Margaret Mann

AMERICAN FUNDS GROWTH FUND OF AMERICA FI — Int/Div

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL A — Int/Div

AMERICAN FUNDS EUROPACIFIC FUNDS CLASS C — Int/Div

Oppenheimer Steelpath MLP Income Fund C — Interest — Buy

Oppenheimer International Small Company Fund Class Y — Interest — Buy

Principal Small Mid Cap Dividend Fund Class A — Int/Div

GUGGENHEIM S&P GLOBAL WATER INDEX ETF — Int/Div

STOF CA VAR RANS A-2 RV BE/R/ I000062811 DTD 112310 — Interest — Redeemed

DELAWARE SMID CAP GROWTH CLASS C — Int/Div

DELAWARE SMID CAP GROWTH CLASS A — Int/Div

ST OF CA VAR GEN OBLI BN TAX BE/ R/STSOONIITDTD 040110 — Interest

California ST Tax 6.200 100119 DTD 101509 — Interest — Buy

Coachella Vall CA USD Assur OID 98.053 — Interest — Buy

DELANO CA JT UN High Sch Build SR A — Interest — Buy

Turlock CA IRR DIST 2014 — Interest — Buy

Genworth Annuity Contract JS — Int/Div

Wells Fargo Checking — Interest

Wells Fargo Savings — Interest

Wells Fargo IRA CD 2 — Interest — Closed

RMA Money Market Portfolio — Interest

UBS Bank Deposit Account — Interest

Deutsche Floating Rate Fund Class A — Int/Div — Buy

ISHARES S&P NORTH AMERICAN NAT RESOURCES SECTOR INDEX FUND — Int/Div — Sold

CALIFORNIA EDL FACS AUTH SR A REV FSAOID49%4 BE/R/ 4.000 0901 — Interest — Redeemed

LA CA DEPT WTR SER A-2 FSA B/E/R/ 4.75 — Int/Div — Sold

SAN JOSE CA UNI S/D FGIC RV BE/R, SON0060121 DTD 081706 — Interest — Sold

COHEN & STEERS REALTY INCOME FUND INC CLASS OC — Int/Div

DWS FLOATING RATE FUND — Interest — Sold

DEUTSCHE SHORT DLRATION FUND — Int/Div

UBS LIQUID ASSETS FUND — Int/Div

AFLAC INC — Int/Div

BOEING — Int/Div

BRITISH AMERICAN TOBACCO PLC GB SPON ADR — Int/Div

CLOROX CO. — Int/Div

COCA COLA COCOM — Int/Div

COLGATE PALMOLIVE CO — Int/Div

CSX CORP — Int/Div — Sold

DIAGEO PLC NEW GB SPON ADR — Int/Div

Dommion Resources Inc. VA — Int/Div — Buy

INVESCOLTD — Int/Div — Buy

EMERSON ELECTRIC — Int/Div

GENL MILLS INC — Int/Div

ILLINOIS TOOL WORKS INC — Int/Div

INTEL CORP — Int/Div

JOHNSON & JOHNSON COM — Int/Div

JP Morgan Large Cap Growth Fund Class C — Int/Div

MEDTRONIC — Int/Div

Microsoft — Int/Div

NESTLE S A SPONSORED ADR PEPSTG REG SHS SWITZ ADR — Int/Div — Sold

NEXTERA ENERGY INCCOM — Int/Div

NORTHEAST UTILITIES — Int/Div

OCCIDENTAL PETROLELM CRP — Int/Div

PEARSON PLC SPON ADR — Int/Div

Roche Hidg LTD Spons ADR Switz ADR — Int/Div — Buy

Toronto Dominion BK New Canada CAD — Int/Div — Buy

PROCTER & GAMBLE CO — Int/Div

Qualcomm — Int/Div — Buy

SPDR S&P SOETFTR — Int/Div — Buy

Travelers Cos Inc /the — Int/Div — Buy

SANOFI SPON ADR — Int/Div — Sold

UNILEVER PLC AMER SHS NEW SPON ADR — Int/Div — Sold

Union Pacific Corp — Int/Div — Buy

UNITED PARCEL SERVICE — Int/Div

UNTD TECHNOLOGIES CORP — Int/Div

VF Corp — Int/Div

AMERICAN FUNDS NEW WORLD FUND CLASS F — Interest

Advisory Research MLP & Energy Income Fund Class — Int/Div

California Resources Corp. — Int/Div — from line 52)

CITIGROUP CAPITAL IX 6.0000% DUE 02142033 CALLABLE 02/130 — Interest — Redeemed

NOVARTIS AG SPON ADR — Int/Div

PRIME PLUS INVESTMENTS TISHMAN SPEYER LLP — Int/Div

Fidelity Simple IRA for Offices of MTOHalloran — Int/Div

CALIFORNIA ST TAX BE/R/ MAND SINK FND — Interest

Cal ST Pub Works BRSR D — Interest

Cal STSYNC CRC — Interest

BLACKROCK EQUITY DIVIDEND FUNDC — Int/Div

PIONEER STRATEGIC INCOME FUND CLASS OC — Int/Div

Pioneer Strategic Income Y — Int/Div — Buy

GE CAPITAL INTERNOTES NTS BE — Interest

Pimco Foreign Bond Fund Class A — Interest

Coachella CA WTR Auth. — Interest

Microsoft Corp. — Int/Div

Nordstrom Inc — Int/Div

Stanley Black & Decker — Int/Div

Teva Pharmaceuticals Int'l — Int/Div — Sold

Yum!Brands Inc — Int/Div

Reimbursement — National Conference of Bankruptcy Judges — 1006/2014 to 10/12:2014 — Chicago, IL — Protessional Association — meals, mrtare and hotel

Reimbursement — California Bankruptcy Forum — 05/16/2014 to 05/18.2014 — Santa Barbara, CA — Speaking at the Conference — meals and hotel

Reimbursement — American Bankruptcy Institute — 0904/14 1009/06/14 — Las Vegas, NV — Speaking at the Conference — meals, airfare and hotel

Spouse's income — 2014 — Income From Law Offices of Michael T. O'Halloran

Due to inadvertent error, certain mvestments were subject to transactions in previous periods that were not reported. These transactions are listed below.

ASTRAZENECA PLC SPON ADR, sold 2/25/13, value code J

IP Morgan Large Cap Growth Fund Class C, bought 11/5/13, value code L

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL B, sold 2/25/13, value code K

Microsoft, bought 12/11/13, value code K.

Certain investments in this report were erroneously stated as a result of name changes. The new names are correctly used in this report.

Line 68 - - Advisory Research MLP & Energy Income Fund Class 1. Name change only from FAMCO MLP & Energy Fund as reflected in 2013 report/no new

purchase

Line | - AMERICAN FUNDS GROWTH FUND OF AMERICA CL F. Fund share class change in 2013 from Class C to Class F-1/not a transaction, The 2013

report erroneously listed both Class C and Class F for AMERICAN FUNDS GROWTH FUND OF AMERICA, when only AMERICAN FUNDS GROWTH

FUND OF AMERICA CL C should have been listed.