Kevin Christopher Newsom

Wells Fargo Bank (cash) — Interest

BROKERAGE 21 (H)

DJIA LIRN (MLTRN) — None

DJA LIRN (MLZNC) — None

DJA LIEN HSBC (MLV) — None — Buy

DIA LIRN (MLTUR) — None

DJIA LIRN (MLTJT) — None

DJIA LIRN WFC (MLVEQ) — None — Buy

DIUSRE (MLTZW) — None — Redeemed

GEBCLIRN (MLTEZ) — None

GEBCLIRN (MLTHD) — None

MSCI EM ARN (MLVHT) — None — Buy

MSCI EM CLIRNS ISS BNS (MLVKT) — None — Buy

R2000 CLIRN BARC (MLVKR) — None — Buy

R2000 CLIRN (MLTFR) — None

R2000 CLIRN (MLTHC) — None

R2000 CLIRN (MLTEV) — None

SPSORBK ARNS BNS (MLVHK) — None — Buy

SPX CLIRN(MLTDL) — None — Redeemed

SPSOO CLIRN (MLTGW) — None — Redeemed

SPSOO CLIRN BARCLAY (MLVKFI) — None — Buy

SPSOO CLIRN (MLVCD) — None

SPSOO CLIRN BOFA (MLVKQ) — None — Buy

SPSOO CLIRN (MLTGZ) — None

SPSOO CLIRN (MLTUQ) — None — Redeemed

SPSOO CLIRN (MLTER) — None — Redeemed

SPSOO CLIRN (MLTDOQ) — None

SXSE CLIRN (MLVBB) — None

SXSE CLIRN (MLVGO) — None — Buy

SXSE CLIRN (MLTGY) — None — Sold

SXSE CLIRN (MLTIR) — None

Amencan New World INEWFX) — Int/Div

Amencan Fund Bal (ABALX) — Int/Div

Amencan Growth (AGTHX) — Int/Div

American Income (AMECX) — Int/Div

First TR Exchange (FDN) — None — Buy

First TR Exchange (FDN) — Sold

IShares Russell 1000 Growth (IWF) — Int/Div

IShares MidCap Russell (IWP) — Int/Div

Select Sector SPDR TR (XLK) — None — Buy

Select Sector SPDR TR (XLK) — Sold

Select Sector SPDR TR (XLK) — Buy

BROKERAGE 22 (H)

ML Bank Deposit Program (cash) — Interest

Vodafone Group 1.5% Corp Bond 02/19/18 (9285TWBE9) — Interest — Redeemed

Northrop Grumman 1.75% Corp Bond 06/01/18 (66680TBFS)Y — Interest — Redeemed

Mylan Inc 2.6% Corp Bond 06/24/18 (628530AX5) — Interest — Redeemed

Omneok Partners 3.2% Corp Bond 09/5/18 — Interest — Redeemed

Abbvie Inc 2.0% Corp Bond 11/06/18 (00287YAKS) — Interest — Redeemed

Humana Inc 2.625% Corp Bond 10/01/19 (444859BCS) — Interest

Dommion Res 2.5% Corp Bond 12/01/19 (25746UCAS) — Interest — Redeemed

Goldman Sachs 2.3% Corp Bond 2/13/19 (38145GAJ9) — Interest

Viacom Inc 2.75% Corp Bond 12/15/19 (92553PAYS) — Interest

Eastman Chemical 2.70% Corp Bond 01/1520 (277432A03) — Interest — Sold (part)

Morgan Stanley 2.65% Corp Bond 01/27/20 (6174TYDW?2) — Interest

Phillips 66 2.646% Corp Bond 02/15/20 (TI8S49AA6) — Interest

Goldman Sachs 2.6% Corp Bond 04/23/20 (3R14RLAAL) — Interest

American Express FLT% Corp Bond 09/1420 (0258MODY 2) — Interest

JP Morgan Chase 2.55% Corp Bond 1029/20 (46625SHN XY) — Interest

Autonation Inc 3.35% Corp Bond 01/15/21 (O258MODY 2) — Interest

Kroger Co 2.6% Corp Bond 02/01/21 (501044DB4) — Interest

Citigroup Inc 2.7% Corp Bond 03/3021 {172067KK6) — Interest

USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (3I80956A 9) — Interest — Buy

