Theodore Alexander McKee

What was filed

560
investments
10
positions
0
gifts
0
agreements
0
debts
0
reimbursements
4
income
4
spouse income

Named parties

PUJKEE ASSOCIATES (see section viii for information)*
SYRACUSE UNIVERSITY
VERA INSTTUTE OF JUSTICE
TEMPLE UNIVERSITY COLLEGE OF LAW
SYRACUSE UNIVERSITY COLLEGE OF LAW
ADMINISTRATIVE OFFICE OF THE PENNSYLVANIA COURTS
`
Rental Property in New York
salary with employer. She is employed as a health care professional doing administrative work on the execuive level.

As filed

SAME — Buy

SAME — Closed

TRANSMEDICS (TMDX) — Dividend — Open

JOHNSON AND JOHNSON — Dividend

CISCO — Dividend

WASHINGTON MUTUAL FUND AWSHX — Dividend

FRANKLIN FLTG RATE FAFRX — Dividend

CALVERT INCOME FUND (CFICX) — Dividend

AMERICAN EURO PACIFIC (AEGFX) — Dividend

JOHN HANCOCK MUTUAL FUND (classic value - PZFVX) SEE SECTION VIII. — Dividend

DREYFUS FUND STRUCTRED MID CAP FD CL C (DPSCX) — Dividend

TOUCHSTONE FUNDS SS CORE (SEE EXPLANATION SEC VIII) — Dividend

TOUCHSTONE FUNDS SS MID CAP A — Dividend

MONEY MARKET ACCOUNT at PNC BANK (See Sec VIII) — Dividend

INTEL (INTC) — Dividend

AMERICAN EURO PACIFIC FUND (AEPGX) — Dividend

AMERICAN CENT MID CAP VALUE INV SHS (ACMVX) — Dividend

DELAWARE VALUE FUND DDVIX — Dividend

EATON VANCE FUND INSTITUTIONAL (EIGMX) — Dividend

ISHARES RUSSELL 2000 GROWTH ETF (IWO) — Dividend

MAINSTAY EPOCH GLOBAL EQUITY (EPSYX) — Dividend

OPPENHEIMER DEV MARKETS (ODVYX) — Dividend

OPENHEIMER INTL GROWTH DS Y (OIGYX) — Dividend — Closed

POWERSHARES FTS RAFI US 1000 ISIN (PRF) — Dividend

T. ROWE PRICE MID CAP GROWTH (RPMGX) — Dividend

T. ROW PRICE INTL DISCOVERY (PRIDX) — Dividend

AMERICAN CENTURY MID CAP VALUE INV SHS (ACMVX) — Dividend

ISHARES RUSSELL 1000 GROWTH ETF (IWF) — Dividend

ISHARES RUSSELL 2000 GROWTH (IWO) — Dividend

AMER CAPITAL GROWTH FUND (CWGIX) — Dividend

AMERICAN CENTRURY MID CAP VALUE INV SHS (ACMVX) — Dividend

ISHARESW MBS ETF ACTUAL PRICES (MBB) — Dividend

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES 20+ YR TREAS BON ETF TLT — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

SAME

ISHARES INC CORE MSCI EMERGING MKTS (IEMG) — Dividend — Sold (part)

SAME — Sold (part)

SAME — Closed

AMERICAN WASHINGTON MUT INVESTORS FUND (AWSHX) — Dividend

FRANKLIN FLOATIG RATE DAILY ACCESS (FAFRX) — Dividend

ISHARES IBOXX $ INVT GRADE CORP BD (LQD) — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES MSCI EAFE ACTUAL PRICES (EFA) — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

OPPENHEIMER INTL GROWTH FD OIGYX — Dividend

T. ROWE PRICE REAL ESTATE FUND TRREX — Dividend

EATON VANCE GLOBAL MACRO ABSLE TR CL I (EIGMX) — Dividend

PIMCO REAL RETURN FUND CL 12 PRLPX — Dividend

LORD ABBETT SHORT DURATION INCOME CL F — Dividend

AMAZON — Dividend

ISHARES EXPONENTIAL TECH (XT) — Dividend

ALIBABA (BABA) — Dividend — Sold (part)

