Daniel A. Guy jr

2020

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

444
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

As filed

ETF: VNQ — Dividend

Ameritrade Joint Brokerage Acct. (H)

Ameritrade Money Market Account — Interest

American Tower (Common) — Dividend — Sold

Annaly Capital Mgmt. (Common) — Dividend

Apple (Common) — Dividend — Sold (part)

Archer Daniels Midland (Common) — Dividend — Buy

Berkshire Hathaway — None — Buy (add'l)

Compass Holdings (Common) — Dividend

Ecolab (Common) — Dividend — Buy (add'l)

Ecolab (Common) — Sold

EOG Resources (Common) — Dividend

Cyber Security HACK (ETF) — Dividend — Buy

Ishares Biotech (ETF) — Dividend

Ishares Silver (ETF) — None

Ishare Clean Energy (ETF) — Dividend — Buy

Kinder Morgan (Common) — Dividend

Microsoft (Common) — Dividend — Buy (add'l)

Monmouth Real Estate (REIT) — Distribution — Sold

Pepsi Co (Common) — Dividend — Buy

S&P Energy--XLE (ETF) — Dividend

S&P Health--XLV (ETF) — Dividend

SPDR Gold--GLD (ETF) — None

Third Point Reinsurance (Common) — None — Sold

Vanguard Short Corp Bond (ETF) — Interest — Sold

Vanguard Inflation Protect (ETF) — Interest — Buy

Vanguard Short Term Treasury (ETF) — Interest — Buy

Vodaphone (Common) — Dividend

Weyerhouser (Common) — Dividend

Burlington Northern (Corp Bond) — Interest

Citibank (Cert of Deposit) — Interest

General Electric (Corp Bond) — Interest

Goldman Sachs (Corp Bond) — Interest

JP Morgan (Corp Bond) — Interest

Marsh & McClellan (Corp Bond) — Interest

PNC Bank (Cert of Deposit) — Interest — Redeemed

RBS Citizens Bank (Cert of Deposit) — Interest — Redeemed

Sysco (Corp Bond) — Interest

Wells Fargo (Cert of Deposit) — Interest — Redeemed

Ally Bank Accounts (H)

Ally Bank Joint Money Market Account — Interest

Ally Bank Joint 2-Year CD — Interest — Matured

Ally No Penalty CD (Proceeds from 2-Year CD) — Interest — Open

Ally Joint Savings Account — Interest

Schwab Inherited IRA Account: (H)

Money market account — Interest — Distributed (part)

ETF--Emerging Markets (SCHE) — Dividend — Sold

ETF--Common Stocks (SCHB) — Dividend — Buy (add'l)

ETF: Large Caps (SCHV) — Dividend

ETF--Bonds (EDV) — Interest — Sold (part)

ETF--Bonds (EDV) — Sold (part)

ETF: Gadsen (GDMA) — Dividend

ETF: US Stocks (QUAL) — Dividend — Buy (add'l)

ETF: Gold (SGOL) — Dividend — Buy (add'l)

ETF: REIT (SCHH) — Dividend — Sold

ETF: Ishares (MTUM) — Dividend — Sold

ETF: Emer Mkts (FNDE) — Dividend — Sold

ETF: International (SCHF) — Dividend

ETF: Treasuries (SCHP) — Interest — Sold

ETF: Resources (GNR) — Dividend — Sold

ETF: International Quantitative (IMOM) — Dividend — Buy

ETF: US Quantitative (QMOM) — Dividend — Buy

ETF: Ishares Asia (AIA) — Dividend — Buy

ETF: Ishares Tech (IGV) — Dividend — Buy

ETF: Ishares Bonds (LQD) — Dividend — Buy

ETF: Ishare Silver (SLV) — None — Buy

ETF: Pimco Treasureies (LTPZ) — Interest — Buy

ETF: Schwab Large Cap (SCHG) — Dividend — Buy

ETF: Vaneck Gold (GDX) — Dividend — Buy

ETF: China (ASHR) — Dividend — Buy

Charles Schwab Trust Account (H)

Charles Schwab Money Market/Cash — Interest — Distributed (part)

