James J. Tancredi

Day Pitey Pen. and 401k (T Rowe PriceRet 2000 and pers. choice act) — Int/Div — Exempt

return of DP capital act release fee (cash) — Interest — Exempt

Partner (resigned Aug 31, 2016) Equity Partner since 1986, Day Pitney LLP 242 Trumbull St Hartford Ct 06001

Agreement — 201400 — Day Pitney LLP PSP and 201K plan { mamtained by Schwab, managed by Olson Mobeck) (Self made contnbutions from distributions, no firm contributions)

Agreement — 2014:2016 — Day Pitney LLP parmership Agreement ( withdrew 08/317 2016)

Liability — All credit cards fully retired in Sept 2016 — credit cards with Amex, Bank of America, Discover, Capital One, Wells Fargo, People's bank

Liability — Amex — revolving credit

Income — 2016 — same thru August 31 — $186,000.00

Spouse's income — 2014 — hourly salary Avon Bd of Education, Avon Ct ( special needs paraprofessional)

In connection with my appontment by the 2nd Circuit on Sept 1, 2016, | withdrew as an equity partner from my law firm (Day Pitney LLP) on Aug 31.2016

and was fully paid my capital account and remaining compensation © for a period in excess of 2 years, | liquidated all stocks, other securities and bonds in my

law firm pension or otherwise : | hold no other securities , except for a few shares ( valued less than $2000) in a custodial account for my son who is now of

majority age . Tam in the process of moving all my pension funds away from Schwab as an administrator of my former firm's plan . My firm will make no

further contributions or advances to my account .

1 was not an employee of the federal govemement any time in 2014, 2015 or before.