Albert G. Lauber

Rental Prop. #1, Washington, District of Columbia — Rent

Rental Prop. #2, Washington, District of — Rent

Rental Prop. #3, Washington, District of — Rent

Rental Prop. #4, Washington, District of — Rent

Rental Prop. #5, Washington, District of — Rent

Rental Prop. #6, Washington, District of — Rent — Buy

Vanguard Emerging Markets Index Fund — Dividend

Vanguard Health Care Fund — Dividend

Vanguard Divividend Growth Fund — Dividend

T Rowe Price High Yield Bond Fund — Dividend

Invesco Small Cap Growth Fund — Dividend

Merrill Lynch Deposit Program — Interest

BNY Mellon Muni Bond Fund — Interest — Buy

Invesco Core Plus Bond Fund — Interest — Buy

iShares Russell Midcap Fund — Dividend

iShares S&P Small Cap Fund — Dividend

Mainstay Income Builder Fund — Dividend — Buy

Newberger Berman Long Fund — Dividend — Buy

SPDR S&P 500 Fund — Dividend — Sold (part)

Vanguard Consumer Fund — Dividend — Sold (part)

Vanguard Health Care ETF — Dividend

Vanguard Dividend ETF — Dividend — Sold (part)

Merrill Lynch Rollover IRA ( ) (this is a header)

Vanguard High Yield Corporate Fund — Interest

Vanguard Windsor Fund — Dividend

Vanguard Wellington Fund — Dividend

Banco Santander ADR — Dividend

Telefonica Brasil ADR — Dividend

Georgetown University 403(b) Plan ( (this is a header)

Vanguard High Yield Corporate Fund — Interest

Vanguard Windsor Fund — Dividend

Vanguard International Growth Fund — Dividend

Vanguard International Value Fund — Dividend

IRA Account ( ) (this is a header)

T Rowe Price High Yield Bond Fund — Interest

T Rowe Price New Asia Fund — Dividend

Chase Managed IRA Account ( (this is a header)

Fidelity 500 Index Fund — Dividend — Buy

Fidelity Int'l Index Fund — Dividend — Buy

iShares Emerging MSCI Markets — Dividend — Buy

JPMorgan CDA ETF — Dividend — Buy

JPMorgan Developed Asia ex Japan ETF — Dividend — Buy

JPMorgan Europe ETF — Dividend — Buy

JPMorgan Japan ETF — Dividend — Buy

Six Circles Tr Int'l Equity Fund — Dividend — Buy

Six Circles Tr U.S. Equity Fund — Dividend — Buy

Blackrock High Yield Portfolio K — Distribution — Buy

iShares 20-Yr Treas Bond Fund — Distribution — Buy

iShares MBS ETF — Distribution — Buy

Lord Abbett Inv Tr High Yield Fund — Distribution — Buy

Lord Abbett Short Duration Income Fund — Interest — Buy

Pimco Income Fund — Distribution — Buy

Six Circles Tr Global Bond Fund — Distribution — Buy

Six Circles Tr Ultra-Short Duration Fund — Interest — Buy

Six Circles Tr Credit Opps Fund — Distribution — Buy

Vanguard Bond Index Fund — Distribution — Buy

Vanguard Fixed Income Intermediate Grade Fund Fund — Distribution — Buy

Vanguard Int'l Bond Fund — Distribution — Buy

Blackrock Event Driven Equity Fund — Distribution — Buy

Blackstone Alternative Inv Multi-Strategy Fund — Distribution — Buy

Neuberger Berman Alternative Fund — Distribution — Buy

Pimco Mortgage Opportunities and Bond Fund — Distribution — Buy

Merrill Lynch Brokerage Accounts (common stocks) (this is a header)

Exelon Corp. — Dividend — Buy (add'l)

Exelon Corp. — Sold (part)

Cisco Corp — Dividend — Buy (add'l)

Cemex Corp — Dividend — Buy (add'l)

Cemex Corp — Dividend — Sold (part)

Verizon Corp. — Dividend

Banco Santander ADR — Dividend — Buy (add'l)

Banco Santander ADR — Sold (part)

AT&T — Dividend — Buy (add'l)

GE Corp. — Dividend — Sold (part)

Apple Corp. — Dividend

Citigroup Inc. — Dividend — Buy (add'l)

Pfizer Corp. — Dividend

Caterpillar Corp. — Dividend

American Electric Power Co. — Dividend

Telefonica Espana ADR — Dividend — Sold (part)

Telefonica Espana ADR — Buy (add'l)

