Susan Paradise Baxter

What was filed

506
investments
1
positions
0
gifts
2
agreements
0
debts
0
reimbursements
1
income
0
spouse income

Named parties

San Francisco Judges' Retirement (pension)

As filed

Individual Assets (H)

Banco Santander (cash) — Interest

Trees (Spain) — None

Account #1 (H)

UBS Money Fund, Inc. Deposit A/C (cash) — Interest

Adobe Systems (ADBE) — None — Sold (part)

Advance Auto Parts Inc (AAP) — Dividend

Akamai Tech (AKAM) — None — Sold (part)

Akamai Tech (AKAM) — Sold (part)

Alcon Inc CHF (ALC) — None — Buy

Alcon Inc CHF (ALC) — Buy (add'l)

Alexion Phar (ALXN) — None — Buy (add'l)

Alibaba Group Hldg (BABA) — None — Sold (part)

Alibaba Group Hldg (BABA) — Sold (part)

Alphabet Inc CL A (GOOGL) — None — Sold

Alphabet Inc CL C (GOOG) — None — Sold

Amazon.com (AMZN) — None — Sold (part)

Amazon.com (AMZN) — Buy (add'l)

American Express (AXP) — Dividend — Sold (part)

American Express (AXP) — Sold (part)

American Express (AXP) — Sold

Amgen Inc. (AMGN) — Dividend — Buy

Amgen Inc. (AMGN) — Buy (add'l)

Anheuser Busch (BUD) — Dividend — Sold (part)

Apple Inc (AAPL) — Dividend — Buy (add'l)

Apple Inc (AAPL) — Buy (add'l)

Apple Inc (AAPL) — Sold (part)

Aptiv PLC (APTV) — None — Buy

Aptiv PLC (APTV) — Buy (add'l)

ASML Holding NV Spon Adr (ASML) — None — Buy

Atlassian Corp PLC Cl A (TEAM) — None — Buy

Atlassian Corp PLC Cl A (TEAM) — Buy (add'l)

Biomarin Pharmaceutical Inc (BMRN) — None

Blackrock Inc (BLK) — None — Sold

Carrier Global Corp (CARR) — None — Spinoff (from line 133)

Carrier Global Corp (CARR) — Sold

C H Robinson Worldwide Inc New (CHRW) — Dividend — Buy (add'l)

C H Robinson Worldwide Inc New (CHRW) — Buy (add'l)

C H Robinson Worldwide Inc New (CHRW) — Sold (part)

C H Robinson Worldwide Inc New (CHRW) — Sold

Comcast (CMCSA) — Dividend — Buy (add'l)

Comcast (CMCSA) — Buy (add'l)

Comcast (CMCSA) — Sold (part)

Costco Whoesale (COST) — Dividend

Ecolab Inc (ECL) — Dividend — Sold (part)

Ecolab Inc (ECL) — Buy (add'l)

Equinix Inc REIT (EQIX) — Dividend

Facebook Inc (FB) — None — Buy (add'l)

Fidelity Natl Info Svcs (FIS) — Dividend — Buy (add'l)

Fidelity Natl Info Svcs (FIS) — Buy (add'l)

Grainger WW (GWW) — Dividend — Buy (add'l)

Home Depot (HD) — Dividend — Sold (part)

Home Depot (HD) — Buy (add'l)

IHS Markit Ltd (INFO) — Dividend — Buy (add'l)

Johnson & Johnson (JNJ) — Dividend — Sold (part)

Johnson & Johnson (JNJ) — Sold (part)

Johnson & Johnson (JNJ) — Sold

Linde PLC Eur (LIN) — Dividend — Sold (part)

Linde PLC Eur (LIN) — Sold (part)

Linde PLC Eur (LIN) — Sold

MC Cormick & Co (MKC) — Dividend — Sold (part)

MC Cormick & Co (MKC) — Sold (part)

MC Cormick & Co (MKC) — Sold

Microsoft Corp (MSFT) — Dividend

Monster Beverage Corp New Com (MNST) — None — Buy

Monster Beverage Corp New Com (MNST) — Buy (add'l)

