Gregg W. Zive

Plumas Garden Partners, Reno, Nevada — Interest — See comments (Part VIII)

City National Bank Money Market, Reno NV — Interest

Wells Fargo Advisors IRA (H) — See comments (Part VIII)

Wells Fargo Bank Deposit — Interest

Lehman Bros. Holding — None

Chevron Corporation — Dividend

Europacific Growth Fund — Dividend

First TR Dorsey ET Wright Focus Five Fd — Dividend

Ishares ET Russell 2000 Growth — Dividend

Ishares ET Russell 1000 Value — Dividend — Sold (part)

Ishares ET Russell 1000 Growth — Dividend

Ishares Russell 2000 Value — Dividend

SPDR S&P Dividend ET — Dividend

Vanguard Health Care ET — Dividend

Vanguard Information ET — Dividend

Baron Select Funds Real Estate FD — Dividend

Baron Invt Funds Trust Small Cap FD — Dividend

Baron Select Funds Partners FD — Dividend — Sold (part)

Brandes Invt TR Emerging Mkts Value FD (Class I) — Dividend

Brandes Invt TR Instl Equity FD (Class I) — Dividend

Federated Hermes Strategic Value FD (Formerly Federated Equity FDS ) — Dividend

Fidelity ADV New Insights (Class I) — Dividend

JP Morgan Mid Cap Value FD (Class L) — Dividend

Prudential Invt Port12 Global Real Estate FD (Class Z) — Dividend — Sold

Thornburg Invt TR Invt Income Builder FD (Class I) — Dividend

Vanguard Horizon FDS Strategic Small Cap Equity FD — Dividend

Columbia Seligman Cmmn & Information FD Ins. Class — Dividend

JP Morgan TR II Equity Income Fund I CL — None — Buy

Federated Hermes Kaufmann Large Cap Fund CL IS — Dividend — Buy

Brokerage #1 (H)

Boeing Company — Dividend

Coca-Cola — Dividend

Wells Fargo Bank Deposit — Interest

AB Mun Income FD Inc High Income Mun — Int./Div.

Eaton Vance Muns TR Municipal Opp (Class I) — Int./Div.

Eaton Vance Muns TR Natl Muns Income FD — Int./Div.

Federated Incm Secs TR Muni & STK Advantage FD Instl — Int./Div. — Sold

Franklin Fed Tax Free Income Fund — Interest

TCW FDS Inc Emerging Mkts Income FD (Class I) — Dividend

Nuveen Enhanced AMT Free Municipal Credit Opptys FD — Int./Div.

Federated Hermes Instl TR High Yield Bond Fund Instl Class IS — Dividend — Buy

Federated Hermes Instl TR High Yield Bond Fund Instl Class IS — Buy (add'l)

PGIM Short Term Corp Bond Class Z — Dividend — Buy

Thornburg Invt Trust LDT Term Muni Fund Class I — Int./Div. — Buy

Trust #3 (H) — See Comments (Part VIII)

City National Bank Money Mkt, Reno NV — Interest

Brokerage #1

Money Market Fund-Stifel Nicolaus — Interest

Franklin Income Fund CL A — Dividend — Sold

Nuveen All American Muni Bond FD CL A — Dividend — Sold (part)

Nuveen All American Muni Bond FD CL A — Sold

Federated Stat Value Dividend CL A — Dividend — Sold

AIM Invesco Equity and Income CL A — Dividend — Sold

Nuveen High Yield Muni Bond — Dividend — Sold

Invesco Developing Markets CL Y — Dividend — Buy

Invesco Intl Growth CL Y — Dividend — Buy

American Beacon Intl Equity — Dividend — Buy

American US Govt Securities CL F2 — Dividend — Buy

Blackrock Equity Dividend Instl CL — Dividend — Buy

Blackrock Equity Dividend Instl CL — Buy (add'l)