Microsoft — Dividend

Barclays Bank ADR — Dividend — Sold (part)

Barclays Bank ADR — Buy (add'l)

American Express Co. — Dividend

Ford Motor Co — Dividend

Eli Lilly Co. — Dividend

Oracle Corp — Dividend

Orange Corp. ADR — Dividend — Sold (part)

Orange Corp. ADR — Buy (add'l)

Telefonica Brasil ADR — Dividend — Sold (part)

Telefonica Brasil ADR — Buy (add'l)

Grupo Fnanciero Santander Mexico ADR — Dividend — Sold (part)

Grupo Fnanciero Santander Mexico ADR — Buy (add'l)

Itau Unibanco Brasil ADR — Dividend — Sold (part)

Itau Unibanco Brasil ADR — Buy (add'l)

Kinder Morgan — Dividend — Sold (part)

Kinder Morgan — Buy (add'l)

Morgan Stanley — Dividend — Sold (part)

Banco Bradesco ADR — Dividend — Buy

Banco Santander Brasil ADR — Dividend — Buy

FedEx Corp — Dividend — Buy

Guangdoing Inv Ltd ADR — Dividend — Buy

Johnson & Johnson — Dividend — Buy

LVMH Moet Hennessy — Dividend — Buy

SPDR Index Shares — Dividend — Buy

SPDR Series Trust — Dividend — Buy

Vanguard FTSE Developed Mkts ETF — Dividend — Buy

Rental Prop. #1, Washington, District of Columbia — Rent

Rental Prop. #2, Washington, District of — Rent

Rental Prop. #3, Washington, District of — Rent

Rental Prop. #4, Washington, District of — Rent

Rental Prop. #5, Washington, District of — Rent

Rental Prop. #6, Washington, District of — Rent — Buy

Vanguard Emerging Markets Index Fund — Dividend

Vanguard Health Care Fund — Dividend

Vanguard Divividend Growth Fund — Dividend

T Rowe Price High Yield Bond Fund — Dividend

Invesco Small Cap Growth Fund — Dividend

Merrill Lynch Deposit Program — Interest

BNY Mellon Muni Bond Fund — Interest — Buy

Invesco Core Plus Bond Fund — Interest — Buy

iShares Russell Midcap Fund — Dividend

iShares S&P Small Cap Fund — Dividend

Mainstay Income Builder Fund — Dividend — Buy

Newberger Berman Long Fund — Dividend — Buy

SPDR S&P 500 Fund — Dividend — Sold (part)

Vanguard Consumer Fund — Dividend — Sold (part)

Vanguard Health Care ETF — Dividend

Vanguard Dividend ETF — Dividend — Sold (part)

Merrill Lynch Rollover IRA ( ) (this is a header)

Vanguard High Yield Corporate Fund — Interest

Vanguard Windsor Fund — Dividend

Vanguard Wellington Fund — Dividend

Banco Santander ADR — Dividend

Telefonica Brasil ADR — Dividend

Georgetown University 403(b) Plan ( (this is a header)

Vanguard High Yield Corporate Fund — Interest

Vanguard Windsor Fund — Dividend

Vanguard International Growth Fund — Dividend

Vanguard International Value Fund — Dividend

IRA Account ( ) (this is a header)

T Rowe Price High Yield Bond Fund — Interest

T Rowe Price New Asia Fund — Dividend

Chase Managed IRA Account ( (this is a header)

Fidelity 500 Index Fund — Dividend — Buy

Fidelity Int'l Index Fund — Dividend — Buy

iShares Emerging MSCI Markets — Dividend — Buy

JPMorgan CDA ETF — Dividend — Buy

JPMorgan Developed Asia ex Japan ETF — Dividend — Buy

JPMorgan Europe ETF — Dividend — Buy

JPMorgan Japan ETF — Dividend — Buy

Six Circles Tr Int'l Equity Fund — Dividend — Buy

Six Circles Tr U.S. Equity Fund — Dividend — Buy

Blackrock High Yield Portfolio K — Distribution — Buy

iShares 20-Yr Treas Bond Fund — Distribution — Buy

iShares MBS ETF — Distribution — Buy

Lord Abbett Inv Tr High Yield Fund — Distribution — Buy

Lord Abbett Short Duration Income Fund — Interest — Buy

Pimco Income Fund — Distribution — Buy

Six Circles Tr Global Bond Fund — Distribution — Buy

Six Circles Tr Ultra-Short Duration Fund — Interest — Buy

Six Circles Tr Credit Opps Fund — Distribution — Buy

Vanguard Bond Index Fund — Distribution — Buy

Vanguard Fixed Income Intermediate Grade Fund Fund — Distribution — Buy

Vanguard Int'l Bond Fund — Distribution — Buy

Blackrock Event Driven Equity Fund — Distribution — Buy

Blackstone Alternative Inv Multi-Strategy Fund — Distribution — Buy

Neuberger Berman Alternative Fund — Distribution — Buy

Pimco Mortgage Opportunities and Bond Fund — Distribution — Buy

Merrill Lynch Brokerage Accounts (common stocks) (this is a header)

