Ewing Werlein jr
2020
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Pull out the substance of this filing.
What was filed
354
investments
6
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- See Note (1) in Part VIII
- spinoff (see line 153)
- spinoff (see line 154)
- from UTX, line 128
- from UTX, line 129
- The Methodist Hospital, Houston, Texas (d/b/a Houston Methodist)
- Methodist Health Centers; Houston Methodist Hospital Foundation, Houston Methodist Academic Institute; and TMH Health Care Group.
- Trust No. 2
As filed
Halliburton com. — Dividend
Halliburton com. — Dividend
BP PLC, ADR — Dividend
Exxon Mobil com. — Dividend — Sold (part)
Exxon Mobil com. — Buy (add'l)
Wal-Mart Stores com. — Dividend
Exxon-Mobil com. — Dividend
Johnson & Johnson, com. — Dividend
Conoco Phillips, com. — Dividend
Texas Capital Bankshares, com. — None
AT&T, com. — Dividend
Bristol-Myers Squibb, com. — Dividend
Berkshire Hathaway CL B com. — None
Cisco Systems, com. — Dividend
Comcast Corp. Class A — Dividend
HP, Inc. com — Dividend
Hewlett Packard Enterprise Co., com. — Dividend
Intel Corp., com. — Dividend
IBM, com. — Dividend
JP Morgan Chase, com. — Dividend
Pepsico, Inc., com. — Dividend
Target Corp., com. — Dividend
Sector SPDR Financial, com. — Dividend
Phillips 66, com. — Dividend
Enterprise Prdts Prtn., LP — Distribution
Kinder Morgan, com. — Dividend
Consumer Discretionary SPDR, com. — Dividend
EPR Properties, com. — Dividend
Bank of America, com. — Dividend
Occidental Pet. Corp., com. — Dividend — Sold
MUTUAL FUNDS: (H)
Fidelity MM Fund — Dividend
Fidelity Low Price Stock — Dividend
Fidelity Contrafund — Dividend
Fidelity Mid-Cap Stock — Dividend
FMI Large Cap Fund — None — Sold
Harbor Capital Appreciation Fund — Dividend
Oakmark Global Sel Cl 1 Fund — None — Sold
LPL: Ins'd bank cash dep. sweep — Interest
Western Asset Core Plus Bond — Dividend — Buy (add'l)
Blackrock Nat'l Mun. Instl. Cl. — Dividend — Sold
JP Morgan Large Cap Growth Sel. — Dividend
New Perspective Fund 2 — Dividend
Nuveen All American Mun. Bd. Cl 1 — Dividend — Buy (add'l)
Invesco High Yield Mun. Cl. Y — Dividend
Eaton Vance Flt. Rt. Advntg. — Dividend — Buy (add'l)
ISHS Russ 2000 Indx — Dividend
BNY Mellon Equity Income f/k/a Dreyfus — Dividend
Putnam Short Duration Income CLY — Dividend — Sold
Touchstone Mid Cap CLY — Dividend
Fidelity OTC Port. Fund — Dividend
Voya Strategic Income Opptys CLI IISIX — Dividend — Buy (add'l)
Federated Hermes Ultrashort Bond Inst'l Cl — Dividend — Buy
Ark Innovation ETF ARKK — Dividend — Buy
BONDS and U.S. TREASURY NOTES: (H)
Univ Tex Perm Univ FD RFDG Ser. B — Interest — Redeemed
ACCOUNTS IN FINANCIAL INST: (H)
Bank of America, Houston, TX (Accounts) — Interest
Comerica Bank, Houston, TX (Accounts) — Interest
Allegiance Bank, Houston (Accounts) — Interest
Zions Bancorp. (Amegy) fka ZB Nat'l Assoc Amegy — Interest
Allegiance Bank, Houston (Accounts) — Interest
JP Morgan Secs. Bank dep. program — Interest
REAL ESTATE: (H)
Condo-Larimer County, CO — Rent
Working Interest-Cabot U., Andrews County, TX — Royalty
