Kevin Christopher Newsom
2020
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What was filed
432
investments
4
positions
0
gifts
0
agreements
0
debts
4
reimbursements
2
income
8
spouse income
Named parties
- Samford University
- Cumberland Law School
- UVA
- College of William & Mary
- Cumberland Law School (teaching)
- Golds Holding Corp (wages)
- LTF Club Management Company LLC (wages)
- Mountain Brook Club (wages)
- Premier Fitness (wages)
As filed
Individual Assets (H)
Wells Fargo Bank (cash) — Interest
Account #1 (H)
Stifel Insured Bank Deposit (cash) (X) — Interest
KKR Real Estate Finance Trust (48251K100) — Dividend — Sold
Dow Jones Industrial Average LIRN Issuer BNS (MLVJV) (06417P801) — None
International Basket LIRN Iss BofA (MLVJW) (097097844) — None — Redeemed
MSCI Emerging Markets CLIRN Iss BofA (MLVJU) (097097885) — None — Redeemed
Russell 2000 CLIRN Iss CIBC (MLVJT) (13606M342) — None — Redeemed
Morgan Stanley Fin LLC Contin Income SECS (61771EAJ7) — None — Buy
Kraft Foods Group Inc 3.5% Corp Bond 06/06/22 (50076QAZ9) — Interest
CVS Health Corp 3.5% Corp Bond 07/20/22 (126650CK4) — Interest
JPMorgan Chase Bank NA Stoxx Glbl Sel (48128HY44) — None
JPMorgan Chase & Co 3.25% Corp Bond 09/23/22 (46625HJE1) — Interest
JPMorgan Chase Finl Co Cap Lookback Ret ENH (48132PQX5) — None — Buy
HSBC USA Inc Buf AMPS (40438CXL0) — None — Buy
Conoco 3.35% Corporate Bond 11/15/24 (20826FAD8) — Interest
CitiGroup Blobal Markets Holding Barrier SECS (17328WZA9) — None — Buy
Account #2 (H)
Stifel Insured Bank Deposit (cash) (Y)
Bain Capital Specialty Finance (BCSF) — Dividend — Sold (part)
Bain Capital Specialty Finance (BCSF) — Sold
KKR Real Estate Finance Trust (KREF) — Dividend — Sold
Starwood Property Trust Inc (STWD) — Dividend — Buy (add'l)
Starwood Property Trust Inc (STWD) — Sold
AdvisorShares Dorsey Wright Short ETF (00768Y529) — None — Buy
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Buy (add'l)
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Buy (add'l)
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Buy (add'l)
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Sold
Dow Jones Industrial Average LIRN Issuer BNS (MLVJV) (06417P801) — None
MSCI Emerging Markets CLIRN Iss BofA (MLVJU) (097097885) — None — Redeemed
SP500 CLIRN Issuer CIBC (MLVJS) (13606M292) — None — Redeemed
Russell 2000 CLIRN Iss CIBC (MLVJT) (13606M342) — None — Redeemed
Pioneer Natural Resource 3.45% Corp Bond 01/15/21 (723787AL1) — Interest
Jefferies Group Inc SR Note (472319AH5) — Interest — Buy
Jefferies Group Inc SR Note (472319AH5) — Redeemed
JPMorgan Chase Finl Co Cap DUF Ret ENH (48132KGZ2) — None — Buy
USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956AF9) — Interest
Morgan Stanley Fin LLC Contin Income SECS (61771BT79) — None — Buy
Morgan Stanley Fin LLC Contin Income SECS (61771BT79) — Redeemed
HP Enterprise Co 3.5% Corp Bond 10/05/21 (42824CBC2) — Interest
Barclays Bank PLC Buf Supertrk Note 0.00% (06747MLP9) — None
HSBC USA Inc Buf Amps Lkd 0.00% (40435UKT0) — None
BofA Finance LLC Note Lkd 0.00% (09709TVP3) — None
Viacom Inc 3.875% Corp Bond 12/15/21 (92553PAJ1) — Interest — Redeemed
Cigna Corp 4.0% Corp Bond 02/15/22 (125509BS7) — Interest
GS Finance Corp Contin CPN Note (40056YXB5) — Interest — Buy
