Daniel A. Guy jr
2017Annual
Ask Donna
Pull out the substance of this filing.
What was filed
189
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Cull-Simpson, Inc
As filed
Header-Ameritrade Joint Brokerage Acct
Amentrade Money Market Account — Interest
Amazon (Common) — None — Sold
Apache (Common) — Int/Div — Buy
Berkshire Hathaway (B-Common) — None — Buy (add'l)
Boeing (Common) — Int/Div — Buy
A Dorian LPG (Common) — None — Sold
Eaton (Common) — Int/Div — Buy
Google/Alphabet — None — Sold
HC2 Holdings (Common) — None — Sold
Ishares Biotech (ETF) — Int/Div
Kinder Morgan (Common) — Int/Div
Micron Technology (Common) — None
Monmouth Real Estate (REIT) — Distribution
Nordic American Tankers (Common) — Int/Div — Sold
Real Industry (Common) — None — Sold
Regeneron (Common) — None — Buy
Seritage (Common) — Int/Div — Buy
Slumberger (Common) — Int/Div — Sold
Southwest Airline (Common) — Int/Div — Buy
S&P Energy (ETF) — Int/Div — Buy (add'l)
S&P Health (E1¥) — Int/Div — Buy (add'l)
S&P Regional Banks (ETF) — Int/Div — Buy
Time Wamer (Common) — Int/Div — Sold
Teva (Common) — Int/Div — Sold
Third Point Remsurance (Common) — None — Sold
Vodaphone (Common) — Int/Div — Sold
VF Corp (Common) — Int/Div — Sold
Wisdom Tree Japan (ETF) — Int/Div — Buy
Burlington Northern (Corp Bond) — Interest
General Electric (Corp Bond) — Interest
Goldman Sachs (Corp Bond) — Interest
JP Morgan (Corp Bond) — Interest
Marsh & McClellan (Corp Bond) — Interest
Sysco (Corp Bond) — Interest
Wells Fargo (Corp Bond) — Interest
Amentrade Single Brokerage Acct. (Header) [
Ally Bank Jomt Money Market Account — Interest
Ally Bank Jomt 2-Year CD — Interest
Ally Joint Savings Account — Interest
Header-Inherited IRA (Baird & Co.) Account rollover to Schwab below
Baird Money Market/Cash — Interest — Closed
Abbvie (Common) — Int/Div — Sold
Akama (Common) — None — Sold
American Express (Common) — Int/Div — Sold
Apple (Common) — Int/Div — Sold
Chipotle (Common) — None — Sold
Devon Energy — Int/Div — Sold
Express Scripts (Common) — None — Sold
General Electric (Common) — Int/Div — Sold
Goldcorp (Common) — Int/Div — Sold
Harley Davidson (Common) — Int/Div — Sold
Halliburton (Common) — Int/Div — Sold
JP Morgan (Common) — Int/Div — Sold
Mead Johnson (Common) — Int/Div — Sold
Occidental (Common) — Int/Div — Sold
Oracle (Common) — Int/Div — Sold
Perrigo (Common) — Int/Div — Sold
Qualcomm (Common) — Int/Div — Sold
Sanofi (ADRs-Common ) — Int/Div — Sold
Transocean Limited (Common) — Int/Div — Sold
Umion Pacific (Common) — Int/Div — Sold
US Bankcorp (Common) — Int/Div — Sold
Anheuser Busch Note — Interest — Sold
Ford Motor Company: Bond due 8-1-18 — Interest — Sold
Hewlett Packard Note — Interest — Sold
JP Morgan (Corp Bond due 03/25/20) — Interest — Sold
JP Morgan Note — Interest — Sold
McDonald's Note — Interest — Sold
Oglethorpe Power (Corp. Bond due 03/1519) — Interest — Sold
Verizon Note — Interest — Sold
Header-Schwab Inherited IRA Account (was Baird) now managed by Almanac
Money market account — Interest — Sold (part)
ETF--20 Year Treasury (TMV) — Interest — Buy
ETF-<Gold (SGOL) — Int/Div — Buy