Wells Fargo 2.1% Corp Bond 07/26/21 (949746SA0Y — Interest

Canada Nat Res 3.45% Corporate Bond 11/15/21 (136385AR2) — Interest

Williams Partners 4.0% Corp Bond 11/15/21 (969SOFAHT — Interest

Cigna Corp 4.0% Corp Bond 02/15/22 (125509887) — Interest — Buy

Verizon Comm 2.946% Corp Bond 03/15/22 (92343VDOQ4) — Interest

Amgen Inc 2.65% Corp Bond 05/11/22 (031162CP3) — Interest

Devon Energy 3.25% Corp Bond 05/15/22 (25179MAPS) — Interest

Morgan Stanley 2.75% Corp Bond 05/19/22 (61T44YAH — Interest

Kraft Food Group 3.5% Corp Bond 06/06/22 (S0NT60AZ9) — Interest — Buy

USD Cenovus Energy 3.0% Bond 08/15/22 (ISI135UAGY) — Interest

Kinder Morgan Ener Part 3.95% Corp Bond 09/01/22 (494550B1L9) — None — Buy

Hewlett-Packard Co 4.05% Corp Bond 09/15/22 (428236BX0O) — Interest — Buy

Omeok Partners 3.375% Corp Bond 10/01/22 (6R268NAJ2) — Interest

CVS Health Corp 3.7% Corp Bond 03/09/23 1126650CVO) — Interest — Buy

Morgan Stanley 4.1% Corp Bond 05/22/23 {61747YDL6) — Interest — Buy

Spectra Energy 3.3% 03/15/23 (8475STAET) — Interest — Redeemed

USD Cenovus Energy 3.8% Bond 09/15/23 (I1S135UAR) — Interest

Citigroup Inc FLT% Corp Bond 05/17/24 (172967LL3) — Interest

Hess Corp 3.5% Corp Bond 07/15/24 (42809HAF4) — Interest

Autozone Inc 3.25% Corp Bond 04/15/25 (0S3332AR3) — Interest

Morgan Stanley Step% Corp Bond 07/28/27 (61 7600KN3) — Interest

Wells Fargo Step% Corp Bond 03/22/29 (9SO00N2ES) — Interest — Sold

Wells Fargo Step% Corp Bond 04/30/30 (94986RPMT) — Interest — Sold

JP Morgan Chase Step” Corp Bond 09/23/30 (48 125UY 30) — Interest

Jefferies Grp Step% Corp Bond 07/21/31 (AT233ACY) — Interest

Goldman Sachs Steps Corp Bond 08/17/31 (3R148TNJ) — Interest — Sold

Bank of America Step% Corp Bond OS28/32 (06048WLP3) — Interest — Sold

Goldman Sachs Step” Corp Bond 07/06/36 (3R148TNOY6) — Interest — Sold

IRA #1 (H)

Thermo Fisher Scientific 2.4% Corporate Bond 2/1/19 (883556BE 1) — Interest — Sold

HCP, Inc. 2.625% Corporate Bond 2/1/20 (404 14LAHY) — Interest

Marathon Oil 2.7% Corp Bond 6/1/20 (565849AN6) — Interest

Kraft Foods Group Inc 3.5% Corp Bond 06/06/22 (SO0THOAZ9) — Interest — Buy

CVS Health Corp 3.5% Corp Bond 07/20/22 L126650CK4) — None — Buy

JPMorgan Chase & Co 3.25% Corp Bond 09/23/22 (46625HIJE — None — Buy

Conoco 3.35% Corporate Bond 11/15/24 (20826FADS) — Interest

SPSOO CLIRN (MLTXW) — None — Sold

iShares MSC1 EAFE (EFA) — Int/Div — Sold

iShares MSC] Emerging (EEM) — Int/Div — Sold

iShares RS 2000 Value (WN) — Int/Div — Sold

SPDR S&P S00 ETF Trust (SPY) — Int/Div — Sold

DJIA LIRNS Issuer BNS (MLVIV) — None — Buy

INTL BKT LIRN Iss BOFA (MLVJW) — None — Buy

MSCI EM CLIRN Iss BOFA (MLVIJL) — None — Buy

R2000 CLIRN Iss CIBC (MLVIT) — None — Buy

IRA #2 (H)

Bank of America RASP (cash) — Interest

Pioneer Natural Resource 3.45% Corp Bond OI 18721 (T2378TALD — None — Buy

USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956A 9) — Interest — Buy

HP Enterprise Co 3.5% Corp Bond 10/05/21 (42824CBC2) — None — Buy

Viacom Inc 3.875% Corp Bond 12/15/21 (92553PAI1) — Interest — Buy

Cigna Corp 4.0% Corp Bond 02/15/22 (125509BST) — None — Buy

Kraft Food Group Inc 3.5% Corp Bond 06/06/22 (SOOTHOAZ9) — Interest — Buy

JPMorgan Chase & Co FLT% Corp Bond 06/18/22 (46647PATI) — Interest — Buy

CVS Health Corp 3.5% Corp Bond 07/2022 (126650CK4) — None — Buy

Celgene Corp 3.55% Corp Bond 08/15/22 (151020ARS) — None — Buy

Goldman Sachs Group Inc 3.625% Corp Bond 01/22/23 (38141GRDS) — None — Buy

Health Care Reit Inc 3.75% Corp Bond 031523 (42217KBAY) — None — Buy

DJIA LIRNS Issuer BNS (MLVIV) — None — Buy

MSCI EM CLIRN Iss BOFA (MLVIU) — None — Buy

R2000 CLIRN Iss CIBC (MLVIT) — None — Buy

SPSOO CLIRN Issuer CIBC (MLVIS) — None — Buy

Dodge & Cox Income (DODIX) — Int/Div

First Eagle Global A (SGENX) — Int/Div

Harbor Small Cap Growth Institutional (HASGX) — Int/Div

Putnam Equity Income Y (PEIYX) — Int/Div

RETIREMENT PLAN #2 (H)