GS Finance Corp Contin CPN Note (40056YXB5) — Redeemed
Kraft Food Group Inc 3.5% Corp Bond 06/06/22 (500760AZ9) — Interest
JPMorgan Chase & Co FLT% Corp Bond 06/18/22 (46647PAT3) — Interest
GS Finance Corp Contin CPN Note 9.6% (40057CD99) — Interest — Buy
GS Finance Corp Contin CPN Note 9.6% (40057CD99) — Redeemed
CVS Health Corp 3.5% Corp Bond 07/20/22 (126650CK4) — Interest
Morgan Stanley Fin LLC Contin Income Note (61771BC28) — Interest — Buy
Celgene Corp 3.55% Corp Bond 08/15/22 (151020AR5) — Interest
JPMorgan Chase Finl Co Cap Lookback Ret ENH (48132PQX5) — None — Buy
Murphy Oil Corp Note 4.450% (626717AF9) — Interest
Morgan Stanley Fin LLC Contin Income Secs (61771EWE4) — None — Buy
Goldman Sachs Group Inc 3.625% Corp Bond 01/22/23 (38141GRD8) — Interest
Health Care Reit Inc 3.75% Corp Bond 03/15/23 (42217KBA3) — Interest
HSBC USA Inc BUF AMPS (40438CXL0) — None — Buy
GS Finance Corp Leveraged Buf Indx Note (40057ERM1) — None — Buy
BofA Finance LLC Contin Income Note 12.15% (09709TZ79) — None — Buy
JPMorgan Chase Bank NA Stoxx Global 0.00% (48128LJE0) — None
Barclays Bank PLC Buf Supertrk Note 0.00% (06747MKB1) — None
Delta Air Lines Inc De Note 2.900% (247361ZU5) — Interest
CitiGroup Global Markets Holding Barrier SECS (17328WZA9) — None — Buy
Morgan Stanley Fin LLC Buf Partn Secs (61771ENW4) — None — Buy
GS Finance Corp Leveraged Buf Indx Note (40057ERL3) — None — Buy
Synovus Finl Corp Sub Note Fixed/Var 5.750% (87161CAK1) — Interest — Redeemed
Goldman Sachs BDC Inc Sr Note (38147UAD9) — None — Buy
Goldman Sachs Bank USA Basket (38149JST8) — None — Buy
United Rent NA Inc SR SECD Note (911365BM5) — Interest — Buy
First Eagle Global A (SGENX) — None — Sold
Putnam Equity Income Y (PEIYX) — None — Sold
Angel Oak Financial Strat Inc Term (FINS) — Dividend — Sold (part)
Account #3 (H)
CREF Stock R3 Fund — None
CREF Growth R3 Fund — None
CREF Equity Index R3 Fund — None
CREF Global Equities R3 — None
CREF Equity Index R2 Fund — None
CREF Bond Market R2 Fund — None
TIAA Traditional Fund — None
CREF Stock R2 Fund — None
CREF Growth R2 Fund (X) — None
CREF Global Equities R2 (X) — None
CREF Growth R1 Fund (X) — None
CREF Equity Index R1 Fund — None
CREF Global Equities R1 (X) — None
CREF Money Market Fund — None
Account #4 (H)
Fid Overseas K (FOSKX) — None
Fid Growth Co K (FGCKX) — None
Fid OTC K (FOCKX) — None
Fid 500 Index (FXAIX) — None
Account #5 (H)
Fid Growth Co K (FGCKX) — None
Fid OTC Portfolio (FOCKX) — None
Fid Overseas K (FOSKX) — None
Fid 500 Index (FXAIX) — None
Fidelity Money Market Retirement Gov II (FRTXX) — None
Account #6 (H)
Stifel Insured Bank Deposit Program (cash) — Interest
IShares Mid Cap Russell (IWP) — Dividend — Sold (part)
IShares Russell 1000 Growth (IWF) — Dividend — Sold (part)
MSCI Emerging Markets CLIRNS Iss BNS (MLVKT) (06417P678) — None — Redeemed
S&P 500 CLIRN Barclay (MLVFT) (06746R551) — None — Redeemed
Russell 2000 CLIRN Barclay (MLVKR) (06746V701) — None — Redeemed
S&P 500 CLIRN BofA (MLVKQ) (097098115) — None — Redeemed
Deutsche Bank AG Leveraged Index Ret Note (MLTRN) (25156D423) — None
Dow Jones LIRN (MLTJT) (40434G346) — None — Redeemed
HSBC USA Inc Leveraged Idx Ret Note (MLVJJ) (40434N887) — None
S&P 500 CLIRN (MLTDQ) (40435B239) — None