AMERICAN TOWER (AMT) — Dividend

TELADOC (TDOC) — Dividend

GLOBAL X AUTONOM ELECTRIC ETF (DRIV) — Dividend — Buy

SAME — Buy (add'l)

AI POWERED EQUITY ETF (AIEQ) — Dividend — Closed

Ishares us treas bond fonnd etf (GOVT) — Dividend — Sold (part)

SAME — Sold (part)

SAME — Buy (add'l)

SAME 9 SEE SECTION VIII) — Closed

ISHARES CORE MSCI EMERG MARKETS ETF (IEMG) — Dividend — Sold (part)

SAME — Sold (part)

SAME — Closed

ISHARES EDGE MSCI USA QUALITY FACTOR ETF (QUAL) — Dividend — Sold (part)

SAME — Buy (add'l)

SAME — Closed

ISHARES EDGE MSCI MIN VOLATIITY ETF (USMV) — Dividend — Sold (part)

SAME — Closed

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES CORE S&P 500 ETF (IVV) — Dividend — Sold (part)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES S&P TOTAL US STOCK MKT ETF (ITOT) — Dividend — Closed

ISHARES US TREAS BOND ETF (GOVT) — Dividend

ISHARES US SHORT MTURITY BOND ETF (NEAR) — Dividend — Closed

INTENTIONALLY LEFT BLANK

PACER BENCHMARK DT AND INF FL EST ETF (SRVR) — Dividend

ALIBABA (BABA) — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

APPLE (AAPL) — Dividend — Open

SAME — Buy (add'l)

APOLLO MEDICAL HLDGS (AMEH) — None — Buy

SAME — None — Closed

APTIV PLC F (APTV) — None — Open

SAME — Buy (add'l)

ARK GENOMIC REVOLUTION ETF (ARKG) — Dividend — Open

SAME — Buy (add'l)

ARK INNOVATION ETF (ARKK) — Dividend — Open

ALLIANZ GL WATER FD A (AWTAX) — Dividend — Closed

ASTRAZENECA PLC SPONS A (AZN) — Dividend — Open

SAME — Closed

BECTON DICKINSON (BDX) — Dividend — Open

SAME — Sold (part)

AMPLIFY TRNSFRMTNL DATA (BLOK) — Dividend — Open

SAME — Buy (add'l)

BOTON TRUST WALDEN SMALL CAP (BOSOX) — Dividend — Open

SAME — Closed

GLOBAL X ROBOTICS ARTIFICIAL INTELLEG (BOTZ) — Dividend — Open

SAME — Buy (add'l)

SAME — Buy

CARA THERAPEUTICS (CARA) — None — Open

SPDR S7P CLEAN POWER FUND (CNRG) — Dividend — Open

COSTCO CORP (COST) — Dividend — Open

SAME — Buy (add'l)

SAME — Buy

SAME — Buy (add'l)

CRISPR THERAPEUTICS F (CRSP) — None — Open

SAME — Buy (add'l)

CROWDSTRIKE HLGS INC (CRWD) — None — Open

SAME — Buy (add'l)

ISHARES ESG US AGGREGATE BOND FUND (EAGG) — Dividend — Open

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Closed

VANGUARD ESG US STOCK ETF (ESGV) — Dividend — Open

SAME — Buy (add'l)

GILEAD SCIENCES INC (GILD) — Dividend — Open

SAME — Closed

ETFMG PRIME CYBERSECURITY EGF (HACK) — Dividend — Open

SAME — Buy (add'l)

ROBO GLBL HEALTHCR TECH AND INOVATION (HTEC) — Dividend — Open

SAME — Buy (add'l)

ISHARES GOLD ETF (IAU) — None — Open

SAME — Buy (add'l)

IDRIV — Dividend — Open

INFINERA CORP (INFN) — None — Open

SAME — Buy (add'l)

INOVIO PHARMA (INO) — Open

SAME — Buy (add'l)

KENSINGTON CAPITAL ACQ CLASS (KCAC) (SEE SECTION VIII) — None — Open

SAME — Buy (add'l)

GLOBAL X LITHIUM BATTERY TECH (LIT) — None — Open

SAME — Buy (add'l)

LIVONGO HEATHCARE (LVGO) (SEE SECTION VIII) — None — Buy (add'l)

