Robert E. Payne

BROKERAGE ACCOUNT #2

IRA #1

Abbey Cptl Futures Strategy — None

AB Small Cap Grw Adv — Int/Div — Sold (part)

AB Small Cap Grw Adv — Sold (part)

AMG Mngrs Silvercrest — Int/Div — Sold (part)

AMG Mngrs Silvercrest — Sold (part)

Artisan Mid Cap Adv — Int/Div — Sold (part)

Artisan Mid Cap Value Fund — None — Sold (part)

Artisan Mid Cap Value Fund — Buy (add'l)

Blackrock High Yield Bond Fund — Int/Div — Sold

Blackstone Alt Mult-Strat — None

Calamos Market Neutral Inc — Buy

Center Coast MLP Focus — None

Columbia Select Large Cap Value Fund — Int/Div — Sold

Cullen High Dividend Equity — Buy

Cullen High Dividend Equity — Buy (add'l)

Janus Flexible Bond — Buy (add'l)

Invesco Dynamic Large Cap Value — Int/Div — Sold (part)

Invesco Dynamic Large Cap Value — Buy (add'l)

Ishares Core S&P US. Growth — Buy

Ishares Core S&P US. Growth — Closed

shares Russell 1000 Value ETF — Buy

shares Russell 1000 Value ETF — Int/Div — Closed

Lazard Emerg Mkts Core — Int/Div — Sold (part)

Matthews Asian Japan Inv — Int/Div — Sold (part)

Matthews Asian Japan Inv — Buy (add'l)

Matthews Asian Japan Inv — Buy (add'l)

MFS Int'l Value — Int/Div — Sold (part)

MFS Int'l Value — Buy (add'l)

Oakmark Fund Advisor — Int/Div — Sold (part)

Oakmark Fund Advisor — Buy (add'l)

Oakmark Fund Advisor — Buy (add'l)

Oakmark Intemational Advisor — Int/Div — Sold (part)

Oakmark Intemational Advisor — Sold (part)

Oakmark Intemational Advisor — Buy (add'l)

Oppenhemmner Int'l Growth Fund — Int/Div — Sold (part)

Oppenhemmner Int'l Growth Fund — Buy (add'l)

Oppenhemmner Int'l Growth Fund — Buy (add'l)

Pimco Real Return — None

Pimco Short Term — None — Buy (add'l)

Polen Growth Institutional — Int/Div — Sold (part)

Polen Growth Institutional — Sold (part)

Polen Growth Institutional — Sold (part)

Putmam Absolute Ret — Sold

Putnam Equity Spectrum Y — Sold

Riverpark/Wedgewood Inst — Int/Div — Sold (part)

Riverpark/Wedgewood Inst — Sold (part)

Riverpark/Wedgewood Inst — Buy (add'l)

Virtus MultiSector Short Term Bond — None — Buy (add'l)

Wells Fargo Emerg Mrk — Int/Div — Sold (part)

Wells Fargo Emerg Mrk — Buy (add'l)

IRA #2

AB Small Cap Grw Adv — Int/Div — Sold (part)

Artisan Midcap Value — None — Sold (part)

Aston'Montag & Caldwell Growth — None — Sold (part)

Aston Silvercrest Small Cap — None

Blackrock Equity Div. A — None — Buy (add'l)

Blackrock Inflation Prot Bond — None

Columbia Select LG CP Growth — None — Sold (part)

EV Income Fund of Boston — Int/Div — Sold

Ivy Midcap Growth — None

Lazard Emerging Markets Fund — None

Matthews Asian Japan Inv — None

MFS Int'l Value — None — Buy (add'l)

Oakmark Fund Advisor — None — Buy (add'l)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pim¢o Low Duration A — None — Buy (add'l)

Pimco Short Term — None — Buy (add'l)

Virtus Insight Emerg Mkts — None

Virtus MultiSect Short Term Bond — None — Buy (add'l)

Western Asset Core Plus Portfolio — None

BROKERAGE ACCOUNT #1

Allergan Plc — None

Anadarko Pete (APC) — None

Autodesk Inc — None

Biogen — None

Broadcom Inc — None

Citrix Systems Inc — None

Comcast Corp — None

Cree Research Inc — None — Sold (part)

Discovery Communications — None

Dolby Cla — None

Fluor Corp — None

Freeport McMoran — None

Invesco Dynamic Large Cap Value — Sold (part)

Invesco Dynamic Large Cap Value — Sold

lonis Pharmaceuticals Inc — None

Ishares Core S&P U.S. Growth — Buy

Ishares Russell 1000 Value ETF — Buy

Johnson Cils Intl Ple — None

L-3 Technologies, Inc (formerly L-3 Commuications Holdings) — None

Liberty Media C Ser C Siriusxm — None

Medtronic PLC SHS — None

National Oilwell Varco Inc — None

Nuance Communications Inc — None

Nucor Corp — None

Penta Ltd — Distribution

Qurate Retail Inc Ser A (X) — None

Seagate Technology, Inc — Int/Div — Sold (part)

TE Connectivity Ltd — Int/Div — Sold (part)

Twitter Inc — None

UnitedHealth Gp Inc — None

Vertex Pharmaceuticals — None

Weatherford Int'l Ltd — Sold

Western Digital Corporation — Int/Div

MorganStanley - Cash — Interest

Western Asset Managed Municipal — None

Liability — American BExpresss — Credit card

1. NAME CHANGE: 2018 Annual Report, Part VII, page 5, line 18 and page 9, line 87: INVESCO DYNAMIC LARGE CAP VALUE is a name change for

POWERSHARES DYN LARG CAP VALUE, 2017 Annual Report, page $, line 30 and page 8, line 84.

2. ASSET EXCHANGE: 2017 Annual Report, Part VII, page §, line 24 and page 7, line 52: OAKMARK I. This asset was exchanged for asset OAKMARK

FUND ADVISOR on May 4, 2018. Therefore, this asset is listed now in the 2018 Annual Report, Part VII, page 5. line 30 and page 7, line 66, as OAKMARK

FUND ADVISOR.

3. ASSET EXCHANGE: 2017 Annual Report, Part VII, page 5, line 25, OAKMARK INTERNATIONAL I. This asset was exchanged for asset OAKMARK

INTERNATIONAL ADVISOR on May 4, 2018. Therefore, this asset is listed now in the 2018 Annual Report, Part VII, page 5, line 33, as OAKMARK

INTERNATIONAL ADVISOR.

4. NAME CHANGE: 2018 Annaul Report, Part VII, page 6, line 41: POLEN GROWTH INSTITUTIONAL is a name change from FUNDVANTAGE TR

POLEN GROWTH INSTITUTIONAL, 2017 Annual Report, Part VII, page 5, line 18.

5. ASSET EXCHANGE: 2017 Annual Report, Part VII, page 7. line 65: BROADCOM CORP. This asset was exchanged for asset BROADCOM INC. on April

5, 2018. Therefore, this asset is listed now in the 2018 Annual Report, page 8, line 79.

6. ASSET EXCHANGE: 2017 Annual Repost, Part VII, page 8, line 76: LIBERTY INTERACTIVE CORP. This asset was exchanged for asset GCI LIBERTY

INC. CL A on March 12, 2018, However, CGI LIBERTY INC, has a fair market value less than $1,000 and does not appear on the 2018 Annual Report,