HSBC USA Inc Leveraged Idx Ret (MLZNC) (40435D698) — None
HSBC USA Inc Leveraged Indx Ret Note DJIA (MLTUR) (40435X371) — None
Wells Fargo LIRN Dow Jones Ind Avg (MLVEQ) (94988U557) — None
GS Finance Corp Leveraged Buf Indx Note 0.00% (40056FE92) — None
GS Finance Corp Leveraged Buf Indx Note 0.00% (40056FRN7) — None
GS Finance Corp Bearish Index LKD Note (40056YK60) — None — Buy
GS Finance Corp Bearish Index LKD Note (40056YK60) — Redeemed
GS Finance Corp Leveraged Buf Indx Note 0.00% (40056XMZ6) — None
GS Finance Corp Leveraged Indx Note 0.00% (40056FEL5) — None
JPMorgan Chase Finl Co Bearish Knock Out Note (48132M3R0) — None — Buy
CitiGroup Global Markets Holding Contin Equity SECS 8.15% (17328WXC7) — None — Buy
BofA Finance LLC Contin Income CYN 10% (09709T2P5) — None — Buy
Royal Bank Canada Contin CPN Barrier 14.25 (78016EPK7) — None — Buy
Morgan Stanley Fin LLC BUF Plus (61771BCE2) — None — Buy
GS Finance Corp Autocllb Indx Note (40057ENC7) — None — Buy
BofA Finance LLC Note LKD SX5E (09709TTW1) (X) — None
GS Finance Corp Leveraged BUF Indx Note (40057EHM2) — None — Buy
GS Finance Corp Leveraged BUF Indx Note (40057EHT7) — None — Buy
Morgan Stanley Fin LLC Market 0.00% (61769H4T9) — None — Sold
Barclays Bank PLC BUF Supertrk Note (06747MKB1) — None
Morgan Stanley Fin LLC BUF Partn SECS 0.00% (61769HMZ5) — None
Morgan Stanley Fin LLC BUF Partn SECS 0.00% (61769HSV8) — None
Morgan Stanley Fin LLC BUF Plus (61770FNH5) — None — Buy
Morgan Stanley Fin LLC BUF Partn SECS (61771BCG7) — None — Buy
JPMorgan Chase Finl Co Uncap Contin BUF Ret ENH (48132PYJ7) — None — Buy
American Fund Bal (ABALX) — Dividend — Sold (part)
American Growth (AGTHX) — None
American New World (NEWFX) — None — Sold
Account #7 (H)
Stifel Insured Bank Program Money Market (cash) (Y)
Bain Capital Specialty Finance (05684B107) — Dividend — Buy (add'l)
Bain Capital Specialty Finance (05684B107) — Sold (part)
Bain Capital Specialty Finance (05684B107) — Sold
KKR Real Estate Finance Trust Inc (KREF) — Dividend — Sold (part)
KKR Real Estate Finance Trust Inc (KREF) — Sold
Advisorshares Dorsey Wright Short ETF (00768Y529) — None — Buy
Advisorshares Dorsey Wright Short ETF (00768Y529) — Sold
Advisorshares Dorsey Wright Short ETF (00768Y529) — Buy
Advisorshares Dorsey Wright Short ETF (00768Y529) — Sold (part)
Advisorshares Dorsey Wright Short ETF (00768Y529) — Sold
Ishares Silver Trust (SLV) — None — Buy
Ishares Silver Trust (SLV) — Sold
Stifel Finl Corp Dep Shs Repstg 6.125% (860630870) — Dividend — Buy
Etowah Cnty AL Wts B/E B/Q 1.85% (297749GR8) — Interest — Redeemed
Morgan Stanley 2.65% Corp Bond 01/27/20 (61747YDW2) — Interest — Redeemed
Goldman Sachs 2.6% Corp Bond 04/23/20 (38148LAA4) — Interest — Redeemed
American Express FLT% Corp Bond 09/14/20 (0258M0DY2) — Interest — Redeemed
Sara Lee Corp Note (803111AS2) — Interest — Buy
Sara Lee Corp Note (803111AS2) — Redeemed
JP Morgan Chase 2.55% Corp Bond 10/29/20 (46625HNX4) — Interest — Redeemed
Autonation Inc 3.35% Corp Bond 01/15/21 (0258M0DY2) — Interest
Kroger Co 2.6% Corp Bond 02/01/21 (501044DB4) — Interest
Citigroup Inc 2.7% Corp Bond 03/30/21 (172967KK6) — Interest
Verizon Commns Inc Note (92343VAX2) — Interest — Buy
Verizon Commns Inc Note (92343VAX2) — Redeemed
USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956AF9) — Interest