Nutanix Inc Cl A (NTNX) — None — Buy (add'l)

Nvidia Corp (NVDA) — Dividend — Sold (part)

Nvidia Corp (NVDA) — Sold (part)

NXP Semiconductors NV Com Eur (NXPI) — Dividend — Buy

NXP Semiconductors NV Com Eur (NXPI) — Buy (add'l)

Oracle Corp (ORCL) — Dividend — Sold (part)

Oracle Corp (ORCL) — Sold (part)

Oracle Corp (ORCL) — Sold

Otis Worldwide Corp (OTIS) — Dividend — Spinoff (from line 133)

Otis Worldwide Corp (OTIS) — Sold (part)

Otis Worldwide Corp (OTIS) — Sold

Palo Alto Network (PANW) — None — Sold (part)

Palo Alto Network (PANW) — Buy (add'l)

Pioneer Natural Resources (PXD) — Dividend — Sold (part)

Pioneer Natural Resources (PXD) — Sold (part)

Pioneer Natural Resources (PXD) — Sold

Qualcomm Inc (QCOM) — Dividend — Buy (add'l)

Raytheon Technologies Corp (RTX) — Dividend — Buy (add'l)

Raytheon Technologies Corp (RTX) — Buy (add'l)

Salesforce.com Inc. (CRM) — None — Buy (add'l)

Salesforce.com Inc. (CRM) — Buy (add'l)

Schwab, Charles (SCHW) — Dividend — Sold (part)

Schwab, Charles (SCHW) — Sold (part)

Schwab, Charles (SCHW) — Sold

Splunk Inc (SPLK) — None — Buy (add'l)

Splunk Inc (SPLK) — Buy (add'l)

Texas Instruments (TXN) — Dividend

Thermo Fisher (TMO) — Dividend

Uber Technologies Inc (UBER) — None — Buy (add'l)

Uber Technologies Inc (UBER) — Buy (add'l)

Ulta Beauty Inc. (ULTA) — None — Buy

Ulta Beauty Inc. (ULTA) — Buy (add'l)

Ulta Beauty Inc. (ULTA) — Sold (part)

UPS (UPS) — Dividend — Buy (add'l)

UPS (UPS) — Sold (part)

UnitedHealth Group (UNH) — Dividend — Buy (add'l)

UNTD Technologies Corp (UTX) — None — Buy

UNTD Technologies Corp (UTX) — Buy (add'l)

UNTD Technologies Corp (UTX) — Merged (with line 133)

Visa Inc (V) — Dividend — Buy (add'l)

Visa Inc (V) — Buy (add'l)

VM Ware (VMW) — None — Buy (add'l)

Walt Disney Co (DIS) — Dividend — Sold (part)

Workday Inc Cl A (WDAY) — None — Buy

Zoetis Inc (ZTS) — Dividend — Buy (add'l)

Account #2 (H)

UBS Bank Deposit (cash) — Interest

Account #3 (H)

UBS Bank USA FDIC Insured Deposit (cash) (Y)

UBS Tax-Free Reserves Fd Cl A (STFXX) (cash equivalent) — Dividend

JPMorgan Chase (JPM) — Dividend

Ishares Core High Dividend (HDV) — Dividend

SPDR S&P 500 ETF Tr (SPY) — Dividend

Dodge & Cox Stock Fund (DODGX) — Dividend

California Pub Works 5%, Due 10/01/21 (130685WJ5) (Y)

California St Gen Oblig 5%, due 04/01/20 (13063A4K7) (Y)

California St Pub Works, 5%, Due 04/01/20 (1306852T6) — Interest — Redeemed

Trustees of the CA St Un RV Pref 5% 05/01/20 (13077DJU7) (X) — Interest — Redeemed

