Ferdinand Francis Fernandez

Accts. at Wells Fargo Bank — Interest

Accts. at JP Morgan Chase — Interest

Accts. at Bank of America — Interest

Accts. at Union Bank — Interest

Accts. at California Bank and Trust — Interest

Accts. at Pacific Western Bank — Interest

Accts. at U.S. Bank — Interest

Accts. at Community Commerce Bank — Interest

Accts at Bank of the West — Interest

Accts. at Citizens Business Bank — Interest

Accts. at Pacific Premier Bank — Interest

Acct. at F&M Bank Clarksville Tenn. — Interest — Closed

Acct. at Morgan Stanley Private Bank — Interest — Closed

Acct. at BMO Harris Bank — Interest — Closed

Acct. at East West Bank — Interest

Acct. at Pinnacle Bank, Nashville, TN — Interest — Open

Acct. at Goldman Sachs Bank — Interest — Closed

Acct. at Bank of India — Interest — Open

Acct. at Westfield Bank, Mass. — Interest — Open

Fidelity MMKT Cap. Reserves CL — Dividend

Am. Fund Cap Income Builder; Cl A — Dividend

Am. Fund New Economy Cl A — Dividend

Income Fund of America Cl A — Dividend

Am. Cap. Fund Cl A — Dividend

Am. Fund Balanced Fund Cl A — Dividend

Am Fund Growth Fund Cl A — Dividend

Am Fund, Inv. Co. of America Cl A — Dividend

Am. Wash. Mut. Inv. Fund Cl A — Dividend

Invesco Van Kampen Am. Franchise Fund Cl A — Dividend

Invesco Van Kampen Real Estate Fund Cl A — Dividend

Invesco Van Kampen Comstock Fund Cl A — Dividend

Select Notes Trust Sec. LT #5 — Interest

GNMA Pool Cert. — Interest

Trust #1; Income Beneficiary, Wells Fargo, Trustee (Items 35-130)

(a) Wells Fargo Cash — Interest

(b) SPDR D.J. Wilshire Int'l. Real Estate — Dividend — Sold

(c-i) AMEX Consumer DISCT SPDR — Dividend — Sold

(d-i) Consumer Staples Sec SPDR — Dividend — Sold (part)

(d-ii) Same as (d-i) — Buy (add'l)

(e) Financial Select Sec. SPDR — Dividend — Sold

(f-i) Health Care Select Sec. SPDR — Dividend — Buy (add'l)

(f-ii) Same as (f-i) — Sold (part)

(f-iii) Same as (f-i) — Buy (add'l)

(f-iv) Same as (f-i) — Sold (part)

(g-i) AMEX Industrial SPDR — Dividend — Sold (part)

(g-ii) Same as (g-i) — Sold

(h-i) AMEX Technology SPDR — Dividend — Sold (part)

(h-ii) Same as (h-i) — Buy (add'l)

(h-iii) Same as (h-i) — Sold (part)

(h-iv) Same as (h-i) — Buy (add'l)

(i-i) I Shares S&P Midcap 400 Growth — Dividend — Buy (add'l)

(i-ii) Same as (i-i) — Sold (part)

(i-iii) Same as (i-i) — Sold

(j-i) I Shares S&P Midcap 400 Value — Dividend — Sold (part)

(j-ii) Same as (j-i) — Buy (add'l)

(j-iii) Same as (j-i) — Sold

(k-i) Fidelity New Markets Income Fund Class 1 — Dividend — Buy (add'l)

(k-ii) Same as (k-i) — Buy (add'l)

(l-i) Vanguard FTSE Developed Markets ETF — Dividend — Sold (part)

(l-ii) Same as (l-i) — Sold (part)

(l-iii) Same as (l-i) — Sold (part)

(l-iv) Same as (l-i) — Sold (part)

(l-v) Same as (l-i) — Sold (part)

(m) T Rowe Price Real Estate Fund #432 — Dividend — Sold

(n-i) Vanguard Intermediate Term B — Dividend — Buy (add'l)

(n-ii) Same as (n-i) — Buy (add'l)

(n-iii) Same as (n-i) — Sold (part)

(n-iv) Same as (n-i) — Sold (part)

(n-v) Same as (n-i) — Sold (part)