SAME — Closed

MATTHEWS CHINA DIVIDEND FUND INV (MCDFX) — Dividend — Open

SAME — Closed

MEDALLIA INC (MDLA) — None — Open

SAME — Buy (add'l)

SAME — Closed

MEDTRONIC PLC F (MDT) — Dividend — Open

SAME — Buy (add'l)

SAME — Closed

MORGAN STANLEY INTL ADVANTAGE (MFAPX) — Dividend — Open

SAME — Closed

MFS MASS INV GROWTH STOCK A (MIGFX) — None — Open

SAME — Closed

MODERNA INC (MRNA) — Dividend — Open

MRNA — Closed

MICROSOFT (MSFT) — Dividend — Open

SAME — Buy (add'l)

CLOUDFARE (NET) — None — Open

SAME — Buy (add'l)

NANO X IMAGING LTD F (NNOX) — Dividend — Open

SAME — Buy (add'l)

NOVOCURE LTD F (NVCR) — Dividend — Open

NOVOCURE LTD F (NVCR) — Buy (add'l)

PARNASSUS MID CAP FUND (PARMX) (SEE SECT VIII) — Dividend — Open

PARNASSUS MID CAP FUND (PARMX) (SEE SECT VIII) — Dividend — Closed

P.G. & E. CORP. ( PCG) — Dividend — Open

P.G. & E. CORP. ( PCG) — Buy (add'l)

INVESCO SMALLCAP INFORMATION FUND (PSCT) — Dividend — Open

SAME — Buy (add'l)

FT NAS CL ED ETF DV (QCLN) — Dividend — Open

SAME — Buy (add'l)

QUANTUMSCAPE CORP CLASS A (QS) (SEE SECT VIII) — Dividend — Open

QUANTUMSCAPE CORP CLASS A (QS) (SEE SECT VIII) — Sold (part)

STARBUCKS CORP (SBUX) — Dividend — Open

SAME — Buy (add'l)

SAME — Closed

FIRST TRUST CLOUD COMPUTING ETF (SKYY) — Dividend — Open

SAME — Buy (add'l)

PACER BNCHMRK DT AND INFR RL (SRVR) — Dividend — Buy (add'l)

SAME — Buy (add'l)

INVESCO SOLAR ETF (TAN) — Dividend — Open

SAME — Buy (add'l)

TELEDOC INC (TDOC) — Dividend

WORKHORSE GRP INC (WKHS) — Dividend — Open

SAME — Buy (add'l)

TECHNOLOGY SEECT SPECTOR SPDR (XLK) — Dividend — Open

SAME — Closed

ISHARES EXPONENTIAL TECHNOLOGY ETF (XT) — Dividend — Buy (add'l)

ZOOM VIDEO COMMUNICATIONS (ZM) — Dividend — Open

SAME — Buy (add'l)

SAME — Sold (part)

TIAA-CREF (SEE SEC VIII)