Cupertino Cal 5%, Due 08/01/20 (231237XV5) — Interest — Redeemed

East Bay Ca Mud Water 4%, Due 06/01/21 (271014VG4) — Interest

Campbell CA Un High 5% 08/01/21 (134159UR1) — Interest

San Ramon Valley Cal 4%, Due 08/01/21 (799408P52) — Interest

State of California 5%, Due 10/01/21 (13063BPU0) — Interest

Chaffy Cmnty College 5% Due 06/01/22 (157432FX8) — Interest

Los Angeles CA 5%, Due 06/01/22 (53945CBN9) — Interest

East Bay Cal Mut Wtr 5% 06/01/22 (271014XW7) — Interest

San Francisco CA Bay 5% 07/01/22 (797669YP7) — Interest

Napa Valley Ca 4%, Due 08/01/22 (6303615K5) — Interest

Huntington Beach CA 5%, Due 08/01/22 (446222UC3) — Interest

California St Pub Works 5%, Due 03/01/23 (13068LDX0) — Interest

San Francisco CA 5%, Due 06/15/23 (797646QD1) — Interest

San Diego CA Cmnty 5% 08/01/23 (797272PP0) — Interest

Huntington Beach CA 5%, Due 08/01/23 (446222UD1) — Interest

Bakersfield CA Wastewtr 5% 09/15/23 (05753PCA8) — Interest

California Infrastructure 5%, Due 10/01/24 (13034AEF3) — Interest

Los Angeles CA 5%, Due 07/01/24 (544495ZE7) — Interest

Metropolitan Wtr Dist 5% Due 07/01/24 (59266TLU3) — Interest

Los Angeles CA 5%, Due 08/01/29 (54438CTD4) — Interest

Santa Clara CA 5%, Due 08/01/24 (801546NF5) — Interest

Bay Area Toll Auth CA 5% 04/01/25 (072024UY6) — Interest

Los Angeles CA 5%, Due 07/01/25 (544525QP6) — Interest

Santa Monica-Malibu USD 4% 07/01/25 (802498PY5) — Interest

Pacific Grove CA 5%, Due 08/01/25 (694393NB1) — Interest

Ukiah CA 4%, Due 08/01/25 (903698DT2) — Interest

University of CA, 5%, Due 05/15/26 (91412GUC7) — Interest

Oxnard Cal UHSD 5% 08/01/26 (692039MD9) — Interest

Sacramento Mun Util Dist 5% 08/15/26 (786005WM6) — Interest

Bay Area Water Supply, 5%, Due 10/01/26 (072031BE6) — Interest

San Mateo CA 5%, Due 06/01/27 (799054GZ8) — Interest

St of California 5% Due 10/01/27 (13063B4N9) — Interest

Alameda County CA 5.250%, Due 12/01/27 (010831CB9) — Interest

Los Gatos-Saratoga CA 5% Due 08/01/28 (545540DH6) — Interest

Bakersfield 5% Due 09/15/28 (05753PCF7) — Interest

CA St Un RV Pref 5%, Due 11/01/28 (13077CUL6) (Y)

California St 5% Due 08/01/29 (13063CVM9) — Interest

Napa Valley 5%, Due 08/01/29 (6303616Y4) — Interest

Northern Ca Pwr 5%, Due 07/01/30 (664845EH3) — Interest

California St 5% Due 08/01/30 (13063C6F2) — Interest

Franklin CA High Yield Muni (FCAMX) — Dividend

Franklin Global Bond Fund (TPINX) — Dividend

Vanguard CA Intermediate Term Tax- Exempt Fund Admiral (VCADX) — Dividend — Buy

Account #4 (H)

UBS Money Fund, Inc. Deposit A/C (cash) — Interest

Air Prod & Chemical Inc (APD) — Dividend — Buy

Air Prod & Chemical Inc (APD) — Buy (add'l)

Air Prod & Chemical Inc (APD) — Sold (part)

Altria Group (MO) — Dividend — Buy (add'l)

Altria Group (MO) — Sold (part)

Apple Inc (AAPL) — Dividend — Sold (part)

Apple Inc (AAPL) — Sold (part)

Berkshire Hathaway (BRK.B) — None — Sold (part)

