Mary Kay Vyskocil

425 Private Fund I, LLC — Distribution

STP, LLP PROFIT SHARING PLAN - FIDELITY (H)

WT CIF II CR PL BD 1 — Dividend

TRP Equity Income — Dividend

MIP II CL 2 — Dividend

Rothschild SMCP Core — Dividend

FID 500 Index IPR — Dividend

STB SUPP PROFIT SHARING PLAN - FIDELITY (H)

WT CIF II CR PL BD 1 — Dividend

TRP Equity Income — Dividend

MIP II CL 2 — Dividend

FID INTM GOVT Income — Dividend

Rothschild SMCP Core — Dividend

FID 500 Index IPR — Dividend

MERRILL LYNCH HSA (H)

Blackrock Global Fd Inc A — Dividend

ML Bank Deposit Program — Interest

Ishares S&P 500 Index — Dividend

Blackrock Global Fd Inc C — Dividend — Merged (with line 16)

TRANSAMERICA IRA (H)

TFLIC Fixed — Dividend

Transamerica Partners Large Growth — Dividend

JPMorgan Chase Bank - Cash Accounts — Interest

Citibank, N.A. - Cash Accounts — Interest

People's United Bank - Cash Accounts — Interest

Western Asset NY Tax-Free MMF Cl N — Dividend

FIDELITY IRA (H)

Vanguard 500 Index Admiral Fund — Dividend

FIDELITY BROKERAGE - 1 (H)

American Growth Fund of America, Class F1 — Dividend

Dodge & Cox Stock Fd — Dividend

Fidelity NY AMT Free MMKT Inst Cl — Dividend

Fidelity NY Muni MMF — Dividend

Royce Toyal Return Fund Investment Class — Dividend

Fidelity 500 Index Fund — Dividend

SPDR S&P Midcap 400 ETF Tr UT Ser 1 — Dividend

Tweedy Browne Global Value Fund — Dividend

Vanguard 500 Index Fund Admiral Shares — Dividend

Baron Growth Fund — Dividend

Fidelity Government MMF — Dividend

FIDELITY BROKERAGE - 2 (H)

American Beacon Large Cap Investor — Dividend — Sold (part)

American Europacific Growth Fund, Class F2 — Dividend

DWS NY Tax Free Income Fund — Dividend — Sold (part)

Blackrock National Muni Fund Class A — Dividend — Buy

Blackrock National Muni Fund Class A — Sold (part)

Blackrock National Muni Fund Class A — Sold

Fidelity Government Cash Reserves — Dividend — Buy (add'l)

Fidelity Advisor New Insights Class 1 — Dividend

Fidelity Municipal Income Fund — Dividend

Ishares Russell 1000 Growth ETF — Dividend — Sold (part)

Ishares Russell 1000 Growth ETF — Sold (part)

Ishares S&P Small Cap 600 Value — Dividend — Buy (add'l)

Ishares S&P Small Cap 600 Value — Sold (part)

Ishares Russell 1000 Value ETF — Dividend — Buy (add'l)

Ishares Russell 1000 Value ETF — Buy (add'l)

MFS International Diversification Fund — Dividend

MFS International Intrinsic Value Fund — Dividend

MFS Research International Fund — Dividend — Buy (add'l)

Nuveen NY Municipal Bond Fund — Dividend — Sold (part)

Nuveen NY Municipal Bond Fund — Sold (part)

Nuveen NY Municipal Bond Fund — Buy (add'l)

Oppenheimer International Growth Fund n/ k/a Invesco Oppenheimer Intl — None — Sold

T Rowe Price Emerging Markets Stock Fd — None — Buy (add'l)

T Rowe Price Emerging Markets Stock Fd — Sold

Sector SPDR Trust Shares Ben Int Financial — Dividend

SPDR S&P 500 ETF Trust Ser 1 — Dividend

T Rowe Price Tax Free High Yield Adv — Dividend — Buy (add'l)

T Rowe Price Tax Free High Yield Adv — Sold (part)

T Rowe Price Tax Free High Yield Adv — Sold (part)

Victory RS Small Cap Growth Fund — None

Wells Fargo Special Mid Cap Administration Fund — Dividend — Sold

Wells Fargo Muni Bond Fund - Administration Class — Dividend — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Sold (part)

Janus Henderson Enterprise — Dividend — Sold (part)

Janus Henderson Enterprise — Buy (add'l)

Flexshares Trust Morningstar Global — None — Sold

Ishares Inc Core MSCI Emerging Markets — None — Sold

Fidelity Advisor Mega Cap Stock Fd — None — Sold (part)

Fidelity Advisor Mega Cap Stock Fd — Sold

Fidelity Value Discovery Fd — Dividend — Sold

Strategic Adv Tax Sensitive Short Duration — Dividend — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Sold (part)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Sold (part)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Oakmark Fund Investor Cl — Dividend — Sold

Artisan Intl Value Fund Class — Dividend — Sold

Causeway International Value Investor — Dividend — Sold

Causeway Emerging Markets Fd Inv Cl — Dividend — Buy (add'l)