Wells Fargo 2.1% Corp Bond 07/26/21 (949746SA0) — Interest
Freeport McMoran Inc Sr Note Cpn 4.00% (35671DBH7) — Interest — Redeemed
Morgan Stanley Fin LLC Contin Incm SECS (61771BT79) — None — Buy
Morgan Stanley Fin LLC Contin Incm SECS (61771BT79) — Redeemed
Canada Nat Res 3.45% Corporate Bond 11/15/21 (136385AR2) — Interest
Williams Partners 4.0% Corp Bond 11/15/21 (96950FAH7) — Interest
JPMorgan Chase Finl Co Cap BUF Eqty Note (4813P3G7) — None — Buy
Cigna Corp 4.0% Corp Bond 02/15/22 (125509BS7) — Interest
Verizon Comm 2.946% Corp Bond 03/15/22 (92343VDQ4) — Interest
JPMorgan Chase Finl Co Contin CPN CYN 15% (48132K2S3) — Interest — Buy
JPMorgan Chase Finl Co Contin CPN CYN 15% (48132K2S3) — Redeemed
Amgen Inc 2.65% Corp Bond 05/11/22 (031162CP3) — Interest
Morgan Stanley 2.75% Corp Bond 05/19/22 (61744YAH1) — Interest
Murphy Oil Corp Sr Note 4.00% (626717AD4) — Interest
Kraft Food Group 3.5% Corp Bond 06/06/22 (500760AZ9) — Interest
BOFA Finance LLC Contin Incm YLD NT 6.65% (09709TT68) — Interest — Buy
USD Cenovus Energy 3.0% Bond 08/15/22 (15135UAG4) — Interest
Kinder Morgan Ener Part 3.95% Corp Bond 09/01/22 (494550BL9) — Interest
Hewlett-Packard Co 4.05% Corp Bond 09/15/22 (428236BXO) — Interest
Oneok Partners 3.375% Corp Bond 10/01/22 (68268NAJ2) — Interest
McKesson Corp New Note 2.700% (581557AZ8) — Interest
Morgan Stanley Fin LLC Contin Incm Secs (61771EWE4) — None — Buy
CBS Corp New Gtd Sr Note 2.500% (124857AS2) — Interest
CVS Health Corp 3.7% Corp Bond 03/09/23 (126650CVO) — Interest
Southwest Airlines Co Unsecd Note (844741BH0) — Interest — Buy
Morgan Stanley 4.1% Corp Bond 05/22/23 (61747YDU6) — Interest
USD Cenovus Energy 3.8% Bond 09/15/23 (15135UAJ8) — Interest — Sold
Morgan Stanley Fin LLC Mkt LKD Note (61770FCS3) — None — Buy
Citigroup Inc FLT% Corp Bond 05/17/24 (172967LL3) — Interest
Hess Corp 3.5% Corp Bond 07/15/24 (42809HAF4) — Interest — Sold
Fluour Corp New Sr Note 3.500% (343412AC6) — None — Sold
Vulcan Matls Co Note 4.500% (929160AS8) — Interest
Autozone Inc 3.25% Corp Bond 04/15/25 (053332AR3) — Interest
Opus Bk Irvine CA Sub Note Var Cpn 0.000% (684000AA0) — Interest
Synovus Finl Corp Sub Note Var Cpn 5.900% (87161CAM7) — Interest
Pacific Premier Bancorp Inc Sub Note FXD/ VAR (69478XAE5) — Interest — Buy
Angel Oak Dynamic Financial Strategies Income Term Trust (03462A102) — Dividend — Buy
Angel Oak Dynamic Financial Strategies Income Term Trust (03462A102) — Sold (part)
Angel Oak Dynamic Financial Strategies Income Term Trust (03462A102) — Sold
Angel Oak Financial Strat Inc Term Trust (03464A100) — Dividend — Sold (part)
Angel Oak Financial Strat Inc Term Trust (03464A100) — Sold
Account #8 (H)
Virginia 529 2024 Age-Based Portfolio — None
Account #9 (H)
My529 Age-Based Aggressive Global Portfolio — Dividend
Individual Assets (H)
Wells Fargo Bank (cash) — Interest
Account #1 (H)
Stifel Insured Bank Deposit (cash) (X) — Interest
KKR Real Estate Finance Trust (48251K100) — Dividend — Sold
Dow Jones Industrial Average LIRN Issuer BNS (MLVJV) (06417P801) — None
International Basket LIRN Iss BofA (MLVJW) (097097844) — None — Redeemed
MSCI Emerging Markets CLIRN Iss BofA (MLVJU) (097097885) — None — Redeemed
Russell 2000 CLIRN Iss CIBC (MLVJT) (13606M342) — None — Redeemed
