Kim McLane Wardlaw

What was filed

678
investments
1
positions
0
gifts
0
agreements
1
debts
0
reimbursements
0
income
0
spouse income

Named parties

spinott from Abbott
from Abbott
Citi Account
MS Brokerage
CinBank

As filed

S10. — Buy

ROTH IRA

CAPITAL GROUP (formerly American Funds) CORE BOND FUND — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Int/Div — Sold (part)

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Sold (part)

SSGA US Gov Money Market Fund — Int/Div

Schwab Pension Acct (IRA)

Abbott Labs Com Stock — Int/Div — Buy — spinott from Abbott

Abbvie — Int/Div — from line 10) — from Abbott

American Express Com Stock — Int/Div

Apache Corp Com Stock — Int/Div

Apple Corp Com Stock — Int/Div

Barrick Gold Corp — Int/Div — Sold

Berkshire Hathaway — None

BHP Billiton Com Stock — Int/Div

Blackrock Inc Com Stock — Int/Div

Broadcom Corp Com Stock — Int/Div — Sold

Cemer Corp Com Stock — None

Chevron Corp Com Stock — Int/Div

Citicorp — Int/Div — Buy

Colgate-Palmolive Com Stock — Int/Div

Conocophillips Com Stock — Int/Div — Buy

Cummins Inc — Int/Div

CVS Caremark — Int/Div — Buy

Danaher Corp Com Stock — Int/Div — Sold (part)

The Walt Disney Co. Com Stock — Int/Div

DuPont Co Com Stock — Int/Div

EMC Corp Com Stock — Int/Div

GE Com Stock — Int/Div — Sold (part)

Google Inc Com Stock — None — Sold (part)

IBM Com Stock — Int/Div

Intel Corp Com Stock — Int/Div

Intuit Inc — Int/Div

JP Morgan Chase Com Stock — Int/Div

Lowes Companies — Int/Div — Sold (part)

Mead Johnson — Int/Div — Sold

Merck & Co Com Stock — Int/Div

Nextera Energy — Int/Div — Sold (part)

Nike Inc Com Stock — Int/Div

Novo - Nordisk — Int/Div — Buy

Oracle Corp — Int/Div

Pepsico Inc Com Stock — Int/Div

Proctor & Gamble Com Stock — Int/Div

Qualcomm Inc. Com Stock — Int/Div

Roche Hidg Ltd — Int/Div — Sold (part)

Schlumberger Ltd — Int/Div

Sempra Energy Com Stock — Int/Div — Sold (part)

Target Corp Com Stock — Int/Div

Teva Pharm ADR Com Stock — Int/Div — Sold

Umon Pacific Corp Com Stock — Int/Div — Sold (part)

Verizon Com Stock — Int/Div

Shares MSC Brazil Index — Int/Div — Sold

I1Shares MSC Index Fund — Int/Div — Sold (part)

1Shares Small Cap Index Fund — Int/Div — Sold (part)

Vanguard Emerging Market Fund — Int/Div — Buy

CAPITAL TRUST ACCOUNT

ABBIVIE INC — Int/Div — Buy

ABBIVIE INC — Buy

ACCENTURE PLC LSS — Int/Div

ACELTD — Int/Div — Buy

ACELTD — Buy

ACELTD — Sold (part)

AFLAC INC — Int/Div — Sold (part)

AFLAC INC — Sold (part)

AFLAC INC — Sold

AGILENT TECHNOLOGIES INC — Int/Div — Sold

AIR PRODUCTS & CHEMICALS — Int/Div

ALEGHENY TECHNOLOGIES INC — Int/Div — Buy

ALEGHENY TECHNOLOGIES INC — Buy

ALLERGAN INC — Int/Div — Sold (part)

ALLERGAN INC — Sold (part)