Mineral Interest, Wheeler County, TX — Royalty
Mineral Interests, Martin and Dawson Counties, TX — Royalty
Mineral Interest, Glasscock County, TX — Royalty
Fractional int. in real property, Kerr County, TX — Rent
Mineral Interests, Howard County, TX — Royalty
Mineral Interests, Howard County, TX — Rent
RETIREMENT & IRA ACCOUNTS: (H)
IRA Acct: John Hancock Ind. Ret.Annuity (Fixed) — None — Distributed (part) — See Note (1) in Part VIII
IRA ROLLOVER ACCOUNT: (H)
Citibank FDIC Ins. Bank Deposit Sweep — Interest
Berkshire Hathaway CL B — None
Home Depot, com. — Dividend — Sold (part)
Home Depot, com. — Sold (part)
Microsoft, com. — Dividend — Sold (part)
Microsoft, com. — Sold (part)
Stryker Corp., com. — Dividend — Sold (part)
Thermo Fish. Sc., com. — Dividend — Sold (part)
Thermo Fish. Sc., com. — Sold (part)
Fidelity Low Priced Stock — Dividend
Fidelity OTC Port — Dividend — Sold (part)
Fidelity 500 Index — Dividend
Fidelity Select Medical Equip & System — Dividend
Fidelity Select Software & IT — Dividend
BNY Mellon FDIC Ins. Bank Deposit Sweep — Interest
Fidelity Contrafund — Dividend
CIBC Bank USA Bank Deposit Sweep — Interest
Huntington Bank Deposit Sweep — Interest
Peoples Bank Deposit Sweep — Interest
U.S. Bank Deposit Sweep — Interest
Associated Bank Deposit Sweep — Interest
Fidelity Invest. Grade Bond Fund — Dividend — Buy
Fidelity U.S. Bond Index Fund — Dividend — Buy
IRA ROLLOVER ACCT NO. 2: (H)
CORPORATE BONDS/NOTES IN IRA ROLLOVER ACCT #2: (H)
AT&T Bonds due 06/30/20 — Interest — Redeemed
JP Morgan Chase Notes due 10/29/20 — Interest — Redeemed
Pepsico Notes due 10/06/21 — Interest
Wells Fargo Notes due 07/26/21 — Interest
Amer Express Notes due 12/02/22 — Interest
Philip Morris Internat'l Notes due 11/2/22 — Interest
McDonald's Notes due 4/1/2023 — Interest
State Street Notes due 5/15/23 — Interest
Morgan Stanley Notes due 10/23/24 — Interest
Verizon Communications Notes due 11/1/24 — Interest
AT&T Notes due 05/15/25 — Interest — Buy
JP Morgan Notes due 10/01/26 — None — Buy
EQUITIES IN IRA ROLLOVER ACCT #2: (H)
American Express, com. — Dividend
Chevron, com. (fka Chevron Texaco) — Dividend
KO, com. — Dividend
Exxon Mobil, com. — Dividend
J.P. Morgan Chase, com. — Dividend
JNJ, com. — Dividend
Merck, com. — Dividend
PEP, com. — Dividend
S&P Global, com. — Dividend
Altria Group, com. — Dividend
Automatic Data Proc., com. — Dividend
Occidental Pete Corp. Cal., com. — Dividend — Sold
Linde, PLC, com. — Dividend
Procter & Gamble., com. — Dividend
Raytheon Technologies f/k/a United Technologies, com. — Dividend — Distributed (part) — spinoff (see line 153)
Raytheon Technologies f/k/a United Technologies, com. — Distributed (part) — spinoff (see line 154)
Texas Instruments, com. — Dividend
Abbott Labs, com. — Dividend
McDonald's, com. — Dividend
Philip Morris Intl, com. — Dividend
Total SA., com. — Dividend
Nestle Sponsored ADR, com. — Dividend
Roche Holdings Ltd. Spon. ADR, com. — Dividend
Walt Disney Co., com. — Dividend
Air Products & Chems., com. — Dividend
Black Rock, com. — Dividend
