Andrew David Hurwitz

2020

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What was filed

531
investments
12
positions
0
gifts
3
agreements
3
debts
0
reimbursements
3
income
3
spouse income

Named parties

Avondale Acres Investment Partnership
Commission on the Future of Legal Education
National Conference of Bar Examiners Torts Drafting Committee
Trust #1 (reportable assets are included in Part VII)
Goldman Sachs
National Conference of Bar Examiners (stipend)
Arizona State Retirement System (pension)

As filed

INDIVIDUAL ASSETS (H)

US BANK (cash) — Interest

AVONDALE ACRES INVESTMENT PARTNERSHIP (REAL ESTATE, AVONDALE, AZ) — Distribution

ACCOUNT #1 (H)

HSBC BANK USA NATL ASSOC (cash) (Y)

LPL FINANCIAL DEPOSIT ACCOUNT (cash) (X) — Interest

AGNC INVESTMENT CORP (AGNC) — Dividend — Buy

BEYOND MEAT INC (BYND) — None — Buy

DROPBOX INC CL A (DBX) — None — Buy

ISHARES SILVER TRUST (SLV) — None — Buy

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Dividend — Sold (part)

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Sold

SWITCH INC CL A (SWCH) — Dividend — Buy

SWITCH INC CL A (SWCH) — Buy (add'l)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — None — Sold

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVANCED EMERGING MARKETS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Sold (part)

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Sold

ISHARES EDGE MSCI MIN VOL ETF (USMV) — Dividend

HENDERSON EUROPEAN FOCUS (HFEIX) — Dividend

MATTHEWS ASIA JAPAN INV (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT 750 ETF (PTLC) — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM FLOATING RATE INC Z (FRFZX) — Dividend — Sold

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO INCOME P (PONPX) — Dividend

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Dividend — Buy

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Sold (part)

STRAT NASDAQ 7 HANDL ETF (HNDL) — Dividend

T ROWE PRICE QM US SM CP GR EQ (PRDSX) — Dividend

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) — Dividend — Buy

VANGUARD INFLAT PROT SEC FUND (VIPSX) — Dividend

VANGUARD GROWTH ETF (VUG) — Dividend

VANGUARD MID CAP VALUE ETF (VOE) — Dividend

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #2 (H)

INVESCO DB COMMODITY INDEX TRA (DBC) (Y)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend — Sold

AMERICAN BEACON SIM HIGH YIELD OPPTYS CL Y (SHOYX) — Dividend — Buy

ARTISAN INTL VALUE ADVISOR CL (APDKX) — Dividend — Buy

ARTISAN INTL VALUE ADVISOR CL (APDKX) — Sold

BLACKROCK SYSTEMATIC MULTI STRATEGY INSTL CL (BIMBX) — Dividend — Buy

CLEARBRIDGE LARGE CAP GROWTH CL I (SBLYX) — Dividend — Buy

COLUMBIA SELECT LG CAP GW I (UMLGX) — Dividend — Sold

DELAWARE DIVERSIFIED INCOME INSTL CL (DPFFX) — Dividend — Buy

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold

FIRST EAGLE GOLD CL I (FEGIX) (X) — None — Sold

HARBOR CAP APPREC INSTL CL (HACAX) — Dividend — Buy

HARDING LOEVNER EMERGING MARKETS ADVISOR CL (HLEMX) — Dividend — Buy

HARDING LOEVNER EMERGING MARKETS ADVISOR CL (HLEMX) — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUE CL I (JVLIX) — Dividend — Buy

JOHN HANCOCK DISCIPLINED VAL MID CAP CL I (JVMIX) — Dividend — Buy

METROPOLITAN WEST TOTAL RETURN BOND CL I (MWTIX) — Dividend — Buy

MFS VALUE CL I (MEIIX) — Dividend — Buy

PACER TRENDPILOT 750 ETF (PTLC) — None — Sold

T ROWE PRICE EMERGING MARKETS BOND INVESTOR CL (PREMX) (X) — Dividend

TOUCHSTONE SANDS CAP SEL GR (CFSIX) — None — Sold

VANGUARD GROWTH ETF (VUG) — Dividend — Sold

ACCOUNT #3 (H)