Causeway Emerging Markets Fd Inv Cl — Buy (add'l)

Causeway Emerging Markets Fd Inv Cl — Buy (add'l)

Causeway Emerging Markets Fd Inv Cl — Sold (part)

Ishares Russell Midcap Growth — Dividend — Sold

Ishares Tr EAFE Growth ETF — Dividend — Buy (add'l)

Ishares Tr EAFE Growth ETF — Sold (part)

Ishares Edge MSCI USA Value Factor ETF — Dividend — Sold

Ishares Trust Core MSCI EAFE ETF — Dividend — Sold

Oppenheimer Dev Mkts Cl 1 n/k/a Invesco Oppenheimer Dev Mkts — Dividend — Sold

Vanguard Index Fds Nidcap Growth Index — Dividend — Sold

Ishares Tr US Treas Bond Fd — Dividend — Buy (add'l)

Ishares Tr US Treas Bond Fd — Buy (add'l)

Ishares Tr US Treas Bond Fd — Sold (part)

Ishares Tr US Treas Bond Fd — Sold (part)

Ishares Tr US Treas Bond Fd — Sold

Aberdeen Emerging Markets Fund — Dividend — Sold

Ishares Edge MSCI USA Quality — Dividend — Buy (add'l)

Ishares Edge MSCI USA Quality — Buy (add'l)

Ishares Edge MSCI USA Quality — Buy (add'l)

Ishares Edge MSCI USA Quality — Sold (part)

Ishares Edge MSCI USA Quality — Sold (part)

Ishares Edge MSCI USA Quality — Sold (part)

Fidelity Emerging Markets — Dividend — Buy

Fidelity Emerging Markets — Sold (part)

Fidelity Emerging Markets — Buy (add'l)

Fidelity Emerging Markets — Sold (part)

Fidelity Advisor Focused Emerging Mkts — Dividend — Buy

Fidelity Growth Company — None — Buy

Fidelity Growth Company — Sold (part)

LSV Value Equity Fund Investor — Dividend — Buy

LSV Value Equity Fund Investor — Buy (add'l)

LSV Value Equity Fund Investor — Sold (part)

DFA Emerging Markets Core Equity — Dividend — Buy

DFA Emerging Markets Core Equity — Sold (part)

JPMorgan Mid Cap Value Fund Class I — Dividend — Buy

JPMorgan Mid Cap Value Fund Class I — Buy (add'l)

JPMorgan Mid Cap Value Fund Class I — Buy (add'l)

JPMorgan Mid Cap Value Fund Class I — Sold (part)

Oakmark Intl Investor — Dividend — Buy

Oakmark Intl Investor — Buy (add'l)

Oakmark Intl Investor — Buy (add'l)

Oakmark Intl Investor — Sold (part)

JPMorgan Tax Aware Equity Class I — Dividend — Buy

TRowePrice Overseas Stock Class I — Dividend — Buy

TRowePrice Overseas Stock Class I — Buy (add'l)

Transamerica Intl Equity Class I — Dividend — Buy

Transamerica Intl Equity Class I — Sold (part)

Delaware Tax Free USA Class A — Dividend — Buy

Delaware Tax Free USA Class A — Buy (add'l)

Delaware Tax Free USA Class A — Sold (part)

Delaware Tax Free USA Class A — Buy (add'l)

MFS Municipal Income Class A — Dividend — Buy

MFS Municipal Income Class A — Buy (add'l)

MFS Municipal Income Class A — Sold (part)

Mainstay McKay NY Tax Free Opp Class A — Dividend — Buy

Ishares S&P 500 — Dividend — Buy

Ishares S&P 500 — Buy (add'l)

Ishares S&P 500 — Sold (part)

Ishares Core S&P Small Cap E — Dividend — Buy

Ishares Core S&P Small Cap E — Buy (add'l)

Ishares Core S&P Small Cap E — Buy (add'l)

Ishares Core S&P Small Cap E — Buy (add'l)

Ishares Core S&P Small Cap E — Sold (part)

Ishares Trust US Treasury — Dividend — Buy

Ishares Trust US Treasury — Sold (part)

Vanguard Real Estate ETF — Dividend — Buy

Vanguard Real Estate ETF — Sold (part)

Vanguard Real Estate ETF — Buy (add'l)

Vanguard Real Estate ETF — Sold (part)

Vanguard Real Estate ETF — Sold (part)

Vanguard Real Estate ETF — Buy (add'l)

Ishares US Real Estate ETF — None — Buy

Ishares US Real Estate ETF — Sold

SPDR Index Shs FDS Global Nat Res — None — Buy

SPDR Index Shs FDS Global Nat Res — Sold

Victory Trivalent Intl Small Cap — None — Buy

Victory Trivalent Intl Small Cap — Sold

MORGAN STANLEY - 1 (H)

Abbvie, Inc. — Dividend — Buy

Allstate Corp. — Dividend — Buy (add'l)

Allstate Corp. — Sold (part)

Allstate Corp. — Sold

Apple, Inc. — Dividend — Buy (add'l)

Apple, Inc. — Sold (part)