Berkshire Hathaway (BRK.B) — Buy (add'l)

Blackrock Inc (BLK) — Dividend — Sold (part)

Carinval Corp (CCL) — Dividend — Sold

Chevron Corp (CVX) — Dividend — Sold (part)

Chevron Corp (CVX) — Buy (add'l)

Cinn Financial Corp (CINF) — Dividend — Sold (part)

Cisco Systems (CSCO) — Dividend — Sold (part)

Coca Cola Co (KO) — Dividend — Sold (part)

Comcast Corp New Cl A (CMCSA) — None — Buy

Comcast Corp New Cl A (CMCSA) — Buy (add'l)

Crown Castle Int'l (CCI) — Dividend — Sold (part)

Delta Air Lines Inc DELA New (DAL) — Dividend — Sold (part)

Delta Air Lines Inc DELA New (DAL) — Sold

Diageo PLC (DEO) — Dividend — Sold (part)

Diageo PLC (DEO) — Buy (add'l)

Domimion Resources (D) — Dividend — Sold (part)

Fastenal Co (FAST) — Dividend — Sold (part)

Fastenal Co (FAST) — Sold (part)

Franklin Resources Inc (BEN) — Dividend — Sold (part)

Intel Corp (INTC) — Dividend — Sold (part)

Johnson & Johnson (JNJ) — Dividend — Sold (part)

Johnson & Johnson (JNJ) — Buy (add'l)

Kinder Morgan (KMI) — Dividend — Sold (part)

Kinder Morgan (KMI) — Sold

Lowes Companies (LOW) — Dividend — Sold (part)

Merck & Co (MRK) — Dividend — Sold (part)

Microsoft Corp (MSFT) — Dividend — Sold (part)

Nestle SA (NSRGY) — Dividend — Buy (add'l)

Nestle SA (NSRGY) — Buy (add'l)

Nestle SA (NSRGY) — Sold (part)

Nintendo Ltd ADR New Japan ADR (NTDOY) — Dividend — Buy

Nintendo Ltd ADR New Japan ADR (NTDOY) — Buy (add'l)

Norfolk Southern (NSC) — Dividend — Sold (part)

Paccar Inc (PCAR) — Dividend — Sold (part)

Paccar Inc (PCAR) — Sold

Paychex Inc (PAYX) — Dividend — Sold (part)

Pfizer Inc (PFE) — Dividend — Sold (part)

Philip Morris (PM) — Dividend — Buy (add'l)

Philip Morris (PM) — Buy (add'l)

Philip Morris (PM) — Sold (part)

Target Corp (TGT) — Dividend — Sold (part)

Texas Instruments (TXN) — Dividend — Sold (part)

Texas Instruments (TXN) — Buy (add'l)

UPS (UPS) — Dividend — Sold (part)

Verizon Communications (VZ) — Dividend — Sold (part)

Verizon Communications (VZ) — Buy (add'l)

Viatris Inc (VTRS) — None — Spinoff (from line 288)

Viatris Inc (VTRS) — Sold

Wells Fargo & Co (WFC) — Dividend — Sold (part)

Wells Fargo & Co (WFC) — Sold

Account #5 (H)

UBS Money Fund, Inc. Deposit A/C (cash) — Dividend

Adobe Systems (ADBE) — None — Sold (part)

Adobe Systems (ADBE) — Sold (part)

Advance Auto Parts Inc (AAP) — Dividend — Sold (part)

Advance Auto Parts Inc (AAP) — Buy (add'l)

Akamai Tech (AKAM) — None — Sold (part)

Akamai Tech (AKAM) — Sold (part)

Alcon Inc (ALC) — None — Buy

Alcon Inc (ALC) — Buy (add'l)

Alexion Phar (ALXN) — None — Buy (add'l)

Alibaba Group Holdings LTD (BABA) — None — Buy (add'l)

Alibaba Group Holdings LTD (BABA) — Sold (part)

Alphabet Inc CL A (GOOGL) — None — Sold (part)