Exelon Corp. — Dividend — Buy (add'l)

Exelon Corp. — Sold (part)

Cisco Corp — Dividend — Buy (add'l)

Cemex Corp — Dividend — Buy (add'l)

Cemex Corp — Dividend — Sold (part)

Verizon Corp. — Dividend

Banco Santander ADR — Dividend — Buy (add'l)

Banco Santander ADR — Sold (part)

AT&T — Dividend — Buy (add'l)

GE Corp. — Dividend — Sold (part)

Apple Corp. — Dividend

Citigroup Inc. — Dividend — Buy (add'l)

Pfizer Corp. — Dividend

Caterpillar Corp. — Dividend

American Electric Power Co. — Dividend

Telefonica Espana ADR — Dividend — Sold (part)

Telefonica Espana ADR — Buy (add'l)

Microsoft — Dividend

Barclays Bank ADR — Dividend — Sold (part)

Barclays Bank ADR — Buy (add'l)

American Express Co. — Dividend

Ford Motor Co — Dividend

Eli Lilly Co. — Dividend

Oracle Corp — Dividend

Orange Corp. ADR — Dividend — Sold (part)

Orange Corp. ADR — Buy (add'l)

Telefonica Brasil ADR — Dividend — Sold (part)

Telefonica Brasil ADR — Buy (add'l)

Grupo Fnanciero Santander Mexico ADR — Dividend — Sold (part)

Grupo Fnanciero Santander Mexico ADR — Buy (add'l)

Itau Unibanco Brasil ADR — Dividend — Sold (part)

Itau Unibanco Brasil ADR — Buy (add'l)

Kinder Morgan — Dividend — Sold (part)

Kinder Morgan — Buy (add'l)

Morgan Stanley — Dividend — Sold (part)

Banco Bradesco ADR — Dividend — Buy

Banco Santander Brasil ADR — Dividend — Buy

FedEx Corp — Dividend — Buy

Guangdoing Inv Ltd ADR — Dividend — Buy

Johnson & Johnson — Dividend — Buy

LVMH Moet Hennessy — Dividend — Buy

SPDR Index Shares — Dividend — Buy

SPDR Series Trust — Dividend — Buy

Vanguard FTSE Developed Mkts ETF — Dividend — Buy

Member, Board of Trustees, The Studio Theatre, (non-profit theatre) (uncompensated position)

Member, Board of Trustees, The Studio Theatre, (non-profit theatre) (uncompensated position)

Liability — Merrill Lynch/Bank of America — Margin loan on stock account

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #1, Washington, D.C. (Pt. VII, line 1)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #2, Washington, D.C. (Pt. VII, line 2)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #3, Washington, D.C. (Pt. VII, line 3)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #4, Washington, D.C. (Pt. VII, line 4)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #5, Washington, D.C. (Pt. VII, line 5)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #6, Washington, D.C. (Pt. VII, line 6)

Liability — Merrill Lynch/Bank of America — Margin loan on stock account

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #1, Washington, D.C. (Pt. VII, line 1)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #2, Washington, D.C. (Pt. VII, line 2)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #3, Washington, D.C. (Pt. VII, line 3)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #4, Washington, D.C. (Pt. VII, line 4)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #5, Washington, D.C. (Pt. VII, line 5)

Liability — Merrill Lynch/Bank of America — Mortgage on Rental Prop. #6, Washington, D.C. (Pt. VII, line 6)

Spouse's income — 2020 — Salary, Georgetown University Law Center

Spouse's income — 2020 — Sole proprietorship income, consulting

Spouse's income — 2020 — Salary, Georgetown University Law Center

Spouse's income — 2020 — Sole proprietorship income, consulting

Part VII, lines 37-38: During 2020 my spouse converted one his his IRAs to a Chase Managed Retirement Account. This account is actively managed by

the investment advisor, who rotates funds among numerous mutual funds and ETFs, with no input from either my spouse or me. It is not practical to list the

transactions or year-end holdings, which could change several days later.