Columbia LTD Duration Credit Instl CL — Dividend — Buy

Columbia Contrarian Core Instl CL — Dividend — Buy

Dodge and Cox Income — Dividend — Buy

FMI Instl CL — Dividend — Buy

Goldman Sachs Emerging Markets Equity Insights Instl CL — Dividend — Buy

Harbor Bond Instl CL — Dividend — Buy

Janus Henderson Equity Income CL I (formerly Henderson Equity Inc) — Dividend — Buy

John Hancock Disciplined Value CL I — Dividend — Buy

JP Morgan US Equity CL L — Dividend — Buy

JP Morgan Govt Bond CL I — Dividend — Buy

Loomis Sayles LTD Term Govt & Agency CL Y — Dividend — Buy

Lord Abbett High Yield CL F — Dividend — Buy

MFS Intl Growth CL I — Dividend — Buy

MFS Growth CL I — Dividend — Buy

Meridian Small Cap Growth Investor CL — Dividend — Buy

Nuveen Small Cap Value CL I — Dividend — Buy

PIMCO Long Term US Govt CL 12 — Dividend — Buy

PIMCO Investment Grade Credit Bond CL 12 — Dividend — Buy

PGIM High Yield CL Z — Dividend — Buy

T Rowe Price Blue Chip Growth Investor CL — Dividend — Buy

TCW Total Return CL I — Dividend — Buy

Vanguard Long Term Treasury Admiral CL — Dividend — Buy

Vanguard Short Term Federal Admiral CL — Dividend — Buy

Virtus KAR Small Cap Growth CL I — Dividend — Buy

Virtus Ceredex Small Cap Value Equity CL I — Dividend — Buy

Nevada State Bank, Reno, NV Money Market — Interest

RBC Dain Rauscher IRA (H) — See Comments (Part VIII)

RBC Bank Deposit — Interest

Invesco Select Real Estate Income Fund — Dividend

Growth Fund of America — Dividend

Janus Henderson Global Intl Opps Cl C — Dividend

Franklin Founding FD Alloc A — Dividend

Columbia FDS Ser TR II Mass Seligman Comm & Info CL C — Dividend

Ivy FDS Inc Small Cap Growth FD CL C — Dividend

Northern LTS FD TR Deer PK Total Rtn CL A — Dividend

UIT FT MLP Closed End Ser 27 Portfolio Monthly — Dividend

Wells Fargo Bank, N.A., Reno, NV — None

Brokerage #2 (H)

Bank of China New York City CD — Interest — Redeemed

Ally Bank Midvale Utah CD — None — Buy

City National Bank Checking, Reno NV — None

City National Bank Money Market #2, Reno NV — Interest

Brokerage #3 (H)

Berkshire Bank Pittsfield MA CD — Interest — Redeemed

Bank of America NA CD — Interest — Redeemed

TCF National Bank CD — Interest — Redeemed

City National Bank Deposit Sweep Program (x) — Interest

Goldman Sachs BK USA CD — Interest — Buy

Goldman Sachs BK USA CD — Redeemed

Bank OZK CD — Interest — Buy

Plumas Garden Partners, Reno, Nevada — Interest — See comments (Part VIII)

City National Bank Money Market, Reno NV — Interest

Wells Fargo Advisors IRA (H) — See comments (Part VIII)

Wells Fargo Bank Deposit — Interest

Lehman Bros. Holding — None

Chevron Corporation — Dividend

Europacific Growth Fund — Dividend

First TR Dorsey ET Wright Focus Five Fd — Dividend

Ishares ET Russell 2000 Growth — Dividend

Ishares ET Russell 1000 Value — Dividend — Sold (part)

Ishares ET Russell 1000 Growth — Dividend

Ishares Russell 2000 Value — Dividend

SPDR S&P Dividend ET — Dividend

Vanguard Health Care ET — Dividend

Vanguard Information ET — Dividend

Baron Select Funds Real Estate FD — Dividend

Baron Invt Funds Trust Small Cap FD — Dividend

Baron Select Funds Partners FD — Dividend — Sold (part)