COMENITY CAPITAL BANK (cash) (X) — None

BEYOND MEAT INC (BYND) — None — Buy

CUBESMART COM (CUBE) — Dividend — Sold

DROPBOX INC CL A (DBX) — None — Buy

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend — Sold

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Sold

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

BNY MELLON SM/MD/CAP GRW I (SDSCX) — Dividend

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — None — Sold

DOUBLELINE TOTAL RETURN I (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADV EMERG MKTS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTL GROWTH ADV (FNGZX) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend

ISHARES RESIDNTL RL EST ETF (REZ) — Dividend

ISHARES EDGE MSCI USA MIN VOL (USMV) — Dividend

MATTHEWS ASIAN JAPAN INV (MJFOX) — Dividend

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend

PIMCO INCOME (PONPX) — Dividend

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Dividend — Buy

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Sold (part)

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) — Dividend — Buy

VANGUARD GROWTH ETF (VUG) — Dividend

WISDOMTREE TRUST JAPN HEDGE (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #4 (H)

JOHN HANCOCK MGD VOL GROWTH PORTFOLIO — None

ACCOUNT #5 (H)

LPL FINANCIAL DEPOSIT ACCOUNT (cash) (X) — Interest

AGNC INVESTMENT CORP (AGNC) — Dividend — Buy

AGNC INVESTMENT CORP (AGNC) — Buy (add'l)

ANNALY CAPITAL MANAGEMENT INC (NYL) — Dividend — Buy

ANNALY CAPITAL MANAGEMENT INC (NYL) — Buy (add'l)

BEYOND MEAT INC (BYND) — None — Buy

CUBESMART COM (CUBE) — Dividend

DROPBOX INC CL A (DBX) — None — Buy

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend — Sold

ISHARES SILVER TRUST (SLV) — None — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Sold (part)

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Sold

SWITCH INC CL A (SWCH) — Dividend — Buy

SWITCH INC CL A (SWCH) — Buy (add'l)

ALPS ALERIAN MLP ETF (AMLP) — Dividend — Sold

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

BLACKROCK MUNIYIELD FUND INC (MYD) — Dividend — Buy

BLACKROCK MUNIYIELD FUND INC (MYD) — Buy (add'l)

BNY MELLON SMALL MID CAP GRWTH CL I (SDSCX) — Dividend

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVISOR EMERGING MARKETS CL I (FIMKX) — None — Buy

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTERNATIONAL GROWTH ADVANCED (FNGZX) — Dividend

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Sold

ISHARES EDGE MSCI USA MIN VOL ETF (USMV) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Sold

MATTHEWS ASIA JAPAN (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

NORTHERN AZ TAX EXEMPT FUND (NOAZX) — Dividend

PACER TRENDPILOT US LARGE CAP (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO SHORT TERM P (PTSPX) — Dividend — Buy (add'l)

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (XLP) — Dividend — Buy

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (XLP) — Sold

SPDR SERIES TRUST S&P BIOTECH ETF (XBI) — Dividend — Buy

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend — Buy (add'l)

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

T ROWE PRICE QM US SMALL CAP GROWTH EQUITY (PRDSX) — Dividend

TRANSAMERICA BOND CL I (TFXIX) — Dividend

VANECK VECTORS MTG REIT INCOME ETF (MORT) — Dividend — Buy

VANGUARD GROWTH ETF (VUG) — Dividend

WELLS FARGO MUNI BOND (WMBIX) — Dividend

WISDOMTREE EMERG MKTS ESG (RESE) (was DIVIDEND FUND ETF (DVEM) — Dividend — Sold

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EMERG MKTS CONS GRWTH FD (EMCG) — Dividend — Sold

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #6 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

ACCOUNT #7 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

ACCOUNT #8 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN BALANCED 529 A (CLBAX) — Dividend

INDIVIDUAL ASSETS (H)

US BANK (cash) — Interest

AVONDALE ACRES INVESTMENT PARTNERSHIP (REAL ESTATE, AVONDALE, AZ) — Distribution

ACCOUNT #1 (H)

HSBC BANK USA NATL ASSOC (cash) (Y)

LPL FINANCIAL DEPOSIT ACCOUNT (cash) (X) — Interest

AGNC INVESTMENT CORP (AGNC) — Dividend — Buy

BEYOND MEAT INC (BYND) — None — Buy

DROPBOX INC CL A (DBX) — None — Buy

ISHARES SILVER TRUST (SLV) — None — Buy

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Dividend — Sold (part)

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Sold

SWITCH INC CL A (SWCH) — Dividend — Buy

SWITCH INC CL A (SWCH) — Buy (add'l)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — None — Sold