TRANSMEDICS (TMDX) — Dividend — Open

JOHNSON AND JOHNSON — Dividend

CISCO — Dividend

WASHINGTON MUTUAL FUND AWSHX — Dividend

FRANKLIN FLTG RATE FAFRX — Dividend

CALVERT INCOME FUND (CFICX) — Dividend

AMERICAN EURO PACIFIC (AEGFX) — Dividend

JOHN HANCOCK MUTUAL FUND (classic value - PZFVX) SEE SECTION VIII. — Dividend

DREYFUS FUND STRUCTRED MID CAP FD CL C (DPSCX) — Dividend

TOUCHSTONE FUNDS SS CORE (SEE EXPLANATION SEC VIII) — Dividend

TOUCHSTONE FUNDS SS MID CAP A — Dividend

MONEY MARKET ACCOUNT at PNC BANK (See Sec VIII) — Dividend

INTEL (INTC) — Dividend

AMERICAN EURO PACIFIC FUND (AEPGX) — Dividend

AMERICAN CENT MID CAP VALUE INV SHS (ACMVX) — Dividend

DELAWARE VALUE FUND DDVIX — Dividend

EATON VANCE FUND INSTITUTIONAL (EIGMX) — Dividend

ISHARES RUSSELL 2000 GROWTH ETF (IWO) — Dividend

MAINSTAY EPOCH GLOBAL EQUITY (EPSYX) — Dividend

OPPENHEIMER DEV MARKETS (ODVYX) — Dividend

OPENHEIMER INTL GROWTH DS Y (OIGYX) — Dividend — Closed

POWERSHARES FTS RAFI US 1000 ISIN (PRF) — Dividend

T. ROWE PRICE MID CAP GROWTH (RPMGX) — Dividend

T. ROW PRICE INTL DISCOVERY (PRIDX) — Dividend

AMERICAN CENTURY MID CAP VALUE INV SHS (ACMVX) — Dividend

ISHARES RUSSELL 1000 GROWTH ETF (IWF) — Dividend

ISHARES RUSSELL 2000 GROWTH (IWO) — Dividend

AMER CAPITAL GROWTH FUND (CWGIX) — Dividend

AMERICAN CENTRURY MID CAP VALUE INV SHS (ACMVX) — Dividend

ISHARESW MBS ETF ACTUAL PRICES (MBB) — Dividend

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES 20+ YR TREAS BON ETF TLT — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

SAME

ISHARES INC CORE MSCI EMERGING MKTS (IEMG) — Dividend — Sold (part)

SAME — Sold (part)

SAME — Closed

AMERICAN WASHINGTON MUT INVESTORS FUND (AWSHX) — Dividend

FRANKLIN FLOATIG RATE DAILY ACCESS (FAFRX) — Dividend

ISHARES IBOXX $ INVT GRADE CORP BD (LQD) — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES MSCI EAFE ACTUAL PRICES (EFA) — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

OPPENHEIMER INTL GROWTH FD OIGYX — Dividend

T. ROWE PRICE REAL ESTATE FUND TRREX — Dividend

EATON VANCE GLOBAL MACRO ABSLE TR CL I (EIGMX) — Dividend

PIMCO REAL RETURN FUND CL 12 PRLPX — Dividend

LORD ABBETT SHORT DURATION INCOME CL F — Dividend

AMAZON — Dividend

ISHARES EXPONENTIAL TECH (XT) — Dividend

ALIBABA (BABA) — Dividend — Sold (part)

AMERICAN TOWER (AMT) — Dividend

TELADOC (TDOC) — Dividend

GLOBAL X AUTONOM ELECTRIC ETF (DRIV) — Dividend — Buy

SAME — Buy (add'l)

AI POWERED EQUITY ETF (AIEQ) — Dividend — Closed

Ishares us treas bond fonnd etf (GOVT) — Dividend — Sold (part)

SAME — Sold (part)

SAME — Buy (add'l)

SAME 9 SEE SECTION VIII) — Closed

ISHARES CORE MSCI EMERG MARKETS ETF (IEMG) — Dividend — Sold (part)

SAME — Sold (part)

SAME — Closed

ISHARES EDGE MSCI USA QUALITY FACTOR ETF (QUAL) — Dividend — Sold (part)

SAME — Buy (add'l)

SAME — Closed

ISHARES EDGE MSCI MIN VOLATIITY ETF (USMV) — Dividend — Sold (part)

SAME — Closed

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES CORE S&P 500 ETF (IVV) — Dividend — Sold (part)

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Buy (add'l)

ISHARES S&P TOTAL US STOCK MKT ETF (ITOT) — Dividend — Closed

ISHARES US TREAS BOND ETF (GOVT) — Dividend

ISHARES US SHORT MTURITY BOND ETF (NEAR) — Dividend — Closed

INTENTIONALLY LEFT BLANK

PACER BENCHMARK DT AND INF FL EST ETF (SRVR) — Dividend

ALIBABA (BABA) — Dividend — Buy (add'l)

SAME — Buy (add'l)

SAME — Sold (part)

APPLE (AAPL) — Dividend — Open

SAME — Buy (add'l)

APOLLO MEDICAL HLDGS (AMEH) — None — Buy

SAME — None — Closed

APTIV PLC F (APTV) — None — Open

SAME — Buy (add'l)

ARK GENOMIC REVOLUTION ETF (ARKG) — Dividend — Open

SAME — Buy (add'l)

