Buy (add'l)

Vanguard MSC EAFE — None — Buy

Vanguard MSC1 EAFE — None — Buy (add'l)

Vanguard MSC1 EAFE — Int/Div — Buy (add'l)

Vanguard Russell 2000 Growth — None — Buy

Vanguard Russell 2000 Growth — Int/Div — Buy (add'l)

Vanguard Russell 2000 Value — None — Buy

Vanguard Russell 2000 Value — None — Buy (add'l)

Vanguard Russell 2000 Value — Int/Div — Buy (add'l)

Vanguard S&P 500 — None — Buy

Vanguard S&P 500 — None — Buy (add'l)

Vanguard S&P 500 — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF — None — Buy

Vanguard Total Stock Market ETF — Int/Div — Buy (add'l)

Vanguard Inflation Protected Securities Fund — None — Buy

Vanguard Inflation Protected Securities Fund — Int/Div — Buy (add'l)

IRA #2

Wells Fargo Money Fund — Interest

Powershares QQQ Trust — Int/Div — Sold

ETFS Platinum Trust Shs Ben Int ETF — None — Buy

Ishares Barclays TIPS Bond Fund — Int/Div — Buy

Ishares NYSE Composite Index — None — Buy

Ishares NYSE Composite Index — Int/Div — Buy (add'l)

Ishares Russell Microcap Index Fund — None — Buy

Ishares Russell Microcap Index Fund — Int/Div — Buy (add'l)

Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy

Ishares Tr MSC Emerging Mkts Index Fd — None — Buy (add'l)

shares Tr MSC Emerging Mkts Index Fd — Int/Div — Buy (add'l)

Powershares DB Agriculture Fund ETF — None — Buy

Powershares DB Agriculture Fund ETF — None — Buy (add'l)

Powershares DB Base Metals Fund ETF — None — Buy

Proshres Trust Short 200+ Yr Treasury — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — Int/Div — Buy (add'l)

SPDR Barclays Capital 1-3 Month t-Bill FTF — None — Buy

SPDR Gold Trust — None — Buy

SPDR Ser Tr S&P 600 Small Cap — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Buy (add'l)

Vanguard Intl Eqty Index Fds FISE All World Ex US — None — Buy

Vanguard Intl Eqty Index Fds FTSE All World Ex US — Int/Div — Buy (add'l)

Vanguard Mud Cap — None — Buy

Vanguard Mid Cap — None — Buy (add'l)

Vanguard Mid Cap — Int/Div — Buy (add'l)

Vanguard MSCI EAFE — None — Buy

Vanguard MSC] EAFE — None — Buy (add'l)

Vanguard MSCI EAFE — Int/Div — Buy (add'l)

Vanguard Russell 2000 Growth — None — Buy

Vanguard Russell 2000 Growth — Int/Div — Buy (add'l)

Vanguard Russell 2000 Value — None — Buy (add'l)

Vanguard Russell 2000 Value — None — Buy

Vanguard Russell 2000 Value — Int/Div — Buy (add'l)

Vanguard S&P 500 — None — Buy

Vanguard S&P 500 — None — Buy (add'l)

Vanguard S&P 500 — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF — None — Buy

Vanguard Total Stock Market ETF — Int/Div — Buy (add'l)

Vanguard Inflation Protected Securities Fund — None — Buy

Neuberger Berman Genesis — None — Sold

Vanguard Inflation Protected Securities Fund — Int/Div — Buy (add'l)

IRA #3

Wells Fargo Money Fund — Interest

ETFS Platmum Trust Shs Ben Int ETF — None — Buy

Federated Money Market Tr Govt Obligs Fd Inst — None — Buy

Federated Money Market Tr Govt Obligs Fd Inst! — None — Sold (part)

Federated Money Market Tr Govt Obligs Fd Inst] — Int/Div — Sold (part)

shares Barclays TIPS Bond Fund — Int/Div — Buy

Ishares NYSE Composite Index — None — Buy

Ishares NYSE Composite Index — Int/Div — Buy (add'l)

Ishares Russell Microcap Index Fund — None — Buy

Ishares Russell Microcap Index Fund — Int/Div — Buy (add'l)

lIshares Tr MSCI Emerging Mkts Index Fd — None — Buy

Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy (add'l)

Ishares Tr MSC Emerging Mkts Index Fd — Int/Div — Buy (add'l)

Powershares DB Agriculture Fund ETF — None — Buy

Powershares DB Agriculture Fund ETF — None — Buy (add'l)

Powershares DB Base Metals Fund ETF — None — Buy

Proshres Trust Short 20+ Yr Treasury — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — None — Buy

Rydex ETF Tr S&P 500 Equal Weighted Index Fd — Int/Div — Buy (add'l)

SPDR Gold Trust — None — Buy

SPDR Ser Tr S&P 600 Small Cap — None — Buy

SPDR Ser Tr S&P 600 Small Cap — Int/Div — Buy (add'l)

Vanguard Intl Eqty Index Fds k1SE All World Ex US — None — Buy

Vanguard Intl Eqty Index Fds FISE All World Ex US — Int/Div — Buy (add'l)

Vanguard Mid Cap — None — Buy

Vanguard Mid Cap — None — Buy (add'l)