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVANCED EMERGING MARKETS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Sold (part)

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Sold

ISHARES EDGE MSCI MIN VOL ETF (USMV) — Dividend

HENDERSON EUROPEAN FOCUS (HFEIX) — Dividend

MATTHEWS ASIA JAPAN INV (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT 750 ETF (PTLC) — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM FLOATING RATE INC Z (FRFZX) — Dividend — Sold

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO INCOME P (PONPX) — Dividend

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Dividend — Buy

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Sold (part)

STRAT NASDAQ 7 HANDL ETF (HNDL) — Dividend

T ROWE PRICE QM US SM CP GR EQ (PRDSX) — Dividend

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) — Dividend — Buy

VANGUARD INFLAT PROT SEC FUND (VIPSX) — Dividend

VANGUARD GROWTH ETF (VUG) — Dividend

VANGUARD MID CAP VALUE ETF (VOE) — Dividend

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #2 (H)

INVESCO DB COMMODITY INDEX TRA (DBC) (Y)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend — Sold

AMERICAN BEACON SIM HIGH YIELD OPPTYS CL Y (SHOYX) — Dividend — Buy

ARTISAN INTL VALUE ADVISOR CL (APDKX) — Dividend — Buy

ARTISAN INTL VALUE ADVISOR CL (APDKX) — Sold

BLACKROCK SYSTEMATIC MULTI STRATEGY INSTL CL (BIMBX) — Dividend — Buy

CLEARBRIDGE LARGE CAP GROWTH CL I (SBLYX) — Dividend — Buy

COLUMBIA SELECT LG CAP GW I (UMLGX) — Dividend — Sold

DELAWARE DIVERSIFIED INCOME INSTL CL (DPFFX) — Dividend — Buy

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold

FIRST EAGLE GOLD CL I (FEGIX) (X) — None — Sold

HARBOR CAP APPREC INSTL CL (HACAX) — Dividend — Buy

HARDING LOEVNER EMERGING MARKETS ADVISOR CL (HLEMX) — Dividend — Buy

HARDING LOEVNER EMERGING MARKETS ADVISOR CL (HLEMX) — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUE CL I (JVLIX) — Dividend — Buy

JOHN HANCOCK DISCIPLINED VAL MID CAP CL I (JVMIX) — Dividend — Buy

METROPOLITAN WEST TOTAL RETURN BOND CL I (MWTIX) — Dividend — Buy

MFS VALUE CL I (MEIIX) — Dividend — Buy

PACER TRENDPILOT 750 ETF (PTLC) — None — Sold

T ROWE PRICE EMERGING MARKETS BOND INVESTOR CL (PREMX) (X) — Dividend

TOUCHSTONE SANDS CAP SEL GR (CFSIX) — None — Sold

VANGUARD GROWTH ETF (VUG) — Dividend — Sold

ACCOUNT #3 (H)

COMENITY CAPITAL BANK (cash) (X) — None

BEYOND MEAT INC (BYND) — None — Buy

CUBESMART COM (CUBE) — Dividend — Sold

DROPBOX INC CL A (DBX) — None — Buy

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend — Sold

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Sold

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

BNY MELLON SM/MD/CAP GRW I (SDSCX) — Dividend

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — None — Sold

DOUBLELINE TOTAL RETURN I (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADV EMERG MKTS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTL GROWTH ADV (FNGZX) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend

ISHARES RESIDNTL RL EST ETF (REZ) — Dividend

ISHARES EDGE MSCI USA MIN VOL (USMV) — Dividend

MATTHEWS ASIAN JAPAN INV (MJFOX) — Dividend

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend

PIMCO INCOME (PONPX) — Dividend

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Dividend — Buy

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Sold (part)

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) — Dividend — Buy

VANGUARD GROWTH ETF (VUG) — Dividend

WISDOMTREE TRUST JAPN HEDGE (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #4 (H)

JOHN HANCOCK MGD VOL GROWTH PORTFOLIO — None

ACCOUNT #5 (H)

LPL FINANCIAL DEPOSIT ACCOUNT (cash) (X) — Interest

AGNC INVESTMENT CORP (AGNC) — Dividend — Buy

AGNC INVESTMENT CORP (AGNC) — Buy (add'l)

ANNALY CAPITAL MANAGEMENT INC (NYL) — Dividend — Buy

ANNALY CAPITAL MANAGEMENT INC (NYL) — Buy (add'l)

