Patti B. Saris

What was filed

1122
investments
4
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
2
spouse income

Named parties

Part VII
Part VII {called 0 en
Part VII (partl call)
Bottom Line Inc., Boston, MA
Federal Judges Association (FJA)
21st Century Fund, Brookline High School, Brookline, MA
Codman Academy Foundation Inc, Dorchester, MA
NYU
HIGHVISTA STATEGIES LLC, MA - Advisory fee
HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - seminar compensation

As filed

Mass. St Port Authority, Muni Bonds — Interest — Matured

Mass. St G/O Cons Ln Series. Muni Bonds — Interest

Mass. Bay Trans Authority, Municipal Bonds — Interest — Matured

Venture Investors Fund. LP — None

Bank of America (formerly Fleet Natl Bank), Bank Accounts — None

Realty Assoc Fund IV, LLC — None

Tucker Anthony Private Equity Fund 1, LP — istrnibution

TA Conference LLC — None

Realty Associates Fund V, LLC — None — Sold (part) — Part VII

Realty Associates Fund V, LLC — Sold (part) — Part VII

Maricopa Cty, AZ Municipal bds — Interest

Tucker Anthony Private Equity Fund 11 — Distribution — Sold (part) — Part VII

Mass. In] Fin Agy Municipal Bonds — Interest

Tucker Anthony Private Equity Fund 111 — Distribution — Sold (part) — Part VII

Tucker Anthony Private Equity Technology LP — Distribution

Trust#$ — Int/Div

Baupost Value Partners LP

Kensico Offshore Fd Lid LP

Global Fixed Inc Brandywine lny Tr Mututal Fd — Sold (part)

Global Fixed Inc Brandywine lny Tr Mututal Fd — Redeemed

Van Eck Int] Invest Gold-A Mutual Fd — Sold (part)

Van Eck Int] Invest Gold-A Mutual Fd — Buy (add'l)

Dodge & Cox Income Fd mutual Fd

Federated US Treas Cash money market (cash equiv) — Buy (add'l)

Federated US Treas Cash money market (cash equiv) — Sold (part)

S10. — Sold (part)

Vanguard S/T Invest Gr Inv (Mutual fd) — Sold

PIMCO Emerging Mkts Curr Instl (mt fd)- name chgd 8/16/11 — Open — Part VII

Vanguard Dividend Appre, mutual fd (x) — Open — Part VII

Vanguard Developed Mkts Index, mutual fd (v)

Vanguard Emerging Markets, mutual fd (y)

Trust#9 — Int/Div

Ishares MSC Brazil Index Fd (mutual fd)

SPDR Gold Trust (mutual fd)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

RIT) — Sold (part)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

Vanguard Dividend Appre, mutual fd

Vanguard Emerging Markets, mutual fd

Trust 10 — None

Travelers Life & Annuity Ins Co, universal life insurance

Trust#11 — Int/Div

Manulife Fin'l Corp (formerly JHancock Finl Svcs), common

Sun Life Assurance, universal life insurance

Manufacturers Life Ins, universal life (John Hancock)

Federated USTreas Cash Rsv cash eq mututal fd

MA Water Pollution Municipal Bonds — Interest — Sold (part)

Tucker Anthony Private Equity Fund 1V — Distribution

IRA Rollover

Federated USTreas Cash Rsv cash eq mutual fd — Int/Div

Zoom Information Inc Cl B closely held — None

Battery Ventures VIL.P — istmbution

Friends of Lime Rock II L.P — None

Park St Capl Natural Res Fd L.P — Distribution

Patron Capital L.P. — None

US Fidenza LLC — None

US Wertheim LLC — None — Redeemed — Part VII

MFB Northern Trust Co Funds Muni MM cash equiv. — Int/Div — Part VII

Northn AZ Univ Revs Municipal Bond — Interest

Phoenix AZ Civic Impt Municipal Bond — Interest — Matured — Part VII

Trust# 14 — None — Part VII

Federated USTreas Cash Rsv cash eq mutual fd — Sold

Intin MECM Investments LLC (closely held) (x) — Distnbuted

Trust#15 — None — Part VII

Federated USTreas Cash Rsv cash eq mutual fd — Sold

Intin MECM Investments LLC (closely held) (x) — Distnbuted

Trust # 16 — None — Part VII

Federated USTreas Cash Rsv cash eq mutual fd — Sold

Int in MECM Investments LLC (closely held) (x) — Distnibuted

Trust #17 — None — Part VII

Federated USTreas Cash Rsv cash eq mutual fd — Sold

Int in MECM Investments LLC (closely held) — Distnbuted

Park St Capital V LP — Distribution

Plymouth Rock Co Inc OC CI A - common stock — Int/Div

Buenos Aires Residential Co 11 LLC — Distribution — Part VII

Friends of Lime Rock 111 LP — None — Buy (add'l)