Morgan Stanley Fin LLC Contin Income SECS (61771EAJ7) — None — Buy
Kraft Foods Group Inc 3.5% Corp Bond 06/06/22 (50076QAZ9) — Interest
CVS Health Corp 3.5% Corp Bond 07/20/22 (126650CK4) — Interest
JPMorgan Chase Bank NA Stoxx Glbl Sel (48128HY44) — None
JPMorgan Chase & Co 3.25% Corp Bond 09/23/22 (46625HJE1) — Interest
JPMorgan Chase Finl Co Cap Lookback Ret ENH (48132PQX5) — None — Buy
HSBC USA Inc Buf AMPS (40438CXL0) — None — Buy
Conoco 3.35% Corporate Bond 11/15/24 (20826FAD8) — Interest
CitiGroup Blobal Markets Holding Barrier SECS (17328WZA9) — None — Buy
Account #2 (H)
Stifel Insured Bank Deposit (cash) (Y)
Bain Capital Specialty Finance (BCSF) — Dividend — Sold (part)
Bain Capital Specialty Finance (BCSF) — Sold
KKR Real Estate Finance Trust (KREF) — Dividend — Sold
Starwood Property Trust Inc (STWD) — Dividend — Buy (add'l)
Starwood Property Trust Inc (STWD) — Sold
AdvisorShares Dorsey Wright Short ETF (00768Y529) — None — Buy
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Buy (add'l)
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Buy (add'l)
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Buy (add'l)
AdvisorShares Dorsey Wright Short ETF (00768Y529) — Sold
Dow Jones Industrial Average LIRN Issuer BNS (MLVJV) (06417P801) — None
MSCI Emerging Markets CLIRN Iss BofA (MLVJU) (097097885) — None — Redeemed
SP500 CLIRN Issuer CIBC (MLVJS) (13606M292) — None — Redeemed
Russell 2000 CLIRN Iss CIBC (MLVJT) (13606M342) — None — Redeemed
Pioneer Natural Resource 3.45% Corp Bond 01/15/21 (723787AL1) — Interest
Jefferies Group Inc SR Note (472319AH5) — Interest — Buy
Jefferies Group Inc SR Note (472319AH5) — Redeemed
JPMorgan Chase Finl Co Cap DUF Ret ENH (48132KGZ2) — None — Buy
USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956AF9) — Interest
Morgan Stanley Fin LLC Contin Income SECS (61771BT79) — None — Buy
Morgan Stanley Fin LLC Contin Income SECS (61771BT79) — Redeemed
HP Enterprise Co 3.5% Corp Bond 10/05/21 (42824CBC2) — Interest
Barclays Bank PLC Buf Supertrk Note 0.00% (06747MLP9) — None
HSBC USA Inc Buf Amps Lkd 0.00% (40435UKT0) — None
BofA Finance LLC Note Lkd 0.00% (09709TVP3) — None
Viacom Inc 3.875% Corp Bond 12/15/21 (92553PAJ1) — Interest — Redeemed
Cigna Corp 4.0% Corp Bond 02/15/22 (125509BS7) — Interest
GS Finance Corp Contin CPN Note (40056YXB5) — Interest — Buy
GS Finance Corp Contin CPN Note (40056YXB5) — Redeemed
Kraft Food Group Inc 3.5% Corp Bond 06/06/22 (500760AZ9) — Interest
JPMorgan Chase & Co FLT% Corp Bond 06/18/22 (46647PAT3) — Interest
GS Finance Corp Contin CPN Note 9.6% (40057CD99) — Interest — Buy
GS Finance Corp Contin CPN Note 9.6% (40057CD99) — Redeemed
CVS Health Corp 3.5% Corp Bond 07/20/22 (126650CK4) — Interest
Morgan Stanley Fin LLC Contin Income Note (61771BC28) — Interest — Buy
Celgene Corp 3.55% Corp Bond 08/15/22 (151020AR5) — Interest
JPMorgan Chase Finl Co Cap Lookback Ret ENH (48132PQX5) — None — Buy
Murphy Oil Corp Note 4.450% (626717AF9) — Interest
Morgan Stanley Fin LLC Contin Income Secs (61771EWE4) — None — Buy
Goldman Sachs Group Inc 3.625% Corp Bond 01/22/23 (38141GRD8) — Interest
Health Care Reit Inc 3.75% Corp Bond 03/15/23 (42217KBA3) — Interest
HSBC USA Inc BUF AMPS (40438CXL0) — None — Buy