Bank of New York Mellon Corp. — Dividend — Buy (add'l)

Bank of New York Mellon Corp. — Sold

Chevron Corp. — Dividend — Buy

Costar Group Inc. — Dividend — Buy (add'l)

Costar Group Inc. — Sold (part)

Costar Group Inc. — Sold (part)

Costar Group Inc. — Sold (part)

Microsoft Corp. — Dividend — Buy (add'l)

Microsoft Corp. — Sold (part)

Microsoft Corp. — Sold (part)

Republic Services Inc. — Dividend — Buy (add'l)

Republic Services Inc. — Sold (part)

Starbucks Corporation — Dividend — Buy (add'l)

Starbucks Corporation — Sold (part)

UnitedHealth Group Inc. — Dividend — Buy (add'l)

UnitedHealth Group Inc. — Sold (part)

Visa, Inc. — Dividend — Buy (add'l)

Visa, Inc. — Sold (part)

Berkshire Hathaway Class B — Dividend — Buy (add'l)

Berkshire Hathaway Class B — Sold (part)

Facebook, Inc. — Dividend — Buy (add'l)

Facebook, Inc. — Sold (part)

Hormel Foods, Inc. — Dividend — Buy (add'l)

Hormel Foods, Inc. — Sold (part)

Morgan Stanley Bank - Cash — Int./Div.

Adobe, Inc. — Dividend — Buy (add'l)

Adobe, Inc. — Sold (part)

Adobe, Inc. — Sold (part)

Adobe, Inc. — Sold (part)

Intel Corp. — Dividend — Buy (add'l)

Intel Corp. — Sold (part)

Intel Corp. — Sold

Amazon — Dividend — Buy (add'l)

Amgen, Inc. — Dividend — Buy

Nike Inc. Cl B — Dividend — Buy (add'l)

Nike Inc. Cl B — Sold (part)

Packaging Corp of America — Dividend — Buy (add'l)

Packaging Corp of America — Sold (part)

United Airlines Hldgs Inc. — None — Buy (add'l)

United Airlines Hldgs Inc. — Sold (part)

United Airlines Hldgs Inc. — Sold

United Parcel Service Inc Cl B — Dividend — Buy (add'l)

United Parcel Service Inc Cl B — Sold (part)

United Parcel Service Inc Cl B — Sold

Uber Technologies Inc. — Dividend — Buy (add'l)

Uber Technologies Inc. — Sold (part)

Uber Technologies Inc. — Sold (part)

Uber Technologies Inc. — Buy (add'l)

Netflix, Inc. — Dividend — Buy

Netflix, Inc. — Sold (part)

Netflix, Inc. — Sold (part)

Ishares Russell 2000 ETF — Dividend — Buy

Ishares Russell 2000 ETF — Sold

Walt Disney Co. Holding Co. — Dividend — Buy

Walt Disney Co. Holding Co. — Sold (part)

Autonation Inc. — Dividend — Buy (add'l)

Autonation Inc. — Sold (part)

Autonation Inc. — Sold

Citigroup, Inc. — Buy

Citigroup, Inc. — Sold (part)

Citigroup, Inc. — Sold

Delta Airlines Inc. — Buy

Delta Airlines Inc. — Sold

Johnson & Johnson — Dividend — Buy

Johnson & Johnson — Sold (part)

AT&T — Dividend — Buy

Medtronic PLC — Dividend — Buy

JPMorgan Chase & Co. — Dividend — Buy

JPMorgan Chase & Co. — Buy (add'l)

JPMorgan Chase & Co. — Buy (add'l)

Vanguard Small Cap Value ETF — Dividend — Buy

Intuitive Surgical Inc. — Dividend — Buy

Alphabet, Inc. — Dividend — Buy

Palantir Technologies Inc. — Dividend — Buy

MORGAN STANLEY - 2 (H)

Bank of America Corp. — Interest

Morgan Stanley — Interest

Wells Fargo — Interest

Hewlett-Packard Bond — Interest — Sold

JPMorgan Chase CD — Interest

Microsoft Corp Bond — Interest — Sold

General Motors Financial Co. Bond — Interest

Conagra Foods Inc. Bond — Interest

Nucor Corp. Bond — Interest

Brinker International Inc. Bond — Interest

Kinder Morgan Energy Partners LP Bond — Interest

American Axle & Mfg Inc. Bond — Interest

Energy Transfer Partners LP Bond — Interest

OneMain Finance Corp.p/k/a Springleaf — Interest

Dell International LLC — Interest

Dell International LLC/EMC Corp. Regs — Interest

AT&T Inc. — Interest

Comcast Corp. — Interest

Energy Transfer Partners LP Pfd 7.625% — Dividend

International Lease Finance Corp. — Interest

JPMorgan Chase & Co. — Interest

Capital One Financial Corp. — Dividend

US Treasury Bond - Inflation Indexed — Interest — Sold

Bank of America Corp. 6% Pfd — Dividend

PNC Financial Services Group 5.375% — Buy

PNC Financial Services Group 5.375% — Sold

First Republic Bank San Francisco 5.5% — Dividend — Buy

Synchrony Financial 5.625% — Dividend — Buy

US Bancorp 5.15% — Dividend — Buy

Athene Holding Ltd 5.625% — Dividend — Buy

Wells Fargo 5.85% — Dividend — Buy

Merchants Bancorp 6.00% — Dividend — Buy

Tristate Cap Holds Dep RP — Dividend — Buy

Air Lease Corp. — Dividend — Buy

CIT Group Inc. 5.625% — Dividend — Buy

Huntington Bancshares Inc. 5.7% — Int./Div. — Buy

MERRILL LYNCH (H)

