Frank R. Zapata

Chase Bank Savings/Checking Accunt — Interest

Pensco Trust Co. Denver, CO. — Int/Div — Sold (part)

CGM ADV Targeted Equity FD CL A (31) — with line 4)

Loomis Sayles LTD TRM Gov & Agny FD CL A 1460 — Int/Div

Loomis Saves Value CL A — Int/Div

Security Benefit Life TSA Topeka, CA — Interest — Sold (part)

GWN Securities, Inc / Vanguard SAM Conservative (IRA) — Int/Div — Open

Vanguard 500 Index Admiral (VFIAX) — Int/Div

Vanguard Equity-Income ME ADM (VEIRX) — Int/Div

Vanguard Total INTL Stock Index Admiral IVTIAX) — Int/Div

Vanguard Short-Term Bond Index ADM (VBIRX) — Interest

Vanguard Short-Term Federal ADM VSGDhX) — Interest

Vanguard Total Bond Market Index ADM (VBTLX) — Interest

Cambridge Investment Research, Inc Pershing LLC (IRA) — None — Closed

American Funds Fundamental Investors F — None — Closed

Ammerican Funds Inc Fund of America F — None — Closed

Brokerage Money Market — None — Closed

Fidelity Select Wireless Fund — None — Closed

Fidelity Small Cap Growth Fund — None — Closed

Frranklin Income Fund - Advisor Class — None — Closed

Franklin Utilities Fund - Advisor Class — None — Closed

Putnam Floating Rate Income CL-Y — None — Closed

American Funds: The Growth Fund of Amenica-A — None — Buy

Tucson Federal Credit Union — Interest

Gift — Organization (consisting primarily of Judges) — POR aS eta Tu a Sr Ty oa YEO lic bh bad SE accommodations and meals

Part VIL. Investments and Trusts

Line 2, Pensco Trust Co. Denver, Co value is corrected to L = 50,000 - $100,000,

Undersigned's and [00 separate Pensco Trust Co. (IRA) accounts were previously reported is one account valued at M = $100,001 - $250-000, rather thut two

Scparate accounts.

1 separate Pensco Trust Co. (IRA) was transferred to GWN Securities Inc./ Vanguard SAM Conservative (IRA) as reported on Line 7.

The correct value for undersign's Pensco Trust Co. is us shown in Line 2,

Line 14. Cambridge Investment Research, Inc. (IRA), and each of the assets therein, Lines 15 - 21, was closed on 12/07/16 with a value of K = $15,001 -

$50,000. No income during reporting period.

The funds from this account were used to open American Funds: The Growth fund of America-A, listed on Line 23.