Highfields Capital 11 LP — Distribution

Park St Natural Resource Fund 11 Combined (Private Equity) — Distribution — Buy (add'l)

Park St Natural Resource Fund 11 Combined (Private Equity) — Buy (add'l)

Park Street Capital VI (Private Equity Fd) — Distribution — Buy (add'l)

Park Street Capital VI (Private Equity Fd) — Buy (add'l)

Patron Capital LP 11 {private equity) — Distribution — Buy (add'l) — Part VII

Orion Eruopean Real Estate Fd IL, CV, LP — None — Buy (add'l)

US Dublin LLC — None

Europa Fund Il US LP — Distribution

Weston Presidio V LP — Distribution — Buy (add'l)

Weston Presidio V LP — Buy (add'l)

IL St Municipal Bds — Interest — Sold

NJ Dev Auth Municipal Bds — Interest

Trust #18 — Distribution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) — Open — Part VII

Trust#19 — Distribution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) — Open — Part VII

Trust £ 20 — istnbution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) — Open — Part VII

Trust#21 — istmbution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) — Open — Part VII

TA Investors L.P — None

Wavemark Inc Ser A pfd stock — None

Centerbridge Cap Ptors LPs (Priv. Eq) — Distribution — Buy (add'l)

Lime Rock Parters IV LP {combined) (private equities) — Distribution — Buy (add'l)

Lime Rock Parters IV LP {combined) (private equities) — Buy (add'l)

Park St Cap Priv Eq Fd VII A LP — Distribution — Buy (add'l)

Park St Cap Priv Eq Fd VII A LP — Buy (add'l)

Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Distribution — Buy (add'l)

Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Buy (add'l)

Polaris Vent Part Entrep Fd V LP — Distribution — Buy (add'l)

Polaris Vent Part Entrep Fd V LP — Buy (add'l)

Summit Pins Priv Eq Fd VIIA — None — Buy (add'l)

Summit Pins Priv Eq Fd VIIA — Sold (part)

Summit Pins Priv Eq Fd VIIA — Buy (add'l)

TA X LP (Priv Eq) — istnbution

RIT) — Sold (part)

SPDR Gold Tr (formerly Streettracks Gold Trust) mutual fd — None

Realty Assoc Fd V Corp (REIT) — None

Minneapolis, MN Municipal bds — Interest

University Idaho Municipal bds — Interest

Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Buy (add'l)

Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)

MATS — Buy (add'l)

bad) — Buy (add'l)

pak) — Buy (add'l)

pak) — a

pak) — Buy (add'l)

RITES — Buy (add'l)

RITES — Sold (part)

RIT) — Sold (part)

RE¥S — Sold (part)

Adb6 — Sold (part)

RETH — Sold (part)

ARO. — Sold (part)

assy — Sold (part)

Local Motors Series A pfd closely held — None

PIMCO Emerging Mkts Curr Inst Fd mutual fd-name chgd 8/16/11 — Int/Div — Sold (part)

PIMCO Emerging Mkts Curr Inst Fd mutual fd-name chgd 8/16/11 — Sold

Van Eck Int] Invest Gold A mutual fd — Int/Div — Buy (add'l)

Hephaestion I LP priv eq — Distribution — Buy (add'l)

Hephaestion Retail LP priv eq — Distribution — Buy (add'l)

Hephaestion Retail LP priv eq — Buy (add'l)

Portland Global Real Est Sec Fd LP — None

Blackstone Distressed Securities Fd LP — None

Penta Asia Domestic Partners LP — Distribution

PSC Luxembourg Hidgs LLC — Distribution

Trust #22 — istnbution

Int in MECM Assoc Il LLC closely held

Hephaestion LP — Buy (add'l)

Hephaestion Co-invest LP — Buy (add'l)