Blackstone Group, LP — Dividend

PJT Partners, Inc. — Dividend

Global Crossing

Asia Global Crossing

Merrill Lynch - Cash — None

JPMORGAN CHASE BANK - IRA (H)

JPMorgan Chase Bank - Cash — Interest

Ishares Core MSCI EAFE ETF — Dividend — Sold (part)

Metropolitan West Total Return Fund — Dividend — Sold (part)

Metropolitan West Total Return Fund — Sold (part)

Metropolitan West Total Return Fund — Sold

Vanguard Total Bond Market Index Fund — Dividend — Buy (add'l)

Vanguard Total Bond Market Index Fund — Sold (part)

Vanguard Total Bond Market Index Fund — Sold (part)

Vanguard Total Bond Market Index Fund — Sold (part)

Vanguard Total Bond Market Index Fund — Sold (part)

Fidelity 500 Index Fund-AI — Dividend — Buy (add'l)

Fidelity 500 Index Fund-AI — Sold (part)

Fidelity 500 Index Fund-AI — Sold (part)

Fidelity 500 Index Fund-AI — Buy (add'l)

Fidelity 500 Index Fund-AI — Sold (part)

Ishares MSCI EAFE Intl Index Fund — Dividend

Vanguard Total Intl Bond-Adm — Dividend — Sold (part)

Vanguard Total Intl Bond-Adm — Buy (add'l)

Vanguard Total Intl Bond-Adm — Sold (part)

Ishares Inc. MSCI Japan — Dividend — Sold (part)

Ishares Inc. MSCI Japan — Buy (add'l)

Ishares TIPS Bond Fund — None — Sold

Pimco Income Fund-Ins — Dividend — Buy (add'l)

Pimco Short-Term Fund - Instl — Dividend — Sold (part)

Pimco Short-Term Fund - Instl — Buy (add'l)

Pimco Investment Grade Corporate Bond Fund — Dividend

Ishares Core MSCI Europe — Dividend — Buy (add'l)

Ishares Core MSCI Europe — Sold (part)

Ishares MSCI Canada ETF — Dividend — Buy (add'l)

Ishares MSCI Pacific Ex-Japan Index Fund — Dividend — Buy (add'l)

Ishares 7-10 Year Treasury Bond Fund — Dividend — Sold (part)

Ishares 7-10 Year Treasury Bond Fund — Sold (part)

Ishares 7-10 Year Treasury Bond Fund — Sold

Ishares 20+ Year Treasury Bond Fund — Dividend — Sold (part)

Ishares 20+ Year Treasury Bond Fund — Buy (add'l)

Ishares US Treasury Bond ETF — Dividend — Buy

Ishares US Treasury Bond ETF — Sold (part)

Ishares US Treasury Bond ETF — Sold

Blackrock Hi Yield Bond Portfolio — Dividend — Buy

Blackrock Hi Yield Bond Portfolio — Buy (add'l)

Blackrock Hi Yield Bond Portfolio — Buy (add'l)

Federated Inst Hi Yield Bond — Dividend — Buy

Ishares Core MSCI Emerging — Dividend — Buy

Vanguard Mortgage Backed Sec. — Dividend — Buy

Vanguard Mortgage Backed Sec. — Buy (add'l)

Vanguard Total Intl Bond ETF — Dividend — Buy

Vanguard Total Intl Bond ETF — Buy (add'l)

Vanguard Total Intl Bond ETF — Buy (add'l)

Vanguard Total Intl Bond ETF — Buy (add'l)

425 Private Fund I, LLC — Distribution

STP, LLP PROFIT SHARING PLAN - FIDELITY (H)

WT CIF II CR PL BD 1 — Dividend

TRP Equity Income — Dividend

MIP II CL 2 — Dividend

Rothschild SMCP Core — Dividend

FID 500 Index IPR — Dividend

STB SUPP PROFIT SHARING PLAN - FIDELITY (H)

WT CIF II CR PL BD 1 — Dividend

TRP Equity Income — Dividend

MIP II CL 2 — Dividend

FID INTM GOVT Income — Dividend

Rothschild SMCP Core — Dividend

FID 500 Index IPR — Dividend

MERRILL LYNCH HSA (H)

Blackrock Global Fd Inc A — Dividend

ML Bank Deposit Program — Interest

Ishares S&P 500 Index — Dividend

Blackrock Global Fd Inc C — Dividend — Merged (with line 16)

TRANSAMERICA IRA (H)