Brandes Invt TR Emerging Mkts Value FD (Class I) — Dividend

Brandes Invt TR Instl Equity FD (Class I) — Dividend

Federated Hermes Strategic Value FD (Formerly Federated Equity FDS ) — Dividend

Fidelity ADV New Insights (Class I) — Dividend

JP Morgan Mid Cap Value FD (Class L) — Dividend

Prudential Invt Port12 Global Real Estate FD (Class Z) — Dividend — Sold

Thornburg Invt TR Invt Income Builder FD (Class I) — Dividend

Vanguard Horizon FDS Strategic Small Cap Equity FD — Dividend

Columbia Seligman Cmmn & Information FD Ins. Class — Dividend

JP Morgan TR II Equity Income Fund I CL — None — Buy

Federated Hermes Kaufmann Large Cap Fund CL IS — Dividend — Buy

Brokerage #1 (H)

Boeing Company — Dividend

Coca-Cola — Dividend

Wells Fargo Bank Deposit — Interest

AB Mun Income FD Inc High Income Mun — Int./Div.

Eaton Vance Muns TR Municipal Opp (Class I) — Int./Div.

Eaton Vance Muns TR Natl Muns Income FD — Int./Div.

Federated Incm Secs TR Muni & STK Advantage FD Instl — Int./Div. — Sold

Franklin Fed Tax Free Income Fund — Interest

TCW FDS Inc Emerging Mkts Income FD (Class I) — Dividend

Nuveen Enhanced AMT Free Municipal Credit Opptys FD — Int./Div.

Federated Hermes Instl TR High Yield Bond Fund Instl Class IS — Dividend — Buy

Federated Hermes Instl TR High Yield Bond Fund Instl Class IS — Buy (add'l)

PGIM Short Term Corp Bond Class Z — Dividend — Buy

Thornburg Invt Trust LDT Term Muni Fund Class I — Int./Div. — Buy

Trust #3 (H) — See Comments (Part VIII)

City National Bank Money Mkt, Reno NV — Interest

Brokerage #1

Money Market Fund-Stifel Nicolaus — Interest

Franklin Income Fund CL A — Dividend — Sold

Nuveen All American Muni Bond FD CL A — Dividend — Sold (part)

Nuveen All American Muni Bond FD CL A — Sold

Federated Stat Value Dividend CL A — Dividend — Sold

AIM Invesco Equity and Income CL A — Dividend — Sold

Nuveen High Yield Muni Bond — Dividend — Sold

Invesco Developing Markets CL Y — Dividend — Buy

Invesco Intl Growth CL Y — Dividend — Buy

American Beacon Intl Equity — Dividend — Buy

American US Govt Securities CL F2 — Dividend — Buy

Blackrock Equity Dividend Instl CL — Dividend — Buy

Blackrock Equity Dividend Instl CL — Buy (add'l)

Columbia LTD Duration Credit Instl CL — Dividend — Buy

Columbia Contrarian Core Instl CL — Dividend — Buy

Dodge and Cox Income — Dividend — Buy

FMI Instl CL — Dividend — Buy

Goldman Sachs Emerging Markets Equity Insights Instl CL — Dividend — Buy

Harbor Bond Instl CL — Dividend — Buy

Janus Henderson Equity Income CL I (formerly Henderson Equity Inc) — Dividend — Buy