AMERICAN TOWER CORP — Int/Div — Buy

AON PLC — Int/Div

APPLE INC — Int/Div — Buy

AUTOMATIC DATA PROCESSING INC — Int/Div — Buy

AUTOMATIC DATA PROCESSING INC — Buy

AVAGO TECHNOLOGIES LTD — Int/Div — Buy

AVAGO TECHNOLOGIES LTD — Buy

BARRICK GOLD — Int/Div — Sold (part)

BARRICK GOLD — Sold

BAY AREA TOLL AUTH 06C2 CA VAR 04/01/45 — Interest

BB &T CORP — Int/Div

B/E AEROSPACE — None — Buy

B/E AEROSPACE — Buy

BEAM INC — Int/Div

BLACKROCK INC — Int/Div

BOEING CO — Int/Div — Buy

BOEING CO — Buy

BRISTOL-MYERS SQUIBB CO — Int/Div

BROADCOM CORP — Int/Div — Buy

BROADCOM CORP — Buy

BROADCOM CORP — Sold (part)

CA ED FAC UNIV OF SAN FRANCISCO L0% 1000121 — Interest

CAE INC US — Int/Div — Sold (part)

CAE INC US — Sold (part)

CAE INC US — Sold

CA HLTH FAC CEDAR-SINAI MED 5.0% R152 — Interest

CA PUB WKS REGENTS UNIV CA CI S0% 0301/19 — Interest

CAST ECON REC 09A 5.0% 07/0120 — Interest

CAST GO 5.00% 0201/20 — Interest

CAST GO NATL 5.0% 0601/15 — Interest

CA ST JOSEPHS HLTH HOSP CA-F AGM $259 0/11/16 — Interest

CAST UNIV SYSTEMWIDE REV SER A AMBAC 5.0% 11/01/17 — Interest

CASTWD ST JOSEPH HLTH FSA 4.5% 0701/18 — Interest

CALIFORNIA ST ECON REC (9A 5% 07/01/19 — Interest

CARNIVAL CORP COMMON PAIRED STOCK — Int/Div — Sold (part)

CATERPILLAR INC — Int/Div

CENOVLS ENERGY INC LSS — Int/Div — Sold (part)

CENOVLS ENERGY INC LSS — Sold (part)

CENOVLS ENERGY INC LSS — Sold

CENTRAL VLY COGEN CARSON-ICE 3.59% 07/01/14 — Interest

CENTENE CORP — None

CERNER CORP — None — Sold (part)

CLEARWATER FL WTR/SWR B 5.0% 12/01/18 — Interest

CHARTER COMMUNICATIONS INC CL — None — Buy

CHEVRON CORP — Int/Div

CME GROUP INC — Int/Div

COACH INC — Int/Div — Buy

COACH INC — Buy

COBALT INTERNATIONAL ENERGY — None — Sold (part)

COMCAST CORP CL A (NEW) — Int/Div

CONOCOPHILLIPS — Int/Div

DAIMLER AG ADR — None — Buy

DAIMLER AG ADR — Buy

DANAHER CORP — Int/Div

DARDEN RESTAURANTS INC — Int/Div — Sold (part)

DELPHI AUTOMOTIVE PLC — Int/Div — Buy

DIAGEO PLC SPONSORED ADR — Int/Div

DOW CHEMICAL CO — Int/Div

DRILL-QUIP — None — Sold (part)

DRILL-QUIP — Sold (part)

DRILL-QUIP — Sold

EAST BAY CA SER Al SF VAR 06/01/2025 — Interest

EATON CORP PLC — Int/Div

EBAY — None — Donated

ECOLAB INC — Int/Div — Sold (part)

ECOLAB INC — Sold

EMERSON ELECTRIC CO — Int/Div — Sold (part)

EMERSON ELECTRIC CO — Sold (part)

ENCANA CORP COM USS — None — Sold (part)

ENCANA CORP COM USS — Sold (part)

ENCANA CORP COM USS — Sold

ENSCO PLCCL A — Int/Div — Buy

FOG RESOURCES INC — Int/Div — Sold (part)