TFLIC Fixed — Dividend

Transamerica Partners Large Growth — Dividend

JPMorgan Chase Bank - Cash Accounts — Interest

Citibank, N.A. - Cash Accounts — Interest

People's United Bank - Cash Accounts — Interest

Western Asset NY Tax-Free MMF Cl N — Dividend

FIDELITY IRA (H)

Vanguard 500 Index Admiral Fund — Dividend

FIDELITY BROKERAGE - 1 (H)

American Growth Fund of America, Class F1 — Dividend

Dodge & Cox Stock Fd — Dividend

Fidelity NY AMT Free MMKT Inst Cl — Dividend

Fidelity NY Muni MMF — Dividend

Royce Toyal Return Fund Investment Class — Dividend

Fidelity 500 Index Fund — Dividend

SPDR S&P Midcap 400 ETF Tr UT Ser 1 — Dividend

Tweedy Browne Global Value Fund — Dividend

Vanguard 500 Index Fund Admiral Shares — Dividend

Baron Growth Fund — Dividend

Fidelity Government MMF — Dividend

FIDELITY BROKERAGE - 2 (H)

American Beacon Large Cap Investor — Dividend — Sold (part)

American Europacific Growth Fund, Class F2 — Dividend

DWS NY Tax Free Income Fund — Dividend — Sold (part)

Blackrock National Muni Fund Class A — Dividend — Buy

Blackrock National Muni Fund Class A — Sold (part)

Blackrock National Muni Fund Class A — Sold

Fidelity Government Cash Reserves — Dividend — Buy (add'l)

Fidelity Advisor New Insights Class 1 — Dividend

Fidelity Municipal Income Fund — Dividend

Ishares Russell 1000 Growth ETF — Dividend — Sold (part)

Ishares Russell 1000 Growth ETF — Sold (part)

Ishares S&P Small Cap 600 Value — Dividend — Buy (add'l)

Ishares S&P Small Cap 600 Value — Sold (part)

Ishares Russell 1000 Value ETF — Dividend — Buy (add'l)

Ishares Russell 1000 Value ETF — Buy (add'l)

MFS International Diversification Fund — Dividend

MFS International Intrinsic Value Fund — Dividend

MFS Research International Fund — Dividend — Buy (add'l)

Nuveen NY Municipal Bond Fund — Dividend — Sold (part)

Nuveen NY Municipal Bond Fund — Sold (part)

Nuveen NY Municipal Bond Fund — Buy (add'l)

Oppenheimer International Growth Fund n/ k/a Invesco Oppenheimer Intl — None — Sold

T Rowe Price Emerging Markets Stock Fd — None — Buy (add'l)

T Rowe Price Emerging Markets Stock Fd — Sold

Sector SPDR Trust Shares Ben Int Financial — Dividend

SPDR S&P 500 ETF Trust Ser 1 — Dividend

T Rowe Price Tax Free High Yield Adv — Dividend — Buy (add'l)

T Rowe Price Tax Free High Yield Adv — Sold (part)

T Rowe Price Tax Free High Yield Adv — Sold (part)

Victory RS Small Cap Growth Fund — None

Wells Fargo Special Mid Cap Administration Fund — Dividend — Sold

Wells Fargo Muni Bond Fund - Administration Class — Dividend — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Buy (add'l)

Wells Fargo Muni Bond Fund - Administration Class — Sold (part)

Janus Henderson Enterprise — Dividend — Sold (part)

Janus Henderson Enterprise — Buy (add'l)

Flexshares Trust Morningstar Global — None — Sold

Ishares Inc Core MSCI Emerging Markets — None — Sold

Fidelity Advisor Mega Cap Stock Fd — None — Sold (part)

Fidelity Advisor Mega Cap Stock Fd — Sold

Fidelity Value Discovery Fd — Dividend — Sold

Strategic Adv Tax Sensitive Short Duration — Dividend — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Sold (part)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Sold (part)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Strategic Adv Tax Sensitive Short Duration — Buy (add'l)

Oakmark Fund Investor Cl — Dividend — Sold

Artisan Intl Value Fund Class — Dividend — Sold

Causeway International Value Investor — Dividend — Sold

Causeway Emerging Markets Fd Inv Cl — Dividend — Buy (add'l)

Causeway Emerging Markets Fd Inv Cl — Buy (add'l)

Causeway Emerging Markets Fd Inv Cl — Buy (add'l)

Causeway Emerging Markets Fd Inv Cl — Sold (part)

Ishares Russell Midcap Growth — Dividend — Sold

Ishares Tr EAFE Growth ETF — Dividend — Buy (add'l)

Ishares Tr EAFE Growth ETF — Sold (part)

Ishares Edge MSCI USA Value Factor ETF — Dividend — Sold

Ishares Trust Core MSCI EAFE ETF — Dividend — Sold

Oppenheimer Dev Mkts Cl 1 n/k/a Invesco Oppenheimer Dev Mkts — Dividend — Sold

Vanguard Index Fds Nidcap Growth Index — Dividend — Sold

Ishares Tr US Treas Bond Fd — Dividend — Buy (add'l)