ARK INNOVATION ETF (ARKK) — Dividend — Open

ALLIANZ GL WATER FD A (AWTAX) — Dividend — Closed

ASTRAZENECA PLC SPONS A (AZN) — Dividend — Open

SAME — Closed

BECTON DICKINSON (BDX) — Dividend — Open

SAME — Sold (part)

AMPLIFY TRNSFRMTNL DATA (BLOK) — Dividend — Open

SAME — Buy (add'l)

BOTON TRUST WALDEN SMALL CAP (BOSOX) — Dividend — Open

SAME — Closed

GLOBAL X ROBOTICS ARTIFICIAL INTELLEG (BOTZ) — Dividend — Open

SAME — Buy (add'l)

SAME — Buy

CARA THERAPEUTICS (CARA) — None — Open

SPDR S7P CLEAN POWER FUND (CNRG) — Dividend — Open

COSTCO CORP (COST) — Dividend — Open

SAME — Buy (add'l)

CRISPR THERAPEUTICS F (CRSP) — None — Open

SAME — Buy (add'l)

CROWDSTRIKE HLGS INC (CRWD) — None — Open

SAME — Buy (add'l)

ISHARES ESG US AGGREGATE BOND FUND (EAGG) — Dividend — Open

SAME — Buy (add'l)

SAME — Sold (part)

SAME — Closed

VANGUARD ESG US STOCK ETF (ESGV) — Dividend — Open

SAME — Buy (add'l)

GILEAD SCIENCES INC (GILD) — Dividend — Open

SAME — Closed

ETFMG PRIME CYBERSECURITY EGF (HACK) — Dividend — Open

SAME — Buy (add'l)

ROBO GLBL HEALTHCR TECH AND INOVATION (HTEC) — Dividend — Open

SAME — Buy (add'l)

ISHARES GOLD ETF (IAU) — None — Open

SAME — Buy (add'l)

IDRIV — Dividend — Open

INFINERA CORP (INFN) — None — Open

SAME — Buy (add'l)

INOVIO PHARMA (INO) — Open

SAME — Buy (add'l)

KENSINGTON CAPITAL ACQ CLASS (KCAC) (SEE SECTION VIII) — None — Open

SAME — Buy (add'l)

GLOBAL X LITHIUM BATTERY TECH (LIT) — None — Open

SAME — Buy (add'l)

LIVONGO HEATHCARE (LVGO) (SEE SECTION VIII) — None — Buy (add'l)

SAME — Closed

MATTHEWS CHINA DIVIDEND FUND INV (MCDFX) — Dividend — Open

SAME — Closed

MEDALLIA INC (MDLA) — None — Open

SAME — Buy (add'l)

SAME — Closed

MEDTRONIC PLC F (MDT) — Dividend — Open

SAME — Buy (add'l)

SAME — Closed

MORGAN STANLEY INTL ADVANTAGE (MFAPX) — Dividend — Open

MFS MASS INV GROWTH STOCK A (MIGFX) — None — Open

SAME — Closed

MODERNA INC (MRNA) — Dividend — Open

MRNA — Closed

MICROSOFT (MSFT) — Dividend — Open

SAME — Buy (add'l)

CLOUDFARE (NET) — None — Open

SAME — Buy (add'l)

NANO X IMAGING LTD F (NNOX) — Dividend — Open

SAME — Buy (add'l)

NOVOCURE LTD F (NVCR) — Dividend — Open

NOVOCURE LTD F (NVCR) — Buy (add'l)

PARNASSUS MID CAP FUND (PARMX) (SEE SECT VIII) — Dividend — Open

PARNASSUS MID CAP FUND (PARMX) (SEE SECT VIII) — Dividend — Closed

P.G. & E. CORP. ( PCG) — Dividend — Open

P.G. & E. CORP. ( PCG) — Buy (add'l)

INVESCO SMALLCAP INFORMATION FUND (PSCT) — Dividend — Open

SAME — Buy (add'l)

FT NAS CL ED ETF DV (QCLN) — Dividend — Open

SAME — Buy (add'l)

QUANTUMSCAPE CORP CLASS A (QS) (SEE SECT VIII) — Dividend — Open

QUANTUMSCAPE CORP CLASS A (QS) (SEE SECT VIII) — Sold (part)

STARBUCKS CORP (SBUX) — Dividend — Open

SAME — Buy (add'l)