AMERICAN FUNDS EUROPACIFIC GROWTH FUND — Int/Div — Buy

GENERAL ELECTRIC — Int/Div — Sold

GENPACTLTD — None

GILEAD SCIENCES — None — Sold (part)

GOLDMAN SACHS GROUP INC — Int/Div — Buy

GOLDMAN SACHS GROUP INC — Buy

GOOGLE — None

GUAM BUS PRIVILEGE TAX 11A 5.0% 01/01/18 — Interest

HALLIBURTON — Int/Div — Buy

HALLIBURTON — Buy

HARRIS CO TX CHRISTUS HLTH A4 FSA ARC SF — Interest — Sold

HEXCEL CORP — None — Buy

HEXCEL CORP — Buy

HOME DEPOT INC — Int/Div — Sold (part)

IDEX CORP — Int/Div — Buy

INTERNATIONAL BUSINESS MACHINES CORP — Int/Div — Sold (part)

INTERNATIONAL BUSINESS MACHINES CORP — Sold

IRON MOUNTAIN INC — Int/Div

IRONWOOD PHARMACEUTICALS INC CLA — None — Buy

IRONWOOD PHARMACEUTICALS INC CLA — Buy

IRONWOOD PHARMACEUTICALS INC CLA — Sold (part)

ISHARES US PREFERRED STOCK ETF — Int/Div — Sold (part)

ISHARES US PREFERRED STOCK ETF — Sold

JABIL CIRCUIT INC — Int/Div

JACK HENRY & ASSOC INC — Int/Div

JP MORGAN CHASE & CO — Int/Div

KINDER MORGAN INC — Int/Div — Sold (part)

KINDER MORGAN INC — Sold

KLA-TENCOR CORP — Int/Div — Sold (part)

KLA-TENCOR CORP — Sold (part)

KLA-TENCOR CORP — Sold

LA COCA MTA SALES TAX REV D S0% 0701/16 — Interest — Sold

MARSH & MCLENNAN COS INC — Int/Div

MICROSOFT CORP — Int/Div — Sold (part)

MICROSOFT CORP — Sold (part)

MOSANTO CO NEW COM — Int/Div — Sold (part)

MOSANTO CO NEW COM — Sold (part)

MOSAIC CO/THE — Int/Div — Buy

MOSAIC CO/THE — Sold (part)

NATIONAL GRID PLC -SP ADR — Int/Div

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Int/Div — Buy

NEWELL RUBBERMAID INC — Int/Div — Buy

NIELSON HOLDINGS NV USS — Int/Div — Buy

NIELSON HOLDINGS NV USS — Buy

NIKEINCCLB — Int/Div — Buy

NIKEINCCLB — Buy

NOBLE ENERGY — Int/Div — Buy

NORFOLD SOLTHERN CORP — Int/Div — Buy

NOVO NORDISK A/'SCL B ADR — Int/Div

NUCOR CORP — Int/Div

ORACLE CORP — Int/Div — Sold (part)

OR PROVIDENCE HLTH C SIFMA+100 FRN (MPT) — Interest — Buy

PEPSICO INC — Int/Div — Sold (part)

PFIZER INC — Int/Div — Sold (part)

PHILIP MORRIS INTERNATIONAL INC — Int/Div — Sold (part)

PHILIP MORRIS INTERNATIONAL INC — Sold (part)

PROCTER & GAMBLE CO — Int/Div — Buy

PROCTER & GAMBLE CO — Buy

PROGRESSIVE CORP OHIO — Int/Div — Sold (part)

QUALCOMM INC — Int/Div — Sold (part)

REPUBLIC SERVICES INC — Int/Div — Sold (part)

REPUBLIC SERVICES INC — Sold

RIO TINTO PLC ADR SPON — Int/Div — Sold

ROSS STORES — Int/Div — Buy

ROSS STORES — Buy

SAN DIEGO CA REGL AIRPORT A 5.0% 0701/18 — Interest

SANDIEGO WTR 5.0" 07/01/16 — Interest

SAN DIEGO WTR NATL FGIC 5.25% 05/01/17 — Interest

SAN FRAN ARPT 2ND 06F NATL-FGIC £250 050120 — Interest

SCHLUMBERGER LTD — Int/Div — Sold (part)