Ishares Tr US Treas Bond Fd — Buy (add'l)

Ishares Tr US Treas Bond Fd — Sold (part)

Ishares Tr US Treas Bond Fd — Sold (part)

Ishares Tr US Treas Bond Fd — Sold

Aberdeen Emerging Markets Fund — Dividend — Sold

Ishares Edge MSCI USA Quality — Dividend — Buy (add'l)

Ishares Edge MSCI USA Quality — Buy (add'l)

Ishares Edge MSCI USA Quality — Buy (add'l)

Ishares Edge MSCI USA Quality — Sold (part)

Ishares Edge MSCI USA Quality — Sold (part)

Ishares Edge MSCI USA Quality — Sold (part)

Fidelity Emerging Markets — Dividend — Buy

Fidelity Emerging Markets — Sold (part)

Fidelity Emerging Markets — Buy (add'l)

Fidelity Emerging Markets — Sold (part)

Fidelity Advisor Focused Emerging Mkts — Dividend — Buy

Fidelity Growth Company — None — Buy

Fidelity Growth Company — Sold (part)

LSV Value Equity Fund Investor — Dividend — Buy

LSV Value Equity Fund Investor — Buy (add'l)

LSV Value Equity Fund Investor — Sold (part)

DFA Emerging Markets Core Equity — Dividend — Buy

DFA Emerging Markets Core Equity — Sold (part)

JPMorgan Mid Cap Value Fund Class I — Dividend — Buy

JPMorgan Mid Cap Value Fund Class I — Buy (add'l)

JPMorgan Mid Cap Value Fund Class I — Buy (add'l)

JPMorgan Mid Cap Value Fund Class I — Sold (part)

Oakmark Intl Investor — Dividend — Buy

Oakmark Intl Investor — Buy (add'l)

Oakmark Intl Investor — Buy (add'l)

Oakmark Intl Investor — Sold (part)

JPMorgan Tax Aware Equity Class I — Dividend — Buy

TRowePrice Overseas Stock Class I — Dividend — Buy

TRowePrice Overseas Stock Class I — Buy (add'l)

Transamerica Intl Equity Class I — Dividend — Buy

Transamerica Intl Equity Class I — Sold (part)

Delaware Tax Free USA Class A — Dividend — Buy

Delaware Tax Free USA Class A — Buy (add'l)

Delaware Tax Free USA Class A — Sold (part)

Delaware Tax Free USA Class A — Buy (add'l)

MFS Municipal Income Class A — Dividend — Buy

MFS Municipal Income Class A — Buy (add'l)

MFS Municipal Income Class A — Sold (part)

Mainstay McKay NY Tax Free Opp Class A — Dividend — Buy

Ishares S&P 500 — Dividend — Buy

Ishares S&P 500 — Buy (add'l)

Ishares S&P 500 — Sold (part)

Ishares Core S&P Small Cap E — Dividend — Buy

Ishares Core S&P Small Cap E — Buy (add'l)

Ishares Core S&P Small Cap E — Buy (add'l)

Ishares Core S&P Small Cap E — Buy (add'l)

Ishares Core S&P Small Cap E — Sold (part)

Ishares Trust US Treasury — Dividend — Buy

Ishares Trust US Treasury — Sold (part)

Vanguard Real Estate ETF — Dividend — Buy

Vanguard Real Estate ETF — Sold (part)

Vanguard Real Estate ETF — Buy (add'l)

Vanguard Real Estate ETF — Sold (part)

Vanguard Real Estate ETF — Sold (part)

Vanguard Real Estate ETF — Buy (add'l)

Ishares US Real Estate ETF — None — Buy

Ishares US Real Estate ETF — Sold

SPDR Index Shs FDS Global Nat Res — None — Buy

SPDR Index Shs FDS Global Nat Res — Sold

Victory Trivalent Intl Small Cap — None — Buy

Victory Trivalent Intl Small Cap — Sold

MORGAN STANLEY - 1 (H)

Abbvie, Inc. — Dividend — Buy

Allstate Corp. — Dividend — Buy (add'l)

Allstate Corp. — Sold (part)

Allstate Corp. — Sold

Apple, Inc. — Dividend — Buy (add'l)

Apple, Inc. — Sold (part)

Bank of New York Mellon Corp. — Dividend — Buy (add'l)

Bank of New York Mellon Corp. — Sold

Chevron Corp. — Dividend — Buy

Costar Group Inc. — Dividend — Buy (add'l)

Costar Group Inc. — Sold (part)

Costar Group Inc. — Sold (part)

Costar Group Inc. — Sold (part)

Microsoft Corp. — Dividend — Buy (add'l)

Microsoft Corp. — Sold (part)

Microsoft Corp. — Sold (part)

Republic Services Inc. — Dividend — Buy (add'l)

Republic Services Inc. — Sold (part)

Starbucks Corporation — Dividend — Buy (add'l)

Starbucks Corporation — Sold (part)

UnitedHealth Group Inc. — Dividend — Buy (add'l)

UnitedHealth Group Inc. — Sold (part)

Visa, Inc. — Dividend — Buy (add'l)

Visa, Inc. — Sold (part)

Berkshire Hathaway Class B — Dividend — Buy (add'l)

Berkshire Hathaway Class B — Sold (part)

Facebook, Inc. — Dividend — Buy (add'l)

Facebook, Inc. — Sold (part)

Hormel Foods, Inc. — Dividend — Buy (add'l)

Hormel Foods, Inc. — Sold (part)

Morgan Stanley Bank - Cash — Int./Div.