SAME — Closed

FIRST TRUST CLOUD COMPUTING ETF (SKYY) — Dividend — Open

SAME — Buy (add'l)

PACER BNCHMRK DT AND INFR RL (SRVR) — Dividend — Buy (add'l)

SAME — Buy (add'l)

INVESCO SOLAR ETF (TAN) — Dividend — Open

SAME — Buy (add'l)

TELEDOC INC (TDOC) — Dividend

WORKHORSE GRP INC (WKHS) — Dividend — Open

SAME — Buy (add'l)

TECHNOLOGY SEECT SPECTOR SPDR (XLK) — Dividend — Open

SAME — Closed

ISHARES EXPONENTIAL TECHNOLOGY ETF (XT) — Dividend — Buy (add'l)

ZOOM VIDEO COMMUNICATIONS (ZM) — Dividend — Open

SAME — Buy (add'l)

SAME — Sold (part)

TIAA-CREF (SEE SEC VIII)

GENERAL PARTNER, PUJKEE ASSOCIATES (see section viii for information)*

TRUSTEE, SYRACUSE UNIVERSITY

DIRECTOR, VERA INSTTUTE OF JUSTICE

BOARD OF VISITORS, TEMPLE UNIVERSITY COLLEGE OF LAW

BOARD OF VISITORS (honorary member), SYRACUSE UNIVERSITY COLLEGE OF LAW

GENERAL PARTNER, PUJKEE ASSOCIATES (see section viii for information)*

TRUSTEE, SYRACUSE UNIVERSITY

DIRECTOR, VERA INSTTUTE OF JUSTICE

BOARD OF VISITORS, TEMPLE UNIVERSITY COLLEGE OF LAW

BOARD OF VISITORS (honorary member), SYRACUSE UNIVERSITY COLLEGE OF LAW

Income — 2020 — ADMINISTRATIVE OFFICE OF THE PENNSYLVANIA COURTS — $12,000.00

Income — `

Income — 2020 — ADMINISTRATIVE OFFICE OF THE PENNSYLVANIA COURTS — $12,000.00

Income — `

Spouse's income — 2020 — Rental Property in New York

Spouse's income — 2020 — salary with employer. She is employed as a health care professional doing administrative work on the execuive level.

Spouse's income — 2020 — Rental Property in New York

Spouse's income — 2020 — salary with employer. She is employed as a health care professional doing administrative work on the execuive level.

2020

SECTION I - POSITIONS

I contiue to list Pujkee Assoc as explained in prior reports. However, the 4 unit residential dwelling that was the sole assest of that informal partnership was

sold in 2019. Thus, the partnership continues in name only.

SECTION VII LINE 7 - NOTE CORRECTED TICKER FOR JOHN HANCOCK CLASSIC VALUE CL A FUND (PZFVX)

SECTION VII LINE 9 - TOUCHSTONE FUNDS WERE PREVIOUSLY REPORTED AS SENTINEL FUNDS. I NOTED THE NAME CHANGE ON MY 2019

FDR.

SECTION VII LINE 171 - KENSINGTON CAPITQL ACQ WAS A SPAC THAT I PURCHASED IN ANTICIPATION OF IT LATER ACQUIRING

QUANTUM SPACE (QS) A DEVELOPER AND MANACTURER OF BATTERIES FOR EVS.

SECTION VII LINE 204 (PARNASSUS MID CAP FUND (PARMX) - IN PREPARING THIS YEAR'S REPORT, I DISCOVERED THAT THIS

INVESTMENT WAS INADVERTENTLY OMITTED FROM MY 2019 FDR. I AM REPORTING IT HERE WHICH IS WHY THE ENTRY FOR

PURCHASING THE OPENING POSITION IS LAST YEAR.

SECTION VII LINE 217 - QUANTUMSCAPE (QS): THIS COMPANY WAS CREATED FROM KENSINGTON CAPITAL ACQUISICTION - A SPAC - AS

LISTED HERE ON LINE 171. THE SOFTWARE DOES NOT ALLOW ME TO ENTER THE LINE NUMBER I N THE SPINOFF WINDOW THAT POPPED

UP WHEN I TRID TO ENTER "BUY" "SPINOFF" UNDER COLUMN D1. I AM THEREFORE REPORTING THIS AS AN ACQUISITION, "OPEN."