BEYOND MEAT INC (BYND) — None — Buy

CUBESMART COM (CUBE) — Dividend

DROPBOX INC CL A (DBX) — None — Buy

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend — Sold

ISHARES SILVER TRUST (SLV) — None — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Sold (part)

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Sold

SWITCH INC CL A (SWCH) — Dividend — Buy

SWITCH INC CL A (SWCH) — Buy (add'l)

ALPS ALERIAN MLP ETF (AMLP) — Dividend — Sold

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

BLACKROCK MUNIYIELD FUND INC (MYD) — Dividend — Buy

BLACKROCK MUNIYIELD FUND INC (MYD) — Buy (add'l)

BNY MELLON SMALL MID CAP GRWTH CL I (SDSCX) — Dividend

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVISOR EMERGING MARKETS CL I (FIMKX) — None — Buy

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTERNATIONAL GROWTH ADVANCED (FNGZX) — Dividend

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Sold

ISHARES EDGE MSCI USA MIN VOL ETF (USMV) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Sold

MATTHEWS ASIA JAPAN (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

NORTHERN AZ TAX EXEMPT FUND (NOAZX) — Dividend

PACER TRENDPILOT US LARGE CAP (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO SHORT TERM P (PTSPX) — Dividend — Buy (add'l)

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (XLP) — Dividend — Buy

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (XLP) — Sold

SPDR SERIES TRUST S&P BIOTECH ETF (XBI) — Dividend — Buy

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend — Buy (add'l)

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

T ROWE PRICE QM US SMALL CAP GROWTH EQUITY (PRDSX) — Dividend

TRANSAMERICA BOND CL I (TFXIX) — Dividend

VANECK VECTORS MTG REIT INCOME ETF (MORT) — Dividend — Buy

VANGUARD GROWTH ETF (VUG) — Dividend

WELLS FARGO MUNI BOND (WMBIX) — Dividend

WISDOMTREE EMERG MKTS ESG (RESE) (was DIVIDEND FUND ETF (DVEM) — Dividend — Sold

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EMERG MKTS CONS GRWTH FD (EMCG) — Dividend — Sold

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #6 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

ACCOUNT #7 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

ACCOUNT #8 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN BALANCED 529 A (CLBAX) — Dividend

INDIVIDUAL ASSETS (H)

US BANK (cash) — Interest

AVONDALE ACRES INVESTMENT PARTNERSHIP (REAL ESTATE, AVONDALE, AZ) — Distribution

ACCOUNT #1 (H)

HSBC BANK USA NATL ASSOC (cash) (Y)

LPL FINANCIAL DEPOSIT ACCOUNT (cash) (X) — Interest

AGNC INVESTMENT CORP (AGNC) — Dividend — Buy

BEYOND MEAT INC (BYND) — None — Buy

DROPBOX INC CL A (DBX) — None — Buy

ISHARES SILVER TRUST (SLV) — None — Buy

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Dividend — Sold (part)

JPMORGAN CHASE ALERIAN MLP INDEX (AMJ) — Sold

SWITCH INC CL A (SWCH) — Dividend — Buy

SWITCH INC CL A (SWCH) — Buy (add'l)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — None — Sold

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVANCED EMERGING MARKETS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Sold (part)

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Sold

ISHARES EDGE MSCI MIN VOL ETF (USMV) — Dividend

HENDERSON EUROPEAN FOCUS (HFEIX) — Dividend

MATTHEWS ASIA JAPAN INV (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT 750 ETF (PTLC) — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM FLOATING RATE INC Z (FRFZX) — Dividend — Sold

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO INCOME P (PONPX) — Dividend

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Dividend — Buy

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Sold (part)

STRAT NASDAQ 7 HANDL ETF (HNDL) — Dividend

T ROWE PRICE QM US SM CP GR EQ (PRDSX) — Dividend

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) — Dividend — Buy

VANGUARD INFLAT PROT SEC FUND (VIPSX) — Dividend

VANGUARD GROWTH ETF (VUG) — Dividend

VANGUARD MID CAP VALUE ETF (VOE) — Dividend

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #2 (H)

INVESCO DB COMMODITY INDEX TRA (DBC) (Y)