GS Finance Corp Leveraged Buf Indx Note (40057ERM1) — None — Buy
BofA Finance LLC Contin Income Note 12.15% (09709TZ79) — None — Buy
JPMorgan Chase Bank NA Stoxx Global 0.00% (48128LJE0) — None
Barclays Bank PLC Buf Supertrk Note 0.00% (06747MKB1) — None
Delta Air Lines Inc De Note 2.900% (247361ZU5) — Interest
CitiGroup Global Markets Holding Barrier SECS (17328WZA9) — None — Buy
Morgan Stanley Fin LLC Buf Partn Secs (61771ENW4) — None — Buy
GS Finance Corp Leveraged Buf Indx Note (40057ERL3) — None — Buy
Synovus Finl Corp Sub Note Fixed/Var 5.750% (87161CAK1) — Interest — Redeemed
Goldman Sachs BDC Inc Sr Note (38147UAD9) — None — Buy
Goldman Sachs Bank USA Basket (38149JST8) — None — Buy
United Rent NA Inc SR SECD Note (911365BM5) — Interest — Buy
First Eagle Global A (SGENX) — None — Sold
Putnam Equity Income Y (PEIYX) — None — Sold
Angel Oak Financial Strat Inc Term (FINS) — Dividend — Sold (part)
Account #3 (H)
CREF Stock R3 Fund — None
CREF Growth R3 Fund — None
CREF Equity Index R3 Fund — None
CREF Global Equities R3 — None
CREF Equity Index R2 Fund — None
CREF Bond Market R2 Fund — None
TIAA Traditional Fund — None
CREF Stock R2 Fund — None
CREF Growth R2 Fund (X) — None
CREF Global Equities R2 (X) — None
CREF Growth R1 Fund (X) — None
CREF Equity Index R1 Fund — None
CREF Global Equities R1 (X) — None
CREF Money Market Fund — None
Account #4 (H)
Fid Overseas K (FOSKX) — None
Fid Growth Co K (FGCKX) — None
Fid OTC K (FOCKX) — None
Fid 500 Index (FXAIX) — None
Account #5 (H)
Fid Growth Co K (FGCKX) — None
Fid OTC Portfolio (FOCKX) — None
Fid Overseas K (FOSKX) — None
Fid 500 Index (FXAIX) — None
Fidelity Money Market Retirement Gov II (FRTXX) — None
Account #6 (H)
Stifel Insured Bank Deposit Program (cash) — Interest
IShares Mid Cap Russell (IWP) — Dividend — Sold (part)
IShares Russell 1000 Growth (IWF) — Dividend — Sold (part)
MSCI Emerging Markets CLIRNS Iss BNS (MLVKT) (06417P678) — None — Redeemed
S&P 500 CLIRN Barclay (MLVFT) (06746R551) — None — Redeemed
Russell 2000 CLIRN Barclay (MLVKR) (06746V701) — None — Redeemed
S&P 500 CLIRN BofA (MLVKQ) (097098115) — None — Redeemed
Deutsche Bank AG Leveraged Index Ret Note (MLTRN) (25156D423) — None
Dow Jones LIRN (MLTJT) (40434G346) — None — Redeemed
HSBC USA Inc Leveraged Idx Ret Note (MLVJJ) (40434N887) — None
S&P 500 CLIRN (MLTDQ) (40435B239) — None
HSBC USA Inc Leveraged Idx Ret (MLZNC) (40435D698) — None
HSBC USA Inc Leveraged Indx Ret Note DJIA (MLTUR) (40435X371) — None
Wells Fargo LIRN Dow Jones Ind Avg (MLVEQ) (94988U557) — None
GS Finance Corp Leveraged Buf Indx Note 0.00% (40056FE92) — None
GS Finance Corp Leveraged Buf Indx Note 0.00% (40056FRN7) — None
GS Finance Corp Bearish Index LKD Note (40056YK60) — None — Buy
GS Finance Corp Bearish Index LKD Note (40056YK60) — Redeemed
GS Finance Corp Leveraged Buf Indx Note 0.00% (40056XMZ6) — None
GS Finance Corp Leveraged Indx Note 0.00% (40056FEL5) — None
JPMorgan Chase Finl Co Bearish Knock Out Note (48132M3R0) — None — Buy
CitiGroup Global Markets Holding Contin Equity SECS 8.15% (17328WXC7) — None — Buy
BofA Finance LLC Contin Income CYN 10% (09709T2P5) — None — Buy
Royal Bank Canada Contin CPN Barrier 14.25 (78016EPK7) — None — Buy
Morgan Stanley Fin LLC BUF Plus (61771BCE2) — None — Buy