John Hancock Disciplined Value CL I — Dividend — Buy

JP Morgan US Equity CL L — Dividend — Buy

JP Morgan Govt Bond CL I — Dividend — Buy

Loomis Sayles LTD Term Govt & Agency CL Y — Dividend — Buy

Lord Abbett High Yield CL F — Dividend — Buy

MFS Intl Growth CL I — Dividend — Buy

MFS Growth CL I — Dividend — Buy

Meridian Small Cap Growth Investor CL — Dividend — Buy

Nuveen Small Cap Value CL I — Dividend — Buy

PIMCO Long Term US Govt CL 12 — Dividend — Buy

PIMCO Investment Grade Credit Bond CL 12 — Dividend — Buy

PGIM High Yield CL Z — Dividend — Buy

T Rowe Price Blue Chip Growth Investor CL — Dividend — Buy

TCW Total Return CL I — Dividend — Buy

Vanguard Long Term Treasury Admiral CL — Dividend — Buy

Vanguard Short Term Federal Admiral CL — Dividend — Buy

Virtus KAR Small Cap Growth CL I — Dividend — Buy

Virtus Ceredex Small Cap Value Equity CL I — Dividend — Buy

Nevada State Bank, Reno, NV Money Market — Interest

RBC Dain Rauscher IRA (H) — See Comments (Part VIII)

RBC Bank Deposit — Interest

Invesco Select Real Estate Income Fund — Dividend

Growth Fund of America — Dividend

Janus Henderson Global Intl Opps Cl C — Dividend

Franklin Founding FD Alloc A — Dividend

Columbia FDS Ser TR II Mass Seligman Comm & Info CL C — Dividend

Ivy FDS Inc Small Cap Growth FD CL C — Dividend

Northern LTS FD TR Deer PK Total Rtn CL A — Dividend

UIT FT MLP Closed End Ser 27 Portfolio Monthly — Dividend

Wells Fargo Bank, N.A., Reno, NV — None

Brokerage #2 (H)

Bank of China New York City CD — Interest — Redeemed

Ally Bank Midvale Utah CD — None — Buy

City National Bank Checking, Reno NV — None

City National Bank Money Market #2, Reno NV — Interest

Brokerage #3 (H)

Berkshire Bank Pittsfield MA CD — Interest — Redeemed

Bank of America NA CD — Interest — Redeemed

TCF National Bank CD — Interest — Redeemed

City National Bank Deposit Sweep Program (x) — Interest

Goldman Sachs BK USA CD — Interest — Buy

Goldman Sachs BK USA CD — Redeemed

Bank OZK CD — Interest — Buy

Trustee Emeritus, University of Nevada, Reno Foundation

Advisory Board, Nevada Land Trust

Limited Partner, Plumas Garden Partners, Reno NV

Trustee, Trust #3

Trustee, Trust #4 (see Part VIII for comments)

Leadership Board, KUNR

Trustee Emeritus, University of Nevada, Reno Foundation

Advisory Board, Nevada Land Trust

Limited Partner, Plumas Garden Partners, Reno NV

Trustee, Trust #3

Trustee, Trust #4 (see Part VIII for comments)

Leadership Board, KUNR

Income — 2020 — Board of Regents Nevada State Higher Education-teaching — $2,775.00

Income — 2020 — Board of Regents Nevada State Higher Education-teaching — $2,775.00

Filer's spouse also has a financial disclosure report requirement. Filer and spouse maintain assets as sole and separate property. Filer does not receive income

from any assets of the spouse, nor does filer receive or expect to receive any benefit from said assets. Additionally, filer and spouse file separate tax returns.

Therefore, it is both the filer and spouse's understanding that they are not required to report any information relating to each other on their disclosure report based

on guidance received in 2018. Spouse has properly filed a separate financial disclosure report.

Part I Line 5. Filer became a trustee of this trust in 2016. Filer did not create the trust, does not receive income from this trust, nor does he have a beneficial interest

in this trust. Therefore, no assets are reported in Part VII.

Part VII Line 1. 6.25 % limited partnership interest; apartment complex. Original purchase price of $50,000 in April 1994.

Part VII Line 4. No RMD's taken in 2020.

Part VII. Line 46. This trust was created February 12, 2007. 100% beneficial interest in this trust.

Part VII. Line 88. Beneficiary of this decedent IRA. No RMD's taken in 2020.