AIG FOCUSED DIV STRAT A (FDSAX) — Dividend — Sold

AMERICAN BEACON SIM HIGH YIELD OPPTYS CL Y (SHOYX) — Dividend — Buy

ARTISAN INTL VALUE ADVISOR CL (APDKX) — Dividend — Buy

ARTISAN INTL VALUE ADVISOR CL (APDKX) — Sold

BLACKROCK SYSTEMATIC MULTI STRATEGY INSTL CL (BIMBX) — Dividend — Buy

CLEARBRIDGE LARGE CAP GROWTH CL I (SBLYX) — Dividend — Buy

COLUMBIA SELECT LG CAP GW I (UMLGX) — Dividend — Sold

DELAWARE DIVERSIFIED INCOME INSTL CL (DPFFX) — Dividend — Buy

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold

FIRST EAGLE GOLD CL I (FEGIX) (X) — None — Sold

HARBOR CAP APPREC INSTL CL (HACAX) — Dividend — Buy

HARDING LOEVNER EMERGING MARKETS ADVISOR CL (HLEMX) — Dividend — Buy

HARDING LOEVNER EMERGING MARKETS ADVISOR CL (HLEMX) — Buy (add'l)

JOHN HANCOCK DISCIPLINED VALUE CL I (JVLIX) — Dividend — Buy

JOHN HANCOCK DISCIPLINED VAL MID CAP CL I (JVMIX) — Dividend — Buy

METROPOLITAN WEST TOTAL RETURN BOND CL I (MWTIX) — Dividend — Buy

MFS VALUE CL I (MEIIX) — Dividend — Buy

PACER TRENDPILOT 750 ETF (PTLC) — None — Sold

T ROWE PRICE EMERGING MARKETS BOND INVESTOR CL (PREMX) (X) — Dividend

TOUCHSTONE SANDS CAP SEL GR (CFSIX) — None — Sold

VANGUARD GROWTH ETF (VUG) — Dividend — Sold

ACCOUNT #3 (H)

COMENITY CAPITAL BANK (cash) (X) — None

BEYOND MEAT INC (BYND) — None — Buy

CUBESMART COM (CUBE) — Dividend — Sold

DROPBOX INC CL A (DBX) — None — Buy

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend — Sold

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Sold

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

BNY MELLON SM/MD/CAP GRW I (SDSCX) — Dividend

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

COLUMBIA SELECT LG CP GROWTH Z (UMLGX) — None — Sold

DOUBLELINE TOTAL RETURN I (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADV EMERG MKTS I (FIMKX) — Dividend

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTL GROWTH ADV (FNGZX) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend

ISHARES RESIDNTL RL EST ETF (REZ) — Dividend

ISHARES EDGE MSCI USA MIN VOL (USMV) — Dividend

MATTHEWS ASIAN JAPAN INV (MJFOX) — Dividend

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

PACER TRENDPILOT 750 ETF (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend

PIMCO INCOME (PONPX) — Dividend

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Dividend — Buy

SPDR PORTFOLIO S&P 500 GROWTH ETF (SPYG) — Sold (part)

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend

TOUCHSTONE SANDS CAP SELECT GROWTH CL Y (CFSIX) — Dividend — Buy

VANGUARD GROWTH ETF (VUG) — Dividend

WISDOMTREE TRUST JAPN HEDGE (DXJ) — Dividend

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #4 (H)

JOHN HANCOCK MGD VOL GROWTH PORTFOLIO — None

ACCOUNT #5 (H)

LPL FINANCIAL DEPOSIT ACCOUNT (cash) (X) — Interest

AGNC INVESTMENT CORP (AGNC) — Dividend — Buy

AGNC INVESTMENT CORP (AGNC) — Buy (add'l)

ANNALY CAPITAL MANAGEMENT INC (NYL) — Dividend — Buy

ANNALY CAPITAL MANAGEMENT INC (NYL) — Buy (add'l)

BEYOND MEAT INC (BYND) — None — Buy

CUBESMART COM (CUBE) — Dividend

DROPBOX INC CL A (DBX) — None — Buy

EQUITY LIFESTYLE PROPERTIES (ELS) — Dividend — Sold

ISHARES SILVER TRUST (SLV) — None — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Dividend — Buy

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Sold (part)

JP MORGAN ALERIAN MLP INDEX ETN (AMJ) — Sold

SWITCH INC CL A (SWCH) — Dividend — Buy

SWITCH INC CL A (SWCH) — Buy (add'l)

ALPS ALERIAN MLP ETF (AMLP) — Dividend — Sold

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Dividend — Buy

AMERICAN BEACON ARK TRANSFORM INNOVATION CL Y (ADNYX) — Buy (add'l)