Aflac Inc. (Bond due 2/15/22) — Interest — Redeemed

Bank of America (Bond due 1/22/24) — Interest

EMC Corp (Bond due 6/1/20) — Interest — Matured

Florida Power (Bond due 8/15/21) — Interest

HCP Inc (Bond due 11/15/23) — Interest

U.S. Treasury Notes — Interest — Matured

BNSF (Bond due 3/15/22) — Interest

Wells Fargo (Cert. of Deposit) — Interest — Matured

Morgan Stanley (Cert of Deposit) — Interest

JP Morgan Chase (Cert of Deposit) — Interest — Redeemed

Johnson & Johnson (Common) — Dividend — Buy (add'l)

ETF: BAB — Interest — Buy

ETF: CUT — Dividend — Buy

Goldman Sachs (Common) — Dividend — Buy

Goldman Sachs (Common) — Sold

ETF: QQQ — Dividend — Sold (part)

ETF: IVV — Dividend — Buy (add'l)

ETF: ICLN — Dividend — Buy

ETF: GDX — None — Buy (add'l)

ETF: XLU — Dividend

ETF: XLF — Dividend — Buy

ETF: XLE — Dividend — Buy (add'l)

ETF: XLB — Dividend

ETF: XLK — Dividend — Sold (part)

ETF: GLD — None — Buy (add'l)

ETF: VWO — Dividend

ETF: VO — Dividend

ETF: VNQI — Dividend — Buy (add'l)

ETF: VXUS — Dividend

ETF: VTI — Dividend

ETF: XBI — Dividend

ETF: VMBS — Dividend — Sold

ETF: VCSH — Interest — Sold

ETF: VGSH — Interest — Buy

Charles Schwab Joint Brokerage Acct: Almanac (H)

PIMCO ETF: LTPZ — Interest — Buy (add'l)

PIMCO ETF: LTPZ — Buy (add'l)

Select Sector ETF: GNR — Dividend

Ishares ETF: EEM — Dividend — Sold

Schwab ETF: SCHE — Dividend — Sold

Schwab ETF: SCHX — Dividend — Buy (add'l)

Schwab ETF: SCHX — Sold (part)

Vanguard ETF: EDV — Dividend — Buy (add'l)

Vanguard ETF: EDV — Sold (part)

ETFS ETF: SGOL — Dividend — Buy (add'l)

ETFS ETF: SGOL — Buy (add'l)

ETF: GDG — Dividend — Sold

ETF: GDMA — Dividend — Buy (add'l)

ETF: GDMA — Buy (add'l)

ETF: IVAL — Dividend — Sold

ETF: PDBC — Dividend — Sold

ETF: SCHF — Dividend — Buy (add'l)

ETF: EMLC — Dividend — Sold

ETF: GDXJ — Dividend — Sold

ETF: VDE — Dividend — Sold

ETF: IMOM — Dividend — Buy

ETF: QMOM — Dividend — Buy

ETF: MLPA — Dividend — Buy

ETF: AIA — Dividend — Buy

ETF: SLV — None — Buy

ETF: SCHB — Dividend — Buy

ETF: SCHG — Dividend — Buy

ETF: GDX — Dividend — Buy

Navy Federal Credit Union Money Market Acct. — Interest — Closed

Ameritrade IRA (H)

Amazon (Common) — None — Sold

Ericson (Common) — Dividend — Buy

Ameritratde Money Market — Interest

ING Variable Annuity (Growth Fund of America) — Dividend

Mass Mutual Universal Life Policy — Dividend

MFS Growth Fund (Inherited IRA) — Distribution — Redeemed (part)

Kerisdale Partners Limited Partnership — Distribution — Buy (add'l)

Double Eagle Inc. (Promissory Note) — Interest — Open

Ameritrade Joint Brokerage Acct. (H)

Ameritrade Money Market Account — Interest

American Tower (Common) — Dividend — Sold

Annaly Capital Mgmt. (Common) — Dividend

Apple (Common) — Dividend — Sold (part)

Archer Daniels Midland (Common) — Dividend — Buy

Berkshire Hathaway — None — Buy (add'l)

Compass Holdings (Common) — Dividend

Ecolab (Common) — Dividend — Buy (add'l)