Porus Invt Hidg Co Ltd LP

Xander Master Fund LLC

Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)

Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)

Trust #23 — Int/Div

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held)

Trust #24 — hy

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held)

Trust #25 — Int/Div

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held)

Trust £ 26 — Int/Div

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held) (v) — Part VII

Liveprocess Crop Ser A pfd stock — None

Neurophage Pharmls Inc Series A cv pfd stock — None

Wavemark Inc Ser B pfd stock — None

Meridia Capital LP — None

Metad Group Ltd LP — None

Elhott Associates, LP — None

Hony Capital Fund 2008, LP — Distribution — Buy (add'l)

Hony Capital Fund 2008, LP — Buy (add'l)

S16. — Buy (add'l)

Line Rock Partners V. LP combined — Distribution — Buy (add'l)

Line Rock Partners V. LP combined — Buy (add'l)

Lome Star Fund VI (US), LP — Distribution

Lone Star Europe Holdings (US), LP — Distribution

Lome Star Real Estate Fund (US), LP — istnibution

Middle East North Africa Opportunities Fd. LP — None

Portland Capital LLP — None — Redeemed

MA Health & Ed Mumcipal Bds — Interest — Sold (part)

MA Health & Ed Mumcipal Bds — Buy (add'l)

MECM Associates LLC closely held — Int/Div — Part VII

Abrams Capital Partners 11 LP — None

Baupost Value Partners LP 1 — None

Brookside Cap Partners Fd LP — None

Kensico Associates LP — None

Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Sold (part)

Federated US Treas Cash Rsv cash eq mutual fd — Sold (part)

PAR Investment Partners LP (private equity) (x) — None — Buy

PAR Investment Partners LP (private equity) (x) — Buy (add'l)

Auburndale FL Municipal bds — Interest

Berkeley Cty SC Municipal bd — Interest

Birmingham AL Municipal Bds — Interest — Matured — Part VII {called 0 en

Hawaii St Municipal Bds — Interest — Sold (part) — Part VII (partl call)

Chatham Cty GA Mumcipal Bds — Interest

MA St College Bds Municipal Bds — Interest

Trust #27 — Int./y

Ishares MSC Brazil Index Fd

Int in MECM Investments LLC (closely held)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)

SH). — Sold (part)

Vanguard Dividend Appre, mutual fd

Vanguard Emergmg Markets, mutual fd

Trust #28 — Int/Div

Ishares MSC Brazil Index Fd

Int in MECM Investments LLC (closely held)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)

Vanguard Dividend Appre, mutual fd

Vanguard Emerging Markets, mutual fd

Chilton Gobal Natural Res Partners LP — None — Redeemed — Part VII

CX Partmers Fd Limited (private eq) — Distribution — Buy (add'l)

CX Partmers Fd Limited (private eq) — Buy (add'l)

Hephaestion HI LP — istmbution — Buy (add'l)

Hephaestion HI LP — Buy (add'l)

Mondrian Intl Fixed Income Fd LP — None — Redeemed — Part VII

Orion European Real Estate Fd 111 CV (priv eq) — istmbution — Buy (add'l)

Orion European Real Estate Fd 111 CV (priv eq) — Buy (add'l)

RBC (Royal Bank of Canada), bank accounts — Interest

RBC Dominion Securities Inc — Interest

Government of Canada Provincial Treasury Bills — Sold (part)

Canada Housimg Trust Mtge Bds

HSBC Bank GIC — Matured

National Bank of Canada GIC (annual due R614)

Royal Bank of Canada GIC (ammual due R613)

Province of Ontario Notes

Province of Quebec Notes

Province of British Columbia Notes (semi- anual package) — Redeemed

Hydro Quebec notes (int only package)

Alberta Cap Fin Auth Bonds

Financement Quebec Bonds

AGF Turst GIC (annual due 2/18/2014)

Homequity Bank GIC (annual due 2/17/15)

Laurentian Bank GIC (annual due 21772013)