BLACKROCK MUNIYIELD FUND INC (MYD) — Dividend — Buy

BLACKROCK MUNIYIELD FUND INC (MYD) — Buy (add'l)

BNY MELLON SMALL MID CAP GRWTH CL I (SDSCX) — Dividend

COHEN & STEERS PREF SEC&INC I (CPXIX) — Dividend

DOUBLELINE TOTAL RETURN (DBLTX) — Dividend

DOUBLELINE SHILLER ENH CAPE (DSEEX) — Dividend — Sold (part)

FIDELITY ADVISOR EMERGING MARKETS CL I (FIMKX) — None — Buy

FIRST EAGLE GOLD (FEGIX) — Dividend

FRANKLIN INTERNATIONAL GROWTH ADVANCED (FNGZX) — Dividend

ISHARES RESIDENTIAL REAL ESTATE ETF (REZ) — Dividend — Sold

ISHARES EDGE MSCI USA MIN VOL ETF (USMV) — Dividend

ISHARES MORTGAGE REAL ESTATE (REM) — Dividend — Sold

MATTHEWS ASIA JAPAN (MJFOX) — Dividend — Sold (part)

METROPOLITAN WEST TOT RET BD I (MWTIX) — Dividend

NORTHERN AZ TAX EXEMPT FUND (NOAZX) — Dividend

PACER TRENDPILOT US LARGE CAP (PTLC) — Dividend — Sold (part)

PACER TRENDPILOT US MID CAP ETF (PTMC) — Dividend

PACER TRENDPILOT 100 ETF (PTNQ) — Dividend — Buy

PACER BENCHMARK DATA & INFRA RE SECT ETF (SRVR) — Dividend

PERMANENT PORTFOLIO CL I (PRPFX) — Dividend — Buy

PGIM TOT RET BD Z (PDBZX) — Dividend — Sold (part)

PIMCO SHORT TERM P (PTSPX) — Dividend — Buy (add'l)

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (XLP) — Dividend — Buy

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR (XLP) — Sold

SPDR SERIES TRUST S&P BIOTECH ETF (XBI) — Dividend — Buy

STRATEGY NASDAQ 7 HANDL INDEX ETF (HNDL) — Dividend — Buy (add'l)

T ROWE PRICE MID CAP GR ADV (RPMGX) — Dividend

T ROWE PRICE QM US SMALL CAP GROWTH EQUITY (PRDSX) — Dividend

TRANSAMERICA BOND CL I (TFXIX) — Dividend

VANECK VECTORS MTG REIT INCOME ETF (MORT) — Dividend — Buy

VANGUARD GROWTH ETF (VUG) — Dividend

WELLS FARGO MUNI BOND (WMBIX) — Dividend

WISDOMTREE EMERG MKTS ESG (RESE) (was DIVIDEND FUND ETF (DVEM) — Dividend — Sold

WISDOMTREE TRUST JAPN HEDGE EQ (DXJ) — Dividend

WISDOMTREE EMERG MKTS CONS GRWTH FD (EMCG) — Dividend — Sold

WISDOMTREE EUROPE HEDGED EQUITY (HEDJ) — Dividend

ACCOUNT #6 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

ACCOUNT #7 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN MUTUAL 529A (CMLAX) — Dividend

ACCOUNT #8 (H)

AMERICAN AMCAP 529A (CAFAX) — Dividend

AMERICAN BALANCED 529 A (CLBAX) — Dividend

Partner, Avondale Acres Investment Partnership

Committee Member, Commission on the Future of Legal Education

Committee Member, National Conference of Bar Examiners Torts Drafting Committee

Trustee, Trust #1 (reportable assets are included in Part VII)

Partner, Avondale Acres Investment Partnership

Committee Member, Commission on the Future of Legal Education

Committee Member, National Conference of Bar Examiners Torts Drafting Committee

Trustee, Trust #1 (reportable assets are included in Part VII)

Partner, Avondale Acres Investment Partnership

Committee Member, Commission on the Future of Legal Education

Committee Member, National Conference of Bar Examiners Torts Drafting Committee

Trustee, Trust #1 (reportable assets are included in Part VII)

Agreement — 2013 — Arizona Elected Officials Retirement System; no control

Liability — Goldman Sachs — Portfolio Loan

Income — 2020 — National Conference of Bar Examiners (stipend) — $8,500.00

Spouse's income — 2020 — Arizona State Retirement System (pension)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.