Alphabet Inc CL A (GOOGL) — Sold

Alphabet Inc CL C (GOOG) — None — Sold (part)

Alphabet Inc CL C (GOOG) — Sold

Amazon.com (AMZN) — None — Sold (part)

Amazon.com (AMZN) — Sold (part)

Amazon.com (AMZN) — Buy (add'l)

American Express (AXP) — Dividend — Sold (part)

American Express (AXP) — Sold (part)

American Express (AXP) — Sold

Amgen Inc (AMGN) — Dividend — Buy

Amgen Inc (AMGN) — Buy (add'l)

Anheuser Busch (BUD) — Dividend — Sold (part)

Apple Inc (APPL) — Dividend — Buy (add'l)

Apple Inc (APPL) — Buy (add'l)

Apple Inc (APPL) — Sold (part)

Apple Inc (APPL) — Buy (add'l)

Apple Inc (APPL) — Sold (part)

Aptiv PLC (APTV) — None — Buy

Aptiv PLC (APTV) — Buy (add'l)

ASML Holding NV Spon Adr (ASML) — None — Buy

Atlassian Corp PLC Cl A (TEAM) — None — Buy

Atlassian Corp PLC Cl A (TEAM) — Buy (add'l)

Biomarin Pharmaceutical Inc (BMRN) — None — Sold (part)

Biomarin Pharmaceutical Inc (BMRN) — Buy (add'l)

Blackrock Inc (BLK) — None — Sold

Carrier Global Corp (CARR) — None — Spinoff (from line 448)

Carrier Global Corp (CARR) — Sold

C H Robinson Worldwide Inc New (CHRW) — Dividend — Sold (part)

C H Robinson Worldwide Inc New (CHRW) — Sold (part)

C H Robinson Worldwide Inc New (CHRW) — Sold

Comcast (CMCSA) — Dividend — Buy (add'l)

Comcast (CMCSA) — Buy (add'l)

Comcast (CMCSA) — Sold (part)

Costco Whoesale (COST) — Dividend — Sold (part)

Ecolab Inc (ECL) — Dividend — Sold (part)

Ecolab Inc (ECL) — Buy (add'l)

Ecolab Inc (ECL) — Sold (part)

Equinix Inc Reit (EQIX) — Dividend — Sold (part)

Facebook Inc (FB) — None — Buy (add'l)

Facebook Inc (FB) — Sold (part)

Facebook Inc (FB) — Buy (add'l)

Fidelity Natl Info Svcs (FIS) — Dividend — Buy (add'l)

Fidelity Natl Info Svcs (FIS) — Buy (add'l)

Fidelity Natl Info Svcs (FIS) — Sold (part)

Fidelity Natl Info Svcs (FIS) — Buy (add'l)

Grainger WW (GWW) — Dividend — Sold (part)

Grainger WW (GWW) — Sold (part)

Home Depot (HD) — Dividend — Buy (add'l)

Home Depot (HD) — Sold (part)

Home Depot (HD) — Buy (add'l)

IHS Markit LTD (INFO) — Dividend — Sold (part)

IHS Markit LTD (INFO) — Buy (add'l)

Johnson & Johnson (JNJ) — Dividend — Sold (part)

Johnson & Johnson (JNJ) — Sold (part)

Johnson & Johnson (JNJ) — Sold

Linde PLC (LIN) — Dividend — Sold (part)

Linde PLC (LIN) — Sold (part)

Linde PLC (LIN) — Sold

MC Cormick & Co (MKC) — Dividend — Sold (part)

MC Cormick & Co (MKC) — Sold (part)

MC Cormick & Co (MKC) — Sold

Microsoft Corp (MSFT) — Dividend — Sold (part)

Microsoft Corp (MSFT) — Sold (part)

Monster Beverage Corp New Com (MNST) — Dividend — Buy

Monster Beverage Corp New Com (MNST) — Buy (add'l)

Monster Beverage Corp New Com (MNST) — Sold (part)

Monster Beverage Corp New Com (MNST) — Buy (add'l)

Nutanix Inc Cl A (NTNX) — None — Buy (add'l)