Farm Credit Canada Notes

Ville de Montreal Bds

Province of New Brunswick, Canada debentures

Province of Alberta. Canada debentures

RBMC GIC — Matured

Pacific & Westem GIC (annual due 22872015) (x) — Buy

Resmor Trust Company GIC (annual due 3/2/2016) (x) — Buy

Equitable Trust GIC (annual due 8/9/2017) x) — Buy

Natcan GIC {annual due 3/2/2016) (x) — Buy

Home Trust Company GIC (annual due RO9201T) (x) — Buy

Manulife Trust GIC (annual due 89/2017) ix — Buy

Royal Trust Company GIC (annual due R1372018) (x) — Buy

B2B Trust GIC (annual due 8/13/2015) (x) — Buy

RBC Mortgage Corp GIC (annual due 12/52016) (x) — Buy

Royal Trust Corp GIC (annual due 12/5/2016) (x) — Buy

ICICI Bank GIC (annual due 12/5/2017) x) — Buy

Gold boullion — None

MECM Investments LLC (closely held) — Int/Div

Auburndale FL Municipal Bds

Berkeley Cty SC Municipal Bds

Easley SC Municipal Bds

IL St Municipal Bds — Matured — Part VII

Mame St Municipal Bds

Reg Trans Dist CO Municipal Bds — Matured

Pimco Foreign Bd Fd mutual fd — Sold

Ishares MSC Brazil Index Fd mutual fd

SPDR Gold Trust mutual fd

Int in MECM Associates Il LLC (closely held) — Part VII

Chatham Cry GA Municipal Bds

MA St College Bldg Auth Municipal Bds

NJ St Trans Mumicipal Bds

Chilton Global Natural Res Priners LP — Redeemed — Part VII

PIMCO Emerging Mkts Curr Inst! (mt Fd)-name chgd 8/16/11 — Sold

Gold Bullion

Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)

T13. — Sold (part)

Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)

650), — Buy (add'l)

T00. — Buy (add'l)

T08. — Buy (add'l)

T08. — Sold (part)

T13. — Sold (part)

TIS. — Sold (part)

T16. — Sold (part)

T60). — Sold (part)

Vanguard Developed Mkts Index, mutual fd

Vanguard Dividend Appre, mutual fd

Vanguard Emerging Mkts, mutual fd

Buckeve Partners LP, PTP — Buy (add'l)

Buckeve Partners LP, PTP — Sold (part)

Access Midstream Partners LP, PTP (f/k/a Chesapeake Mid.) — Buy (add'l) — Part VII

Access Midstream Partners LP, PTP (f/k/a Chesapeake Mid.) — Buy (add'l)

bail — Buy (add'l)

Copano Energy LLC, PTP — Buy (add'l)

Copano Energy LLC, PTP — Sold (part)

DCP Midstream Partners LP, PTP — Buy (add'l)

El Paso Pipeline Partners LP, PTP — Buy (add'l)

El Paso Pipeline Partners LP, PTP — Sold (part)

Enbridge Energy Partners LP, PTP — Buy (add'l)

Enbridge Energy Partners LP, PTP — Sold (part)

Energy Transfer Partmers LP, PTP — Buy (add'l)

Energy Transfer Equity LP, PTP — Buy (add'l) — Part VII

Energy Transfer Equity LP, PTP — Buy (add'l)

Energy Transfer Equity LP, PTP — Sold (part)

Enterprise Prods Partners LP, PTP — Buy (add'l)

Enterprise Prods Partners LP, PTP — Sold (part)

Holly Energy Partners LP, PTP — Sold (part)

Holly Energy Partners LP, PTP — Buy (add'l)

Inergy LP, PTP (y) — Part VII

Kinder Morgan Energy Partners LP, PTP — Buy (add'l)

Kinder Morgan Inc — Sold (part)

R13. — Buy (add'l)

R14, — Buy (add'l)

Kinder Morgan Management LLC, PTP — Sold

Magellan Midstream Partners, PTP — Buy (add'l)

Magellan Midstream Partners, PTP — Sold (part)

Markwest Energy LP, PTP — Buy (add'l)

Oneok Partners LP, PTP — Buy (add'l)

Oneok Partners LP, PTP — Sold (part)

Plains All American Pipeline LP, PTP — Buy (add'l)

ERrS — Buy (add'l)

ERrS — Sold (part)

Regency Energy Partners LP, PTP — Buy (add'l)

Regency Energy Partners LP, PTP — Sold (part)

Spectra Energy Partners LP, PTP — Buy (add'l)

Spectra Energy Partners LP, PTP — Sold (part)

Sunoco Logistics Partners LP, P17 — Sold (part)

