Herman N. Johnson jr

403b (H)

FIDELITY: FID 500 INDEX PR — Dividend

DFA GLOBAL EQUITY PORTFOLIO INSTITUTIONAL CLASS — Dividend

FIDELITY: FID MID CAP IDX PR — Dividend

FIDELITY: SM CAP IDX PR — Dividend

FIDELITY: FID GBL XUS IDX PR — Dividend

DFA INTL VALUE I — Dividend

FIRST BANK OF TENNESSEE CASH ACCOUNT — Interest

CITIBANK CASH ACCOUNTS — Interest

SYNOVUS CASH ACCOUNT — None

WALT DISNEY CO COM — Dividend

PEPSICO INC COM — Dividend

UNITED PARCEL SERVICE CL B — Dividend

CITIBANK CD — Interest — Closed

HOME FEDERAL SAVINGS AND LOAN ASSOCIATION - CD #2 — Interest — Closed

CITIBANK CD #2 — Interest — Closed

CITIBANK CD #3 — Interest — Closed

COLLEGECOUNTS ADVISOR 529 PLAN #1 (H)

PIMCO ST 529 PF A — None — Buy (add'l)

AMER CENT EQU 529 PF A — None — Sold

PGIM TOTAL RETURN BOND 529A — None — Buy

PGIM TOTAL RETURN BOND 529A — Buy (add'l)

TRP LG CAP 529 PF A — None — Buy (add'l)

NORTH MID CAP INDEX 529 PF A — None — Buy (add'l)

NORTH SM CAP INDEX 529 PF A — None — Buy (add'l)

NEUB BER INTL SELECT 529 PF A — None — Buy (add'l)

CRED SUI COMMOD RETURN STRAT 529 PF A — None — Buy (add'l)

MAINSTAY MCKAY TOT RET BOND 529 PF A — None — Sold

NORTHERN FDS STOCK INDEX 529A — None — Buy

NORTHERN FDS STOCK INDEX 529A — Buy (add'l)

VANG EMERG MKT SEL STOCK 529 PF A — None — Buy (add'l)

COLLEGECOUNTS ADVISOR 529 PLAN #2 (H)

PIMCO ST 529 PF A — None — Buy (add'l)

AMER CENT EQU 529 PF A — None — Sold

PGIM TOTAL RETURN BOND 529A — None — Buy

PGIM TOTAL RETURN BOND 529A — Buy (add'l)

TRP LG CAP 529 PF A — None — Buy (add'l)

NORTH MID CAP INDEX 529 PF A — None — Buy (add'l)

NORTH SM CAP INDEX 529 PF A — None — Buy (add'l)

NEUB BER INTL SELECT 529 PF A — None — Buy (add'l)

CRED SUI COMMOD RETURN STRAT 529 PF A — None — Buy (add'l)

MAINSTAY MCKAY TOT RET BOND 529 PF A — None — Sold

NORTHERN FDS STOCK INDEX 529A — None — Buy

NORTHERN FDS STOCK INDEX 529A — Buy (add'l)

VANG EMERG MKT SEL STOCK 529 PF A — None — Buy (add'l)

COLLEGECOUNTS DIRECT 529 PLAN - AGE BASED #1 — None — Buy (add'l)

COLLEGECOUNTS DIRECT 529 PLAN - AGE BASED #1 — Buy (add'l)

COLLEGECOUNTS DIRECT 529 PLAN - AGE BASED #1 — Buy (add'l)

COLLEGECOUNTS DIRECT 529 PLAN - AGE BASED #2 — None — Buy (add'l)

COLLEGECOUNTS DIRECT 529 PLAN - AGE BASED #2 — Buy (add'l)

COLLEGECOUNTS DIRECT 529 PLAN - AGE BASED #2 — Buy (add'l)

BROKERAGE ACCOUNT (H)

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Interest — Buy

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Sold

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Buy

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Buy (add'l)

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Sold (part)

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Buy (add'l)

WESTERN ASSET INSTL GOVT MONEY MARKET FUND — Sold (part)

ISHARES GOLD TR ISHARES — Buy

ISHARES GOLD TR ISHARES — Buy (add'l)

ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF — Dividend — Buy

ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF — Buy (add'l)

ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF — Sold (part)

ISHARES TR RUSSELL 1000 GROWTH ETF — Dividend — Buy

ISHARES TR RUSSELL 1000 GROWTH ETF — Sold (part)

ISHARES TR RUSSELL 1000 GROWTH ETF — Buy (add'l)

ISHARES TR RUSSELL 1000 GROWTH ETF — Sold (part)

ISHARES TR RUSSELL 1000 GROWTH ETF — Buy (add'l)

ISHARES TR RUSSELL 1000 VALUE ETF — Dividend — Buy

ISHARES TR RUSSELL 1000 VALUE ETF — Buy (add'l)

ISHARES TR RUSSELL 1000 VALUE ETF — Sold (part)

ISHARES TR RUSSELL 2000 ETF — Dividend — Buy

ISHARES TR RUSSELL 2000 ETF — Buy (add'l)

PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF — Dividend — Buy

PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF — Sold

SPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF — Dividend — Buy

SPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF — Sold (part)

SPDR SER TR NUVEEN BLOOMBERG BARCLAYS MUN BD ETF — Buy (add'l)

SPDR SER TR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUN BD ETF — Dividend — Buy

SPDR SER TR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUN BD ETF — Buy (add'l)

SPDR SER TR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUN BD ETF — Sold (part)

SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF NEW — Dividend — Buy

SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF NEW — Buy (add'l)

VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF — Dividend — Buy

VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF — Buy (add'l)

VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF — Buy (add'l)

VANGUARD INTL FD FTSE DEVELOPED MKTS ETF — Dividend — Buy

VANGUARD INTL FD FTSE DEVELOPED MKTS ETF — Sold (part)

VANGUARD INTL FD FTSE DEVELOPED MKTS ETF — Buy (add'l)

VANGUARD INTL FD FTSE DEVELOPED MKTS ETF — Buy (add'l)

VANGUARD INTL FD FTSE DEVELOPED MKTS ETF — Buy (add'l)

VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDENT APPRECIATION ETF — Dividend — Buy

VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDENT APPRECIATION ETF — Buy (add'l)

ISHARES TR CORE S&P SMALL-CAP ETF — Dividend — Buy

ISHARES TR CORE S&P SMALL-CAP ETF — Buy (add'l)

ISHARES TR LATIN AMER 40 ETF — Dividend — Buy

ISHARES TR LATIN AMER 40 ETF — Buy (add'l)

ISHARES TR GLOBAL REIT ETF — Dividend — Buy

ISHARES TR GLOBAL REIT ETF — Buy (add'l)

ISHARES TR MTG REAL ESTATE ETF — Dividend — Buy

ISHARES TR MSCI EAFE SMALL CAP ETF — Dividend — Buy

ADJUNCT PROFESSOR (JANUARY 11, 2021 - APRIL 20, 2021), SAMFORD UNIVERSITY - CUMBERLUND SCHOOL OF LAW

Agreement — 2010-2020 — Samford University 403(b) retirement plan, managed by Fidelity Investments

Agreement — 2010-2020 — Samford University defined benefit pension plan

Agreement — 11/19/20 — Samford University Cumberland School of Law: Adjunct Professor (January 11, 2021 - April 20, 2021)

Spouse's income — 2020 — Wilkinson, Walsh, LLP; Salary