Thomas D. Schroeder

Wells Fargo Accounts (f/k/a Wachovia) — Interest

BB&T Account — Interest

US Treasury Series EE Bonds — None

First Tennessee Accounts — Interest

Valic Annuity (X) — Distribution

Brokerage #1 (H)

iShares Russell 1000 Index — Int/Div — Sold (part)

PowerShares FTSE RAFI US 1000 — Int/Div — Buy (add'l)

iShares MSCI EAFE Index — Int/Div — Sold (part)

iShares MSCI EAFE Index — Buy (add'l)

Vanguard MSCI EAFE ETF — Int/Div — Buy

iShares MSCI Emerging Markets Index — Int/Div — Sold (part)

iShares MSCI Emerging Markets Index — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Int/Div — Buy

PIMCO 1-5 Year US TIPS Index ETF — Int/Div — Buy

PIMCO Low Duration Fund Inst — Int/Div — Sold (part)

Vanguard Ltd-Term Tax Exempt Adm — Int/Div — Sold (part)

Vanguard Short-Term Investment-Grade Adm — Int/Div — Sold (part)

Fidelity Cash — Int/Div

Fidelity Inst): Tax Exempt Portfolio C11 {Y) — Int/Div

Brokerage #2 (H)

iShares Russell 1000 Index — Int/Div — Sold (part)

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE Index — Int/Div — Sold (part)

iShares MSCI EAFE Index — Sold (part)

Vanguard MSCI EAFE Er — Int/Div — Buy

iShares MSC Emerging Markets Index — Int/Div — Sold (part)

iShares MSC Emerging Markets Index — Sold (part)

Vanguard FTSE Emergmg Markets ETF — Int/Div — Buy

PIMCO All Asset All Authority Instl — Int/Div — Buy

PIMCO All Asset Fund Inst] — Int/Div — Sold

AQR Managed Futures Strategy C1 — Int/Div — Buy

Eaton Vance Glbl Macro Absolute Ret Advig — Int/Div — Buy

PIMCO Unconstrained Bond Inst] — Int/Div — Buy

PIMCO 1-5 Year US. TIPS Bond Index — Int/Div — Sold (part)

PIMCO Global Advantage Strategy Bond Inst! — Int/Div — Sold (part)

Vanguard Short-Term Investment-Grade — Int/Div — Sold (part)

Vanguard Short-Term Investment-Grade — Sold

Vanguard Short-Term Investment-Grade Adm — Int/Div — Buy

Eaton Vance Floating Rate Ady — Int/Div — Sold (part)

Fidelity Cash — Int/Div

Brokerage #3 (H)X)

AQR Managed Futures Strategy C1 — Int/Div — Buy

American Funds Income Fund of America CIA XD) — None — Sold

American Funds Washington Mutual C1 A 1X) — None — Sold

BlackRock Equity Dividend Inv (X) — None — Sold

BlackRock Global Allocation C1 C (X) — None — Sold

Eaton Vance Glbl Macro Absolute Return ll — Int/Div — Buy

Eaton Vance Glbl Macro Absolute Return ll — Sold

MumYield Insured Fund Inc. (X) — Distribution — Sold

Oppenheimer Main St. Growth & Income 1X) — None — Sold

Wells Fargo & Co. (X) — None — Sold

PIMCO 1-5 Year US TIPS Index ETF — Int/Div — Buy

PIMCO All Asset Fund Inst! — Int/Div — Buy

PIMCO All Asset Fund Inst! — Sold

PIMCO Global Advige Strategy Bond Inst] — Int/Div — Buy

Vanguard Short-Term Investment-Grade Adm — Int/Div — Buy

Eaton Vance Floating Rate Ady — Int/Div — Buy

Fidelity Cash Money Market Account (X) — Int/Div

IRA £1 (H)

iShares Russell 1000 Index — Int/Div — Sold (part)

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE Index — Int/Div

iShares MSC Emerging Markets Index — Int/Div

PIMCO All Asset All Authority Inst — Int/Div — Buy

PIMCO All Asset Fund Inst] — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div

Fidelity Treasury Daily Money Market (X) Yr — Int/Div

IRA #2 (H)

PIMCO All Asset All Authority Inst] — Int/Div — Buy

PIMCO All Asset Fund Inst! — Int/Div — Buy

PIMCO All Asset Fund Inst! — Sold

Eaton Vance Floating Rate Adv — Int/Div — Buy

AlhanceBern Global Thematic Gr A — None — Sold

BlackRock Global Allocation C1 C (X) — None — Sold

MFS Emerging Growth Fund (X) — None — Sold

Oppenheimer Main St. Growth & Income xX) — None — Sold

Fudehity Treasury Daily Money Market — Int/Div

IRA #3 (H)

iShares Russell 1000 Index — Int/Div — Sold

PowerShares FTSE RAFI US 1000 — Int/Div — Sold (part)

iShares MSCI EAFE Index — Int/Div — Sold (part)

iShares MSC Emerging Markets Index — Int/Div

PIMCO All Asset All Authority Instl — Int/Div — Buy

PIMCO All Asset Fund Inst] (X) — Int/Div — Sold

ACQR Managed Futures Strategy C1 — Int/Div — Buy

Eaton Vance Global Absolute Retum C11 — Int/Div — Sold

Eaton Vance Glbl Macro Absolute Ret Advig 1 — Int/Div — Buy

PIMCO Unconstrained Bond Inst] — Int/Div — Buy

PIMCO 1-5 Year US. TIPS Bond Index — Int/Div — Sold

Eaton Vance Emerging Mkts Local Income Cll — Int/Div — Buy

PIMCO Global Advantage Strategy Bond Inst! — Int/Div — Sold (part)

PIMCO High Yield Spectrum Inst] — Int/Div — Buy

Eaton Vance Floating Rate Ady — Int/Div — Sold (part)

Eaton Vance Floating Rate Instl — Int/Div — Buy

Fidelity Treasury Daily Money Market (Y) — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Loval American Insurance — Int/Div

Winston-Salem Foundation Donor Advised Fund — None

Vanguard 529 Vanguard Interest Accumulation Portfolio — Interest

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

NC College Foundation 529 Dependable Income Fund — None — Buy

Board Member, Notre Dame Law Association

Spouse's income — 2012 — Piedmont Land Conservancy, salary

The Winston-Salem Foundation Donor Advised Fund reflects money we donated irrevocably to, and is owned by, the Foundation, but IIs can direct

donations from that Fund to charities of our choice, We can receive no income from its investment; rather, the Fund receives the income,