Sunoco Logistics Partners LP, P17 — Buy (add'l)

Sunoco Logistics Partners LP, P17 — Sold (part)

Targa Resources Partners LP, PTP — Buy (add'l)

Targa Resources Partners LP, PTP — Sold (part)

Targa Resources Partners LP, PTP — Buy (add'l)

Weston Gas Partners LP, PTP — Buy (add'l)

Weston Gas Partners LP, PTP — Sold (part)

Williams Partners PTP — Buy (add'l)

R54, — Buy (add'l)

Shi) — Sold (part)

Hawaii St bds, municipal bds

Loudoun Cty VA Bds, municipal bds

MA St Dev Fin Agy Bds, municipal bds

TX St Bds, municipal bds

WI St Trans Rev Bds, municipal bds

Charleston Cty SC municipal bds

Energy Northwest WA Elec Rev municipal bds

Farmington CT municipal bds

Frederick Cty MD municipal bds

Henrico Cty VA municipal bds — Matured

Mecklenburg Cty NC municipal bds

Pima Cty AZ munidipal bds — Sold

Suffolk Cty NY municipal bds — Sold

MF Norther Funds mun money mkt (cash equiv) — Part VII

Vanguard Energy Fd-Adm (mutual fd) — Buy (add'l)

Vanguard Energy Fd-Adm (mutual fd) — Sold (part)

Lone Star Real Estate Fd 11 (US.), LP (priv equity) — Buy (add'l)

Lone Star Fund VII (U.S.), LP (priv equity) — Buy (add'l)

KOM) — Buy (add'l)

EUR) — Buy (add'l)

PS Opportunities Onshore LP (priv equity)

Crestwood Midstream Partners LP (PTP) — Sold

Oiltanking Partners LP (PTP) — Buy (add'l)

Tesoro Logistics LP (PTP) — Sold (part)

Tesoro Logistics LP (PTP) — Buy (add'l)

MPLX LP (PTP) (x) — Buy

MPLX LP (PTP) (x) — Buy (add'l)

Southcross Energy Partners LP (PTP) (x) — Buy

Western Gas Equity Partners LP (PTP) (x) — Buy

EQT Midstream Partmers, LP (PTP) (x) — Buy

EQT Midstream Partmers, LP (PTP) (x) — Buy (add'l)

Williams Cs Inc common (WMB) (x) — Buy

Chester Cnty, PA municipal bds (x) — Buy

Honolulu, HI City & County municipal bds x) — Buy

Massachusetts St Transn Fd municiapal bds (x) — Buy

Massachusetts St Transn Fd municiapal bds (x) — Sold

Massachusetts St Wir Pollutn Abate municipal bds (x) — Buy

North Reading MA municipal bds (x) — Buy

North Reading MA municipal bds (x) — Sold

Oregon St Dept Admin Sves municipal bds x) — Buy

Oregon St Dept Admin Sves municipal bds x) — Sold

PA Econ Dev Fing Auth municipal bds (x) — Buy

Pflugerville, TX municipal bds (x) — Buy

WA Multnomah & Yamhill Catys municipal bds (x) — Buy

Falcon Edge Glocal, LP (private equity) x) — Buy

Falcon Edge Glocal, LP (private equity) x) — Buy (add'l)

MECM Associates 11 LLC (closely held) — Int/Div

Baupost Value Partners LP 11

Elliott Associates LP

HighVista LP

Penta Asia Long Short Fd Ltd LP — Sold (part)

X Investment Holdings co Ltd LP — Buy (add'l)

Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)

Federated US Teas Cash Rsv money market (mutual fd) — hw

Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)

Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)

Vanguard Dividend Appre (mutual fd) — Sold (part)

Ishares MSC Brazil Index Fd (mutual fd) — Int/Div

First Republic Bank, Bank account — Interest

ity) LP (private equi 950. Perry Partners, — Int/Div

Local Motors Inc Ser B pfd, closely held stock — None

Local Motors Inc Ser C pfd, closely held stock — None

Adorme Inc-seed pfd (fka WebcamGen Inc Ser A pid) cisly held — None

Northeast Bancorp (Ticker: NBN NASDAQ) — Int/Div

Highland Capital Partners VIL, LP — Distribution — Buy (add'l)

Highland Capital Partners VIL, LP — Buy (add'l)