ETF--Emerging Market (IEMG) — Int/Div — Buy
ETF--Emerging Market (DVYE) — Int/Div — Buy
ETF--Emerging Market (EEM) — Int/Div — Buy
ETF-<India (INDA) — Int/Div — Buy
ETF--Treasuries (LTPZ) — Interest — Buy
ETF--Emerging Markets (SCHE) — Int/Div — Buy
ETF-«Common Stocks (SCHB) — Int/Div — Buy
ErF-Common Stocks (SCHD) — Int/Div — Buy
ETF--Small Caps (SCHA) — Int/Div — Buy
ETF--Financials (KBE) — Int/Div — Buy
ETF-Natural Resources (GNR) — Int/Div — Buy
ETF--Emerging Market Bonds (HYEM) — Interest — Buy
ETF--Bouds (EDV) — Interest — Buy
ETF--Bonds (VCLT) — Interest — Buy
ETF--Imternational/Euro { ELSC) — Int/Div — Buy
ETF--International/Euro (HEDJ) — Int/Div — Buy
ETF--Japan (DXJS) — Int/Div — Buy
ETrF--Master Limited Ptr (MLPA) — Int/Div — Buy
ETrF--Master Limited Ptr (MLPA) — Sold
ETF--Treasuries (TBT) — Interest — Buy
ETF--Treasuries (TBT) — Sold
Header-Charles Schwab Trust Account
Charles Schwab Money Market/Cash — Interest — (part)
Bank United CD due 1/29/18 — Interest — Buy
Aflac Inc. (Bond due 2/15/22) — Interest
AT&T Inc (Bond due 2/15/17) — Interest — Matured
Bank of America (Bond due 1/22/24) — Interest
EMC Corp (Bond due 6/1/20) — Interest
Florida Power (Bond due 8/15/21) — Interest
Ford Motor Co (Bond due 801/18) — Interest
HCP Inc (Bond due 11/1523) — Interest
IBM Inc (Bond due 2/8/18) — Interest
Ryder System Inc (Bond due 2/26/19) — Interest
Annaly Capital (Preferred) — Int/Div — Sold
Berkshire Hathaway {Common-B) — None
Exxon Mobil (Common) — Int/Div — Sold
Johnson & Johnson (Common) — Int/Div
Merck (Common) — Int/Div
Pfizer (Commom) — Int/Div
Roval Dutch Shell (Common) — Int/Div — Sold
ETF: IVV — Int/Div
ETF: GDX — None
ETF: XLE — Int/Div
ETF: XLM — Int/Div
ETF: XLK — Int/Div
ETF: GLD — None
ETF: VWO — Int/Div
ETF: VGK — Int/Div
ETF: VO — Int/Div
ETF: VNQ — Int/Div
ETF: VNOI — Int/Div — Buy
ETF: VTIP — Int/Div
ETF: VB — Int/Div
ETF: VXUS — Int/Div
ETF: VT — Int/Div
ETF: BSC) — Interest — Buy
ETF: XBI — Int/Div — Buy
Header-Charles Schwab Joint Brokerage Acct: Almanac
shares ETF: TIP — Interest — Sold
PIMCOETF:LTPZ — Interest
Proshares ETF: EUO — Int/Div — Sold
Proshares ETF: RWM — Int/Div — Sold
Proshares ETF: SDS — Int/Div — Sold
Select Sector ETF: XLP — Int/Div — Sold
Select Sector ETF: TLO — Interest — Sold
Select Sector E11: GNR — Int/Div
shares E1r: HEEM — Int/Div — Sold
shares ETF: HEW) — Int/Div — Sold
shares ETF: HYG — Int/Div — Sold
shares ETF: UH — Int/Div — Sold
Ishares E1r: EEM — Int/Div — Sold (part)
shares ETF: RING — Int/Div — Buy
shares ETF: RING — Sold
ETF: OIL — Int/Div — Buy
ETF: OIL — Sold
Ishares E1r: EMB — Int/Div — Sold
Ishares ETF: LQD — Int/Div — Sold
shares ETF: IAL — None — Sold
Powershares ETF: BKLN — Int/Div — Sold
Vaneck ETF: HYEM — Interest — Sold (part)
WisdomTree ETF: EUSC — Int/Div — Sold (part)
Wisdomtree ETF: HED) — Int/Div — Sold (part)
Direxon ETF: TMV — Interest — Buy
Schwab ETF: SCHE — Int/Div — Buy
Schwab ETF: SCHB — Int/Div — Buy
Schwab ETF: SCHA — Int/Div — Buy
Deutche ETF: DBAW — Int/Div — Buy
Wisdomtree ETF: DXJS — Int/Div — Buy
S&P ETF: KBE — Int/Div — Buy
Fidelity ETF: FENY — Int/Div — Buy