Ecolab (Common) — Sold

EOG Resources (Common) — Dividend

Cyber Security HACK (ETF) — Dividend — Buy

Ishares Biotech (ETF) — Dividend

Ishares Silver (ETF) — None

Ishare Clean Energy (ETF) — Dividend — Buy

Kinder Morgan (Common) — Dividend

Microsoft (Common) — Dividend — Buy (add'l)

Monmouth Real Estate (REIT) — Distribution — Sold

Pepsi Co (Common) — Dividend — Buy

S&P Energy--XLE (ETF) — Dividend

S&P Health--XLV (ETF) — Dividend

SPDR Gold--GLD (ETF) — None

Third Point Reinsurance (Common) — None — Sold

Vanguard Short Corp Bond (ETF) — Interest — Sold

Vanguard Inflation Protect (ETF) — Interest — Buy

Vanguard Short Term Treasury (ETF) — Interest — Buy

Vodaphone (Common) — Dividend

Weyerhouser (Common) — Dividend

Burlington Northern (Corp Bond) — Interest

Citibank (Cert of Deposit) — Interest

General Electric (Corp Bond) — Interest

Goldman Sachs (Corp Bond) — Interest

JP Morgan (Corp Bond) — Interest

Marsh & McClellan (Corp Bond) — Interest

PNC Bank (Cert of Deposit) — Interest — Redeemed

RBS Citizens Bank (Cert of Deposit) — Interest — Redeemed

Sysco (Corp Bond) — Interest

Wells Fargo (Cert of Deposit) — Interest — Redeemed

Ally Bank Accounts (H)

Ally Bank Joint Money Market Account — Interest

Ally Bank Joint 2-Year CD — Interest — Matured

Ally No Penalty CD (Proceeds from 2-Year CD) — Interest — Open

Ally Joint Savings Account — Interest

Schwab Inherited IRA Account: (H)

Money market account — Interest — Distributed (part)

ETF--Emerging Markets (SCHE) — Dividend — Sold

ETF--Common Stocks (SCHB) — Dividend — Buy (add'l)

ETF: Large Caps (SCHV) — Dividend

ETF--Bonds (EDV) — Interest — Sold (part)

ETF--Bonds (EDV) — Sold (part)

ETF: Gadsen (GDMA) — Dividend

ETF: US Stocks (QUAL) — Dividend — Buy (add'l)

ETF: Gold (SGOL) — Dividend — Buy (add'l)

ETF: REIT (SCHH) — Dividend — Sold

ETF: Ishares (MTUM) — Dividend — Sold

ETF: Emer Mkts (FNDE) — Dividend — Sold

ETF: International (SCHF) — Dividend

ETF: Treasuries (SCHP) — Interest — Sold

ETF: Resources (GNR) — Dividend — Sold

ETF: International Quantitative (IMOM) — Dividend — Buy

ETF: US Quantitative (QMOM) — Dividend — Buy

ETF: Ishares Asia (AIA) — Dividend — Buy

ETF: Ishares Tech (IGV) — Dividend — Buy

ETF: Ishares Bonds (LQD) — Dividend — Buy

ETF: Ishare Silver (SLV) — None — Buy

ETF: Pimco Treasureies (LTPZ) — Interest — Buy

ETF: Schwab Large Cap (SCHG) — Dividend — Buy

ETF: Vaneck Gold (GDX) — Dividend — Buy

ETF: China (ASHR) — Dividend — Buy

Charles Schwab Trust Account (H)

Charles Schwab Money Market/Cash — Interest — Distributed (part)

Aflac Inc. (Bond due 2/15/22) — Interest — Redeemed

Bank of America (Bond due 1/22/24) — Interest

EMC Corp (Bond due 6/1/20) — Interest — Matured

Florida Power (Bond due 8/15/21) — Interest

HCP Inc (Bond due 11/15/23) — Interest

U.S. Treasury Notes — Interest — Matured

BNSF (Bond due 3/15/22) — Interest

Wells Fargo (Cert. of Deposit) — Interest — Matured

Morgan Stanley (Cert of Deposit) — Interest

JP Morgan Chase (Cert of Deposit) — Interest — Redeemed

Johnson & Johnson (Common) — Dividend — Buy (add'l)