SCHWAB CHARLES NEW — Int/Div

SCPPA MAGNOLIA PWR 11-A 5.00% 07/0120 — Interest

SCPPA MEAD-ADELANTO 12A 5.0% 0701/18 — Interest

SCRIPPS NETWORKS INTERACTIVE CLA — Int/Div

SEATTLE GENETICS INC — None

SIEMENS AG ADR — None — Buy

SIGNET JEWELERS LTD — Int/Div

SIRIUS XM HOLDINGS INC — None — Buy

SO CA PUB PWR AUTH SF 6.0% 070127 — Interest — Sold

STANLEY BLACK & DECKER INC — Int/Div — Sold (part)

STANLEY BLACK & DECKER INC — Sold (part)

STANLEY BLACK & DECKER INC — Sold

STARBUCKS CORP — Int/Div

TARGET — Int/Div — Sold (part)

TARGET — Sold (part)

TE CONNETIVITY LTD USS — Int/Div

TEXAS INSTRUMENTS INC — Int/Div — Buy

THE WALT DISNEY CO — None — Sold

TIFFANY & CONEW — Int/Div — Sold (part)

TIFFANY & CONEW — Sold (part)

TIME WARNER CABLE INC — Int/Div — Sold (part)

TIME WARNER CABLE INC — Sold

TOWERS WATSON & COMPANY CL A — None — Buy

TUOLOMNE WIND REV CA TURLOCK IRRDT 525% 01/0124 — Interest

UC REGENTS CA LTD PROJ 12G 5.0% 05/15/22 — Interest

UNION PACIFIC CORP — Int/Div — Sold

UNITED PARCEL SERVICE — None — Sold

UNITED TECHNOLOGIES CORP — Int/Div

UNITED HEALTH GROUP — Int/Div — Sold (part)

VERISIGN INC — None — Buy

VERIZON — None — Buy

VISA — Int/Div

WASTE CONNECTIONS INC — Int/Div — Buy

SSGA US GOV MONEY MARKET FUND — Int/Div

TRUST #2 (4306)

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Buy

CAPITAL GROUP (formerly American Funds) CA CORE MUNICIPAL FUND — Int/Div — Sold (part)

CAPITAL GROUP (formerly American Funds) CA CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP (formerly American Funds) CORE MUNICIPAL FUND — Int/Div — Sold (part)

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F2 — Int/Div

AMERICAN FUNDS EUROPACIFIC GROWTH FUNDCL F2 — Int/Div

Los Angeles CA DWP 5.0% 7/1/26 — Interest

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Int/Div

AMERICAN FUNDS GROWTH FUND OF AMERICA F2 — Int/Div — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICACLF2 — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Int/Div