CREF Stock R3 Fund — None

CREF Growth R3 Fund — None

CREF Equity Index R3 Fund — None

CREF Global Equities R3 — None

CREF Equity Index R2 Fund — None

CREF Bond Market R2 Fund — None

TIAA Traditional Fund — None

CREF Stock R2 Fund — None

CREF Equity Index R1 Fund — None

CREF Money Market Fund — None

RETIREMENT PLAN #3 (H)

FID Overseas K (FOSKX) — Int/Div

FID Growth Co K (FGCKX) — Int/Div

FID OTC K (FOCKX) — Int/Div

FID S00 Index (FXAIX) (X) — Int/Div

RETIREMENT PLAN 24 (H)

FID Growth Co K (FGCKX) — Int/Div

FID OTC Portfolio (FOCKX) — Int/Div

Fmmt Retirement GOV HH (FRTXX) — Int/Div

FID S00 Index (FXAIX) (X) — Int/Div

FID Overseas K (FOSKX) — Int/Div

529 Plan #1 (H)

Virginia 529 2024 Age-Based Portfolio — None

529 Plan #2 (H)

My529 Age-Based Aggressive Global Portfolio — Int/Div

Overseer, Adjunct Faculty, Samford Umiversity

Adpmunct Faculty, LUmiversity of Alabama

Reimbursement — Federalist Society — 1722/18 - 124/18 — Boston, MA — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Stanford University — 2/0918 - 2111/18 — San Francisco, CA — Conference — Transportation, meals, lodging

Reimbursement — Federalist Society — 2/14/18 - 115/18 — Charlottesville, VA — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Federalist Society — 31/18 - 3/3/18 — Sun Francisco, CA — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Federalist Society — 39/18 -3/11/18 — Washington, D.C — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Umv. of Alabama School of Law — 821118 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — 82318 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Umiv, of Alabama School of : Law — S281 — Tuscaloosa, Al — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — S38 — Tuscaloosa, AL — leaching — Mileage

Reimbursement — Umv. of Alabama School of ) Law — 94/18 — Tuscaloosa, AL — Teaching — Milcage

Reimbursement — Umv. of Alabama School of Law — 96/18 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — 91118 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Lmv. of Alabama School of Law — YIVIS — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — YIR/IS — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — 9/20/18 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — College of William and Mary — 9/21/18 - 9723/18 — Williamsburg, VA — Conference — Transportation, meals, lodging

Reimbursement — Univ. of Alabama School of Law — 10/2/18 - 1V2/18 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Federalist Society — 1072/18 - 10/3/18 — Boston, MA — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Univ. of Alabama School of Law — 10/4/18 - 1IVS/IS — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Um. of Alabama School of Law — 109/18 - 1IW/ IS — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — 1IVIIVIS- IVT I/IR — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of Law — 10/16/18 « TOV IR — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — LUmv. of Alabama School of Law — JTO/VIS/IS - 1OVIRIS — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Federalist Society — 10/25/18 - 1OV28/18 — San Fruncisco, CA — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Univ, of Alabama School of ‘ Law — 103018 « 1OVUVIR — Tuscaloosa, AL — leaching — Mileage

Reimbursement — Univ. of Alabama School of § Law — 118 -11/1718 — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ, of Alabama School of Law — 1HINIS-1I/I1VIS — Tuscaloosa, AL — Teaching — Mileage

Reimbursement — Univ. of Alabama School of ) Law — 11/15/18 < 11/15/18 — Tuscaloosa, AL — leaching — Mileage

Reimbursement — Federalist Society — 11/16/18 - 11/18/18 — Washington, D.C — Speaking Engagement — Transportation, meals, lodging

Reimbursement — Univ, of Alabama School of ) Law — 208 - 117220018 — Tuscaloosa, AL — Teaching — Mileage

Income — 2018 — University of Alabama (teaching) — S12.000.01

Income — 2018 — Samford University (teaching) — S1HLOOD 00

Spouse's income — 2018 — Golds Holding Corp (wages)

Part IV: Collectively, mileage reimbursements from the University of Alabama are in excess of the reporting threshold.

Part VII, line 10: Symbol change only.

Part VIL, line 155: Formerly "Utah Educational Savings Plan.”

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VII, lines 3,41, 42,90, 128, 131, 133, & 136 (2017): These holdings are not reportable in 2018; there are no corresponding reportable transactions.