Vanguard Mid Cap — Int/Div — Buy (add'l)

Vanguard MSC1 EAFE — None — Buy

Vanguard MSCI EAFE — None — Buy (add'l)

Vanguard MSC] EAFE — Int/Div — Buy (add'l)

Vanguard Russell 2000 Growth — None — Buy

Vanguard Russell 2000 Growth — Int/Div — Buy (add'l)

Vanguard Russell 2000 Value — None — Buy

Vanguard Russell 2000 Value — None — Buy (add'l)

Vanguard Russell 2000 Value — Int/Div — Buy (add'l)

Vanguard S&P 500 — None — Buy

Vanguard S&P 500 — None — Buy (add'l)

Vanguard S&P 500 — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF — None — Buy

Vanguard Total Stock Market ETF — Int/Div — Buy (add'l)

Vanguard Inflation Protected Securities Fund — None — Buy

Vanguard Inflation Protected Securities Fund — Int/Div — Buy (add'l)

Bank RI Accounts #1 — Interest

Bank RI Accounts #2 — Interest

Bank RI Accounts #3 — Interest

Bank RI Accounts #4 — Interest

Bank RI Accounts #6 — None

Citibank Account #1 (Y)

Citibank Account #2 (Y)

Navigant Credit Union — Interest

Alliance Capital 529 College Fund #2

CBF Portfolio 1996-98 ALT RA — None

Catalist LLC — None

DSF Capital Partners 111 LP — Distribution

MetLife Universal Life — None

Sun Life Universal Life #1 — None

Sun Life Universal Life #2 — None

Sun Life Universal Life #3 — None

U.S. Savings Bonds — Interest

Motley Rice LLC Employee Retirement Savings Plan

American Funds Europacific — None — Sold

Scudder S&P S00 Index — None — Sold

Model 09 Program — None

Motley Rice Agressive Program — None — Sold

Martha's Vinevard Colonial Inn LLC — Distribution

Board Member, Children's Environmental Health Center

Director, Copy Center at Crossroads LLC

Officer & Board Member, Crossroads Rhode Island

Board Member (resigned position as of 01/01/2011), York Resources, line

Board Member (resigned position as of 01/01/2011), Ono York Foundation

Employee, Motley Rice LLC

Officer & Board Member, Providence Tourism Council

Director, Providence Tourism Fund

Board Member, Rhode Island Association for Justice

Bourd Member, Roger Williams University

Trustee, Trust #1

Trustee, Trust #2

Co-Trustee (resigned position as of 01/01/2011), Friend Trust A

Co-Trustee (resigned position as of 01/01,2011), Friend Trust B

Co-Trustee (resigned position as of 01/01/2011), Friend Trust C

Agreement — 01/30/03 — Ness Motley, PA. (kia MRRM, P.A.) Employment and Compensation Agreement (see Section VIII for further details)

Agreement — 081311 — Assignment of Certain Rights in MRRM, P.A_ (see Section VII for further details)

Agreement — 081311 — Assignment of Membership Interests in Motley Rice LLC and Mutual Release (see Section VII for further details)

Liability — American Express — Credit Card

Income — 2011 — MRRM PA - deferred compensation — $3,203,548.67

Income — 2011 — Motley Rice LLC- salary (pre-appomtment ) — SU6.61842

Income — 2011 — York Resources, Ine. - no longer Board Member — S000

Part | Positions

Resigned from Entities listed on lines 1, 2,6, 7, 8 and 9 upon confirmation,

Resigned from Entities listed on lines 4, 5, 14, 15, 16, 17, |8 and 19 as of 01/01/2011, no longer reportable in Section VII,

Trinity Repertory Company listed in 2010 but position was resigned in 2010, no position in 2011,

Alliance Capital 529 College Fund # I was closed prior to 1/1/2011.

Allunce Capital 529 College Fund # 3 was closed prior to 1/1/2011.

Part 11 Agreements

A) Ness Motley, PLA. Employment and Compensation Agreement, dated January 30, 2003 by and between Ness Motley, PLA, (f/&/a Ness, Motley, Loadholt,

Richardson & Poole, Professional Association) and its attormey signatories, setting forth the disbursement of net income received by the firm as compensation for

services previously rendered.

B) Assignment of Certain Rights in MRRM, PA, dated May 13, 2011 by and between MRRM, PA and John J. McConnell, Jr. setting forth the assignment of

and payment for Other Rights not covered under the January 30, 2003 agreement above,

C) Assignment of Membership Interests in Motley Rice LLC and Mutual Release, dated May 13, 2011 by and between John J. McConnell, Jr and Motley Rice

LLC setting forth the assignment of and payment for membership interests and mututal release of certain Laibilities upon resignation of employment by John J.

McConnell, Jr.

Part VII Investments and Trusts

Citibank Account #1 - removed, reported account of Dependent

in 2010, no longer Dependent,

Citibank Account #2 - removed, reported account of Dependent

in 2010, no longer Dependent.

Line 482 - Met Life policy replaces ING Variable Life:Ing Stock Index Portfolio | Class shown last report

MassMutual: Strategic Group Universal Life shown last report was term life paid by employer, cancelled upon resignation.