Vincent Louis Briccetti

Rental property #1, South Salem, NY (1993, $62,458) — Rent

Chase Bank, various accounts — Interest

Fidelity Growth Company Fund — Int/Div

Fidelity NY Muni MM Fund — Int/Div

NMIS General NY Muni MM Fund Class B — Int/Div

Vanguard NY LT Tax-Exempt Fund Investor — Int/Div

IRA #) — Int/Div

Vanguard Growth & Income Fund

Vanguard 500 Index Fund

Vanguard Windsor 11 Fund

Vanguard Wellington Fund

IRA #2 — Int/Div

Vanguard Growth & Inome Fund

Vanguard 500 Index Fund

Vanguard Windsor 11 Fund

Vanguard Wellington Fund

401K) #I — None

American Funds The Growth Fund of America — None — Sold

Wellington Management Company Mid Cap Stock Fund — None — Sold

Franklin Templeton Investments International Value Fund — None — Sold

Amencan Funds EuroPacific Growth Fund — None — Sold

Amencan Funds American Balanced fund — None — Sold

MFC Global Investment Mgmt. Small Cap Index Fund — None — Sold

MFC Global Investment Mgmt. Mid Cap Index Fund — None — Sold

PIMCO Total Return Fund — None — Sold

PIMCO Real Return Fund — None — Sold

Russell Investment Group Russell Balanced Fund — None — Sold

IRA #3 — Int/Div — Buy

T Rowe Price Summit Cash Reserves

40HK)y22 — Int/Div

Vanguard Wellington Fund

Northwestern Mutual Whole Life Policy — Int/Div

Northwestern Vanable Life Policy #1 — Int/Div

Northwestern MM

Northwestern Balanced

Northwestern Index S00 Stock

Northwestern Growth Stock

Northwestern Index 400 Stock

Northwestern Small Cap Growth Stock

Northwestern Russell Global Real Estate Securities

Northwestern Variable Life Policy #2 — Int/Div

Northwestern MM

Northwestern Balanced

Northwestern Index S00 Stock

Northwestern Growth Stock

Northwestern Index 400 Stock

Northwestern Small Cap Growth Stock

Russell Global Real Estate Securities

Trust #1 — Int/Div

DWS Global High Income Plus Fund

DWS NY Tax Free Income Fund

Croton Harmon NY Union Free School Tax Fx Muni Bond

Monroe Caty NY ARPT Auth Rev Tax Ex Muni Bond

NY Insured Municipal Income Trust Series No. 190

NY Insured Municipal Income Trust Series No. 160

NY Insured Municipal Income Trust Series No. IT

Edward Jones MM

MetLife Investors Fixed Annuity

GE Capital Retail Bank Account — Buy

Goldman Sachs Bank USA Account — Buy

Parmer, Briceetti, Calhoun & Lawrence, LLP

President, Primeview Associates, Inc

Director, Fordham Law Alumni Association

Agreement — 4/2122011 — As former partner of Briceetti Calhoun & Lawrence LLP, received my share of fees collected for work done prior to my departure, until firm dissolved in 2012

Liability — Dovenmuehle Mortgage Inc — Mortgage partially on rental property

Reimbursement — Federal Bar Council — Feb. 4-12, 2012 — Kona, Hawan — Bar association meeting and CLE seminar — Transportation, meals, lodging

Reimbursement — New York Intellectual Property Law Association — March 23-24, 2012 — New York, NY — Annuil Dinner in Honor of Federal Judiciary — Meals, lodging

Reimbursement — Federal Bar Council — Sept. 21-23, 2012 — Skytop, Pennsylvania — Bar association meeting and CLE seminar — Meals, lodging

Spouse's income — 2012 — Greenwich Anesthesiology Associates, P.C. - Salary

Part III{A): My former law partnership, Briccetti, Calhoun & Lawrence, LLP, from which | withdrew in April 2011, was in the procees of dissolving during 2012,

and did finally dissolve at the end of 2012. Although, during 2012, | received my share of fees collected for work done prior to my departure from the firm, the

partnership had a net loss for the year. Therefore, since my net income did not exceed the $200 threshold, I had no reportable net income from the partnership.

Part VII, line 17: This 401(K) was entirely distributed to a direct Rollover IRA (IRA #3, Part VII, line 28).

Part VIL, line 50: This asset was formerly known us DWS High Income Plus Fund. The name was changed to DWS Global High Income Plus Fund in February

2012.