AMERICAN FUNDS SMALL CAP FUND CLF2 — None

SSGA US GOVT MONEY MARKET FUND — Int/Div

MS Brokerage Asset Acct

Alhambra CA Sch Dist 3.0% 8/1/26 — Interest

Alvord CA Sch Dist 5.0% 8/1/27 — Interest — Distnbuted — Citi Account

Aruba Network Service (X) — None

Bunning CA Sch Dist. 4.75% 8/1/23 — Interest

Belmont CA Fing Auth 4.0% 9/1/26 — Interest

Berkley CA Sch Dist. 3.875% 8/01/18 — Interest — Redeemed

Burbank CA Pub Fling 5.250% 12/1/17 — Interest — Redeemed

Buttonwillow CA Sch Dist $.5% 11/1/27 — Interest

CAST Dept Wir 5.0006 5/1/21 — Interest

CA ed FACS 4.250% 10/1/18 — Interest

Cal ST GO 4.500 8/01/26 — Interest — Distributed — Citi Account

CAST GO S.0% 8/127 — Interest

CASTGO 4.75% 9/1728 — Interest

Cal ST Pub Works $.25% 12/126 — Interest

Cal ST Pub Works 4.0% 6/1/27 — None — Distributed — Citi Account

CAST Pub Works 5.25% 6/1/20 — Interest

CAST Pub Works 4.200% 5/1/19 — Interest

CAST Pub Works S.0000% &/1/18 — Interest

Carmichael CA WTR Dist S.0% 11/1/25 — Interest

Chino Hills CA Tax Rev 4.25% 9/1/24 — Interest

Chula Vista CA Pub Fing 3.875% 9/1/17 — Interest

Chula Vista CA Sch Dist 4.0% 8/1/26 — Interest

Coachella CA Sch Dist 5.000% 8/1/19 — Interest

Colton CA Sch Dist 3.25% 8/1/26 — Interest

Compton CA WTR Rev 5.625% 8/1/27 — Interest

Cupertino CA CTFS 3.0% 7/1/26 — Interest

Delano CA Sch Dist 4.000% 2/1/25 — Interest

Delano CA Sch Dist 4.5% 8/1727 — Interest

Desert CA Cmuty Coll. 5.00% 8/1/23 — Interest

Dublin CA Sch Dist 4.125% 8/1/21 — Interest — Redeemed

Dublin CA Sch Dist 5.0% 8/1/25 — Interest

East Bay CA Util Dist. 5.0000 6/1/18 — Interest — Redeemed

East Side Sch Dist 5.0% 8/1/24 — Interest

El Monte CA Sch Dist. S.000% 6/1/22 — Interest

Escondido CA CTFS 4.250% 9/1/19 — Interest

Fairfield CA Sch. Dist, 4.000% 8/7/27 — Interest

Fontana CA Pub Fing 4.000% 9/1/18 — Interest

Fremont CA Sch Dist 5.0% 8/1/28 — Interest

Fresno CA Sch Dist 5.25% 8/1/27 — Interest — Distnbuted — Citi Account

Fresno CA Sch Dist 3.5% 8/1/26 — Interest — istnbuted — Citi Account

Gilroy CA Fing Auth. 4.000% 11/01/24 — Interest — Distnbuted — Citi Account

Hemet CA Sch Dist 4.0% 8/1/23 — Interest

Hollister CA Fing Auth. 5.000% 6/01/25 — None — Distnbuted — Citi Account

Huntington Beach CA Pub Fing 5.00% 9/1/25 — Interest

Imperial CNTY CA Sch Dist 3.25% 6/1/23 — Interest

Infoblox — None — Buy

Jefferson CA Sch Dist. S.000% 8/1/26 — Interest

Jefferson CA Sch Dist 5.0" 7/15/26 — Interest

Kern ONTY CA Wir Dist 5.0% 5/1/28 — None — Distnbuted — Citi Account

Lake Arrowhead CA Dist Wer 4.500% 1126 — Interest

Liberty CA High Sch 4.250% 8/1/26 — Interest

Lincoln CA Sch Dist. 4 500% 8/1/19 — Interest

Lodi CA Elec Sys 4.5% 7/1/25 — Interest

Los Angeles CA Comm College 5.0% R126 — Interest

Los Angeles CA Sch Dist 4.75% 7/1/25 — Interest

Los Angeles CA Sch Dist. 4.50% 7/1/22 — Interest

Madera Co CTFS 4.250% 8/1/22 — Interest