ETF: BAB — Interest — Buy

ETF: CUT — Dividend — Buy

Goldman Sachs (Common) — Dividend — Buy

Goldman Sachs (Common) — Sold

ETF: QQQ — Dividend — Sold (part)

ETF: IVV — Dividend — Buy (add'l)

ETF: ICLN — Dividend — Buy

ETF: GDX — None — Buy (add'l)

ETF: XLU — Dividend

ETF: XLF — Dividend — Buy

ETF: XLE — Dividend — Buy (add'l)

ETF: XLB — Dividend

ETF: XLK — Dividend — Sold (part)

ETF: GLD — None — Buy (add'l)

ETF: VWO — Dividend

ETF: VO — Dividend

ETF: VNQ — Dividend

ETF: VNQI — Dividend — Buy (add'l)

ETF: VXUS — Dividend

ETF: VTI — Dividend

ETF: XBI — Dividend

ETF: VMBS — Dividend — Sold

ETF: VCSH — Interest — Sold

ETF: VGSH — Interest — Buy

Charles Schwab Joint Brokerage Acct: Almanac (H)

PIMCO ETF: LTPZ — Interest — Buy (add'l)

PIMCO ETF: LTPZ — Buy (add'l)

Select Sector ETF: GNR — Dividend

Ishares ETF: EEM — Dividend — Sold

Schwab ETF: SCHE — Dividend — Sold

Schwab ETF: SCHX — Dividend — Buy (add'l)

Schwab ETF: SCHX — Sold (part)

Vanguard ETF: EDV — Dividend — Buy (add'l)

Vanguard ETF: EDV — Sold (part)

ETFS ETF: SGOL — Dividend — Buy (add'l)

ETFS ETF: SGOL — Buy (add'l)

ETF: GDG — Dividend — Sold

ETF: GDMA — Dividend — Buy (add'l)

ETF: GDMA — Buy (add'l)

ETF: IVAL — Dividend — Sold

ETF: PDBC — Dividend — Sold

ETF: SCHF — Dividend — Buy (add'l)

ETF: EMLC — Dividend — Sold

ETF: GDXJ — Dividend — Sold

ETF: VDE — Dividend — Sold

ETF: IMOM — Dividend — Buy

ETF: QMOM — Dividend — Buy

ETF: MLPA — Dividend — Buy

ETF: AIA — Dividend — Buy

ETF: SLV — None — Buy

ETF: SCHB — Dividend — Buy

ETF: SCHG — Dividend — Buy

ETF: GDX — Dividend — Buy

Navy Federal Credit Union Money Market Acct. — Interest — Closed

Ameritrade IRA (H)

Amazon (Common) — None — Sold

Ericson (Common) — Dividend — Buy

Ameritratde Money Market — Interest

ING Variable Annuity (Growth Fund of America) — Dividend

Mass Mutual Universal Life Policy — Dividend

MFS Growth Fund (Inherited IRA) — Distribution — Redeemed (part)

Kerisdale Partners Limited Partnership — Distribution — Buy (add'l)

Double Eagle Inc. (Promissory Note) — Interest — Open

Ameritrade Joint Brokerage Acct. (H)

Ameritrade Money Market Account — Interest

American Tower (Common) — Dividend — Sold

Annaly Capital Mgmt. (Common) — Dividend

Apple (Common) — Dividend — Sold (part)

Archer Daniels Midland (Common) — Dividend — Buy

Berkshire Hathaway — None — Buy (add'l)

Compass Holdings (Common) — Dividend

Ecolab (Common) — Dividend — Buy (add'l)

Ecolab (Common) — Sold

EOG Resources (Common) — Dividend

Cyber Security HACK (ETF) — Dividend — Buy

Ishares Biotech (ETF) — Dividend

Ishares Silver (ETF) — None

Ishare Clean Energy (ETF) — Dividend — Buy

Kinder Morgan (Common) — Dividend

Microsoft (Common) — Dividend — Buy (add'l)