Adobe, Inc. — Dividend — Buy (add'l)

Adobe, Inc. — Sold (part)

Adobe, Inc. — Sold (part)

Adobe, Inc. — Sold (part)

Intel Corp. — Dividend — Buy (add'l)

Intel Corp. — Sold (part)

Intel Corp. — Sold

Amazon — Dividend — Buy (add'l)

Amgen, Inc. — Dividend — Buy

Nike Inc. Cl B — Dividend — Buy (add'l)

Nike Inc. Cl B — Sold (part)

Packaging Corp of America — Dividend — Buy (add'l)

Packaging Corp of America — Sold (part)

United Airlines Hldgs Inc. — None — Buy (add'l)

United Airlines Hldgs Inc. — Sold (part)

United Airlines Hldgs Inc. — Sold

United Parcel Service Inc Cl B — Dividend — Buy (add'l)

United Parcel Service Inc Cl B — Sold (part)

United Parcel Service Inc Cl B — Sold

Uber Technologies Inc. — Dividend — Buy (add'l)

Uber Technologies Inc. — Sold (part)

Uber Technologies Inc. — Sold (part)

Uber Technologies Inc. — Buy (add'l)

Netflix, Inc. — Dividend — Buy

Netflix, Inc. — Sold (part)

Netflix, Inc. — Sold (part)

Ishares Russell 2000 ETF — Dividend — Buy

Ishares Russell 2000 ETF — Sold

Walt Disney Co. Holding Co. — Dividend — Buy

Walt Disney Co. Holding Co. — Sold (part)

Autonation Inc. — Dividend — Buy (add'l)

Autonation Inc. — Sold (part)

Autonation Inc. — Sold

Citigroup, Inc. — Buy

Citigroup, Inc. — Sold (part)

Citigroup, Inc. — Sold

Delta Airlines Inc. — Buy

Delta Airlines Inc. — Sold

Johnson & Johnson — Dividend — Buy

Johnson & Johnson — Sold (part)

AT&T — Dividend — Buy

Medtronic PLC — Dividend — Buy

JPMorgan Chase & Co. — Dividend — Buy

JPMorgan Chase & Co. — Buy (add'l)

JPMorgan Chase & Co. — Buy (add'l)

Vanguard Small Cap Value ETF — Dividend — Buy

Intuitive Surgical Inc. — Dividend — Buy

Alphabet, Inc. — Dividend — Buy

Palantir Technologies Inc. — Dividend — Buy

MORGAN STANLEY - 2 (H)

Bank of America Corp. — Interest

Morgan Stanley — Interest

Wells Fargo — Interest

Hewlett-Packard Bond — Interest — Sold

JPMorgan Chase CD — Interest

Microsoft Corp Bond — Interest — Sold

General Motors Financial Co. Bond — Interest

Conagra Foods Inc. Bond — Interest

Nucor Corp. Bond — Interest

Brinker International Inc. Bond — Interest

Kinder Morgan Energy Partners LP Bond — Interest

American Axle & Mfg Inc. Bond — Interest

Energy Transfer Partners LP Bond — Interest

OneMain Finance Corp.p/k/a Springleaf — Interest

Dell International LLC — Interest

Dell International LLC/EMC Corp. Regs — Interest

AT&T Inc. — Interest

Comcast Corp. — Interest

Energy Transfer Partners LP Pfd 7.625% — Dividend

International Lease Finance Corp. — Interest

JPMorgan Chase & Co. — Interest

Capital One Financial Corp. — Dividend

US Treasury Bond - Inflation Indexed — Interest — Sold

Bank of America Corp. 6% Pfd — Dividend

PNC Financial Services Group 5.375% — Buy

PNC Financial Services Group 5.375% — Sold

First Republic Bank San Francisco 5.5% — Dividend — Buy

Synchrony Financial 5.625% — Dividend — Buy

US Bancorp 5.15% — Dividend — Buy

Athene Holding Ltd 5.625% — Dividend — Buy

Wells Fargo 5.85% — Dividend — Buy

Merchants Bancorp 6.00% — Dividend — Buy

Tristate Cap Holds Dep RP — Dividend — Buy

Air Lease Corp. — Dividend — Buy

CIT Group Inc. 5.625% — Dividend — Buy

Huntington Bancshares Inc. 5.7% — Int./Div. — Buy

MERRILL LYNCH (H)

Blackstone Group, LP — Dividend

PJT Partners, Inc. — Dividend

Global Crossing

Asia Global Crossing

Merrill Lynch - Cash — None

JPMORGAN CHASE BANK - IRA (H)

JPMorgan Chase Bank - Cash — Interest

Ishares Core MSCI EAFE ETF — Dividend — Sold (part)