HOWEVER, NOTE THAT BECAUSE THIS COMPANY WAS CREATED USING A SPAC (KCAC), I AM NOT SURE THAT IT IS REALLY A SPINOFF

N THE TRADITIONAL SENSE. THE BROKERGE CATEGORIZES IT AS A "MERGER" I AM COMPLETING THE COLUMNS UNDER D3 AND D4 AS

THOUGH THERE WAS NO "GAIN"

SECTION VII LINE 179 (LVGO) - LIVONGO MERGED WITH TELEDOC (TDOC) ON NOVEMBVER 4/2020. WE ALREADY OWNED SHARES OF

TDOC AS REPORTED ON LINE 56. (ALSO LISTED ON LINE 254). I FOR THE 111/4 MERGER DATE I SIMPLY MARKED THE POSITOIN "CLOSED"

AS THE SOFTWARE DOES NOT ALLOW ME TO ENTER ANY DATA IN TO THE "MERGED WITH LINE" WINDOW THAT POPS UP. I ASSUME

THIS WILL BE FIXED FOR FUTURE VERSIONS OF THIS SOFTWARE.

SECTION VII LINE 258 TIAA-CREFF IN PAST YEARS I HAVE BEEN ABLE TO LIST THE INVESTMENTS HELD AT TIAA-CREFF. AS EXPLAINED,

THESE ACCOUNTS WERE NOT ACCOUNTS THAT WE EXERCISED ANY CONTROL OVER. RATHER, WE WOULD SIMPLY TELL OUR ACCT

REP THE LEVEL OF RISK AND OBJECTIVE AND TIAA-CREF THEN PUT TOGETHER A PORTFOLIO. WE WERE NOT THEREAFTER CONSULTED

ON ANY SPECIFIC TRADES OTHER THAN A PERIODIC (QUARTERLY) REVEIW OF OUR INVESTMENT/RETIREMENT OBJECTIVE.S. OUR

ACCT REP HAS SINCE LEFT TIAA-CREF TO FORM HIS OWN COMPANY AND THE ACCT REP WHO TOOK HIS PLACE HAS NOT BEEN EASY

TO REACH. ACCORDINGLY, I DO NOT NOW HAVE THAT INFORMATION. I HAVE REQUESTED IT AND WILL FILE AN AMENDED FDR ONCE I

HAVE THAT INFORMATION.

SECTION VII LINE 12- I HAVE DECLARED THE INSTITUTION WHERE OUR MONEY MARKET FUND IS HELD AS REQUESTED. I HAVE

PREVIOUSLY EXPRESSED CONCERN OVER ANY INTERPRETATION OF DISCLOSURE REQUIREMENTS THAT RESULTS IN DISCLOSURE

OF SPECIFIC INSTITUTIONS WHERE WE DO BANKING. THAT CONCERN HAS ONLY INCREASED. I CONTINUE TO APPRECIATE THE

IMPORTANCE OF DISCLOSING INFORMATION WHICHASSURES THE PUBLIC THAT OUR ACTIONS ARE IN NO WAY INFLUENCED BY

PERSONAL GAIN. CLEARL, DISCLOSING COMPANIES AND INSTITUTIONS THAT WE HAVE A FINANCIAL INTEREST IN IS CONSISTENT WTIH

THAT OBJECTIVE AND ADVANCES IT. HOWEVER, WHETHER WE HAVE ACCOUNTS AT A GIVEN INSTITUTION IN NO WAY ADVANCES

THAT LAUDABLE OBJECTIVE.