Monmouth Real Estate (REIT) — Distribution — Sold

Pepsi Co (Common) — Dividend — Buy

S&P Energy--XLE (ETF) — Dividend

S&P Health--XLV (ETF) — Dividend

SPDR Gold--GLD (ETF) — None

Third Point Reinsurance (Common) — None — Sold

Vanguard Short Corp Bond (ETF) — Interest — Sold

Vanguard Inflation Protect (ETF) — Interest — Buy

Vanguard Short Term Treasury (ETF) — Interest — Buy

Vodaphone (Common) — Dividend

Weyerhouser (Common) — Dividend

Burlington Northern (Corp Bond) — Interest

Citibank (Cert of Deposit) — Interest

General Electric (Corp Bond) — Interest

Goldman Sachs (Corp Bond) — Interest

JP Morgan (Corp Bond) — Interest

Marsh & McClellan (Corp Bond) — Interest

PNC Bank (Cert of Deposit) — Interest — Redeemed

RBS Citizens Bank (Cert of Deposit) — Interest — Redeemed

Sysco (Corp Bond) — Interest

Wells Fargo (Cert of Deposit) — Interest — Redeemed

Ally Bank Accounts (H)

Ally Bank Joint Money Market Account — Interest

Ally Bank Joint 2-Year CD — Interest — Matured

Ally No Penalty CD (Proceeds from 2-Year CD) — Interest — Open

Ally Joint Savings Account — Interest

Schwab Inherited IRA Account: (H)

Money market account — Interest — Distributed (part)

ETF--Emerging Markets (SCHE) — Dividend — Sold

ETF--Common Stocks (SCHB) — Dividend — Buy (add'l)

ETF: Large Caps (SCHV) — Dividend

ETF--Bonds (EDV) — Interest — Sold (part)

ETF--Bonds (EDV) — Sold (part)

ETF: Gadsen (GDMA) — Dividend

ETF: US Stocks (QUAL) — Dividend — Buy (add'l)

ETF: Gold (SGOL) — Dividend — Buy (add'l)

ETF: REIT (SCHH) — Dividend — Sold

ETF: Ishares (MTUM) — Dividend — Sold

ETF: Emer Mkts (FNDE) — Dividend — Sold

ETF: International (SCHF) — Dividend

ETF: Treasuries (SCHP) — Interest — Sold

ETF: Resources (GNR) — Dividend — Sold

ETF: International Quantitative (IMOM) — Dividend — Buy

ETF: US Quantitative (QMOM) — Dividend — Buy

ETF: Ishares Asia (AIA) — Dividend — Buy

ETF: Ishares Tech (IGV) — Dividend — Buy

ETF: Ishares Bonds (LQD) — Dividend — Buy

ETF: Ishare Silver (SLV) — None — Buy

ETF: Pimco Treasureies (LTPZ) — Interest — Buy

ETF: Schwab Large Cap (SCHG) — Dividend — Buy

ETF: Vaneck Gold (GDX) — Dividend — Buy

ETF: China (ASHR) — Dividend — Buy

Charles Schwab Trust Account (H)

Charles Schwab Money Market/Cash — Interest — Distributed (part)

Aflac Inc. (Bond due 2/15/22) — Interest — Redeemed

Bank of America (Bond due 1/22/24) — Interest

EMC Corp (Bond due 6/1/20) — Interest — Matured

Florida Power (Bond due 8/15/21) — Interest

HCP Inc (Bond due 11/15/23) — Interest

U.S. Treasury Notes — Interest — Matured

BNSF (Bond due 3/15/22) — Interest

Wells Fargo (Cert. of Deposit) — Interest — Matured

Morgan Stanley (Cert of Deposit) — Interest

JP Morgan Chase (Cert of Deposit) — Interest — Redeemed

Johnson & Johnson (Common) — Dividend — Buy (add'l)

ETF: BAB — Interest — Buy

ETF: CUT — Dividend — Buy

Goldman Sachs (Common) — Dividend — Buy

Goldman Sachs (Common) — Sold

ETF: QQQ — Dividend — Sold (part)

ETF: IVV — Dividend — Buy (add'l)

ETF: ICLN — Dividend — Buy

ETF: GDX — None — Buy (add'l)

ETF: XLU — Dividend

ETF: XLF — Dividend — Buy

ETF: XLE — Dividend — Buy (add'l)

ETF: XLB — Dividend

ETF: XLK — Dividend — Sold (part)

ETF: GLD — None — Buy (add'l)