Novo Nordisk AS ADR, com. — Dividend
Abbvie Inc., com. — Dividend
Canadian Pac Ry Ltd., com. — Dividend
Novartis AG Spon. ADR, com. — Dividend
Diageo PLC Spon. ADR New, com. — Dividend
Chubb Ltd., com — Dividend
Intercontinental Exchange Group, com. — Dividend
VISA, com. — Dividend
Intuitive Surgical, com. — None
Microsoft, com. — Dividend
Union Pac., com. — Dividend
Alcon Inc., com. — Dividend
United Health Group, com. — Dividend
Carrier Global, com. — Dividend — Spinoff (from line 128) — from UTX, line 128
Otis Worldwide, com. — Dividend — Spinoff (from line 129) — from UTX, line 129
CASH ACCOUNTS IN IRA ROLLOVER ACCT NO. 2: (H)
Raymond James Ins'd Bank Dep Program — Interest
IRA ROLLOVER NO. 3: (H)
Lord Abbett Short Fund — Dividend
IShares Barclays TIPS BO — Dividend
Invesco Oppenheimer Senior Floating Rate — Dividend
AT&T Inc., com. — Dividend
Bristol Meyers, com. — None — Buy
Caterpillar, com. — None — Buy
Coca Cola, com. — None — Buy
McDonald's, com. — None — Buy
Wal-Mart, Inc., com. — None — Buy
JP Morgan Deposit Sweep Acct. — Interest
JP Morgan 100% Treas. Sec. MM Fd. — Dividend
U.S. Treasury Bills (due 4/2/20) — Redeemed
U.S. Treasury Bills (due 11/27/20) — Buy
U.S. Treasury Bills (due 11/27/20) — Redeemed
TRUST NO. 2: (H)
Fidelity MM — Dividend
Fidelity Low Price Stock — Dividend
Fidelity OTC Portfolio Fund — Dividend
Fidelity MSCI Consumer ETF — Dividend
Fidelity 500 Index Fund — Dividend
Halliburton com. — Dividend
Halliburton com. — Dividend
BP PLC, ADR — Dividend
Exxon Mobil com. — Dividend — Sold (part)
Exxon Mobil com. — Buy (add'l)
Wal-Mart Stores com. — Dividend
Exxon-Mobil com. — Dividend
Johnson & Johnson, com. — Dividend
Conoco Phillips, com. — Dividend
Texas Capital Bankshares, com. — None
AT&T, com. — Dividend
Bristol-Myers Squibb, com. — Dividend
Berkshire Hathaway CL B com. — None
Cisco Systems, com. — Dividend
Comcast Corp. Class A — Dividend
HP, Inc. com — Dividend
Hewlett Packard Enterprise Co., com. — Dividend
Intel Corp., com. — Dividend
IBM, com. — Dividend
JP Morgan Chase, com. — Dividend
Pepsico, Inc., com. — Dividend
Target Corp., com. — Dividend
Sector SPDR Financial, com. — Dividend
Phillips 66, com. — Dividend
Enterprise Prdts Prtn., LP — Distribution
Kinder Morgan, com. — Dividend
Consumer Discretionary SPDR, com. — Dividend
EPR Properties, com. — Dividend
Bank of America, com. — Dividend
Occidental Pet. Corp., com. — Dividend — Sold
MUTUAL FUNDS: (H)
Fidelity MM Fund — Dividend
Fidelity Low Price Stock — Dividend
Fidelity Contrafund — Dividend
Fidelity Mid-Cap Stock — Dividend
FMI Large Cap Fund — None — Sold
Harbor Capital Appreciation Fund — Dividend
Oakmark Global Sel Cl 1 Fund — None — Sold
LPL: Ins'd bank cash dep. sweep — Interest
Western Asset Core Plus Bond — Dividend — Buy (add'l)
Blackrock Nat'l Mun. Instl. Cl. — Dividend — Sold
JP Morgan Large Cap Growth Sel. — Dividend
New Perspective Fund 2 — Dividend
Nuveen All American Mun. Bd. Cl 1 — Dividend — Buy (add'l)
Invesco High Yield Mun. Cl. Y — Dividend
Eaton Vance Flt. Rt. Advntg. — Dividend — Buy (add'l)
ISHS Russ 2000 Indx — Dividend