Vanguard ETF: EDV — Int/Div — Buy
Vanguard E1r: VCLT — Int/Div — Buy
ETFS ETF: SGOL — Int/Div — Buy
iShares ETF: IEMG — Int/Div — Buy
iShares ETF: PICK — Int/Div — Buy
iShares ETF: INDA — Int/Div — Buy
Navy Federal Credit Union Money Market Acct, — Interest
Header-Amenitrade IRA
Amazon (Common) — None
Apend (Common) — None — Buy
Bames & Noble (Common) — Int/Div — Buy
Peabody Energy (Common) — Int/Div — Buy
Peabody Energy (Common) — Sold
Occular (Common) — None — Buy
Occular (Common) — Sold
Panera (Common) — Int/Div — Sold
Amentratde Money Market — Interest
ING Variable Annuity (Growth Fund of America) — Int/Div
Header: Maryland College Investment Plan ]
Header: Maryland Prepaid College Trust A aI
Mass Mutual Universal Life Policy — Int/Div
Mass Mutual Universal Life Policy — Int/Div
Gill-Simpson, Inc. (Common) — None — Closed
MFS Growth Fund (Inherited IRA) — Distribution — Sold (part)
Director (Company operations wound up in Dec. 2017), Cull-Simpson, Inc
The following is a response to the Committee on Fmancial Disclosure letter dated December 7, 2018:
The second paragraph of the letter states that "In Part VII, lines 73, 116-120, 122-124, 127, 129 and 130, you listed various assets which were not in your prior
(2016 amended) report.” Tn fact, | reported these same assets on lines 63-64, lines 122-123, 125, and lines 127-137 of my 2016 amended report. The difference
is that in my original report for 2017, 1 dropped the practice of providing a generic description of each exchange traded fund (ETF) in Column A, Description of
Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g, "ETF: IVV". ETF: IVV, reported on line 116 of my 2017 original report was
formerly reported on line 122 of my 2016 amended report as "iShares S&P Index".
As suggested in the third paragraph of the letter, 1 have reported "None™ in Column B{2) for the income associated with the each of the assets in question.
The fourth paragraph of the letter states that "In Part VII, lines 40-44, 46, 47, 49, 50, 53-57, 59, 122, 123, 125, 127-137, and 186-188, in your prior (2016
amended) report you listed various assets, but you did not list these assets in your current (2017) report.”
A. Lines 39-60, and [86-188 of my 2016 amended report identify assets owned by
in a brokerage account and college savings plans,
respectively. Because the
in 2017, as reported in the headers on lines 37 and 184-185 of my original 2017 report, 1 deleted those
assets from the report. 1 now understand that | was expected to have reported the assets with a (Y) in Column A. As | no longer [NN this
specific issue will not reoccur in the future.
B. As for lines 122, 123, 125, and 127-137 reported in my 2016 amended report, these same assets are reported on lines 116-130 of my original 2017 report. The
difference is (as explained above) that in my original report for 2017, 1 dropped the practice of providing a generic description of each exchange traded fund (ETF)
in Column A, Description of Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g. "ETF: IVV".
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.