SECTION VII, LINE 75. THE LETTER OF JANUARY 11, 2O22 STATES THAT I "LISTED TEH SALE OR DISPOSITON OF [GOVT]" ON LINE 75

AND INCORRECTLY COMPLETED COLULMN C WHICH WAS NOT NECESSARY BECAUSE I DID NOT HOLD GOVT AT THE END OF THE

REPORTING YEAR. HOWEVER, THAT IS AN ERROR IN YOUR AUDIT. I DID NOT COMPLETE ANY COLUMN IN SECTION C FOR GOVT ON LINE

75. ACCORDINGLY, I HAVE NOT MADE ANY CHANGE TO LINE 75

SECTION VII, LINE 280 (TIAA-CREF) I AM ENTERING BELOW THE INVESTMENTS THAT WERE HELD AT ANYTIME IN OUR TIAA-CREFF

ACCOUNTS. AS I HAVE EXPLAINED, WE DO NOT EXERCISE ANY CONTROL OVER THOSE ACCOUNTS. RATHER, WE MEET ONCE OR TWICE

A YEAR WITH OUR CREFF ADVISOR AND CONFIRM INVETMENT OBJECTIVES AND RISK TOLERANCE. WE ARE NOT CONSULTED BEFORE

OR AFTER ANYTRADES ARE MADE AND WE ARE NOT INFORMED OF WHAT IS HELD IN THE ACCOUNT UNLESS WE MAKE A SPECIFIC

INQUIRY. NONE WAS MADE DURING 2020. THE SOFTWARE DOES NOT ALLOW ME TO PASTE THE INFORMATION INTO THIS REPORT AND

I WILL THEREFORE INDIVIDUALLY TYPE THE TICKER SUYMBOL AS OPPOSED TO THE FULL NAME OF THE ASSETS HELD IN TIAA DURING

2020:

TIAA TRADITOINAL

TIAA REAL ESTATE

CREF BOND MARKET R2

VANG TTL MKT IDX ADM

T-C LFCYCE IDX 2015 RTMT

VANGUARD TTL BD MKT IDX ADM

CREF STOCK R2

CREF GLOBAL EQUITIES R2

TIAA REAL ESTATE

CREF BOND MARKET R2

CREF STOCK R2

CREF MONEY MARKET R2

CREF LINF-LINKED BOND R2

PLEASE NOTE: THE TIAA CREF HOLDINGS ARE AND HELD IN A SAVINGS PLAN. AS OF NOVEMBER 24, 2020 TIAA CREF

TRANSFERRED ALMOST ALL OF PLAN WERE TRANSFERRED TO THE UNIVERSITY OF PENNSYLVANIA RETIREMENT SAVINGS PLAN.

IN ADDITION, I DO NOT HAVE ANY MORE INFORMATION FOR ANY OF THESE ASSETS. NOTE, HOWEVER, THAT THE COMBINED INCOME

FOR TIAA CREF/UNIV. OF PA. SAVINGS PLAN AT THE END OF 2020 WAS VALUE CODE "J."

I HOPE THIS IS SATISFACTORY TO THE COMMITTEE. AS I HAVE SAID NUMEROUS TIMES, WE DO NOT EXERCISE ANY CONTROL OVER

THE TIAA CREF/UNIV OF PA SAVINGS PLAN ACCOUNT. YOUR LETTER SUGGEST THAT THE COMMITTEE MAY NOW WANT ADDITONAL

INFORMATION FOR SOME OF THESE ASSETS, SUCH AS INDIVIDUAL STOCKS OR BONDS IN A PARTICULAR FUND. FRANKLY, I DO NOT

HAVE ANY WAY OF RETRIEVING THAT AND I DOUBT THAT OUR ACCOUNT REP HAS ANY WAY OF RETRIEVING IT. AS I AM SURE YOU

APPRECIATE, THE HOLDINGS IN THESE FUNDS IS NOT A CONSTANT. I WO0ULD HAVE TO CONTACT THE INDIVDUAL FUND FOR WHICH

YOU INDICATE YOU MAY WANT A BREAK DOWN OF HOLDINGS, AND TRY TO HAVE THE MANAGERS THERE ASCERTAIN WHAT ASSETS

WERE IN THE FUND AS OF CERTAIN DATES . I AM NOT THE LEAST BIT SURE I COULD GET THAT INFORMATION FROM THE FUNDS AND I

AM EVEN MORE CERTAIN THAT THE ACCOUNT MANAGER WHO HANDLES THE FEW ASSETS REMAINING AT TIAA CREF WOULD BE ABLE

TO OR BE WILLING TO. ACCORDINGLY, I AM HOPING THAT THIS SUBMISSION SATISFIES THE REPORTING REQUIREMENTS. FRANKLY,

THERE IS NOT MUCH MORE THAT I CAN DO TO COMPLY.