ETF: VWO — Dividend

ETF: VO — Dividend

ETF: VNQ — Dividend

ETF: VNQI — Dividend — Buy (add'l)

ETF: VXUS — Dividend

ETF: VTI — Dividend

ETF: XBI — Dividend

ETF: VMBS — Dividend — Sold

ETF: VCSH — Interest — Sold

ETF: VGSH — Interest — Buy

Charles Schwab Joint Brokerage Acct: Almanac (H)

PIMCO ETF: LTPZ — Interest — Buy (add'l)

PIMCO ETF: LTPZ — Buy (add'l)

Select Sector ETF: GNR — Dividend

Ishares ETF: EEM — Dividend — Sold

Schwab ETF: SCHE — Dividend — Sold

Schwab ETF: SCHX — Dividend — Buy (add'l)

Schwab ETF: SCHX — Sold (part)

Vanguard ETF: EDV — Dividend — Buy (add'l)

Vanguard ETF: EDV — Sold (part)

ETFS ETF: SGOL — Dividend — Buy (add'l)

ETFS ETF: SGOL — Buy (add'l)

ETF: GDG — Dividend — Sold

ETF: GDMA — Dividend — Buy (add'l)

ETF: GDMA — Buy (add'l)

ETF: IVAL — Dividend — Sold

ETF: PDBC — Dividend — Sold

ETF: SCHF — Dividend — Buy (add'l)

ETF: EMLC — Dividend — Sold

ETF: GDXJ — Dividend — Sold

ETF: VDE — Dividend — Sold

ETF: IMOM — Dividend — Buy

ETF: QMOM — Dividend — Buy

ETF: MLPA — Dividend — Buy

ETF: AIA — Dividend — Buy

ETF: SLV — None — Buy

ETF: SCHB — Dividend — Buy

ETF: SCHG — Dividend — Buy

ETF: GDX — Dividend — Buy

Navy Federal Credit Union Money Market Acct. — Interest — Closed

Ameritrade IRA (H)

Amazon (Common) — None — Sold

Ericson (Common) — Dividend — Buy

Ameritratde Money Market — Interest

ING Variable Annuity (Growth Fund of America) — Dividend

Mass Mutual Universal Life Policy — Dividend

MFS Growth Fund (Inherited IRA) — Distribution — Redeemed (part)

Kerisdale Partners Limited Partnership — Distribution — Buy (add'l)

Double Eagle Inc. (Promissory Note) — Interest — Open

The following is a response to the Committee on Financial Disclosure letter dated December 7, 2018:

The second paragraph of the letter states that "In Part VII, lines 73, 116-120, 122-124, 127, 129 and 130, you listed various assets which were not in your prior

(2016 amended) report." In fact, I reported these same assets on lines 63-64, lines 122-123, 125, and lines 127-137 of my 2016 amended report. The difference

is that in my original report for 2017, I dropped the practice of providing a generic description of each exchange traded fund (ETF) in Column A, Description of

Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g., "ETF: IVV". ETF: IVV, reported on line 116 of my 2017 original report was

formerly reported on line 122 of my 2016 amended report as "iShares S&P Index".

As suggested in the third paragraph of the letter, I have reported "None" in Column B(2) for the income associated with the each of the assets in question.

The fourth paragraph of the letter states that "In Part VII, lines 40-44, 46, 47, 49, 50, 53-57, 59, 122, 123, 125, 127-137, and 186-188, in your prior (2016

amended) report you listed various assets, but you did not list these assets in your current (2017) report."

A. Lines 39-60, and 186-188 of my 2016 amended report identify assets owned in a brokerage account and college savings plans,

respectively. Because the in 2017, as reported in the headers on lines 37 and 184-185 of my original 2017 report, I deleted those

assets from the report. I now understand that I was expected to have reported the assets with a (Y) in Column A. As I no longer this

specific issue will not reoccur in the future.

B. As for lines 122, 123, 125, and 127-137 reported in my 2016 amended report, these same assets are reported on lines 116-130 of my original 2017 report. The

difference is (as explained above) that in my original report for 2017, I dropped the practice of providing a generic description of each exchange traded fund (ETF)

in Column A, Description of Assets, and instead reported the asset as an ETF, followed by the ticker symbol, e.g., "ETF: IVV".

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.