Robert E. Payne

IRA #1 — Int/Div

Allianceber Sm. Cap — Buy

American Europacific Growth Fund — Sold

Artisan Mid Cap Value Fund — Sold (part)

Artisan Mid Cap Value Fund — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Sold (part)

Blackrock Equity Dividend Fund CL Institutional — Buy (add'l)

Blackrock High Yield Bond Fund — Buy

Blackrock High Yield Bond Fund — Buy (add'l)

Blackrock Inflation Protected Bond — Sold

Calamos Market Neutral — Buy

Cambiar Opportunity Fund — Buy (add'l)

Cambiar Opportunity Fund — Sold (part)

Cambiar Opportunity Fund — Sold

Columbia Select Large Cap Fund — Sold (part)

Columbia Select Large Cap Fund — Sold (part)

Columbia Select Large Cap Fund — Buy (add'l)

Eaton Vance Commodity Strategy Fund — Sold

Fundvantage Tr. Polen — Buy

Fundvantage Tr. Polen — Sold (part)

Fundvantage Tr. Polen — Sold (part)

Fundvantage Tr. Polen — Buy (add'l)

Goldman Sachs Absolute Return — Sold (part)

Goldman Sachs Absolute Return — Sold (part)

Goldman Sachs Absolute Return — Sold

Goldman Sachs High Yield — Sold (part)

Goldman Sachs High Yield — Sold

Guggenheim Managed Futures — Sold (part)

Guggenheim Managed Futures — Sold (part)

ING Global Real Estate Fund — Buy (add'l)

ING Global Real Estate Fund — Sold (part)

Invesco Premier Inst, (Money Market Fund = cash) — Buy

Invesco Premier Inst, (Money Market Fund = cash) — Sold (part)

Invesco Premier Inst, (Money Market Fund = cash) — Sold (part)

1Q Alpha Hedge Strategy Fund — Sold (part)

1Q Alpha Hedge Strategy Fund — Sold (part)

Shares Barclay Shi, Treas — Sold

Lazard Developing Markets Equity — Sold (part)

Lazard Developing Markets Equity — Buy (add'l)

Lazard Developing Markets Equity — Sold

Loomis Bond Fund Inst’) — Sold (part)

Loomis Bond Fund Inst’) — Sold

MS Liquid Asset Fund

Neuberger Berman Large Cap Discipline Growth Fund — Buy (add'l)

Neuberger Berman Large Cap Discipline Growth Fund — Sold

Oakmark 1 — Buy

Oakmark 1 — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

Oppenheimer Int'l Growth Fund — Buy

Oppenheimer Int'l Growth Fund — Buy (add'l)

Oppenheimer Int'l Growth Fund — Sold (part)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pimco Commodity Real Return P Fund — Buy

Pimco Commodity Real Return P Fund — Buy (add'l)

Pimco Emerging Local Bond Fund — Sold (part)

Pimco Emerging Local Bond Fund — Buy (add'l)

Pimco Emerging Local Bond Fund — Sold

Pimco Total Return Fund — Buy (add'l)

Pimco Total Return Fund — Sold (part)

Pimco Total Return Fund — Buy (add'l)

Pimco Total Return Fund — Sold (part)

Prudential Jennison Mid Cap Growth Fund — Buy (add'l)

Prudential Jennison Mid Cap Growth Fund — Sold (part)

Ramius Trading Strat. Mngd Futures — Buy

Royce Premier Fund — Sold (part)

TCW Small Cap Growth Fund — Sold

Templeton Global Bond Fund — Sold (part)

Thomburg International Value Fund — Sold

Vanguard Short Term Bond — Buy

Vanguard Short Term Bond — Sold

Virtus Foreign Opp. — Buy

Virtus Foreign Opp. — Buy (add'l)

Virtus Foreign Opp. — Sold (part)

Virtus Foreign Opp. — Buy (add'l)

Virtus Insight Emerging Markets — Sold (part)

Virtus Insight Emerging Markets — Sold (part)

Virtus MultiSector Short Term Bond — Buy

Virtus MultiSector Short Term Bond — Buy (add'l)

Virtus MultiSector Short Term Bond — Sold (part)

Wells Fargo Advantage High Income Fund — Sold (part)

Wells Fargo Advantage High Income Fund — Sold

Western Asset Core Plus Bond Fund — Sold (part)

Western Asset Core Plus Bond Fund — Sold (part)

IRA #2 (8S): — Int/Div

Allianceber Small Growth Cap — Buy

American Century Int'l Bond Fund — Sold

American Europacific Growth Fund — Sold (part)

American Europacific Growth Fund — Sold

American Growth Fund of America — Sold

Artisan Madcap Value — Buy (add'l)

Aston/Montag & Caldwell Growth — Sold (part)

Baron Growth Fund — Sold

Blackrock Equity Div. A — Buy

Blackrock Equity Div. A — Buy (add'l)

Blackrock Inflation Protection Bond — Sold (part)

Blackrock Inflation Protection Bond — Buy (add'l)

Blackrock Low Div. Bond — Buy

Blackrock Low Div. Bond — Sold

Columbia Select LG CP Growth — Buy

Columbia Select LG CP Growth — Buy (add'l)

Davis NY Venture Fund — Sold

Delaware Intemational Value Equity Fund — Sold

Dreyfus Emerging Markets Fund — Sold

EV Income Fund of Boston — Sold (part)