Malibu CA CTFS 4.5% 7/1127 — Interest

Montclair CA Fing Auth 3.875% 10/1/16 — Interest

Mountain View CA High School 4.125% R116 — Interest

Napa Co CTFS 3.600% 2/1/17 — Interest

Oceanside CA Sch Dist 4.5% 8/1/28 — Interest — Distnbuted — Citi Account

Oxnard CA Fing Auth. 4.750% 6/1/24 — Interest

Palmdate CA Redev Agy 3.800% 9/1/16 — Interest

Palm Desert CTFS S.000% 4/01/22 — Interest

Pasadena CA CTFS 5.0% 2/1/24 — Interest

Pasadena CA Elec Rev 4.0% 8/1/24 — Interest

Placentia-Yorba Linda CA Sch Dist 2.75% R126 — Interest

Port Oakland CA Rev Ref 5.00% 11/01/21 — Interest

Redding CA Elec Sys 5.0% 6/1/27 — Interest

Redlands CA Sch Dist. 5.000% 7/1/25 — Interest

Redondo Beach CA Sch Dist 4.0% 8/1/28 — Interest

Redwood City CA Sch Dist 3.0% 8/1/26 — Interest — Distnbuted — Citi Account

Riverside Co CTFS 3.875% 11/1/14 — Interest

Ruckus Wireless Inc — None — Buy

Sacramento CA Unl Dist S.000% S/15/14 — Interest

Sarcramento CA CTFS 5.000% 12/01/21 — Interest

Salinas CA CTFS 4.500% 9/1/20 — Interest

San Diego PFFA 5.0% 10/15/25 — Interest — Buy

San Diego Co Wir Auth 4.000% 5/1/20 — Interest

San Diego CA Sch Dist 5.5% 7/1/24 — Interest

San Diego CNTY CA Regl Trans 5.0% 4129 — Interest

San Francisco CA Pub Util 5.0% 11/1/28 — Interest

San Francisco CA Pub Util 5.0% 11/1/26 — Interest

San Gabriel CA Sch Dist 5.25% 8/1/24 — Interest

San Juan CA Sch Dist 5.00% 8/1/28 — Interest — Buy

San Juan Capistrano Co Fing Auth 4.000% 12/117 — Interest

San Leandro CA Sch Dist 4.5% 8/1/26 — Interest

San Luis Obispo CA CAP IMPR 4.0% 12/1727 — None — Distnbuted — Citi Account

Santa Clara CA Sch Dist 3.5000 7/1/24 — Interest — Distnibuted — Citi Account

Santa Cruz Co CTFS 3.875% 8/1/16 — Interest

Santa Cruz Co CTFS 4.2000 8/1/19 — Interest

Santa Rosa CA Sch Dist 3.800% 8/1/17 — Interest

Santa Rosa CA Wir Rev S.0% 9/1/26 — Interest

So Cal Logistics 4.125% 12/1/20 — Interest

So CA Pub Pwr Auth 5.150% 7/1/15 — Interest

So Gate CA fing Auth 5.250% 9/1/19 — Interest

Stockton CA Sch Dist S.000% 8/1/24 — Interest — Distributed — Citi Account

The Pantry common stock — None

Tracy CA Jt Powers 4.200% 9/2/17 — Interest

Turlock CA Pub Fing 4.300% 9/15/16 — Interest — Redeemed

Western Riverside WTR 4.250% 9/1/21 — Interest

Yountville CA Fin Auth 4.375% 10/1/24 — Interest

Yosemite CA Comm. College 5.0% 8/1/25 — Interest — Buy

MS Bank Deposit — Interest

FS Equity Partners IV

Sur La Table — None

Ross-Simmons — None

FS Equity Partners V

HH. Gregg Inc common stock — None

Smile Brands (formerly Bright Now) Inc common stock — None

PETCO Ammal Supply common stock — None

El Pollo Loco Inc common stock — None

FS Equity Partners VI

Paradise Holdings common stock — Int/Div

BECO Holding Co common stock — None

Floor and Decor common stock — Int/Div

Boot Bam common stock — None

First Watch common stock — None

MicroStar Common Stock — None — Sold (part)