Metropolitan West Total Return Fund — Dividend — Sold (part)

Metropolitan West Total Return Fund — Sold (part)

Metropolitan West Total Return Fund — Sold

Vanguard Total Bond Market Index Fund — Dividend — Buy (add'l)

Vanguard Total Bond Market Index Fund — Sold (part)

Vanguard Total Bond Market Index Fund — Sold (part)

Vanguard Total Bond Market Index Fund — Sold (part)

Vanguard Total Bond Market Index Fund — Sold (part)

Fidelity 500 Index Fund-AI — Dividend — Buy (add'l)

Fidelity 500 Index Fund-AI — Sold (part)

Fidelity 500 Index Fund-AI — Sold (part)

Fidelity 500 Index Fund-AI — Buy (add'l)

Fidelity 500 Index Fund-AI — Sold (part)

Ishares MSCI EAFE Intl Index Fund — Dividend

Vanguard Total Intl Bond-Adm — Dividend — Sold (part)

Vanguard Total Intl Bond-Adm — Buy (add'l)

Vanguard Total Intl Bond-Adm — Sold (part)

Ishares Inc. MSCI Japan — Dividend — Sold (part)

Ishares Inc. MSCI Japan — Buy (add'l)

Ishares TIPS Bond Fund — None — Sold

Pimco Income Fund-Ins — Dividend — Buy (add'l)

Pimco Short-Term Fund - Instl — Dividend — Sold (part)

Pimco Short-Term Fund - Instl — Buy (add'l)

Pimco Investment Grade Corporate Bond Fund — Dividend

Ishares Core MSCI Europe — Dividend — Buy (add'l)

Ishares Core MSCI Europe — Sold (part)

Ishares MSCI Canada ETF — Dividend — Buy (add'l)

Ishares MSCI Pacific Ex-Japan Index Fund — Dividend — Buy (add'l)

Ishares 7-10 Year Treasury Bond Fund — Dividend — Sold (part)

Ishares 7-10 Year Treasury Bond Fund — Sold (part)

Ishares 7-10 Year Treasury Bond Fund — Sold

Ishares 20+ Year Treasury Bond Fund — Dividend — Sold (part)

Ishares 20+ Year Treasury Bond Fund — Buy (add'l)

Ishares US Treasury Bond ETF — Dividend — Buy

Ishares US Treasury Bond ETF — Sold (part)

Ishares US Treasury Bond ETF — Sold

Blackrock Hi Yield Bond Portfolio — Dividend — Buy

Blackrock Hi Yield Bond Portfolio — Buy (add'l)

Blackrock Hi Yield Bond Portfolio — Buy (add'l)

Federated Inst Hi Yield Bond — Dividend — Buy

Ishares Core MSCI Emerging — Dividend — Buy

Vanguard Mortgage Backed Sec. — Dividend — Buy

Vanguard Mortgage Backed Sec. — Buy (add'l)

Vanguard Total Intl Bond ETF — Dividend — Buy

Vanguard Total Intl Bond ETF — Buy (add'l)

Vanguard Total Intl Bond ETF — Buy (add'l)

Vanguard Total Intl Bond ETF — Buy (add'l)

President (Term ended 11/25/2020), Federal Bar Council

Director (Resigned 1/28/2020), Sanctuary for Families

Trustee (Resigned 1/27/2020), St. Joseph's Seminary

Trustee Emeritus, Dominican College

Director, Vice President and Executive Committee Member, Judges and Lawyers Breast Cancer Alert ("JALBCA")

Trustee (Term ended January, 2021), Historical Society of New York Courts

Director and Past President, St. John's University School of Law Alumni Association

Director and Vice President, NYC Co-op Board

Trustee and Clerk, Cape Cod Condo Board

President (Term ended 11/25/2020), Federal Bar Council

Director (Resigned 1/28/2020), Sanctuary for Families

Trustee (Resigned 1/27/2020), St. Joseph's Seminary

Trustee Emeritus, Dominican College

Director, Vice President and Executive Committee Member, Judges and Lawyers Breast Cancer Alert ("JALBCA")

Trustee (Term ended January, 2021), Historical Society of New York Courts

Director and Past President, St. John's University School of Law Alumni Association

Director and Vice President, NYC Co-op Board

Trustee and Clerk, Cape Cod Condo Board

Agreement — 1990 — Simpson Thacher & Bartlett -- Retirement Plan under Partnership Agreement (with former law firm) -- Unfunded Pension Plan and equity buyout

Agreement — 1990 — Simpson Thacher & Bartlett -- Retirement Plan under Partnership Agreement (with former law firm) -- Unfunded Pension Plan and equity buyout

Income — 2020 — Simpson Thacher & Bartlett LLP -- Partner Pension — $1,929,245.00

Income — 2020 — New York State Breeder's Awards (Estimated) — $1,000.00

Income — 2020 — Simpson Thacher & Bartlett LLP -- Partner Pension — $1,929,245.00

Income — 2020 — New York State Breeder's Awards (Estimated) — $1,000.00