(o) Vanguard Short Term Bond ETF — Dividend — Sold

(p-i) Eaton Vance Global Macro Absolute Return Adv. Fund-Class R6#1072 — Dividend — Buy (add'l)

(cont. p-i) (Formerly Class I #208) See Part VIII

(p-ii) Same as (p-i) — Sold (part)

(p-iii) Same as (p-i) — Buy (add'l)

(p-iv) Same as (p-i) — Buy (add'l)

(p-v) Same as (p-i) — Buy (add'l)

(q-i) TCW Emrg Mkts Incm. 14721 — Dividend — Buy (add'l)

(q-ii) Same as (q-i) — Buy (add'l)

(q-iii) Same as (q-i) — Buy (add'l)

(r-i) I Shares Russell 2000 ETF — Dividend — Buy (add'l)

(r-ii) Same as (r-i) — Sold (part)

(r-iii) Same as (r-i) — Buy (add'l)

(r-iv) Same as (r-i) — Sold (part)

(r-v) Same as (r-i) — Buy (add'l)

(s-i) I Shares Core MSCI Emerging Mks. — Dividend — Sold (part)

(s-ii) Same as (s-i) — Sold (part)

(s-iii) Same as (s-i) — Sold (part)

(s-iv) Same as (s-i) — Buy (add'l)

(t-i) I Shares TRS and P 1500 Index Fd — Dividend — Buy (add'l)

(t-ii) Same as (t-i) — Sold (part)

(t-iii) Same as (t-i) — Sold (part)

(t-iv) Same as (t-i) — Sold (part)

(t-v) Same as (t-i) — Sold (part)

(u-i) Vanguard Midcap Viper — Dividend — Buy (add'l)

(u-ii) Same as (u-i) — Buy (add'l)

(u-iii) Same as (u-i) — Buy (add'l)

(u-iv) Same as (u-i) — Buy (add'l)

(u-v) Same as (u-i) — Buy (add'l)

(u-vi) Same as (u-i) — Sold (part)

(v-i) I Share Core U.S. Aggregate — Dividend — Buy (add'l)

(v-ii) Same as (v-i) — Buy (add'l)

(v-iii) Same as (v-i) — Buy (add'l)

(v-iv) Same as (v-i) — Sold (part)

(v-v) Same as (v-i) — Buy (add'l)

(v-vi) Same as (v-i) — Buy (add'l)

(w-i) Principal High Yield - R6#4264 — Dividend — Buy (add'l)

(w-ii) Same as (w-i) — Buy (add'l)

(w-iii) Same as (w-i) — Sold (part)

(x-i) PGIM High Yield DQ #1067 — Dividend — Buy

(x-ii) Same as (x-i) — Buy (add'l)

(y-i) PIMCO High Yield FD - INST #108 — Dividend — Buy

(y-ii) Same as (y-i) — Buy (add'l)

(z-i) I Shares MSCI USA Quality Factor — Dividend — Buy

(z-ii) Same as (z-i) — Buy (add'l)

(z-iii) Same as (z-i) — Sold (part)

(z-iv) Same as (z-i) — Sold (part)

(z-v) Same as (z-i) — Sold (part)

(aa-i) Vanguard Dividend Appreciation — Dividend — Buy

(aa-ii) Same as (aa-i) — Buy (add'l)

(aa-iii) Same as (aa-i) — Sold (part)

(aa-iv) Same as (aa-i) — Sold (part)

(bb-i) James Alpha GC Real Estate — Dividend — Buy

(bb-ii) Same as (bb-i) — Buy (add'l)

(bb-iii) Same as (bb-i) — Buy (add'l)

(bb-iv) Same as (bb-i) — Sold

(cc-i) PowerShares DB Optimum Yield Diversified (when purchased known — Dividend — Buy

(cc-i cont.) as Invesco Optimum Yield Diversified)

(cc-ii) Same as (cc-i) — Buy (add'l)

(cc-iii) Same as (cc-i) — Sold (part)

(cc-iv) Same as (cc-i) — Sold (part)

1) Item 71: On September 15, 2020, the shares of Eaton Vance Global Macro Absolute Return Adv. Fund Class I #208 were exchanged for shares of Eaton Vance

Global Macro Absolute Return Adv. Fund Class R6#1072 of same value and cost basis.