Hawaii Cnty, HI bds, municipal bds — Interest — Sold

New Jersey St bds, municipal bds — Interest

TX St Bds, municipal bds — Interest

WI St Trans Rev Bds, municipal bds — Interest

Chaleston Cry SC municipal bds — Interest

Colorado Springs CO municipal bds — Interest — Matured

Energy Northwest WA municipal bds — Interest

Farmington CT municipal bds — Interest

MA St Sch Bldg municipal bds — Interest

Medina Cty OH municipal bds — Interest

Oregon St municipal bds — Interest — Buy (add'l)

Oregon St municipal bds — Sold (part)

Salt River Proj AZ municipal bds — Interest — Matured

Salt River Proj AZ municipal bds — Buy (add'l)

Suffolk Cty NY municipal bds — Interest — Sold

Sutton, MA municipal bds — Interest

Vanguard Developed Mkts Index-Iny (mutual fd) — Int/Div

Vanguard Dividend Appre (mutual fd) — Int/Div — Open — Part VII

Vanguard Dividend Appre (mutual fd) — Donated

Vanguard Energy Fd-Adm (mutual fd) — Int/Div — Buy (add'l)

Artemis Real Est Partnrs Fd I LP — Distribution — Buy (add'l)

Artemis Real Est Partnrs Fd I LP — Buy (add'l)

Merchants Gate Onshore Fd LP (priv equity) — None

Propentas Real Est Partners [11 LP (private equity) — istnbution — Buy (add'l)

Propentas Real Est Partners [11 LP (private equity) — Buy (add'l)

1000), — Buy (add'l)

Properitas Real Est Partners IIA LP (private equity) — Distribution — Buy (add'l)

Properitas Real Est Partners IIA LP (private equity) — Buy (add'l)

1003, — Buy (add'l)

1009, — Buy (add'l)

1010, — Buy (add'l)

1013, — Buy (add'l)

1014, — Buy (add'l)

Properitas Real Est Partners [1B LP (private equity) — Distribution — Buy (add'l)

Properitas Real Est Partners [1B LP (private equity) — Buy (add'l)

1018, — Buy (add'l)

1019, — Buy (add'l)

1026, — Buy (add'l)

1030, — Buy (add'l)

PS Opportunities Onshore LP (priv equity) — None

Liveprocess Corp Ser B pfd — None

Local Motors Inc CV Note 4% due 12/31/99 — None

USHI Incorporated ord shs (closely held stock) (x) — None

UBS Bank USA deb account (cash equiv IRA asset) — Interest

Trust # 29

Vanguard Dividend Appre (mutual fd) — Int/Div — Buy (add'l)

1038, — Buy (add'l)

1040, — Buy (add'l)

PIMCO Emerging Mkts Curr Instl (mutual fd) — Int/Div — Buy (add'l)

PIMCO Emerging Mkts Curr Instl (mutual fd) — Buy (add'l)

1048, — Buy (add'l)

1049, — Buy (add'l)

1050, — Buy (add'l)

1050, — Sold

Plymouth Rock Co Inc OC C1 A com stock (closely held) — Int/Div

Merchants Gate Onshore Fund LP (priv equity) (x) — None

Federated US Treas Cash Rsv money mkt — Int/Div — Buy (add'l)

Federated US Treas Cash Rsv money mkt — Buy (add'l)

1058, — Sold (part)

1059, — Sold (part)

1064), — Sold (part)

Hephaestion 1V LP (private equity (x) — istnibution — Buy

MECM Assoc LLC (closely held) (x) — None — Open — Part VII

Aberdeen Emerging Mkis-inst, mutual fd x) — None — Buy

Trust # 30

Vanguard Dividend Appre (mutual fd) — Int/Div — Sold (part)

Polemy Fiance LLC (private equity) — None

Federated Govt Obli Fd-1 money market (cash equiv) — Int/Div — Buy (add'l)

Federated Govt Obli Fd-1 money market (cash equiv) — Buy (add'l)

Federated Govt Obli Fd-1 money market (cash equiv) — Sold (part)

Federated Govt Obli Fd-1 money market (cash equiv) — Sold

Federated US Treas Cash Rsv money mkt cash equiv (x) — Int/Div — Buy (add'l)