Nutanix Inc Cl A (NTNX) — Sold (part)

Nvidia Corp (NVDA) — Dividend — Sold (part)

Nvidia Corp (NVDA) — Sold (part)

NXP Semiconductors NV Com Eur (NXPI) — None — Buy

NXP Semiconductors NV Com Eur (NXPI) — Buy (add'l)

Otis Worldwide Corp (OTIS) — Dividend — Spinoff (from line 448)

Otis Worldwide Corp (OTIS) — Sold (part)

Otis Worldwide Corp (OTIS) — Sold

Oracle Corp (ORCL) — Dividend — Sold (part)

Oracle Corp (ORCL) — Sold (part)

Oracle Corp (ORCL) — Sold

Palo Alto Network (PANW) — None — Sold (part)

Palo Alto Network (PANW) — Sold (part)

Palo Alto Network (PANW) — Buy (add'l)

Pioneer Natural Resources (PXD) — Dividend — Sold (part)

Pioneer Natural Resources (PXD) — Sold (part)

Pioneer Natural Resources (PXD) — Sold

Qualcomm Inc (QCOM) — Dividend — Buy (add'l)

Qualcomm Inc (QCOM) — Sold (part)

Raytheon Technologies Corp (RTX) — Dividend — Buy (add'l)

Raytheon Technologies Corp (RTX) — Sold (part)

Raytheon Technologies Corp (RTX) — Buy (add'l)

Salesforce.com Inc (CRIM) — None — Buy (add'l)

Salesforce.com Inc (CRIM) — Buy (add'l)

Salesforce.com Inc (CRIM) — Sold (part)

Salesforce.com Inc (CRIM) — Buy (add'l)

Schwab, Charles (SCHW) — Dividend — Sold (part)

Schwab, Charles (SCHW) — Sold (part)

Schwab, Charles (SCHW) — Sold

Splunk Inc (SPLK) — None — Sold (part)

Splunk Inc (SPLK) — Buy (add'l)

Texas Instruments (TXN) — Dividend — Sold (part)

Thermo Fisher (TMO) — Dividend — Sold (part)

Uber Technologies Inc (UBER) — None — Sold (part)

Ulta Beauty Inc (ULTA) — None — Buy

Ulta Beauty Inc (ULTA) — Buy (add'l)

Ulta Beauty Inc (ULTA) — Sold (part)

UPS (UPS) — Dividend — Sold (part)

UPS (UPS) — Buy (add'l)

UPS (UPS) — Sold (part)

United Health Group (UNH) — Dividend — Buy (add'l)

United Health Group (UNH) — Sold (part)

United Health Group (UNH) — Buy (add'l)

UNTD Technologies Corp (UTX) — None — Buy

UNTD Technologies Corp (UTX) — Buy (add'l)

UNTD Technologies Corp (UTX) — Merged (with line 448)

Visa Inc (V) — Dividend — Sold (part)

Visa Inc (V) — Buy (add'l)

VM Ware (VMW) — None — Sold (part)

VM Ware (VMW) — Buy (add'l)

Walt Disney Co (DIS) — Dividend — Sold (part)

Walt Disney Co (DIS) — Sold (part)

Workday Inc Cl A (WDAY) — None — Buy

Zoetis Inc (ZTS) — Dividend — Buy (add'l)

Zoetis Inc (ZTS) — Sold (part)

Account #6 (H)

UBS Bank Deposit (cash) — Interest

SPDR S&P 500 ETF TR (SPY) — Dividend — Sold

Managing member

Agreement — 1/23/1990 — Judges Retirement Systems, State of California (PERS)

Agreement — 1/23/1990 — City and County of San Francisco Deferred Compensation Plan (Aetna)

Income — 2020 — San Francisco Judges' Retirement (pension) — $116,870.00

Parts I and II: Corresponding reportable assets are included in Part VII.

Part VII, line 3: Valuation was determined by the Los Angeles County Assessor's Appeal Board.

Part VII, line 4: Located on land.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.