BNY Mellon Equity Income f/k/a Dreyfus — Dividend
Putnam Short Duration Income CLY — Dividend — Sold
Touchstone Mid Cap CLY — Dividend
Fidelity OTC Port. Fund — Dividend
Voya Strategic Income Opptys CLI IISIX — Dividend — Buy (add'l)
Federated Hermes Ultrashort Bond Inst'l Cl — Dividend — Buy
Ark Innovation ETF ARKK — Dividend — Buy
BONDS and U.S. TREASURY NOTES: (H)
Univ Tex Perm Univ FD RFDG Ser. B — Interest — Redeemed
ACCOUNTS IN FINANCIAL INST: (H)
Bank of America, Houston, TX (Accounts) — Interest
Comerica Bank, Houston, TX (Accounts) — Interest
Allegiance Bank, Houston (Accounts) — Interest
Zions Bancorp. (Amegy) fka ZB Nat'l Assoc Amegy — Interest
Allegiance Bank, Houston (Accounts) — Interest
JP Morgan Secs. Bank dep. program — Interest
REAL ESTATE: (H)
Condo-Larimer County, CO — Rent
Working Interest-Cabot U., Andrews County, TX — Royalty
Mineral Interest, Wheeler County, TX — Royalty
Mineral Interests, Martin and Dawson Counties, TX — Royalty
Mineral Interest, Glasscock County, TX — Royalty
Fractional int. in real property, Kerr County, TX — Rent
Mineral Interests, Howard County, TX — Royalty
Mineral Interests, Howard County, TX — Rent
RETIREMENT & IRA ACCOUNTS: (H)
IRA Acct: John Hancock Ind. Ret.Annuity (Fixed) — None — Distributed (part) — See Note (1) in Part VIII
IRA ROLLOVER ACCOUNT: (H)
Citibank FDIC Ins. Bank Deposit Sweep — Interest
Berkshire Hathaway CL B — None
Home Depot, com. — Dividend — Sold (part)
Home Depot, com. — Sold (part)
Microsoft, com. — Dividend — Sold (part)
Microsoft, com. — Sold (part)
Stryker Corp., com. — Dividend — Sold (part)
Thermo Fish. Sc., com. — Dividend — Sold (part)
Thermo Fish. Sc., com. — Sold (part)
Fidelity Low Priced Stock — Dividend
Fidelity OTC Port — Dividend — Sold (part)
Fidelity 500 Index — Dividend
Fidelity Select Medical Equip & System — Dividend
Fidelity Select Software & IT — Dividend
BNY Mellon FDIC Ins. Bank Deposit Sweep — Interest
Fidelity Contrafund — Dividend
CIBC Bank USA Bank Deposit Sweep — Interest
Huntington Bank Deposit Sweep — Interest
Peoples Bank Deposit Sweep — Interest
U.S. Bank Deposit Sweep — Interest
Associated Bank Deposit Sweep — Interest
Fidelity Invest. Grade Bond Fund — Dividend — Buy
Fidelity U.S. Bond Index Fund — Dividend — Buy
IRA ROLLOVER ACCT NO. 2: (H)
CORPORATE BONDS/NOTES IN IRA ROLLOVER ACCT #2: (H)
AT&T Bonds due 06/30/20 — Interest — Redeemed
JP Morgan Chase Notes due 10/29/20 — Interest — Redeemed
Pepsico Notes due 10/06/21 — Interest
Wells Fargo Notes due 07/26/21 — Interest
Amer Express Notes due 12/02/22 — Interest
Philip Morris Internat'l Notes due 11/2/22 — Interest
McDonald's Notes due 4/1/2023 — Interest
State Street Notes due 5/15/23 — Interest
Morgan Stanley Notes due 10/23/24 — Interest
Verizon Communications Notes due 11/1/24 — Interest
AT&T Notes due 05/15/25 — Interest — Buy
JP Morgan Notes due 10/01/26 — None — Buy
EQUITIES IN IRA ROLLOVER ACCT #2: (H)
American Express, com. — Dividend
Chevron, com. (fka Chevron Texaco) — Dividend
KO, com. — Dividend
Exxon Mobil, com. — Dividend