1074, — a

Trust # 31 (x) — Int/Div — Part VII

iShares MSCI Brazil Index Fd (mutual fd) x) — Open

SPDR Gold Trust (mutual fd) (x) — Open

Vanguard Dividend Appre (mutual £d) (x) — Open

Vanguard Emerging Markets (mutual fd) x) — Open

Int in MECM Investments LLC (closely held) (x) — Open

Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy

Federated US Treas Cash Rsv money mkt cash equiv (x) — Buy (add'l)

1088, — Buy (add'l)

1088, — Sold (part)

Hephaestion IV LP (private equity) (x) — Distribution — Buy

Hephaestion IV LP (private equity) (x) — Buy (add'l)

Learn Our History LLC (private equity) (x) — None — Buy

Patagonia Sur, LLC (private equity) (x) — None — Buy

Tekne Partners, LP (private equity) (x) — None — Buy

Lime Rock Partners V1 LP (private equitu) x) — None — Buy

Lime Rock Partners V1 LP (private equitu) x) — Buy (add'l)

Buenos Aires Residential Co LLC (y) — Distribution — Part VII

100. Rutley Russia Property Fd Ltd (closely held) {yv) — Distribution — Part VII

Collin Cnty, Tx municiapl bds (x) — Interest — Buy

Collin Cnty, Tx municiapl bds (x) — Sold

North Reading, MA municipal bds (x) — Interest — Buy

1104, — Sold

Wichita KS municipal bds (x) — Interest — Buy

1106, — Sold

MA St Fed Hwy municipal bds (x) — None — Buy

Boston MA municipal bds (x) — None — Buy

Honolulu, H1 City & Cnty municipal Bd (x) — None — Buy

Cherry Hill Twp NJ municipal bd (x) — None — Buy

Metropolican St Louis, MO municipal fd (x) — None — Buy

Nebraska Pub Pwer municipal bd (x) — None — Buy

PA Exon Dev Auth municipal bds (x) — None — Buy

WA Mutnomah & Yamhill Cntys municipal bds (x) — None — Buy

Aberdeen Emerging Mkts-Inst (mututal fd) x) — None — Buy

Glidewell Ltd Ser A Pid stock (x) — None — Buy

Good Life Beverages Inc convertible note ad 15/12 (x) — None — Buy

Instinct Health Science Inc Ser seed pfd (x) — None — Buy

Local Motors converticle Note & warrants (pfd stk agmt) (xX) — None — Buy

Neurophage Pharmls Inc Ser B-1 pfd (x) — None — Buy

Ubiquiti Network, common stock (NASDAQ: ULBNT) (x) — None — line 182)

Ubiquiti Network, common stock (NASDAQ: ULBNT) (x) — Sold

Director, Bottom Line Inc., Boston, MA

Member Board of Directors, Federal Judges Association (FJA)

Member Board of Directors (term ended 6/2012), 21st Century Fund, Brookline High School, Brookline, MA

Dwrector, Codman Academy Foundation Inc, Dorchester, MA

Reimbursement — educational seminar speaker

Reimbursement — NYU — 4172012 — New York, NY — NYU School of Law educational seminar — Transportation, meals & lodging

Spouse's income — 2012 — HIGHVISTA STATEGIES LLC, MA - Advisory fee

Spouse's income — 2012 — HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - seminar compensation

Part VIL Investments and Trusts -

A. Items listed on calendar year 2011 Financial Disclosure Report (FDR) and excluded for calendar year 2012 do no meet the aggregate income, or aggregate

value levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 102(a)3)

and 102(a)(1 KB).

B. 2012 FDR, Part VII, notations -

In Column D{1) Type: "Open has been used when any financial accounts were opened. “Open” has also been used as the "Type" for all in-kind security

contributions or receipts,

In Column D{(1) Type: "Closed" has been used when a separate financial account was closed.

Items 9, 10, 11 & 13: Column D(1) reports a partial redemption of interests in the respective assets. Column D(4) correctly reflects no reportable gain for cach

item.

Item 60: "Open" has been used to report the receipt of additional PIMCO Emerging Mkts Curr Inst] mutual fd shares by Trust # 5,

Item 61: "Open has been used to report the receipt of Vanguard Dividend Appre mutual fd shares by Trust # 5,

Item 90: US Wetheim LLC - Column D(1) reports a full withdrawal of interest on 12/31/12 resulting in no reportable gain,

Item 91: MFB Northern municipal money market daily detail activity was not available at filing. The asset value in column C(1) reflects the actual "gross value"

as of 12/31/12.