EV Income Fund of Boston — Buy (add'l)

Invesco Developing Markets A — Buy

Invesco Developing Markets A — Sold (part)

Ivy Midcap Growth

Lazard Emerging Markets Fund — Sold (part)

Lazard Emerging Markets Fund — Sold (part)

Qakmark — Buy

Qakmark — Buy (add'l)

Oppenheimer Int'l Growth Fund — Buy

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pimco Emerging Markets Bond Fund — Sold (part)

Pimco Emerging Markets Bond Fund — Sold

Pimgco Foreign Bond — Buy

Pimco Low Duration A — Buy

Rovee Premier Fund — Buy (add'l)

Rovee Premier Fund — Buy (add'l)

T. Rowe Price Equity Income Fund — Sold

Virtus Foreign Opp. A — Buy

Virtus Foreign Opp. A — Buy (add'l)

Virtus Foreign Opp. A — Buy (add'l)

Virtus MultiSect Short Term Bond — Buy

Western Asset Core Plus Portfolio — Buy (add'l)

Western Asset Core Plus Portfolio — Sold (part)

Western Asset Government Money Market Fund

BROKERAGE ACCOUNT #1

AMC Networks Ine (X) — Int/Div

Anadarko Pete (APC) — Int/Div — Buy

Autodesk Inc — Int/Div — Buy

Biogen — Int/Div — Buy

Biogen — Buy (add'l)

Blackrock Equity Dividend — Int/Div — Buy

Blackrock Equity Dividend — Buy (add'l)

Blackrock Equity Dividend — Buy (add'l)

Blackrock Equity Dividend — Buy (add'l)

Blackrock Equity Dividend — Buy (add'l)

Blackrock Equity Dividend — Sold

Bristol Myers Squibb — Int/Div — Buy

Bristol Myers Squibb — Buy (add'l)

Bristol Myers Squibb — Sold

Broadcom Corp — Int/Div — Buy

Cablevision Systems Corp — Int/Div — Buy

Chevron Corp — Int/Div — Buy

Chevron Corp — Sold

Citrix Systems Inc. (X) — Int/Div

Comcast Corp — Int/Div — Buy

Covidien PLC — Distribution — Buy

Cree Research Inc — Int/Div — Buy

Direct TV Com — Int/Div — Buy

Dolby Cla (X) — Buy

Dolby Cla (X) — Sold (part)

Exxon Mobil Corp — Int/Div — Buy

Exxon Mobil Corp — Sold

Fluor Corp — Int/Div — Buy

Forest Laboratories Inc — Int/Div — Buy

Freeport McMoran CP&GLD (X) — Int/Div

General Elecetric Co — Int/Div — Buy

General Elecetric Co — Sold

Immunogen Inc. (X) — Int/Div

Isis Pharm Inc — Int/Div — Buy

JP Morgan Chase & Co — Int/Div — Buy

JP Morgan Chase & Co — Sold

L-3 Communications Hldg. Inc — Int/Div — Buy

Liberty Interactive Co — Int/Div — Buy

Liberty Media Corp (X) — Int/Div

National Oilwell Varco Inc — Int/Div — Buy

Nucor Corp — Int/Div — Buy

Pall Corp — Int/Div — Buy

Pentair Ltd (X) — Int/Div

Sandisk Corp — Int/Div — Buy

Seagate Technology, Inc — Int/Div — Buy

Seagate Technology, Inc — Buy (add'l)

Starz Series A (X) — Int/Div

TE Connectivity Ltd — Int/Div — Buy

The ADT Corporation Com (ADT) (X) — Int/Div

Tyco Int'l Ltd — Int/Div — Buy

UnitedHealth Gp Inc — Int/Div — Buy

United Technologies Corp — Int/Div — Buy

United Technologies Corp — Sold

Verizon Communications — Int/Div — Buy

Verizon Communications — Sold

Vertex Pharmaceuticals (X) — Int/Div

Weatherford Int'l Ltd — Int/Div — Buy

Wells Fargo & Co — Int/Div — Buy

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — Int/Div

Mallen Research Ltd Partnership — None

Liability — WELLS FARGO — CREDIT CARD

Income — 1100312013 — IRA #1 Distribution — $23,153.23

Spouse's income — 1073172003 — IRA #2 DISTRIBUTION

1

Part VII, page 5, line 28 - "Goldman Sachs High Yield" 1s a name change. In the 2012 annual report, Part VII, page 4, lines 17 - asset was named "Goldman

Suchs Trust"

2. Part VII, page 8, line 78 - this asset was listed in the 2012 annual report, Part VII, page 6, line 45 as "Virtus Emerging Markets” - the word "Insight" was

inadvertently omitted in the name in the 2012 annual report.

3. Part VIL, page 11, line 134 - "Brokerage Account #1." Note: in the 2012 annual report, Part VII, page 8, line 74 - "Citibank NA - Cash” was noted as an asset.

This cash was used in 2013 to purchase the new stocks listed in the Brokerage Account #1,

Therefore, "Citibank NA - Cash" is not reported in the 2013 annual

report.

4. In the 2012 annual report, page 4, line 8 - "BP Plc Spons (Y)" was erroneously reported. This asset was bought and sold in 2011 (with a Value Code J).

Therefore, this asset is not in the 2013 report.