Arhaus Common Stock — None — Buy

Riordan Venture Association

Cymetrix Corp common stock — None

Installer’s Edge (formerly Saebro Inc) common stock — None

TW Holdings common stock — None

Cyber Coders Holdings common stock — None — Sold

Avella, Inc. (formerly Apothecary Shops) preferred stock — None

Secure Mission Solutions LLC — None

ONE Industries common stock — None

Bluewolf Group LLC — None

Siteworx — None

Chartis Group — None

RGM Group — None

DCRX Infusion — None

Bistro 45 common stock — Int/Div

MS Retire Accts (40 1k-profit)

Invesco Pacific Growth Fund — Int/Div

MSDW Liquid Asset Account Trust Fund — Int/Div

Hewlett Packard common stock — Int/Div

Proctor & Gamble common stock — Int/Div

Altri Group common stock — Int/Div

Cisco Sys common stock — Int/Div

Kraft Foods Inc common stock — Int/Div

Mondelez Int'l common stock — Int/Div

Philip Morris — Int/Div

Invesco Div, Growth Fund — Int/Div

American Funds New World Fund — Int/Div — Buy

American Funds New World Fund — Buy

R&M Encelle Partners (Partnership Interest) — None — Sold

Trust £3 (M/S UTM-K)

General Elec common stock — Int/Div

American Funds New World Fund — Int/Div

TRUST 44 (IR-W)

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part)

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F2 — Int/Div — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F2 — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL — Int/Div — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 — Buy

S085 — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA 2 — Int/Div — Buy

S14. — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA — None — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA — Sold

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Buy

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUNDCL F2 — Buy

AMERICAN FUNDS SMALL CAP WORLD FUNDCL F2 — None — Buy

AMERICAN FUNDS SMALL CAP WORLD FUNDCL F2 — Buy

American Funds Cash Mgmt Trust of America — None

Trust #5 (IR-K)

CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part)

CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy

S50). — Buy

S53. — Sold (part)

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F2 — Int/Div — Buy

AMERICAN FUNDS CAPITAL INCOME BUILDER CL F2 — Buy

S556. — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL — Int/Div — Buy

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FD CL — Buy

AMERICAN FUNDS EUROPACIFIC GROWTH FUNDCL F2 — Int/Div — Buy

Shd. — Buy

SHb6 — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Int/Div — Buy

AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F2 — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA F2 — Int/Div — Buy

AMERICAN FUNDS GROWTH FUND OF AMERICA F2 — Buy

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F2 — None — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F2 — Sold (part)

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F2 — Sold

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS NEW PERSPECTIVE FUND CL F2 — Buy

SKS. — Buy

S86. — Buy

AMERICAN FUNDS NEW WORLD FUND CL F2 — Int/Div — Buy

AMERICAN FUNDS NEW WORLD FUND CL F2 — Buy

AMERICAN FUNDS SMALL CAP WORLD FUND CL F2 — None — Buy

AMERICAN FUNDS SMALL CAP WORLD FUND CL F2 — Buy

AMERICAN FUNDS Cash Mgmt Trust of Amenci — None

Trust #6 (98-W)

Invesco Divident Growth — Int/Div

American Funds New World Fund — Int/Div

MSDW Active Money Trust — Int/Div

HH Gregg Inc common stock — None

Smile Brands (formerly Bright Now Inc) common stock — None

PETCO Annimal Supply common stock — None

El Pollo Loco common stock — None

Capital Group Alternative Strategies Fund — None — Buy

Capital Groups (ka American Funds Capital) Calif. Core Municipal Fund — Int/Div — Sold (part)

Capital Groups (formerly American Funds Capital) Core Municipal Fund — Int/Div — Sold (part)

American Funds Capital Income Builder Inc CLF2 — Int/Div

American Funds EuroPacific Growth Fund CLF? — Int/Div

American Funds Fundamental Investors Inc CLF2 — Int/Div

American Funds Growth Fund of America Inc CL RS — Int/Div

American Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL 0d — Int/Div — Buy

American Funds New World Fund CL F2 — Int/Div

American Funds SmallCap World Fund CL Fy — None

American Funds Cash Mgmt Trust of Amenca — None

Trust #7 (98-K)