Item 93: Phoemx AZ Civic lmpt Municipal Bond - "Matured” has been used to report the proceeds received from the called bond. There was no reportable gain.

Items 94, 97, 100, & 103: Trust #s 14, 15, 16, & 17 In 2012 the referenced four trusts terminated and all assets were distributed ro/added to Trust #5 18, 19, 20 &

21 (ie, items 123, 132, 141 & 151).

Item 108: Buenos Aires Residential Co 11 LLC - The LLC remitted an additional distribution in 2012 following the 3/24/2011 redemption of interest. The asset

correctly had no value on 12/31/12.

Item 115: Patron Capital LP II (private equiy) - The 12/31/12 value and method have been changed to reflect information provided by the partnership.

Items 131, 140, 150, & 160; Int in MECM Investments LLC (closely held) - "Open™ has been used to report the receipt on 01/09/12 of an additional interst in the

LLC from terminated Trusts 14, 15, 16, & 17 referenced above in Items 94, 97, 100, & 103.

Item 506: Int in MECM Investments LLC (closely held) - The asset was inadvertently omitted in prior year although 12/31 total Trust #26 values for all years have

been reported correctly.

Item 530: MECM Associates LLC closely held - The LLC being items 531 through 538 was contributed to Trust # 29 (item # 1036) as item # 1063. The LLC's

assets, values and activity will continue to be separately stated.

Item 541: Birmingham AL Municipal Bds - "Matured" has been used to report the proceeds received from the called bonds. There was no reportable gain,

Item 542: Hawaii St Municipal Bds - "Matured (part)" has been used to report the proceeds received from a partial call. There was no reportable gain.

Item 580: Chilton Global Res Partners LP - Column D{1) reports u full withdrawal of mterest on 12/31/12 resulting im no reportable gain.

Item $89: Mondrian Intl Fixed Income Fd LP - Column D represents the final residual interest distribution held in reserve following the 1/31/11 partial redemption

of interest, There was no reportable gain.

Ttem 629: TL St Municipal Bds - "Matured™ has been used to report the proceeds received from the called bonds. There was no reportable gain,

Item 635: Int in MECM Associates 11 LLC (closely held) - See 2012 FDR items # 923 through 947 for assets, values and activity.

Item 639: Chilton Global Res Partners LP - Column DY 1) reports a full withdrawal of mterest on 12/31/12 resulting in no reportable gain.

Item 775: Access Midstream Partners LP PTP - In 2012 the publicly traded partnership Chesapeake Midstream Partners LP changed its name to Access Midstream

Partners LP,

Ttem 794: Energy Transfer Equity LP, PTP - The asset description has been updated to include "Equity and reflect the asset's proper long name (formerly listed on

FDR as Encrgy Transfer LP, PTP).

Item 806: Inergy LP, PTP - This asset should have been reported as fully sold on 2011 FDR item # 871. This entry will be deleted on the 2013 FDR.

Item 875: MFB Northen municipal money market daily detail activity was not available at filing. The net asset value as of 12/31/12 held in MECM Investments

LLC was unchanged from 12/31/11, therefore there are correctly no entries in Columns D.

Item 978: Vanguard Dividend Appre (mutual fd) - "Open has been used to report the receipt of Vanguard Dividend Appre mutual fd shares from Item # 1066 of

Trust # 30.

Item 1063: MECM Assoc LLC (closely held) - "Open™ has been used to report the receipt of 100% interest in the LLC on 12/31/12. The 12/31/12 value has

properly been left blank to avoid duplication since all assets, values, and activity within the LLC have and will continue to be separately stated (see items 530

through 53%).

Item 1075: Trust # 31 - this is a new reportable trust. “Open” has been used to report the receipt of the trust's assets (ref. items 1076 through 1080).

Item 1099: Buenos Aires Residential Co I LLC - receipt of a final distribution held in reserve since the 7/21/2010 redemption of interest (ref.: 2010 FDR item #

171). The asset correctly has no value on 12/31/12.

Item 1100: Rutley Russia Prperty Fd Ltd - receipt of a distribution from a residual reserve since the 12/10/2008 redemption of interest (ref: 2008 FDR item #

777). The asset correctly has no value on 12/31/12,