GS Finance Corp Autocllb Indx Note (40057ENC7) — None — Buy
BofA Finance LLC Note LKD SX5E (09709TTW1) (X) — None
GS Finance Corp Leveraged BUF Indx Note (40057EHM2) — None — Buy
GS Finance Corp Leveraged BUF Indx Note (40057EHT7) — None — Buy
Morgan Stanley Fin LLC Market 0.00% (61769H4T9) — None — Sold
Barclays Bank PLC BUF Supertrk Note (06747MKB1) — None
Morgan Stanley Fin LLC BUF Partn SECS 0.00% (61769HMZ5) — None
Morgan Stanley Fin LLC BUF Partn SECS 0.00% (61769HSV8) — None
Morgan Stanley Fin LLC BUF Plus (61770FNH5) — None — Buy
Morgan Stanley Fin LLC BUF Partn SECS (61771BCG7) — None — Buy
JPMorgan Chase Finl Co Uncap Contin BUF Ret ENH (48132PYJ7) — None — Buy
American Fund Bal (ABALX) — Dividend — Sold (part)
American Growth (AGTHX) — None
American New World (NEWFX) — None — Sold
Account #7 (H)
Stifel Insured Bank Program Money Market (cash) (Y)
Bain Capital Specialty Finance (05684B107) — Dividend — Buy (add'l)
Bain Capital Specialty Finance (05684B107) — Sold (part)
Bain Capital Specialty Finance (05684B107) — Sold
KKR Real Estate Finance Trust Inc (KREF) — Dividend — Sold (part)
KKR Real Estate Finance Trust Inc (KREF) — Sold
Advisorshares Dorsey Wright Short ETF (00768Y529) — None — Buy
Advisorshares Dorsey Wright Short ETF (00768Y529) — Sold
Advisorshares Dorsey Wright Short ETF (00768Y529) — Buy
Advisorshares Dorsey Wright Short ETF (00768Y529) — Sold (part)
Advisorshares Dorsey Wright Short ETF (00768Y529) — Sold
Ishares Silver Trust (SLV) — None — Buy
Ishares Silver Trust (SLV) — Sold
Stifel Finl Corp Dep Shs Repstg 6.125% (860630870) — Dividend — Buy
Etowah Cnty AL Wts B/E B/Q 1.85% (297749GR8) — Interest — Redeemed
Morgan Stanley 2.65% Corp Bond 01/27/20 (61747YDW2) — Interest — Redeemed
Goldman Sachs 2.6% Corp Bond 04/23/20 (38148LAA4) — Interest — Redeemed
American Express FLT% Corp Bond 09/14/20 (0258M0DY2) — Interest — Redeemed
Sara Lee Corp Note (803111AS2) — Interest — Buy
Sara Lee Corp Note (803111AS2) — Redeemed
JP Morgan Chase 2.55% Corp Bond 10/29/20 (46625HNX4) — Interest — Redeemed
Autonation Inc 3.35% Corp Bond 01/15/21 (0258M0DY2) — Interest
Kroger Co 2.6% Corp Bond 02/01/21 (501044DB4) — Interest
Citigroup Inc 2.7% Corp Bond 03/30/21 (172967KK6) — Interest
Verizon Commns Inc Note (92343VAX2) — Interest — Buy
Verizon Commns Inc Note (92343VAX2) — Redeemed
USD Goldcorp Inc 3.625% Corp Bond 06/09/21 (380956AF9) — Interest
Wells Fargo 2.1% Corp Bond 07/26/21 (949746SA0) — Interest
Freeport McMoran Inc Sr Note Cpn 4.00% (35671DBH7) — Interest — Redeemed
Morgan Stanley Fin LLC Contin Incm SECS (61771BT79) — None — Buy
Morgan Stanley Fin LLC Contin Incm SECS (61771BT79) — Redeemed
Canada Nat Res 3.45% Corporate Bond 11/15/21 (136385AR2) — Interest
Williams Partners 4.0% Corp Bond 11/15/21 (96950FAH7) — Interest
JPMorgan Chase Finl Co Cap BUF Eqty Note (4813P3G7) — None — Buy
Cigna Corp 4.0% Corp Bond 02/15/22 (125509BS7) — Interest
Verizon Comm 2.946% Corp Bond 03/15/22 (92343VDQ4) — Interest
JPMorgan Chase Finl Co Contin CPN CYN 15% (48132K2S3) — Interest — Buy
JPMorgan Chase Finl Co Contin CPN CYN 15% (48132K2S3) — Redeemed
Amgen Inc 2.65% Corp Bond 05/11/22 (031162CP3) — Interest
Morgan Stanley 2.75% Corp Bond 05/19/22 (61744YAH1) — Interest
Murphy Oil Corp Sr Note 4.00% (626717AD4) — Interest