Invesco Dividend Growth — Int/Div

Amencan Funds New World Fund — Int/Div

MSDW Active Money Trust — Int/Div

HH Gregg Inc common stock — None

Smile Brands (formerly Bright Now Inc) common stock — None

PETCO Ammal Supply common stock — None

El Pollo Loco common stock — None

Capital Group Alternative Strategies Fund — None — Buy

Capital Group (fka American Funds Capital) California Core Muni Fund — Int/Div — Sold (part)

Capital Group (formerly American Funds Capital) Core Municipal Fund — Int/Div — Sold (part)

American Funds Capital Income Builder Inc CLF? — Int/Div

American Funds EvroPacific Growth Fund CLF? — Int/Div

American Funds Fundamental Investors Inc CLF? — Int/Div

American Funds Growth Fund of America Inc CL RS — Int/Div

American Funds Investment Company of America CL F2 — Int/Div

American Funds New Perspective Fund CL 0d — Int/Div — Buy

American Funds New World Fund CL F2 — Int/Div

American Funds SmallCap World Fund LC ond — None

American Funds Cash Mgmt Trust of America — None

Real Estate Partnership - Lau — None

Real Estate Partnership - W.0 — None — Sold

Real Estate Partnership - Lau W — None — Buy

Dorset Capital Partnership Invest — Interest — Sold

Citibank Money Market Fund — Interest

Citibank Checking — Interest

Fargo Investment Parmership — None — Sold (part)

JRK Multifamily LP — None

Urban Housing Investment Fund — None

JP Morgan Account

Bluebay Emerging Market Fund — None

Gavea Fund — None

Global Access Explorer Fund — None

Maverick Fund — None

York Credit Opportunity Fund — None

Blackstone Real Estate Fund — None

JPM Realty Income Fund — Int/Div

BNP Brent CBEN 11/16/13 — None — Matured

IPath-UBS Commodity Index Fund — None

SPDR Gold Trust — None — Sold

Soc. Generale Gold Lev CBEN 172/14 — None — Buy

Soc. Generale Lev Cont Bank 1/14/15 — None — Buy

JPM STRAT Income Fund — Int/Div — Buy

JPM Mort-Backed Fund — Int/Div — Sold (part)

JP Morgan Floating Rate Fund — Int/Div

GS MXN Note 12/23/13 — None — Matured

Brevan Howard Emerging Market Fund — None

JP Morgan Tri Ex Fund — Int/Div

Soc. Generale PIMS 2/3/14 — None — Buy

Citi Acct

Alvord CASR Dist S.0% 8/1727 — Interest — Distnbuted — MS Brokerage

Cal ST GO 4.5% 8/1/26 — Interest — Distributed — MS Brokerage

Cal ST Pub Works 4.0% 6/1/27 — Interest — Distributed — MS Brokerage

Fresno CA Sch Dist 5.25% 8/1/27 — Interest — Distnbuted — MS Brokerage

Fresno CA Sch Dist 3.5% 8/1/26 — Interest — Distnbuted — MS Brokerage

Gilroy CA Fing Auth 4.0% 11/01/24 — Interest — Distnibuted — MS Brokerage

Hollister CA Fing Auth 5.0% 6/1/25 — Interest — Distnibuted — MS Brokerage

Kern Cnty CA Wir Dist. 5.0% 5/1/28 — Interest — Distnbuted — MS Brokerage

Oceanside CA Sch Dist 4.5% 8/1/28 — Interest — Distnbuted — MS Brokerage

Redwood City CA Sch Dist 3.04% 8/1/26 — Interest — Distnbuted — MS Brokerage

San Luis Obispo CA CAP IMPR 4.0% 12/127 — Interest — Distnbuted — MS Brokerage

Santa Clara CA Sch Dist 3.5% 7/1/24 — Interest — Distributed — MS Brokerage

Stockton CA Sch Dist 5.0% 8/1/24 — Interest — Distnibuted — MS Brokerage

Advisory member

Liability — CinBank — Line of Credit