J.P. Morgan Chase, com. — Dividend
JNJ, com. — Dividend
Merck, com. — Dividend
PEP, com. — Dividend
S&P Global, com. — Dividend
Altria Group, com. — Dividend
Automatic Data Proc., com. — Dividend
Occidental Pete Corp. Cal., com. — Dividend — Sold
Linde, PLC, com. — Dividend
Procter & Gamble., com. — Dividend
Raytheon Technologies f/k/a United Technologies, com. — Dividend — Distributed (part) — spinoff (see line 153)
Raytheon Technologies f/k/a United Technologies, com. — Distributed (part) — spinoff (see line 154)
Texas Instruments, com. — Dividend
Abbott Labs, com. — Dividend
McDonald's, com. — Dividend
Philip Morris Intl, com. — Dividend
Total SA., com. — Dividend
Nestle Sponsored ADR, com. — Dividend
Roche Holdings Ltd. Spon. ADR, com. — Dividend
Walt Disney Co., com. — Dividend
Air Products & Chems., com. — Dividend
Black Rock, com. — Dividend
Novo Nordisk AS ADR, com. — Dividend
Abbvie Inc., com. — Dividend
Canadian Pac Ry Ltd., com. — Dividend
Novartis AG Spon. ADR, com. — Dividend
Diageo PLC Spon. ADR New, com. — Dividend
Chubb Ltd., com — Dividend
Intercontinental Exchange Group, com. — Dividend
VISA, com. — Dividend
Intuitive Surgical, com. — None
Microsoft, com. — Dividend
Union Pac., com. — Dividend
Alcon Inc., com. — Dividend
United Health Group, com. — Dividend
Carrier Global, com. — Dividend — Spinoff (from line 128) — from UTX, line 128
Otis Worldwide, com. — Dividend — Spinoff (from line 129) — from UTX, line 129
CASH ACCOUNTS IN IRA ROLLOVER ACCT NO. 2: (H)
Raymond James Ins'd Bank Dep Program — Interest
IRA ROLLOVER NO. 3: (H)
Lord Abbett Short Fund — Dividend
IShares Barclays TIPS BO — Dividend
Invesco Oppenheimer Senior Floating Rate — Dividend
AT&T Inc., com. — Dividend
Bristol Meyers, com. — None — Buy
Caterpillar, com. — None — Buy
Coca Cola, com. — None — Buy
McDonald's, com. — None — Buy
Wal-Mart, Inc., com. — None — Buy
JP Morgan Deposit Sweep Acct. — Interest
JP Morgan 100% Treas. Sec. MM Fd. — Dividend
U.S. Treasury Bills (due 4/2/20) — Redeemed
U.S. Treasury Bills (due 11/27/20) — Buy
U.S. Treasury Bills (due 11/27/20) — Redeemed
TRUST NO. 2: (H)
Fidelity MM — Dividend
Fidelity Low Price Stock — Dividend
Fidelity OTC Portfolio Fund — Dividend
Fidelity MSCI Consumer ETF — Dividend
Fidelity 500 Index Fund — Dividend
Director, The Methodist Hospital, Houston, Texas (d/b/a Houston Methodist)
Senior Chair of TMH Board, director ex officio w/vote, Methodist Health Centers; Houston Methodist Hospital Foundation, Houston Methodist Academic Institute; and TMH Health Care Group.
Trustee, Trust No. 2
Director, The Methodist Hospital, Houston, Texas (d/b/a Houston Methodist)
Senior Chair of TMH Board, director ex officio w/vote, Methodist Health Centers; Houston Methodist Hospital Foundation, Houston Methodist Academic Institute; and TMH Health Care Group.
Trustee, Trust No. 2
(1) Part VII, page 8, line 74: The year-end value of IRA account in John Hancock Ind. Retirement Annuity, which is not publicly traded, was provided by John
Hancock Life Ins. Co.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.