Kraft Food Group 3.5% Corp Bond 06/06/22 (500760AZ9) — Interest
BOFA Finance LLC Contin Incm YLD NT 6.65% (09709TT68) — Interest — Buy
USD Cenovus Energy 3.0% Bond 08/15/22 (15135UAG4) — Interest
Kinder Morgan Ener Part 3.95% Corp Bond 09/01/22 (494550BL9) — Interest
Hewlett-Packard Co 4.05% Corp Bond 09/15/22 (428236BXO) — Interest
Oneok Partners 3.375% Corp Bond 10/01/22 (68268NAJ2) — Interest
McKesson Corp New Note 2.700% (581557AZ8) — Interest
Morgan Stanley Fin LLC Contin Incm Secs (61771EWE4) — None — Buy
CBS Corp New Gtd Sr Note 2.500% (124857AS2) — Interest
CVS Health Corp 3.7% Corp Bond 03/09/23 (126650CVO) — Interest
Southwest Airlines Co Unsecd Note (844741BH0) — Interest — Buy
Morgan Stanley 4.1% Corp Bond 05/22/23 (61747YDU6) — Interest
USD Cenovus Energy 3.8% Bond 09/15/23 (15135UAJ8) — Interest — Sold
Morgan Stanley Fin LLC Mkt LKD Note (61770FCS3) — None — Buy
Citigroup Inc FLT% Corp Bond 05/17/24 (172967LL3) — Interest
Hess Corp 3.5% Corp Bond 07/15/24 (42809HAF4) — Interest — Sold
Fluour Corp New Sr Note 3.500% (343412AC6) — None — Sold
Vulcan Matls Co Note 4.500% (929160AS8) — Interest
Autozone Inc 3.25% Corp Bond 04/15/25 (053332AR3) — Interest
Opus Bk Irvine CA Sub Note Var Cpn 0.000% (684000AA0) — Interest
Synovus Finl Corp Sub Note Var Cpn 5.900% (87161CAM7) — Interest
Pacific Premier Bancorp Inc Sub Note FXD/ VAR (69478XAE5) — Interest — Buy
Angel Oak Dynamic Financial Strategies Income Term Trust (03462A102) — Dividend — Buy
Angel Oak Dynamic Financial Strategies Income Term Trust (03462A102) — Sold (part)
Angel Oak Dynamic Financial Strategies Income Term Trust (03462A102) — Sold
Angel Oak Financial Strat Inc Term Trust (03464A100) — Dividend — Sold (part)
Angel Oak Financial Strat Inc Term Trust (03464A100) — Sold
Account #8 (H)
Virginia 529 2024 Age-Based Portfolio — None
Account #9 (H)
My529 Age-Based Aggressive Global Portfolio — Dividend
Overseer, Samford University
Adjunct Faculty, Cumberland Law School
Overseer, Samford University
Adjunct Faculty, Cumberland Law School
Reimbursement — UVA — February 13-14, 2020 — Charlottesville, VA — Speech — Transportation, meals, lodging
Reimbursement — College of William & Mary — February 14-16, 2020 — Williamsburg, VA — Speech — Transportation, meals, lodging
Reimbursement — UVA — February 13-14, 2020 — Charlottesville, VA — Speech — Transportation, meals, lodging
Reimbursement — College of William & Mary — February 14-16, 2020 — Williamsburg, VA — Speech — Transportation, meals, lodging
Income — 2020 — Cumberland Law School (teaching) — $11,000.00
Income — 2020 — Cumberland Law School (teaching) — $11,000.00
Spouse's income — 2020 — Golds Holding Corp (wages)
Spouse's income — 2020 — LTF Club Management Company LLC (wages)
Spouse's income — 2020 — Mountain Brook Club (wages)
Spouse's income — 2020 — Premier Fitness (wages)
Spouse's income — 2020 — Golds Holding Corp (wages)
Spouse's income — 2020 — LTF Club Management Company LLC (wages)
Spouse's income — 2020 — Mountain Brook Club (wages)
Spouse's income — 2020 — Premier Fitness (wages)
Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether
taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per
page 42 of the filing instructions.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.