Gerard E. Lynch

Citibank Accounts — Interest

Bank of America Money Market Account — Interest

Amex Centurion Bank Money Market Account — Interest

Bremer Bank NA Money Market Account — Interest

Blackrock NY Muni Inc. Tr — Int/Div

Gabelli Utility Trust PFD — Int/Div

Capital One Savings Account — Interest

Allianz Gl Con. Fd. — Int/Div

Vova Global Equity Fund — Int/Div

PIMCO NY Muni Inc. Fd — Int/Div

Blackrock Global Allocation B — Int/Div

Triborough BTA Bonds — Interest — Sold (part)

Eaton Vance Enhanced Equity Fd — Int/Div

Eaton Vance Tax Managed Global Fund — Int/Div

Nuveen Municipal Value — Int/Div

PIMCO Income Strategy Fd — Int/Div

Putnam Int'l. Gr. Fund — Int/Div

Alpine Total Dynamic Div. Fd — Int/Div

Invesco Tax Free Int. Shares — Int/Div

Eaton Vance Floating Rate Inc. Tr — Int/Div

Rochester Mum Fd. CI A — Int/Div

Rydex Inverse Govt. Long Bond Strategy — Int/Div

Franklin Utihties — Int/Div

SunAmerica Focused Small Cap — Int/Div

TIAA Traditional RA — Int/Div

CREF Stock R3 — Int/Div

Franklin Income Fd. € — Int/Div

Voya Risk Managed Nat. Res. Fd — Int/Div

Nuveen Global Fd — Int/Div

NYC Bonds — Interest — Sold (part)

NYS Dorm Auth. Bonds — Interest — Redeemed

Hartford Cap. Apprec. Fd. — Int/Div

Fidelity Adv. Div. Int'l — Int/Div

Lord Abbett NY T/F — Interest

Putnam Amer-govt. Income FD — Interest

Columbia NY Tax Exp. CL. A — Interest

Fidelity Adv. Govt. Income FD — Interest

Lord Abbett Short Duration Income FD — Int/Div

Hartford Inflation Plus FD — Int/Div

Rental Property, Manhattan, New York, NY (2002, $272,500) — Reat

Nassau County Bonds — Interest

Franklin NY Tax Free — Interest

Fidelity Adv, Strategic — Int/Div

Vanguard Consumer Staples — Int/Div

Vanguard Info Tech — Int/Div

Vanguard Emerg. Mkts — Int/Div

Vanguard High Dvd. Yield — Int/Div

Vanguard Total Stock Market ETF — Int/Div

Vanguard Total Bond Market ETF — Int/Div

Wisdom Tree Continuous Commodity Index Fund — Int/Div

Nuveen Int-Dur. Mun. Term Fund — Int/Div

Blackrock Mun. Target Term Trust — Int/Div

Western Asset Municipal Income — Int/Div

Vanguard FTSE All World ETF — Int/Div

Vanguard REIT Index ETF — Int/Div

Goldman Sachs Technology Fd — Int/Div

Nuveen Santa Barbara Div. G. Fund — Int/Div

NY Convention Ctr. Bond — Interest

Metrop. Trans. Auth. Bond — Interest — Buy (add'l)

Wisdomtree Int'l. ETF — Int/Div

Eric County NY Swr. Dist — Interest

Franklin Rising Dir. Fd. — Int/Div

Synovus Bank CD — Interest — Buy

Synovus Bank CD — Interest — Sold

Blackrock NY Muni Opportunities Fd — Int/Div — Buy

Synchrony Bank CD — Interest — Buy

Bank of the West CD — Interest — Buy

Bank of the West CD — Interest — Buy

Flushing Bank CD — Interest — Buy

Ally Bank CD — Interest — Buy

Suffolk County Bond — Interest — Buy

Professor of Law, Columbia University

Visiting Judicial Scholar, Northwestern University

Reimbursement — Federal Bar Council — Feb. 18-25 — Pulm Springs, CA — CLE Teaching — Travel, Lodging, Meals

Reimbursement — Northwestern University — Mar, 7-9 — Chicago, IL — Teaching — Travel, Lodging, Meals

Reimbursement — Amencan Law Institute — May 21-24 — Washmgton, DX — Annual Meeting — Travel, Lodging, Meals

Reimbursement — Federal Bar Association, Tampa Bay Chapter — June 28-30 — Tampa, FL — CLE Teaching — Travel, Lodging, Meals

Reimbursement — American Society of International Law — Nov. 17 — Washmgton, DX — Judges' Advisory Board — Travel

Income — Columbia University — S40.000.00

Spouse's income — 107 — Private Practice of Psychotherapy

Part VIL. Investments and Trust - Line 30: Redeemed two bonds 08/01/2017 and 09/11/2017.